COPD Asthma
Conditions
Brief summary
The purpose of this study is to evaluate the use of spirometry in identifying Diagnostic Error in COPD and Asthma patients.
Detailed description
Asthma and chronic obstructive pulmonary disease (COPD) are common chronic lung diseases that are diagnosed in more than 30 million adults in the United States. However, diagnostic error (DE), is considered one of the most common and harmful of patient-safety problems by the Institute of Medicine, occur frequently with asthma and/or COPD and disproportionately affect minorities and the under-served. DE leads to lost opportunities to identify other chronic conditions, avoidable morbidity and mortality, unnecessary costs to patients and health systems, and poor quality of care. Shortness of breath or dyspnea, which is a common symptom in asthma and COPD, is also common for many other chronic conditions such as cardiovascular disease and obesity. A better understanding of the impact of DE and interventions to improve diagnostic accuracy in asthma and COPD are of particular importance for minorities and the under-served that are disproportionately affected by conditions leading to dyspnea. Spirometry is a simple, mobile, and essential test that is recommended by all major national and international guidelines for the diagnosis of asthma and COPD. However it is well known that spirometry is not routinely used in the ambulatory primary care setting and minorities and the underserved population are less likely to have spirometry leading to greater prevalence of DE. It has been estimated that 30-50% of people with an existing diagnosis of asthma and COPD were found to be misdiagnosed. Many of these patients misdiagnosed with asthma and/or COPD receive unnecessary respiratory pharmacotherapy which can pose serious risks including pneumonia, cardiovascular events, and mortality. In the setting of DE, these are considered avoidable and unnecessary respiratory pharmacotherapy use in minorities and the underserved that are already disproportionately affected by cardiovascular disease increases the risk of poorer outcomes. There is also DE in the diagnosis of asthma versus COPD, as these are both clinically distinct respiratory disorders with nuances in treatment recommendations. It is reported that African-Americans are considered to have increasing COPD mortality and are disproportionately affected by asthma death rates. However, as spirometry is not routinely performed and DE is prevalent in asthma and COPD, a component of these poor outcomes may be attributable to missed or delayed diagnoses of other chronic conditions or misdiagnosis within asthma and COPD. Barriers to the use of spirometry in primary care exist at provider and health systems levels. Previous studies show that primary care providers (PCPs) lack knowledge in existing guidelines and in implementing spirometry into primary care clinics. Beyond these barriers, PCPs struggle with logistical challenges such as time and workflow constraints with clinic visits lasting 15 minutes or less in patients with multiple chronic medical conditions. These predisposing and enabling factors explain why prior studies that included interventions to educate PCPs and incorporate spirometry by training personnel in primary care clinics have had limited results. A new paradigm to improve guideline based care for asthma and COPD which includes spirometry is needed and can lead to a better understanding of DE and improved patient safety and patient-centered outcomes. Health Promoters or Community health workers (CHWs) have been supplementing medical care by disseminating appropriate health care practices for underserved minority populations. However, studies which include diagnostic evaluations with spirometry for asthma and COPD have not been performed. The REDEFINE program (Reducing Diagnostic Error to Improve PatieNt SafEty in COPD and Asthma) will incorporate health promoters working collaboratively with PCPs to address identified barriers to guideline based care which includes spirometry for the diagnosis of asthma and COPD for patients at risk for DE. We propose a comparative effectiveness study to better understand the epidemiology of DE and to evaluate the effectiveness and economic impact of providing the REDEFINE program to an underserved, predominantly minority population with a diagnosis of asthma and/or COPD at risk for DE.
Interventions
Initial visit for the intervention group, an initial demographics form and health questionnaires. To evaluate the breathing, a pre and post broncho dilator will be performed as well as a spirometry test.
The post broncho dilator spirometry test will be preformed after a breathing medication called Albuterol. Albuterol is used in standard practice for COPD and is commonly used during spirometry.
At the end of the 1 year followup, the patient will be scheduled for a pre and post BD spirometry test and undergo the same spirometry protocol as the intervention group.
Sponsors
Study design
Eligibility
Inclusion criteria
* 1.Age ≥40 years of age * 2\. Use of a maintenance respiratory medication and one of the following in the past year: * 3\. Diagnosis of asthma and/or COPD * 4\. No spirometry test performed in the past 3 years * 5\. Past or current smoker or is exposed to tobacco
Exclusion criteria
* Unable to perform adequate spirometry * Non-English speaking * Pregnancy * Plans to move from the Chicago Area within the next year * Seen by pulmonary specialist in the past 3 years * Any terminal illness with a life expectancy of \<6 months * Life threatening (e.g. intensive care admission and/or use of mechanical ventilation) respiratory failure event in the past year.
Design outcomes
Primary
| Measure | Time frame | Description |
|---|---|---|
| Total Number of Healthcare Visits | 1 year | Determine differences in healthcare visits which include all-cause and respiratory related, acute care outpatient visits, emergency department visits, and hospitalizations between groups |
Secondary
| Measure | Time frame | Description |
|---|---|---|
| Total With Diagnosis of COPD and/or Asthma Consistent With Spirometry Results | 1 year | determine differences in the accuracy of diagnosis between groups |
Countries
United States
Participant flow
Recruitment details
Subjects who met the preliminary eligibility criteria were mailed a recruitment letter with the option to opt out. A phone screen was conducted to confirm eligibility. If eligible, we obtained verbal consent to participate in the study. Their scheduled appointment date was confirmed. They were asked to arrive 90 minutes before their clinic visit for enrollment. Recruitment took place from 07/2017 to 09/2019.
Participants by arm
| Arm | Count |
|---|---|
| Patient Subject Usual Care Patients were assigned to the arm group based on the randomization of their primary care provider. The usual care group completed the spirometry test (pre and post BD) during the T4 - 12-month follow-up visit (following the same spirometry protocol as the intervention group did at T0 - baseline visit). | 231 |
| Patient-Subject Intervention Patients were assigned to the arm group based on the randomization of their primary care provider. The intervention group completed the spirometry test (pre and post BD) during T0 - baseline visit. | 171 |
| Total | 402 |
Withdrawals & dropouts
| Period | Reason | FG000 | FG001 |
|---|---|---|---|
| T1: 3-month Follow-up | Lost to Follow-up | 5 | 6 |
| T1: 3-month Follow-up | Withdrawal by Subject | 1 | 4 |
| T2: 6-month Follow-up | Lost to Follow-up | 5 | 5 |
| T3: 9-month Follow-up | Death | 1 | 0 |
| T3: 9-month Follow-up | Lost to Follow-up | 4 | 4 |
| T4: 12-month Follow-up | Lost to Follow-up | 7 | 4 |
| T4: 12-month Follow-up | Withdrawal by Subject | 0 | 1 |
Baseline characteristics
| Characteristic | Patient Subject Usual Care | Total | Patient-Subject Intervention |
|---|---|---|---|
| Age, Continuous | 57.6 years STANDARD_DEVIATION 10.4 | 57.6 years STANDARD_DEVIATION 10.2 | 57.5 years STANDARD_DEVIATION 10.1 |
| Age, Customized 40-64 years | 181 Participants | 316 Participants | 135 Participants |
| Age, Customized 65+ years | 50 Participants | 86 Participants | 36 Participants |
| Coexisting Conditions Anxiety | 28 participants | 51 participants | 23 participants |
| Coexisting Conditions Arrhythmia | 21 participants | 28 participants | 7 participants |
| Coexisting Conditions Autoimmune Disease | 11 participants | 26 participants | 15 participants |
| Coexisting Conditions Cancer | 12 participants | 25 participants | 13 participants |
| Coexisting Conditions Congestive Heart Failure | 20 participants | 29 participants | 9 participants |
| Coexisting Conditions Coronary Artery Disease | 11 participants | 22 participants | 11 participants |
| Coexisting Conditions Depression | 58 participants | 95 participants | 37 participants |
| Coexisting Conditions Diabetes | 76 participants | 129 participants | 53 participants |
| Coexisting Conditions Dyslipidemia | 70 participants | 117 participants | 47 participants |
| Coexisting Conditions End Stage Kidney Disease | 0 participants | 1 participants | 1 participants |
| Coexisting Conditions Hypertension | 158 participants | 274 participants | 116 participants |
| Coexisting Conditions Obstructive/sleep apnea | 21 participants | 37 participants | 16 participants |
| Coexisting Conditions Osteoarthritis | 84 participants | 150 participants | 66 participants |
| Coexisting Conditions Osteoporosis | 10 participants | 17 participants | 7 participants |
| Coexisting Conditions Other | 6 participants | 15 participants | 9 participants |
| Coexisting Conditions Stroke | 8 participants | 13 participants | 5 participants |
| Education Bachelor and above | 40 Participants | 70 Participants | 30 Participants |
| Education High school or less | 107 Participants | 187 Participants | 80 Participants |
| Education Unknown or Not Reported | 1 Participants | 1 Participants | 0 Participants |
| Education Vocational/Technical School or Some College | 83 Participants | 144 Participants | 61 Participants |
| Ethnicity (NIH/OMB) Hispanic or Latino | 17 Participants | 37 Participants | 20 Participants |
| Ethnicity (NIH/OMB) Not Hispanic or Latino | 214 Participants | 363 Participants | 149 Participants |
| Ethnicity (NIH/OMB) Unknown or Not Reported | 0 Participants | 2 Participants | 2 Participants |
| Health Plan HMO | 36 participants | 66 participants | 30 participants |
| Health Plan Medicaid | 127 participants | 214 participants | 87 participants |
| Health Plan Medicare | 60 participants | 105 participants | 45 participants |
| Health Plan Other | 1 participants | 1 participants | 0 participants |
| Health Plan PPO | 26 participants | 47 participants | 21 participants |
| Health Plan Self-pay | 23 participants | 36 participants | 13 participants |
| Household Income < $10,000 | 92 Participants | 163 Participants | 71 Participants |
| Household Income $10,000-19,999 | 41 Participants | 72 Participants | 31 Participants |
| Household Income $20,000-29,999 | 26 Participants | 35 Participants | 9 Participants |
| Household Income $30,000+ | 65 Participants | 116 Participants | 51 Participants |
| Household Income Unknown or Not Reported | 7 Participants | 16 Participants | 9 Participants |
| Illicit Substance Use Would rather not say | 1 participants | 1 participants | 0 participants |
| Illicit Substance Use Yes | 26 participants | 52 participants | 26 participants |
| Marital Status Co-habiting/Married | 62 Participants | 105 Participants | 43 Participants |
| Marital Status Single/Widowed | 169 Participants | 297 Participants | 128 Participants |
| Modified Medical Research Council Dyspnea Scale 0 = only breathless with strenuous exercise | 49 Participants | 84 Participants | 35 Participants |
| Modified Medical Research Council Dyspnea Scale 1 = short of breath when hurrying or walking up a slight hill | 73 Participants | 133 Participants | 60 Participants |
| Modified Medical Research Council Dyspnea Scale 2 = walk slower or have to stop for breath when walking | 48 Participants | 82 Participants | 34 Participants |
| Modified Medical Research Council Dyspnea Scale 3 = stop for breath after walking about 100 yards or a few minutes | 50 Participants | 84 Participants | 34 Participants |
| Modified Medical Research Council Dyspnea Scale 4 = too breathless to leave the house or when dressing | 11 Participants | 19 Participants | 8 Participants |
| Number of Coexisting Conditions 0 | 28 Participants | 44 Participants | 16 Participants |
| Number of Coexisting Conditions 1 | 41 Participants | 70 Participants | 29 Participants |
| Number of Coexisting Conditions 2 | 48 Participants | 95 Participants | 47 Participants |
| Number of Coexisting Conditions 3 | 53 Participants | 90 Participants | 37 Participants |
| Number of Coexisting Conditions 4 | 30 Participants | 53 Participants | 23 Participants |
| Number of Coexisting Conditions 5+ | 31 Participants | 50 Participants | 19 Participants |
| Number of Health Plans per Patient 0-1 | 190 Participants | 336 Participants | 146 Participants |
| Number of Health Plans per Patient ≥2 | 41 Participants | 66 Participants | 25 Participants |
| Number of Respiratory Symptoms 0 | 62 Participants | 116 Participants | 54 Participants |
| Number of Respiratory Symptoms 1 | 42 Participants | 80 Participants | 38 Participants |
| Number of Respiratory Symptoms 2 | 43 Participants | 80 Participants | 37 Participants |
| Number of Respiratory Symptoms 3 | 84 Participants | 126 Participants | 42 Participants |
| Race/Ethnicity, Customized African-American/Black | 193 Participants | 332 Participants | 139 Participants |
| Race/Ethnicity, Customized Missing | 2 Participants | 3 Participants | 1 Participants |
| Race/Ethnicity, Customized Other | 15 Participants | 26 Participants | 11 Participants |
| Race/Ethnicity, Customized White | 21 Participants | 41 Participants | 20 Participants |
| Respiratory Diagnosis Asthma | 171 Participants | 298 Participants | 127 Participants |
| Respiratory Diagnosis Asthma and COPD | 32 Participants | 62 Participants | 30 Participants |
| Respiratory Diagnosis COPD | 28 Participants | 42 Participants | 14 Participants |
| Respiratory Medications ICS + LABA | 77 participants | 137 participants | 60 participants |
| Respiratory Medications Inhaled Corticosteroids (ICS) | 145 participants | 252 participants | 107 participants |
| Respiratory Medications LAMA + LABA | 1 participants | 2 participants | 1 participants |
| Respiratory Medications Long-acting beta agonist (LABA) | 2 participants | 4 participants | 2 participants |
| Respiratory Medications Long-acting muscarinic antagonists (LAMA) | 17 participants | 28 participants | 11 participants |
| Respiratory Medications Short-acting Bronchodilator | 226 participants | 395 participants | 169 participants |
| Respiratory Symptoms In the past year, have you been hospitalized for breathing problems? | 37 participants | 51 participants | 14 participants |
| Respiratory Symptoms In the past year, have you had the a cough continually for a long time (≥ 3 months)? | 133 participants | 223 participants | 90 participants |
| Respiratory Symptoms In the past year, have you had the a shortness of breath continually for a long time (≥ 3 months)? | 132 participants | 210 participants | 78 participants |
| Respiratory Symptoms In the past year, have you had the a sputum continually for a long time (≥ 3 months)? | 115 participants | 185 participants | 70 participants |
| Respiratory Symptoms In the past yr., have you had worsened breathing symptoms that caused a change in your medications? | 52 participants | 81 participants | 29 participants |
| Second-Hand Smoke Exposure No | 59 Participants | 98 Participants | 39 Participants |
| Second-Hand Smoke Exposure Yes | 172 Participants | 304 Participants | 132 Participants |
| Sex: Female, Male Female | 170 Participants | 289 Participants | 119 Participants |
| Sex: Female, Male Male | 61 Participants | 113 Participants | 52 Participants |
| Tobacco Exposure Current | 63 Participants | 113 Participants | 50 Participants |
| Tobacco Exposure Never | 82 Participants | 141 Participants | 59 Participants |
| Tobacco Exposure Past | 86 Participants | 148 Participants | 62 Participants |
Adverse events
| Event type | EG000 affected / at risk | EG001 affected / at risk |
|---|---|---|
| deaths Total, all-cause mortality | 1 / 231 | 0 / 171 |
| other Total, other adverse events | 0 / 231 | 0 / 171 |
| serious Total, serious adverse events | 0 / 231 | 0 / 171 |
Outcome results
Total Number of Healthcare Visits
Determine differences in healthcare visits which include all-cause and respiratory related, acute care outpatient visits, emergency department visits, and hospitalizations between groups
Time frame: 1 year
Population: Intention to treat. Once randomized, patients were included in the analysis.
| Arm | Measure | Group | Category | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|---|---|
| Patient Subject Usual Care | Total Number of Healthcare Visits | Hospitalization | No | 182 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Acute outpatient visit | Missing | 1 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Emergency room visit | No | 119 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Routine primary care visits | Yes | 198 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Hospitalization | Missing | 1 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Routine primary care visits | No | 32 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Hospitalization | Yes | 48 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Routine primary care visits | Missing | 1 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Acute outpatient visit | Yes | 61 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | New diagnostic tests | Yes | 126 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Emergency room visit | Missing | 1 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | New diagnostic tests | No | 104 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Acute outpatient visit | No | 169 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | New diagnostic tests | Missing | 1 Participants |
| Patient Subject Usual Care | Total Number of Healthcare Visits | Emergency room visit | Yes | 111 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | New diagnostic tests | Missing | 2 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Emergency room visit | Yes | 76 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Emergency room visit | No | 93 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Emergency room visit | Missing | 2 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Hospitalization | Yes | 17 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Hospitalization | No | 152 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Hospitalization | Missing | 2 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Acute outpatient visit | Yes | 35 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Acute outpatient visit | No | 134 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Acute outpatient visit | Missing | 2 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Routine primary care visits | Yes | 138 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Routine primary care visits | No | 31 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | Routine primary care visits | Missing | 2 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | New diagnostic tests | Yes | 72 Participants |
| Patient-Subject Intervention | Total Number of Healthcare Visits | New diagnostic tests | No | 97 Participants |
Total With Diagnosis of COPD and/or Asthma Consistent With Spirometry Results
determine differences in the accuracy of diagnosis between groups
Time frame: 1 year
Population: This analysis was only done for patients who had clear yes or no diagnosis accuracy from spirometry. This also excluded those did not have missing spirometry either due to withdraw or lost to follow-up. Two patients with yes or no diagnosis accuracy from spirometry withdrew, but they were either qualified for Correct initial diagnosis or Ever remove wrong initial diagnosis and thus lead to no missing in this table.
| Arm | Measure | Category | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|---|
| Patient Subject Usual Care | Total With Diagnosis of COPD and/or Asthma Consistent With Spirometry Results | Correct initial diagnosis | 76 Participants |
| Patient Subject Usual Care | Total With Diagnosis of COPD and/or Asthma Consistent With Spirometry Results | Stayed with wrong initial diagnosis | 92 Participants |
| Patient Subject Usual Care | Total With Diagnosis of COPD and/or Asthma Consistent With Spirometry Results | Ever removed wrong initial diagnosis | 8 Participants |
| Patient-Subject Intervention | Total With Diagnosis of COPD and/or Asthma Consistent With Spirometry Results | Correct initial diagnosis | 55 Participants |
| Patient-Subject Intervention | Total With Diagnosis of COPD and/or Asthma Consistent With Spirometry Results | Stayed with wrong initial diagnosis | 64 Participants |
| Patient-Subject Intervention | Total With Diagnosis of COPD and/or Asthma Consistent With Spirometry Results | Ever removed wrong initial diagnosis | 9 Participants |