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Financial Incentives, Randomization With Stepped Treatment Trial

Financial Incentives, Randomization With Stepped Treatment Trial

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03089320
Acronym
FIRST
Enrollment
120
Registered
2017-03-24
Start date
2018-05-01
Completion date
2023-04-01
Last updated
2024-04-15

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Unhealthy Alcohol Use

Keywords

HIV, Heavy drinking, Alcohol Abuse, AIDS

Brief summary

The investigators plan to determine the effectiveness of contingency management (CM) plus stepped care for unhealthy alcohol use in HIV-positive patients.

Detailed description

HIV-positive patients with unhealthy alcohol use are not often motivated to decrease their alcohol consumption and rarely receive treatment for their drinking. To address these challenges, we plan to provide treatment in HIV clinics, highlight to patients the impact alcohol can have on their medical conditions, and use Contingency Management (CM) with a stepped care design to adjust treatment to patient response. CM is an evidence based therapy that promotes abstinence from substance use, including alcohol. Since CM has not been studied for unhealthy alcohol use in HIV-infected patients we will include a stepped care strategy that provides Addiction Psychiatrist Management (APM) (with alcohol pharmacotherapies as indicated) and Motivational Enhancement Therapy (MET) for patients who do not achieve abstinence with CM. Phosphatidylethanol (PEth), is a validated biomarker that can confirm alcohol abstinence over three weeks. To capture the range of adverse effects of alcohol on health, we will include patients with at-risk drinking, alcohol use disorder, and medical conditions that can be adversely impacted by alcohol including those with a detectable HIV viral load, tobacco use disorder, liver fibrosis, untreated hepatitis C, depression and those taking psychoactive medications that interact with alcohol. The goal of the Financial Incentives, Randomization with Stepped Treatment (FIRST) Trial is to compare onsite CM plus stepped care versus treatment as usual (TAU) in a randomized clinical trial of HIV-positive patients with unhealthy alcohol use at seven HIV clinics. CM patients will receive onsite CM counseling sessions with financial rewards contingent on abstinence demonstrated by breathalyzer and PEth. Rewards can also be awarded for addressing medical conditions impacted by alcohol and achieving alcohol treatment goals. After three months, patients will be stepped up to APM and MET if PEth results indicate they have not attained abstinence. This randomized clinical trial will test the hypothesis that CM plus stepped care leads to greater abstinence, decreased alcohol consumption and improved HIV biomarkers as measured by the VACS Index. In addition to the randomized control trial, the FIRST Trial Implementation sub-study will be launched in the final year of the study. The goals of this sub-study are to explore barriers and facilitators to implementation of contingency management to address unhealthy alcohol in HIV treatment settings as it relates to: a) adoption, b) feasibility, c) acceptability, and d) tools and training needs to promote high fidelity implementation. In the context of the FIRST trial, we seek to recruit patient participants and the staff (i.e., research coordinators and Social Workers) involved with delivering CM across participating sites. Patient participants will be enrolled from the three highest-enrolling sites to complete an in-depth telephone interview. Staff participants from all sites involved in implementing study protocols will be invited to participate in a brief online survey and a focus group. Qualitative data will be analyzed by a multidisciplinary team using content analysis to identify themes and ideas regarding barrier and facilitators to CM implementation.

Interventions

BEHAVIORALContingency Management Counseling

Contingency management (CM) is an efficacious treatment for individuals with substance use disorders. In line with operant conditioning, CM typically provides reinforcers (rewards) contingent upon attaining specified goals such as decreased substance use and/or abstinence.

BEHAVIORALAddiction Physician Management

Patients in the CM plus stepped care arm who have PEth \> 8 ng/ml at 3 months will progress to Step 2 and receive onsite treatment from an Addiction Psychiatrist (APM) in the HIV clinic. APM will provide care that is typically provided by physicians in specialty referral programs.

BEHAVIORALMotivational Enhancement Therapy

Patients in the CM plus stepped care arm who have PEth \> 8 ng/ml at 3 months will progress to Step 2 and receive onsite Motivational Enhancement Therapy (MET) from the Social Worker in the HIV clinic. MET is grounded in research on processes of natural recovery during which patients move through stages of change - precontemplation, contemplation, determination, action, and maintenance. The Social Worker's role is to assist the patient in moving through the stages of change. MET uses motivational interviewing and reflective listening to help patients identify internal sources of motivation to support reductions in alcohol.

Sponsors

VA Connecticut Healthcare System
CollaboratorFED
National Institute on Alcohol Abuse and Alcoholism (NIAAA)
CollaboratorNIH
Yale University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Be HIV-infected. * Recent significant alcohol consumption as determined by a PEth greater than 20 ng/ml. * Able to provide informed consent. * Meet any of the following criteria for unhealthy alcohol use: * At-risk Drinking - greater than 14 drinks per week or greater than 4 drinks per occasion in men and greater than 7 drinks per week or greater than 3 drinks per occasion in women and those over 65.161 * Medical condition impacted by alcohol as evidenced by one of the following: 1) detectable HIV viral load (\>200 copies/ml),) tobacco use disorder and smoking more than 5 cigarettes per day, 3) detectable HCV virus, 4) liver fibrosis with a FIB-4 \>1.45) Patient Health Questionnaire (PHQ-9, validated measure for depression) score greater than 9, or 6) current (at least 30 day supply in the past 60 days) prescription for a psychoactive medication that interacts with alcohol-including benzodiazepines, opioids, antipsychotics, antidepressants, sleeping medications and muscle relaxants. * Alcohol Use Disorder - Meet DSM-5 criteria for alcohol use disorder, not in remission

Exclusion criteria

No subject may: * Be acutely suicidal, or with a psychiatric condition that affects his/her ability to provide informed consent or participate in counseling interventions (e.g. psychotic, dementia, delusional). * Be currently enrolled in formal treatment for alcohol (excluding mutual-help, e.g. Alcoholics Anonymous) * Have medical conditions that would preclude completing or be of harm during the course of the study. * Be a pregnant or nursing woman or women who do not agree to use a reliable form of birth control. * Have a current diagnosis of or be in remission for a gambling disorder given the gaming nature of CM.

Design outcomes

Primary

MeasureTime frameDescription
Self-reported Abstinence From Alcohol6 monthsRecorded via web based time-line followback

Secondary

MeasureTime frameDescription
Proportion of Participants of Participants With Phosphatidylethanol (PeTH) Documented Abstinence by the Alcohol Biomarker, Phosphatidylethanol (PEth)6 monthPhosphatidylethanol (PEth) accumulates in human red blood cells when the body is exposed to ethanol. Alcohol biomarkers are physiological indicators of alcohol exposure or ingestion and may reflect the presence of chronic and/or high level of use of alcohol. This will be evaluated as a binary variable to determine the proportion with abstinence (defined as % with PEth value \<8ng/mL).
Change in Biological Markers as Measured by the VACS Index6 monthsThe Veterans Aging Cohort Study Index (VACS Index) creates a score by summing pre-assigned points for age, routinely monitored indicators of HIV disease (CD4 count and HIV-1 RNA), and general indicators of organ system injury including hemoglobin, platelets, aspartate and alanine transaminase (AST and ALT), creatinine, and viral hepatitis C infection (HCV). This score is weighted to indicate increasing risk of all-cause mortality with increasing score. The score can be used to estimate risk of all-cause mortality using a conversion factor. The VACS Index will be evaluated based on most recent values at the time of data extraction. VACS Index score will be treated as a continuous variable. Possible scores range from 0 to 164. A higher score indicates greater burden of disease.

Other

MeasureTime frameDescription
Undetectable Hepatitis C Viral Load6 monthsAn HCV antibody test is used to screen for past exposure and current infection. It detects the presence of antibodies to the virus, indicating exposure to HCV.
Undetectable HIV Viral Load6 monthsViral load will be analyzed as a continuous measure (log10 copies/ml).
Recent Receipt of a Psychoactive Medication That May Interact With Alcohol6 monthsnumber of patients with use of psychoactive medications that interact with alcohol
Depressive Symptoms Via PHQ-96 monthsPatient Health Questionnaire (PHQ-9) ranges from 0 to 27. A higher score indicates worse depression. 5-9 are minimal symptoms, 10-14 is considered minor depression, 15-19 is major depression that is moderately severe, and \>20 is severe, major depression.
Smoking Cessation by Exhaled Carbon Monoxide6 monthsIt is measured by CO monitor
Liver Fibrosis Based on Fibrosis-4 (FIB-4) Score6 monthsThe Fibrosis-4 score helps to estimate the amount of scarring in the liver. Using a lower cutoff value of 1.45, a FIB-4 score \<1.45 had a negative predictive value of 90% for advanced fibrosis (Ishak fibrosis score 4-6 which includes early bridging fibrosis to cirrhosis). In contrast, a FIB-4 \>3.25 would have a 97% specificity and a positive predictive value of 65% for advanced fibrosis. In the patient cohort in which this formula was first validated, at least 70% patients had values \<1.45 or \>3.25.

Countries

United States

Participant flow

Participants by arm

ArmCount
Treatment As Usual (TAU)
We have elected to compare the CM plus stepped care condition to TAU to test its efficacy against a real world control and because CM plus stepped care is a comprehensive stand alone intervention that would substitute for TAU. While annual AUDIT-C screening is mandatory at the 7 sites, providing interventions for patients with unhealthy alcohol use is a matter of physician judgment and individual clinical practice with wide practice variation. HIV clinicians will not receive knowledge of the results of follow-up research assessments. We will conduct a Treatment Services Review at each follow-up to assess for receipt of addiction treatment services received since the last assessment and assess for contamination.
60
Contingency Management Plus Stepped Care (Step 2)
Step 1: Contingency management (CM); Step 2: Addiction physician management and motivational enhancement therapy We provide a priori intervals and criteria (drinking targets) that dictate increasing the intensity of treatment (stepping up) based on research and standards in the field. All CM plus stepped care subjects will undergo PEth testing at 3 months to determine the efficacy of Step 1. Patients with a PEth \> 8 ng/ml will continue on to Step 2. Contingency Management Counseling: CM is an efficacious treatment for individuals with substance use disorders. In line with operant conditioning, CM provides reinforcers (rewards) contingent upon attaining specified goals such as decreased substance use and/or abstinence. Addiction Physician Management: Patients in the CM plus stepped care arm who have PEth \> 8 ng/ml at 3 months will progress to Step 2 and receive onsite treatment from an Addiction Psychiatrist (APM) in the HIV clinic. APM will provide care that is typically provided by physicians in specialty referral programs. Motivational Enhancement Therapy: Patients in the CM plus stepped care arm who have PEth \> 8 ng/ml at 3 months will progress to Step 2 and receive onsite MotivationalEnhancement Therapy (MET) from the Social Worker (SW) in the HIV clinic. The SW's role is to assist the patient in moving through the stages of change using motivational interviewing and reflective listening to help patients identify internal motivation to reduce alcohol use.
60
Total120

Baseline characteristics

CharacteristicTreatment As Usual (TAU)TotalContingency Management Plus Stepped Care (Step 2)
Age, Continuous59.00 years
STANDARD_DEVIATION 8.29
58.82 years
STANDARD_DEVIATION 9.54
58.65 years
STANDARD_DEVIATION 10.72
Ethnicity (NIH/OMB)
Hispanic or Latino
6 Participants13 Participants7 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
50 Participants100 Participants50 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
4 Participants7 Participants3 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants1 Participants1 Participants
Race (NIH/OMB)
Black or African American
53 Participants100 Participants47 Participants
Race (NIH/OMB)
More than one race
0 Participants1 Participants1 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants3 Participants2 Participants
Race (NIH/OMB)
White
6 Participants15 Participants9 Participants
Region of Enrollment
United States
60 participants120 participants60 participants
Sex: Female, Male
Female
1 Participants5 Participants4 Participants
Sex: Female, Male
Male
59 Participants115 Participants56 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 602 / 60
other
Total, other adverse events
4 / 603 / 60
serious
Total, serious adverse events
2 / 607 / 60

Outcome results

Primary

Self-reported Abstinence From Alcohol

Recorded via web based time-line followback

Time frame: 6 months

Population: All participants randomized to CMSC orTAU.

ArmMeasureValue (MEAN)
Contingency Management Plus Stepped Care (Step 2)Self-reported Abstinence From Alcohol9.44 percentage of participants
Treatment As Usual (TAU)Self-reported Abstinence From Alcohol0.32 percentage of participants
Comparison: Bayesian analysis was performed, therefore p value is not reported. Bayes factor has been reported instead.95% CI: [0.08, 31.68]
Secondary

Change in Biological Markers as Measured by the VACS Index

The Veterans Aging Cohort Study Index (VACS Index) creates a score by summing pre-assigned points for age, routinely monitored indicators of HIV disease (CD4 count and HIV-1 RNA), and general indicators of organ system injury including hemoglobin, platelets, aspartate and alanine transaminase (AST and ALT), creatinine, and viral hepatitis C infection (HCV). This score is weighted to indicate increasing risk of all-cause mortality with increasing score. The score can be used to estimate risk of all-cause mortality using a conversion factor. The VACS Index will be evaluated based on most recent values at the time of data extraction. VACS Index score will be treated as a continuous variable. Possible scores range from 0 to 164. A higher score indicates greater burden of disease.

Time frame: 6 months

Population: All participants randomized to CMSC or TAU

ArmMeasureValue (MEAN)
Contingency Management Plus Stepped Care (Step 2)Change in Biological Markers as Measured by the VACS Index30.25 score on a scale
Treatment As Usual (TAU)Change in Biological Markers as Measured by the VACS Index35.57 score on a scale
Comparison: mixed effects modelp-value: 0.0595% CI: [-9.97, 1.34]Mixed Models Analysis
Secondary

Proportion of Participants of Participants With Phosphatidylethanol (PeTH) Documented Abstinence by the Alcohol Biomarker, Phosphatidylethanol (PEth)

Phosphatidylethanol (PEth) accumulates in human red blood cells when the body is exposed to ethanol. Alcohol biomarkers are physiological indicators of alcohol exposure or ingestion and may reflect the presence of chronic and/or high level of use of alcohol. This will be evaluated as a binary variable to determine the proportion with abstinence (defined as % with PEth value \<8ng/mL).

Time frame: 6 month

Population: All participants randomized to CMSC orTAU.

ArmMeasureValue (MEAN)
Contingency Management Plus Stepped Care (Step 2)Proportion of Participants of Participants With Phosphatidylethanol (PeTH) Documented Abstinence by the Alcohol Biomarker, Phosphatidylethanol (PEth)5.86 percentage of participants
Treatment As Usual (TAU)Proportion of Participants of Participants With Phosphatidylethanol (PeTH) Documented Abstinence by the Alcohol Biomarker, Phosphatidylethanol (PEth)0.36 percentage of participants
Comparison: Bayesian analysis was performed, therefore p value is not reported. Bayes factor has been reported instead.95% CI: [0.17, 18.23]
Other Pre-specified

Depressive Symptoms Via PHQ-9

Patient Health Questionnaire (PHQ-9) ranges from 0 to 27. A higher score indicates worse depression. 5-9 are minimal symptoms, 10-14 is considered minor depression, 15-19 is major depression that is moderately severe, and \>20 is severe, major depression.

Time frame: 6 months

Other Pre-specified

Liver Fibrosis Based on Fibrosis-4 (FIB-4) Score

The Fibrosis-4 score helps to estimate the amount of scarring in the liver. Using a lower cutoff value of 1.45, a FIB-4 score \<1.45 had a negative predictive value of 90% for advanced fibrosis (Ishak fibrosis score 4-6 which includes early bridging fibrosis to cirrhosis). In contrast, a FIB-4 \>3.25 would have a 97% specificity and a positive predictive value of 65% for advanced fibrosis. In the patient cohort in which this formula was first validated, at least 70% patients had values \<1.45 or \>3.25.

Time frame: 6 months

Other Pre-specified

Recent Receipt of a Psychoactive Medication That May Interact With Alcohol

number of patients with use of psychoactive medications that interact with alcohol

Time frame: 6 months

Other Pre-specified

Smoking Cessation by Exhaled Carbon Monoxide

It is measured by CO monitor

Time frame: 6 months

Other Pre-specified

Undetectable Hepatitis C Viral Load

An HCV antibody test is used to screen for past exposure and current infection. It detects the presence of antibodies to the virus, indicating exposure to HCV.

Time frame: 6 months

Other Pre-specified

Undetectable HIV Viral Load

Viral load will be analyzed as a continuous measure (log10 copies/ml).

Time frame: 6 months

Source: ClinicalTrials.gov · Data processed: Feb 11, 2026