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A Trial Comparing Noninvasive Ventilation Strategies in Preterm Infants Following Extubation

Nasal High Frequency Oscillation Ventilation(NHFOV) vs. Nasal Continuous Positive Airway Pressure(NCPAP) vs Nasal Intermittent Positive Pressure Ventilation(NIPPV) as Post-extubation Respiratory Support in Preterm Infants With Respiratory Distress Syndrome:a Multicenter Randomized Controlled Trial

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03181958
Enrollment
1493
Registered
2017-06-09
Start date
2017-12-01
Completion date
2021-06-30
Last updated
2021-09-30

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Intubated Infants Were Intend to Extubation Using Noninvasive Ventilation Strategies

Keywords

nasal high frequency oscillation ventilation(NHFOV), nasal continuous positive airway pressure(NCPAP), nasal intermittent positive pressure ventilation(NIPPV), neonatal respiratory distress syndrome(NRDS), preterm infants

Brief summary

Respiratory distress syndrome (RDS) is the main cause of respiratory failure in preterm neonates, its incidence varying from 80% to 25% depending on gestational age.When optimal prenatal care is provided, the best approach to treat RDS, according to several recent trials,consists in providing continuous positive airway pressure (CPAP) from the first minutes of life using short binasal prongs or masks, followed by early selective surfactant administration for babies with worsening oxygenation and/or increasing work of breathing. Any effort should be done to minimize the time under invasive mechanical ventilation (IMV).Nonetheless, clinical trials have shown that a relevant proportion of preterm neonates fails this approach and eventually need IMV.The duration of IMV is a well known risk factor for the development of broncho-pulmonary dysplasia (BPD) - a condition associated with significant morbidity and mortality. To minimize the duration of IMV, various non invasive respiratory support modalities are available in neonatal intensive care units (NICU). CPAP is presently the most common technique used in this regard. However, a systematic review has shown that non-invasive positive pressure ventilation (NIPPV) reduces the need for IMV (within one week from extubation) more effectively than NCPAP, although it is not clear if NIPPV may reduce need for intubation longterm and it seems to have no effect on BPD and mortality. NIPPV main drawback is the lack of synchronization, which is difficult to be accurately achieved and is usually unavailable. A more recent alternative technique is non-invasive high frequency oscillatory ventilation (NHFOV) which consists on the application of a bias flow generating a continuous distending positive pressure with oscillations superimposed on spontaneous tidal breathing with no need for synchronization. The physiological, biological and clinical details about NHFOV have been described elsewhere. To date, there is only one small observational uncontrolled study about the use of NHFOV after extubation in preterm infants. Other relatively small case series or retrospective cohort studies suggested safety, feasibility and possible usefulness of NHFOV and have been reviewed elsewhere.The only randomized trial published so far compared NHFOV to biphasic CPAP,in babies failing CPAP and it has been criticized for methodological flaws and for not taking into account respiratory physiology.An European survey showed that, despite the absence of large randomized clinical trials, NHFOV is quite widely used, at least in some Countries and no major side effects are reported, although large data about NHFOV safety are lacking. This may be due to the relative NHFOV easiness of use but evidence-based and physiology-driven data are warranted about this technique.

Detailed description

NHFOV should theoretically provide the advantages of invasive high frequency oscillatory ventilation (no need for synchronization, high efficiency in CO2 removal, less volume/barotrauma) and nasal CPAP (non-invasive interface, oxygenation improvement by the increase in functional residual capacity through alveolar recruitment). NHFOV should allow to increase mean airway pressure (Paw) avoiding gas trapping and hypercarbia, thanks to the superimposed high frequency oscillations. Therefore, NHFOV is more likely to be beneficial for those neonates requiring high distending pressure to open up their lungs, such as babies at high risk of extubation failure due to severity of their lung disease. This may also be the case of extremely preterm, BPD-developing neonates who have increased airway resistances, while they are subjected to a deranged alveolarization and lung growth. Neonates presenting with respiratory acidosis may also benefit from NHFOV. Several animal and bench studies investigated the physiology and peculiarities of NHFOV and these data should be used to conduct a physiology-guided trial in order to avoid errors done in the early trials about invasive high frequency ventilation. This study will be the first large trial aiming to compare CPAP vs NIPPV vs NHFOV in preterm neonates after surfactant replacement and during their entire NICU stay, to reduce the total need of invasive ventilation. Since there is a lack of formal data regarding NHFOV safety, some safety outcomes will also be considered.Specific subgroup analysis will be conducted for pre-specified groups of patients who may most likely benefit from NHFOV, according to the above-described physiological characteristics.

Interventions

DEVICENHFOV

Nasal high frequency oscillation ventilation (NHFOV) is used as the noninvasive supporting mode after extubation.

DEVICENCPAP

Nasal continuous positive airway pressure(NCPAP) is used as the noninvasive supporting mode after extubation.

DEVICENIPPV

Nasal intermittent positive pressure ventilation(NIPPV) is used as the noninvasive supporting mode after extubation.

Sponsors

Children's Hospital of Chongqing Medical University
CollaboratorOTHER
Jiulongpo No.1 People's Hospital
CollaboratorOTHER
Chongqing Maternal and Child Health Hospital
CollaboratorOTHER
The First Affiliated Hospital of Anhui Medical University
CollaboratorOTHER
Children's Hospital of The Capital Institute of Pediatrics
CollaboratorOTHER
Peking University Third Hospital
CollaboratorOTHER
First Hospital of Tsinghua University
CollaboratorOTHER
Women and Children's Hospital, Branch of Chongqing Sanxia Central Hospital
CollaboratorOTHER
First Affiliated Hospital of Chongqing Medical University
CollaboratorOTHER
Quanzhou Children's Hospital
CollaboratorOTHER
Xiamen Maternity & Child Care Hospital
CollaboratorOTHER
Zhujiang Hospital
CollaboratorOTHER
Nanfang Hospital, Southern Medical University
CollaboratorOTHER
Guangdong Academy of Medical Science and General Hospital
CollaboratorOTHER
Guangdong Women and Children Hospital
CollaboratorOTHER
Women and Children's Health Hospital of Yulin
CollaboratorOTHER
Maternal and Child Health Hospital of Guangxi Zhuang Autonomous Region
CollaboratorOTHER
Second Affiliated Hospital of Guangzhou Medical University
CollaboratorOTHER
Guiyang Maternal and Child Health Care Hospital
CollaboratorOTHER
Zunyi First People's Hospital
CollaboratorINDUSTRY
Lanzhou University Second Hospital
CollaboratorOTHER
Gansu Provincial Maternal and Child Health Care Hospital
CollaboratorOTHER
LanZhou University
CollaboratorOTHER
First Affiliated Hospital of Harbin Medical University
CollaboratorOTHER
First Affiliated Hospital of Xinjiang Medical University
CollaboratorOTHER
Zhengzhou Children's Hospital, China
CollaboratorOTHER
Third Affiliated Hospital of Zhengzhou University
CollaboratorOTHER
the Maternal and Child Health Hospital of Hainan Province
CollaboratorOTHER
Bethune International Peace Hospital
CollaboratorOTHER
Union Hospital, Tongji Medical College, Huazhong University of Science and Technology
CollaboratorOTHER
Children's Hospital of Nanjing Medical University
CollaboratorOTHER
The First Hospital of Jilin University
CollaboratorOTHER
Children's Hospital of Fudan University
CollaboratorOTHER
Maternal and Children's Healthcare Hospital of Taian
CollaboratorOTHER
The Second Hospital of Shandong University
CollaboratorOTHER
Shanxi Provincial Maternity and Children's Hospital
CollaboratorOTHER
Chengdu Women and Children's Center Hospital
CollaboratorOTHER
The Affiliated Hospital Of Southwest Medical University
CollaboratorOTHER
Affiliated Hospital of Southwest Medical University
CollaboratorOTHER
Shenzhen People's Hospital, The Second Medical College of Jinan University
CollaboratorOTHER
Tianjin Central Hospital of Gynecology Obstetrics
CollaboratorOTHER
People's Hospital of Xinjiang Uygur Autonomous Region
CollaboratorOTHER
Kunming Children's Hospital
CollaboratorOTHER
The First People's Hospital of Yunnan
CollaboratorOTHER
First Affiliated Hospital of Kunming Medical University
CollaboratorOTHER
Yan'an Affiliated Hospital of Kunming Medical University
CollaboratorOTHER
Women and Children's Health Hospital of Qujing
CollaboratorOTHER
The People's Hospital of Dehong Autonomous Prefecture
CollaboratorOTHER
The First People's Hospital of Yinchuan
CollaboratorOTHER
The Children's Hospital of Zhejiang University School of Medicine
CollaboratorOTHER
Women's Hospital School Of Medicine Zhejiang University
CollaboratorOTHER
Beijing 302 Hospital
CollaboratorOTHER
Hunan Children's Hospital
CollaboratorOTHER_GOV
Women and Children Hospital of Qinghai Province
CollaboratorOTHER
Jiangxi Province Children's Hospital
CollaboratorOTHER
Inner Mongolia People's Hospital
CollaboratorOTHER
Mianyang Central Hospital
CollaboratorOTHER
People's Liberation Army No.202 Hospital
CollaboratorOTHER
Ningbo Women & Children's Hospital
CollaboratorOTHER
Shanghai Children's Medical Center
CollaboratorOTHER
First Affiliated Hospital of Guangxi Medical University
CollaboratorOTHER
Nanjing Medical University
CollaboratorOTHER
Qinhuangdao Maternal and Child Health Care Hospital
CollaboratorOTHER
Xuzhou Children Hospital
CollaboratorOTHER
Catholic University of the Sacred Heart
CollaboratorOTHER
The First Affiliated Hospital of Zhengzhou University
CollaboratorOTHER
Xianyang Children's Hospital
CollaboratorOTHER
Daping Hospital and the Research Institute of Surgery of the Third Military Medical University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
DOUBLE (Investigator, Outcomes Assessor)

Masking description

Blinding towards the caregivers is impossible and blinding towards the patients makes no sense. However, outcomes' assessors will be blinded, as endpoints will be recorded by investigators not involved in patients' care. An assessor per each participating NICU will be nominated. Moreover, investigators performing the final statistical analyses will be blinded to the treatment allocation, as data collected by assessors will be inserted in the dedicated website and the arms' allocation will be re-coded.

Intervention model description

When the neonate had fulfilled the extubation criteria, extubation will took place with a gentle intratracheal suction. Upper airways will then be suctioned and intervention will be started immediately as follows: Ventilators * CPAP: CPAP will be provided by either variable flow or continuous flow devices, as there is no evidence that one type of CPAP generator would be better than any other. * NIPPV: NIPPV will be provided by any type of neonatal ventilator. Synchronization will not be applied, as many currently marketed neonatal ventilators usually do not provide it for NIPPV. * NHFOV: NHFOV will only be provided with piston/membrane oscillators able to provide a real oscillatory pressure with active expiratory phase (that is, Acutronic FABIAN-III, SLE 5000, Loweinstein Med LEONI+, Sensormedics 3100A). Other machines providing high frequency ventilations will not be used. Importantly, the randomization should be done within one hour from the extubation to avoid bias.

Eligibility

Sex/Gender
ALL
Age
30 Minutes to 1 Months
Healthy volunteers
No

Inclusion criteria

* gestational age between 25+0 and 32+6 weeks; * birth weight more than 600 g; * supported with any type of endotracheal ventilation; * Has not had first attempt at extubation(extubation readiness requires fulfilling of all the following criteria: a. Having received at least one loading dose of 20 mg/kg and 5 mg/kg daily maintenance dose of caffeine citrate; b. pH\>7.20 PaCO2\<=60 mmHg (these may be evaluated by arterialized capillary blood gas analysis or appropriately calibrated transcutaneous monitors. Venous blood gas values cannot be used); c. Paw \<=7-8 cmH2O; d. FiO2\<=0.30; e. sufficient spontaneous breathing effort, as per clinical evaluation).; * Obtained parental consent. Informed consent will be obtained antenatally or upon neonatal intensive care unit admission.;

Exclusion criteria

* major congenital anomalies or chromosomal abnormalities; * Presence of neuromuscular disease; * Upper respiratory tract abnormalities; ; * need for surgery known before the first extubation; * Grade IV-intraventricular haemorrhage (IVH) occurring before the first extubation * congenital lung diseases or malformations or pulmonary hypoplasia

Design outcomes

Primary

MeasureTime frameDescription
Duration of Invasive Mechanical Ventilationup to 8 weeksthe total days of the baby supported with the ventilator
Ventilator-free Daysup to 8 weeksnon-invasive ventilation was need after extubation
Number of Babies With Reintubationup to 8 weeksthe total numbers of the baby supported with ventilator

Secondary

MeasureTime frameDescription
Number of Participants With Neonatal Necrotizing Enterocolitis≥ 2nd Stageup to 8 weeksNeonatal necrotizing enterocolitis≥ 2nd stage was diagnosed after extubation
Number of Participants With Intraventricular Hemorrhage>2nd Gradeup to 8 weeksIntraventricular hemorrhage\>2nd grade was diagnosed after extubation
Number of Participants With Need for Postnatal Steroidsup to 8 weekssteroids was used for chronic lung disease
Number of Participants With Airleaksup to 8 weeksairleaks was diagnosed after extubation
Composite Mortality/BPDup to 8 weeksthe baby was dead or diagnosed with BPD.
Weekly Weight Gainduring hospitalization for the first 4 weeks of life or until NICU discharge whichever came first, an average of 1 monthWeekly weight gain (in grams/day) for the first 4 weeks of life or until NICU discharge, whichever comes first
Haemodynamically Significant Patent Ductus Arteriosus (PDA)up to 8 weekshemodynamically significant patent ductus arteriosus (PDA), defined according to local NICU protocols
In-hospital Mortalityup to 8 weeksthe baby died in hospital
Number of Participants With Bronchopulmonary Dysplasia(BPD)at gestational age of 36 weeks or at dischargeBronchopulmonary dysplasia was defined, according to National Institutes of Health (NIH) criteria, by the receipt of any form of positive-airway-pressure support or a requirement for supplemental oxygen at 36 weeks. A requirement for supplemental oxygen at 36 weeks was defined as an FiO2 of 0.30 or more or
Number of Participants With Retinopathy of Prematurity> 2nd Stageup to 8 weeksRetinopathy of prematurity\> 2nd stage was diagnosed after extubation

Countries

China

Participant flow

Recruitment details

Between December 2017 and May 2021, 1493 infants underwent randomization and data from 1440 were analyzed. A total of 53 infants were excluded from this analysis because missing data.

Pre-assignment details

Between December 2017 and May 2021, 1493 infants underwent randomization and data from 1440 were analyzed. A total of 53 infants were excluded from this analysis because missing data.

Participants by arm

ArmCount
NHFOV
neonates assigned to NHFOV will be started with the following boundaries: a) Paw of 10 cmH2O (can be changed in steps of 1 cmH2O within the range range 5- 16cmH2O); Paw will be titrated (within the range) according to open lung strategy, performing alveolar recruitment, similar to what is done in endotracheal high frequency oscillatory ventilation targeting a FiO2≤25-30%. Maximal allowed FiO2 will be 0.40 and SpO2 targets will be 90%-95%. b) frequency of 10Hz(can be changed in steps of 1Hz within the range 8-12Hz). c)Inspiratory time 50% (1:1).d)amplitude 25 cmH2O(can be changed in steps of 5 cmH2O within the range 25-50 cmH2o; amplitude will be titrated according to PaCO2. NHFOV: Nasal high frequency oscillation ventilation (NHFOV) is used as the noninvasive supporting mode after extubation.
480
NCPAP
Neonates assigned to the CPAP group were initiated on a pressure of 5 cmH2O. CPAP can be raised in steps of 1 cmH2O up to 8 cmH2O. If this is not enough to maintain SpO2 between 90% and 95%, FiO2 will be added up to 0.40. NCPAP: Nasal continuous positive airway pressure(NCPAP) is used as the noninvasive supporting mode after extubation.
480
NIPPV
neonates assigned to the NIPPV group will be started with the following parameters: a) positive end-expiratory pressure (PEEP) of 4 cmH2O (can be raised in steps of 1 cmH2O to max 8 cmH2O, according to the oxygenation).b)Peak Inspiratory Pressure (PIP) of 15 cmH2O (can be raised in steps of 1 cmH2O to max 25 cmH2O, according to oxygenation,PaCO2 levels and the chest expansion); maximal allowed FiO2 will be 0.40 and SpO2 targets will be 90-95%. c) inspiratory time (IT) will be 0.45 - 0.5 sec(according to clinicians' evaluation of leaks and the appearance of the pressure curve: a small pressure plateau is required and flow may be set accordingly) and rate will be started at 30 bpm (can be raised in steps of 5 bpm to max 50 bpm, according to PaCO2 levels). NIPPV: Nasal intermittent positive pressure ventilation(NIPPV) is used as the noninvasive supporting mode after extubation.
480
Total1,440

Withdrawals & dropouts

PeriodReasonFG000FG001FG002
Overall StudyLost to Follow-up172115

Baseline characteristics

CharacteristicNHFOVNCPAPNIPPVTotal
Age, Continuous29.4 weeks
STANDARD_DEVIATION 1.8
29.5 weeks
STANDARD_DEVIATION 1.7
29.4 weeks
STANDARD_DEVIATION 1.8
29.4 weeks
STANDARD_DEVIATION 1.8
Birth Weight1317 g
STANDARD_DEVIATION 353
1334 g
STANDARD_DEVIATION 366
1341 g
STANDARD_DEVIATION 318
1337 g
STANDARD_DEVIATION 352
Race and Ethnicity Not Collected0 Participants
Sex: Female, Male
Female
296 Participants208 Participants292 Participants796 Participants
Sex: Female, Male
Male
184 Participants272 Participants188 Participants644 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
8 / 4805 / 4804 / 480
other
Total, other adverse events
137 / 480126 / 480119 / 480
serious
Total, serious adverse events
0 / 4800 / 4800 / 480

Outcome results

Primary

Duration of Invasive Mechanical Ventilation

the total days of the baby supported with the ventilator

Time frame: up to 8 weeks

ArmMeasureValue (MEAN)Dispersion
NHFOVDuration of Invasive Mechanical Ventilation6.3 dayStandard Deviation 6
NCPAPDuration of Invasive Mechanical Ventilation7.8 dayStandard Deviation 7.2
NIPPVDuration of Invasive Mechanical Ventilation7.3 dayStandard Deviation 9.2
Primary

Number of Babies With Reintubation

the total numbers of the baby supported with ventilator

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVNumber of Babies With Reintubation63 Participants
NCPAPNumber of Babies With Reintubation123 Participants
NIPPVNumber of Babies With Reintubation84 Participants
Primary

Ventilator-free Days

non-invasive ventilation was need after extubation

Time frame: up to 8 weeks

ArmMeasureValue (MEDIAN)
NHFOVVentilator-free Days34 day
NCPAPVentilator-free Days32 day
NIPPVVentilator-free Days35 day
Secondary

Composite Mortality/BPD

the baby was dead or diagnosed with BPD.

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVComposite Mortality/BPD171 Participants
NCPAPComposite Mortality/BPD189 Participants
NIPPVComposite Mortality/BPD186 Participants
Secondary

Haemodynamically Significant Patent Ductus Arteriosus (PDA)

hemodynamically significant patent ductus arteriosus (PDA), defined according to local NICU protocols

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVHaemodynamically Significant Patent Ductus Arteriosus (PDA)138 Participants
NCPAPHaemodynamically Significant Patent Ductus Arteriosus (PDA)148 Participants
NIPPVHaemodynamically Significant Patent Ductus Arteriosus (PDA)163 Participants
Secondary

In-hospital Mortality

the baby died in hospital

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVIn-hospital Mortality8 Participants
NCPAPIn-hospital Mortality5 Participants
NIPPVIn-hospital Mortality4 Participants
Secondary

Number of Participants With Airleaks

airleaks was diagnosed after extubation

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVNumber of Participants With Airleaks4 Participants
NCPAPNumber of Participants With Airleaks3 Participants
NIPPVNumber of Participants With Airleaks9 Participants
Secondary

Number of Participants With Bronchopulmonary Dysplasia(BPD)

Bronchopulmonary dysplasia was defined, according to National Institutes of Health (NIH) criteria, by the receipt of any form of positive-airway-pressure support or a requirement for supplemental oxygen at 36 weeks. A requirement for supplemental oxygen at 36 weeks was defined as an FiO2 of 0.30 or more or

Time frame: at gestational age of 36 weeks or at discharge

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVNumber of Participants With Bronchopulmonary Dysplasia(BPD)163 Participants
NCPAPNumber of Participants With Bronchopulmonary Dysplasia(BPD)184 Participants
NIPPVNumber of Participants With Bronchopulmonary Dysplasia(BPD)182 Participants
Secondary

Number of Participants With Intraventricular Hemorrhage>2nd Grade

Intraventricular hemorrhage\>2nd grade was diagnosed after extubation

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVNumber of Participants With Intraventricular Hemorrhage>2nd Grade48 Participants
NCPAPNumber of Participants With Intraventricular Hemorrhage>2nd Grade63 Participants
NIPPVNumber of Participants With Intraventricular Hemorrhage>2nd Grade59 Participants
Secondary

Number of Participants With Need for Postnatal Steroids

steroids was used for chronic lung disease

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVNumber of Participants With Need for Postnatal Steroids63 Participants
NCPAPNumber of Participants With Need for Postnatal Steroids77 Participants
NIPPVNumber of Participants With Need for Postnatal Steroids98 Participants
Secondary

Number of Participants With Neonatal Necrotizing Enterocolitis≥ 2nd Stage

Neonatal necrotizing enterocolitis≥ 2nd stage was diagnosed after extubation

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVNumber of Participants With Neonatal Necrotizing Enterocolitis≥ 2nd Stage33 Participants
NCPAPNumber of Participants With Neonatal Necrotizing Enterocolitis≥ 2nd Stage24 Participants
NIPPVNumber of Participants With Neonatal Necrotizing Enterocolitis≥ 2nd Stage36 Participants
Secondary

Number of Participants With Retinopathy of Prematurity> 2nd Stage

Retinopathy of prematurity\> 2nd stage was diagnosed after extubation

Time frame: up to 8 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
NHFOVNumber of Participants With Retinopathy of Prematurity> 2nd Stage63 Participants
NCPAPNumber of Participants With Retinopathy of Prematurity> 2nd Stage74 Participants
NIPPVNumber of Participants With Retinopathy of Prematurity> 2nd Stage72 Participants
Secondary

Weekly Weight Gain

Weekly weight gain (in grams/day) for the first 4 weeks of life or until NICU discharge, whichever comes first

Time frame: during hospitalization for the first 4 weeks of life or until NICU discharge whichever came first, an average of 1 month

ArmMeasureValue (MEAN)Dispersion
NHFOVWeekly Weight Gain13.0 grams/dayStandard Deviation 5.3
NCPAPWeekly Weight Gain12.1 grams/dayStandard Deviation 4.9
NIPPVWeekly Weight Gain12.4 grams/dayStandard Deviation 6.4

Source: ClinicalTrials.gov · Data processed: Mar 2, 2026