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Pembrolizumab-based Therapy in Previously Treated High Grade Neuroendocrine Carcinomas

A Pilot Study of Pembrolizumab-based Therapy in Previously Treated High Grade Neuroendocrine Carcinomas

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03136055
Enrollment
36
Registered
2017-05-02
Start date
2017-06-20
Completion date
2021-10-31
Last updated
2022-12-27

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

High Grade Malignant Neuroendocrine Carcinoma (Diagnosis)

Keywords

NEC

Brief summary

This is a pilot study of pembrolizumab-based therapy in previously treated extrapulmonary poorly differentiated neuroendocrine carcinoma

Detailed description

PRIMARY OBJECTIVE: 1\. Evaluate the best overall response rate (ORR) of pembrolizumab or pembrolizumab plus chemotherapy according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1 (investigator-reported). SECONDARY OBJECTIVE: 1. To determine the safety and tolerability of pembrolizumab-based therapy in this patient population. 2. To evaluate duration of response (DOR) in participants receiving pembrolizumab or pembrolizumab plus chemotherapy. 3. To evaluate progression free survival (PFS) in participants treated with pembrolizumab or pembrolizumab plus chemotherapy (median PFS and 18 wk PFS). 4. To evaluate overall survival (OS) in participants receiving pembrolizumab or pembrolizumab plus chemotherapy. OUTLINE: Part A: Participants are treated with pembrolizumab alone. An adaptive Simon's two-stage design was used, and the overall plan hinges on the activity of single agent pembrolizumab in the first stage of Part A. If there is sufficient activity in the first stage of Part A, the study will expand to the second stage of Part A and forgo Part B. If there is insufficient activity in the first stage of Part A, the study will proceed to the first stage of Part B (pembrolizumab plus chemotherapy). Part B: Participants are treated with pembrolizumab plus chemotherapy (physician's choice, paclitaxel or irinotecan). Patients with stable disease (SD) or better after 9 cycles (27 weeks) of pembrolizumab-based therapy will have the option to continue with pembrolizumab alone, unless the first partial response (PR) or complete response (CR) is noted at 27 weeks. All participants will undergo a pre-treatment tumor biopsy (unless the tumor is inaccessible and/or a biopsy is not felt to be in the participant's best interest). Participants may continue study treatment until progressive disease (PD), unacceptable adverse events, inter-current illness that prevents further administration of treatment, investigator's decision to withdraw the participant, the participant withdraws consent, pregnancy of the participant, noncompliance with trial treatment or procedure requirements, participant receives 35 treatments (approximately 2 years) of pembrolizumab, or administrative reasons requiring cessation of treatment.

Interventions

DRUGPembrolizumab

Given Intravenously (IV)

DRUGIrinotecan

Given IV

DRUGPaclitaxel

Given IV

Sponsors

Merck Sharp & Dohme LLC
CollaboratorINDUSTRY
University of California, San Francisco
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Be willing and able to provide written informed consent for the trial. 2. Be at least 18 years of age on day of signing informed consent. 3. Have a histologically proven locally advanced or metastatic high grade (G3) poorly differentiated neuroendocrine carcinoma (NEC). 1. Includes small cell and large cell neuroendocrine carcinoma of unknown primary or any extrapulmonary site (and poorly differentiated NEC, not otherwise specified) 2. Includes neuroendocrine prostate cancer (de novo or treatment-emergent) of prostate if small cell or large cell histology (histologic evidence of both adenocarcinoma and neuroendocrine carcinoma may be present in same patient). 3. Other mixed tumors, e.g. mixed neuroendocrine neoplasms (MINENs) with NEC plus adenocarcinoma, squamous or acinar cell component are allowed if the high grade (small or large cell) NEC component comprises \>50% of the original sample or subsequent biopsy. 4. Have progressed during or after completion of first line systemic chemotherapy. 1. No limit to the number of prior chemotherapy regimens. 2. Early progression on/after adjuvant chemotherapy counts as firstline therapy. 5. Have at least one measurable disease based on RECIST 1.1. 6. Patients must agree to have a biopsy of primary tumor or metastatic tissue at baseline, and there must be a lesion that can be biopsied with acceptable clinical risk (as judged by the investigator). 1. Patients with unsuccessful baseline biopsies may undergo an additional biopsy attempt (at the same or a different site, determined by the investigator). 2. For patients with an intact primary and no metastatic site that can be safely biopsied, biopsy of the primary is acceptable, but must be approved by the principal investigator. 3. Baseline tumor biopsy may be omitted if the tumor is inaccessible and/or a biopsy is not thought to post exceptionally high procedural risk due to location or other factors 7. Have a performance status of 0 or 1 on the Eastern Cooperative Oncology Group (ECOG) Performance Scale. 8. Have a life expectancy of greater than 3 months. 9. Demonstrate adequate organ function, all screening labs should be performed within 14 days of treatment initiation. * Absolute neutrophil count (ANC) \>=1,500 /microliter (mcL) * Platelets \>=100,000 / mcL * Hemoglobin \>= 9 g/dL or \>=5.6 mmol/L without transfusion or erythropoietin (EPO) dependency (within 7 days of assessment) * Serum creatinine OR Measured or calculated creatinine clearance (CrCl) (Creatinine clearance should be calculated per institutional standard. Glomerular filtration rate (GFR) can also be used in place of creatinine or CrCl \<=1.5 X upper limit of normal (ULN) OR \>=60 mL/min for subject with creatinine levels \> 1.5 X institutional ULN * Serum total bilirubin \<= 1.5 X ULN OR Direct bilirubin \<= ULN for subjects with total bilirubin levels \> 1.5 ULN * aspartate aminotransferase (AST) / serum glutamic-oxaloacetic transaminase (SGOT) and alanine aminotransferase (ALT)/ serum glutamic-pyruvic transaminase (SGPT) \<=2.5 X ULN OR ≤ 5 X ULN for subjects with liver metastases * Albumin \>2.5 g/dL * International Normalized Ratio (INR) or Prothrombin Time (PT) Activated Partial Thromboplastin Time (aPTT) \<=1.5 X ULN unless subject is receiving anticoagulant therapy as long as PT or PTT is within therapeutic range of intended use of anticoagulants. 10. Female subject of childbearing potential should have a negative urine or serum pregnancy within 72 hours prior to receiving the first dose of study medication. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required. 11. Female subjects of childbearing potential should be willing to use 2 methods of birth control or be surgically sterile, or abstain from heterosexual activity for the course of the study through 120 days after the last dose of study medication. Subjects of childbearing potential are those who have not been surgically sterilized or have not been free from menses for \> 1 year. * Male subjects should agree to use an adequate method of contraception starting with the first dose of study therapy through 120 days after the last dose of study therapy. * Note: Abstinence is acceptable if this is the usual lifestyle and preferred contraception for the subject.

Exclusion criteria

1. Has Merkel cell carcinoma, small cell lung carcinoma, or large cell NEC of lung * Intermediate grade neuroendocrine tumors are excluded * Well differentiated Grade 3 neuroendocrine tumors are excluded * Metastatic high-grade prostate carcinoma with evidence of focal neuroendocrine differentiation on prostate biopsy (e.g., positive chromogranin staining by immunohistochemistry) without small cell or large cell NEC morphology are excluded, as are neuroendocrine prostate cancers with phenotype intermediate between adenocarcinoma and small cell * Atypical and typical bronchial carcinoids and well differentiated G1 and G2 gastroenteropancreatic (GEP) neuroendocrine tumors (NET) (GEP NETs) are excluded. 2. Is currently participating and receiving study therapy or has participated in a study of an investigational agent and received study therapy or used an investigational device within 4 weeks of the first dose of treatment. 3. Has a diagnosis of immunodeficiency 4. Is receiving systemic steroid therapy or any other form of immunosuppressive therapy within 7 days prior to the first dose of trial treatment. \- Physiologic doses of steroids (e.g. =\< 10 mg prednisone/day or equivalent) are allowed 5. Has a known history of active Bacillus Tuberculosis (TB). 6. History of or high suspicion of Gilbert's disease (safety run-in, Part B only) 7. Hypersensitivity to pembrolizumab or any of its excipients. 8. Has had a prior anti-cancer monoclonal antibody (mAb) within 4 weeks prior to study Day 1 or who has not recovered (i.e., ≤ Grade 1 or at baseline) from adverse events due to agents administered more than 4 weeks earlier. 9. Documented progression on and/or intolerance/hypersensitivity to both paclitaxel and irinotecan (Part B only) 10. Has had prior chemotherapy, targeted small molecule therapy, or radiation therapy within 2 weeks prior to study Day 1 or who has not recovered (i.e., \<= Grade 1 or at baseline) from adverse events due to a previously administered agent. * Note: Subjects with ≤ Grade 2 neuropathy are an exception to this criterion and may qualify for the study. * Note: If subject received major surgery, they must have recovered adequately from the toxicity and/or complications from the intervention prior to starting therapy. * Concurrent somatostatin analog therapy is allowed (for control of hormone excess) provided patient has been on stable dose for at least two months and tumor progression has been documented * Continuation of androgen deprivation therapy (ADT) allowed for patients with neuroendocrine prostate cancer (in the setting of castration-resistant prostate cancer, CRPC) 11. Has a known additional malignancy that is progressing or requires active treatment. Exceptions include basal cell carcinoma of the skin or squamous cell carcinoma of the skin that has undergone potentially curative therapy or in situ cervical cancer. 12. Has known active central nervous system (CNS) metastases and/or carcinomatous meningitis. Patients with asymptomatic suspected brain metastases (or small lesions of uncertain significance) \<1 cm that do not require focal therapy are eligible. (Follow up imaging will be allowed on study, and focal radiation with continuation of protocol therapy allowed if there is progressive disease in the brain and systemic imaging shows stable disease/response). \- Subjects with previously treated brain metastases may participate provided they are stable (without evidence of progression by imaging for at least four weeks and any neurologic symptoms have returned to baseline), they have no evidence of new or enlarging brain metastases (confirmed by imaging within 28 d of the first dose of trial treatment), and they are not using steroids for at least 7 days prior to trial treatment. This exception does not include carcinomatous meningitis, which is excluded regardless of clinical stability. 13. Has active autoimmune disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). \- Replacement therapy (e.g., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment. 14. Has a history of (non-infectious) pneumonitis/ interstitial lung disease that required steroids or has current pneumonitis/interstitial lung disease. 15. Has an active infection requiring systemic therapy. 16. Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subject's participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating investigator. 17. Has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial. 18. Is pregnant or breastfeeding, or expecting to conceive or father children within the projected duration of the trial, starting with the pre-screening or screening visit through 120 days after the last dose of trial treatment. 19. Has received prior therapy with an anti-Programmed Death 1 (PD-1), anti-Programmed Death Ligand 1 (PD-L1), or anti-PD-L2 agent. 20. Has a known history of Human Immunodeficiency Virus (HIV) (HIV 1/2 antibodies). 21. Has known active Hepatitis B virus (e.g., HBsAg reactive) or Hepatitis C virus (HCV)(e.g., HCV RNA \[qualitative\] is detected). 22. Has received a live vaccine or live-attenuated vaccine within 30 days prior to the first dose of study drug. Administration of killed vaccines is allowed.

Design outcomes

Primary

MeasureTime frameDescription
Overall Response Rate (ORR)Approximately 2 yearsORR is defined as the percentage of participants in the analysis population who demonstrated complete response (CR) or partial response (PR) radiographically according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1 as assessed by investigator. The analysis will include all subjects treated (ITT) who received at least one dose of the study treatment. If the final study consists of both Part A and Part B, the analysis will be done separately for each part.

Secondary

MeasureTime frameDescription
Overall Survival (OS)Over the duration of the study, which is estimated to be approximately 32 months.Overall survival is defined as the time from the first day of study treatment with protocol therapy to the date of death due to any cause. Kaplan-Meier method will be used to summarize OS. Median OS and its 95% confidence interval will be obtained for Part A and B (if available) separately.
Duration of Response (DOR)Over the duration of the study, which is estimated to be approximately 32 months.Duration of Response is defined as the time from the date of first response (CR or PR) until the date of disease progression or death. Duration of response will be reported for Part A and B (if available) separately. Only patients who have a demonstrated response will be used in final analysis.
Progression Free Survival (PFS)Over the duration of the study, which is estimated to be approximately 32 months.Progression free survival is defined as the time from the first day of study treatment with protocol therapy to the date of documented tumor progression or death due to any cause, whichever occurs first, as determined by RECIST v1.1 for PFS. Subjects who did not progress or die will be censored on the date of their last evaluable tumor assessment. Kaplan-Meier method will be used to summarize progression median PFS with 95% confidence interval for Part A and B (if available) separately.

Countries

United States

Participant flow

Participants by arm

ArmCount
Part A: Pembrolizumab Only
Participants will receive 200 mg of pembrolizumab via IV over 30 minutes every 3 weeks for 24 months or 35 administrations (whichever comes first).
14
Part B: Pembrolizumab + Chemotherapy
Participants will receive 200 mg of pembrolizumab via IV over 30 minutes every 3 weeks for 24 months or 35 administrations (whichever comes first) and chemotherapy treatment of 125 mg/m\^2 of irinotecan via IV on days 1 and 8 of each 21-day cycle or paclitaxel via IV on days 1, 8, and 15 of each 21-day cycle per physician discretion
22
Total36

Baseline characteristics

CharacteristicPart A: Pembrolizumab OnlyPart B: Pembrolizumab + ChemotherapyTotal
Age, Customized
30-39 years old
1 Participants2 Participants3 Participants
Age, Customized
40-49 years old
2 Participants3 Participants5 Participants
Age, Customized
50-59 years old
3 Participants7 Participants10 Participants
Age, Customized
60-69 years old
2 Participants5 Participants7 Participants
Age, Customized
70-79 years old
6 Participants5 Participants11 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
1 Participants2 Participants3 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
13 Participants19 Participants32 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants1 Participants1 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
3 Participants2 Participants5 Participants
Race (NIH/OMB)
Black or African American
1 Participants1 Participants2 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants0 Participants1 Participants
Race (NIH/OMB)
White
9 Participants19 Participants28 Participants
Received prior platinum-based therapy14 Participants22 Participants36 Participants
Region of Enrollment
United States
14 participants22 participants36 participants
Sex: Female, Male
Female
5 Participants7 Participants12 Participants
Sex: Female, Male
Male
9 Participants15 Participants24 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
11 / 1421 / 22
other
Total, other adverse events
14 / 1422 / 22
serious
Total, serious adverse events
1 / 146 / 22

Outcome results

Primary

Overall Response Rate (ORR)

ORR is defined as the percentage of participants in the analysis population who demonstrated complete response (CR) or partial response (PR) radiographically according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1 as assessed by investigator. The analysis will include all subjects treated (ITT) who received at least one dose of the study treatment. If the final study consists of both Part A and Part B, the analysis will be done separately for each part.

Time frame: Approximately 2 years

ArmMeasureValue (NUMBER)
Part A: Pembrolizumab OnlyOverall Response Rate (ORR)7 percentage of participants
Part B: Pembrolizumab + ChemotherapyOverall Response Rate (ORR)5 percentage of participants
Secondary

Duration of Response (DOR)

Duration of Response is defined as the time from the date of first response (CR or PR) until the date of disease progression or death. Duration of response will be reported for Part A and B (if available) separately. Only patients who have a demonstrated response will be used in final analysis.

Time frame: Over the duration of the study, which is estimated to be approximately 32 months.

Population: Only 1 participant in Part A, and 1 participant in Part B obtained CR or PR

ArmMeasureValue (NUMBER)
Part A: Pembrolizumab OnlyDuration of Response (DOR)18.9 months
Part B: Pembrolizumab + ChemotherapyDuration of Response (DOR)6.71 months
Secondary

Overall Survival (OS)

Overall survival is defined as the time from the first day of study treatment with protocol therapy to the date of death due to any cause. Kaplan-Meier method will be used to summarize OS. Median OS and its 95% confidence interval will be obtained for Part A and B (if available) separately.

Time frame: Over the duration of the study, which is estimated to be approximately 32 months.

ArmMeasureValue (MEDIAN)
Part A: Pembrolizumab OnlyOverall Survival (OS)7.8 months
Part B: Pembrolizumab + ChemotherapyOverall Survival (OS)4.8 months
Secondary

Progression Free Survival (PFS)

Progression free survival is defined as the time from the first day of study treatment with protocol therapy to the date of documented tumor progression or death due to any cause, whichever occurs first, as determined by RECIST v1.1 for PFS. Subjects who did not progress or die will be censored on the date of their last evaluable tumor assessment. Kaplan-Meier method will be used to summarize progression median PFS with 95% confidence interval for Part A and B (if available) separately.

Time frame: Over the duration of the study, which is estimated to be approximately 32 months.

ArmMeasureValue (MEDIAN)
Part A: Pembrolizumab OnlyProgression Free Survival (PFS)1.8 months
Part B: Pembrolizumab + ChemotherapyProgression Free Survival (PFS)2 months

Source: ClinicalTrials.gov · Data processed: Feb 24, 2026