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Neo-Adjuvant Immunotherapy With Nivolumab for Non Small Cell Lung Cancer Patients

Neo - Adjuvant Chemo / Immunotherapy for the Treatment of Resectable Stage IIIA Non Small Cell Lung Cancer (NSCLC): A Phase II Multicenter Exploratory Study

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03081689
Enrollment
46
Registered
2017-03-16
Start date
2017-04-15
Completion date
2023-10-18
Last updated
2024-12-04

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Non Small Cell Lung Cancer

Brief summary

Phase II, single-arm, open-label multicenter study that assesses feasibility, safety and efficacy of combined neoadjuvant chemotherapy and immunotherapy with Nivolumab 360 mg IV Q3W + Paclitaxel 200mg/m2 + Carboplatin AUC 6 IV Q3W in resectable stage IIIA N2-NSCLC adult patients followed by adjuvant treatment for 1 year with Nivolumab 240 mg IV Q2W for 4 months and Nivolumab 480mg Q4W for 8 months.

Detailed description

Phase II, single-arm, open-label multicenter study that assesses feasibility, safety and efficacy of combined neoadjuvant chemotherapy and immunotherapy with Nivolumab 360 mg IV Q3W + Paclitaxel 200mg/m2 + Carboplatin AUC 6 IV Q3W in resectable stage IIIA N2-NSCLC adult patients followed by adjuvant treatment for 1 year with Nivolumab 240 mg IV Q2W for 4 months and Nivolumab 480mg Q4W for 8 months. Three cycles of neoadjuvant chemotherapy in combination with nivolumab will be administered. After completion of neoadjuvant therapy (3 cycles) and before surgery, a tumor assessment will be done. Patients have to leave the study if there is evidence of progression. Patients with in-stable disease or partial response may be considered for surgery. The report imaging response vs pathological response rate will be evaluated. Patients eligible for the trial are those with a histological diagnosis or cytologically proven operable and resectable non-small-cell lung cancer. The total number of patients to be included will be 46 from 23 participating sites in Spain. Accrual period of 1.5 years or until the inclusion of the last patient necessary to achieve the sample set in the protocol of 46 patients. After that all patients will be treated for 1 year with adjuvant immunotherapy and they will be followed during 3 years after adjuvant treatment.

Interventions

DRUGNivolumab 360 mg

Nivolumab 360 mg IV Q3W + Followed by adjuvant treatment for 1 year with Nivolumab 240 mg IV Q2W for 4 months and Nivolumab 480mg Q4W for 8 months

Paclitaxel 200mg/m2 IV Q3W

Carboplatin AUC 6 IV Q3W

Sponsors

Spanish Lung Cancer Group
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. The subjects eligible for the study are those with histologically- or cytologically- documented NSCLC who present stage IIIA disease. Locally advanced patients who present stage IIIA by the previous version can be included if are considered potencially resectable. In case of N2 disease suspicion, pathological assessment by EBUS, mediastinoscopy or thoracotomy has to be carried out for N2 confirmation. 2. Tumor should be considered resectable before study entry 3. Performance Status of 0 or 1 4. Screening laboratory values must meet the following criteria and should be obtained within 14 days prior to registration/inclusion i. WBC ≥ 2000/μL ii. Neutrophils ≥ 1500/μL iii. Platelets ≥ 100 x103/μL iv. Hemoglobin \> 9.0 g/dL v. Serum creatinine ≤ 1.5 x ULN or creatinine clearance (CrCl) ≥ 40 mL/min (if using the Cockcroft-Gault formula below): a. Female CrCl = (140 - age in years) x weight in kg x 0.85 1\. 72 x serum creatinine in mg/dL b. Male CrCl = (140 - age in years) x weight in kg x 1.00 1. 72 x serum creatinine in mg/dL vi. AST/ALT ≤ 3 x ULN vii. Total Bilirubin ≤ 1.5 x ULN (except subjects with Gilbert Syndrome, who can have total bilirubin \< 3.0 mg/dL) viii. INR/APTT within normal limits 5\. The patients need to have a forced expiratory volume (FEV1) ≥ 1.2 liters 6\. All patients are notified of the investigational nature of this study and signed a written informed consent in accordance with institutional and nacional guidelines, including the Declaration of Helsinki prior to any trial-related intervention. 7\. Patients aged \> 18 years 8\. Women of childbearing potential (WOCBP) must use appropriate method(s) of contraception. 9\. Women must not be breastfeeding 10\. Men who are sexually active with WOCBP must use any contraceptive method with a failure rate of less than 1% per year.

Exclusion criteria

1. All patients carrying activating mutations in the TK domain of EGFR or any variety of alterations in the ALK gene. 2. Patients with active, known or suspected autoimmune disease. 3. Patients with a condition requiring systemic treatment with either corticosteroids (\>10 mg daily prednisone equivalent) or other immunosuppressive medications within 14 days of enrollment. 4. Patients with a history of interstitial lung disease cannot be included if they have sympthomatic ILD (Grade 3-4) 5. Patients with other active malignancy requiring concurrent intervention 6. Patients with previous malignancies (except non-melanoma skin cancers, and the following in situ cancers: bladder, gastric, colon, endometrial, cervical/dysplasia, melanoma, or breast) are excluded unless a 7. Any medical, mental or psychological condition which in the opinion of the investigator would not permit the patient to complete the study 8. Patients who have had prior treatment with an anti-PD-1, anti-PD-L1, anti-PD-L2, anti-CTLA-4 antibody, 9. Patients with positive test for hepatitis B virus surface antigen (HBV sAg) or hepatitis C virus ribonucleic acid (HCV antibody) 10. Patients with known history of testing positive for human immunodeficiency virus (HIV) 11. Patients with history of allergy to study drug components excipients

Design outcomes

Primary

MeasureTime frameDescription
Progression Free Survivalat 24 months from the first dose of neoadjuvant treatmentThe progression free survival is the percentage of the patients without disease progression

Secondary

MeasureTime frameDescription
Overall Survivalat 3 years from the first dose of neoadjuvant treatmentPercentage of patients are still alive

Countries

Spain

Participant flow

Participants by arm

ArmCount
Arm 1
Nivolumab 360 mg IV Q3W + Paclitaxel 200mg/m2 + Carboplatin AUC 6 IV Q3W in resectable stage IIIA N2-NSCLC adult patients followed by adjuvant treatment for 1 year with Nivolumab 240 mg IV Q2W for 4 months and Nivolumab 480mg Q4W for 8 months Nivolumab 360 mg: Nivolumab 360 mg IV Q3W + Followed by adjuvant treatment for 1 year with Nivolumab 240 mg IV Q2W for 4 months and Nivolumab 480mg Q4W for 8 months Paclitaxel 200mg/m2: Paclitaxel 200mg/m2 IV Q3W Carboplatin AUC 6: Carboplatin AUC 6 IV Q3W
46
Total46

Baseline characteristics

CharacteristicArm 1
Age, Continuous63.1 years
STANDARD_DEVIATION 8.9
Cigarette Smoking History
Current smoker
21 Participants
Cigarette Smoking History
Former smoker (≥ 1 year)
25 Participants
Cigarette Smoking History
Never smoker
0 Participants
ECOG Performance Status Scale
ECOG 0
25 Participants
ECOG Performance Status Scale
ECOG 1
21 Participants
ECOG Performance Status Scale
ECOG 2
0 Participants
ECOG Performance Status Scale
ECOG 3
0 Participants
ECOG Performance Status Scale
ECOG 4
0 Participants
ECOG Performance Status Scale
ECOG 5
0 Participants
Histology
Adenocarcinoma
26 Participants
Histology
NOS/Undifferenciated
4 Participants
Histology
Squamous
16 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
0 Participants
Race (NIH/OMB)
Black or African American
0 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
46 Participants
Region of Enrollment
Spain
46 participants
Sex: Female, Male
Female
12 Participants
Sex: Female, Male
Male
34 Participants
Tumor node, metastasis staging classification
T1N1M0
1 Participants
Tumor node, metastasis staging classification
T1N2M0
15 Participants
Tumor node, metastasis staging classification
T2N1M0
1 Participants
Tumor node, metastasis staging classification
T2N2M0
6 Participants
Tumor node, metastasis staging classification
T3N1M0
1 Participants
Tumor node, metastasis staging classification
T3N2M0
13 Participants
Tumor node, metastasis staging classification
T4N0M0
9 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
1 / 46
other
Total, other adverse events
43 / 46
serious
Total, serious adverse events
3 / 46

Outcome results

Primary

Progression Free Survival

The progression free survival is the percentage of the patients without disease progression

Time frame: at 24 months from the first dose of neoadjuvant treatment

ArmMeasureValue (NUMBER)
Arm 1Progression Free Survival77.1 percentage of participants
Secondary

Overall Survival

Percentage of patients are still alive

Time frame: at 3 years from the first dose of neoadjuvant treatment

ArmMeasureValue (NUMBER)
Arm 1Overall Survival89.9 percentage of participants

Source: ClinicalTrials.gov · Data processed: Mar 12, 2026