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A Randomized, Double-blind Controlled Study Comparing LCZ696 to Medical Therapy for Comorbidities in HFpEF Patients

A 24-week, Randomized, Double-blind, Multi-center, Parallel LCZ696 on NT-proBNP, Exercise Capacity, Symptoms and Safety Compared to Individualized Medical Management of Comorbidities in Patients With Heart Failure and Preserved Ejection Fraction

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03066804
Acronym
PARALLAX
Enrollment
2572
Registered
2017-02-28
Start date
2017-08-22
Completion date
2019-10-28
Last updated
2021-10-11

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Heart Failure With Preserved Ejection Fraction

Keywords

Cardiovascular Diseases, Heart Failure, Heart failure with Preserved Ejection Fraction, NT-proBNP, 6 MWT, KCCQ, SF-36, NYHA Class, LCZ696, Enalapril, Valsartan, Angiotensin-Converting Enzyme Inhibitors (ACEi), Angiotensin II Type 1 Receptor Blockers (ARB), Renin Angiotensin System Inhibitors (RASi)

Brief summary

The purpose of this study is to demonstrate the superiority of LCZ696 over individualized medical therapy for comorbidities in reducing N-terminal pro-brain natriuretic peptide (NT-proBNP) and improving exercise capacity and HF symptoms in patients with heart failure with preserved ejection fraction (HFpEF).

Detailed description

This study was a 24-week, randomized, double-blind, multi-center, parallel group, active controlled study to evaluate sacubitril/valsartan compared to individualized medical therapy on NT proBNP, exercise capacity, symptoms and QoL in patients with heart failure and preserved left ventricular ejection (HFpEF) fraction (LVEF \> 40%). Patients were initially stratified into one of three strata according to prior treatment for comorbidities: Angiotensin converting enzyme inhibitor (ACEi), angiotensin receptor blocker (ARB) or no prior renin angiotensin system inhibitors (RASi). Patients in each stratum were randomized in a 1:1 ratio and received either sacubitril/valsartan or comparator (i.e. enalapril for patients in ACEi strata, valsartan for patients in the ARB strata and placebo for patients in the No RASi strata). There was no designated proportion of patients planned in each stratum; the strata were populated based upon the patient's prior treatment regimen. The study consisted of a screening epoch of up to 2 weeks and a randomized treatment epoch of 24 weeks, which included a 1 to 4 week study drug up-titration epoch followed by a 20 to 23 week maintenance epoch. Uptitration to target doses was recommended to occur within the first four weeks of the study, and was performed by Investigator's discretion based on the patient's clinical status.

Interventions

DRUGsacubitril/valsartan

Sacubitril/valsartan is available as 24 mg/26 mg, 49 mg/51 mg, 97 mg/103 mg, respectively in tablet form to be taken orally

DRUGEnalapril

Enalapril is available as 2.5 mg, 5 mg, and 10 mg tablet form to be taken orally

DRUGValsartan

Valsartan is available as 40 mg, 80 mg, 160 mg tablet form to be taken orally

DRUGPlacebo to match sacubitril/valsartan

Placebo to match LCZ696 50 mg, 100 mg, 200 mg tablet form to be taken orally

DRUGPlacebo to match enalapril

Placebo to match enalapril 2.5 mg, 5 mg, 10 mg tablet form to be taken orally

DRUGPlacebo to match valsartan

Placebo to match valsartan 40 mg, 80 mg, 160 mg tablet form to be taken orally

Sponsors

Novartis Pharmaceuticals
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
45 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Left ventricular ejection fraction (LVEF) \>40% by echo within 6 months prior to study entry or during the screening epoch * Symptom(s) of heart failure (HF) requiring treatment with diuretics (including loop, or thiazide diuretics, or mineralocorticoid antagonist \[MRAs\]) for at least 30 days prior to study entry * NYHA class II-IV * Structural heart disease (left atrial enlargement or left ventricular hypertrophy) documented by echocardiogram. * NT-proBNP \> 220 pg/mL for patients with no atrial fibrillation/atrial flutter (AF) or \>600 pg/mL for patients with AF * KCCQ clinical summary score \< 75 * Patients on ACEi or ARB therapy must have a history of HTN

Exclusion criteria

* Any prior measurement of LVEF ≤ 40%, under stable conditions * Acute coronary syndrome (including MI), cardiac surgery, other major CV surgery within 3 months , or urgent percutaneous coronary intervention (PCI) within 3 months or an elective PCI within 30 days prior to study entry * Any clinical event within the 6 months prior to Visit 1 that could have reduced the LVEF (eg MI, coronary artery bypass graft \[CABG\]), unless an echo measurement was performed after the event confirming the LVEF to be \>40% * Current (within 30 days from Visit 1) acute decompensated HF requiring therapy. * Current (within 30 days from Visit 1) use of renin inhibitor(s), dual RAS blockade or LCZ696 * History of hypersensitivity to LCZ696 or its components * Patients with a known history of angioedema * Walk distance primarily limited by non-cardiac comorbid conditions at study entry * Alternative reason for shortness of breath such as: significant pulmonary disease or severe COPD, hemoglobin (Hgb) \<10 g/dL males and \< 9.5 g/dL females, or body mass index (BMI) \> 40 kg/m\^2. * Systolic blood pressure (SBP) ≥ 180 mmHg at study entry, or SBP \>150 mmHg and \<180 mmHg at study entry unless the patient is receiving 3 or more antihypertensive drugs, or SBP \< 110 mmHg at study entry. * Patients with HbA1c \> 7.5% not treated for diabetes * Patients with prior major organ transplant or intent to transplant (ie on transplant list) * eGFR \< 30 ml/min/1.73 m\^2 as measured by MDRD at screening * Serum potassium \> 5.2 mmol /L (or equivalent plasma potassium value) at study entry * History or presence of any other disease with a life expectancy of \< 3 years * Pregnant or nursing women or women of child-bearing potential unless they are using highly effective methods of contraception Other protocol-defined inclusion/

Design outcomes

Primary

MeasureTime frameDescription
Change From Baseline in N-terminal Pro-brain Natriuretic Peptide (NT-proBNP) at Week 12Baseline, week 12To demonstrate that LCZ696 is superior to individualized medical therapy for comorbidities in reducing NT-proBNP from baseline at Week 12 in patients with HFpEF
Change From Baseline in 6 Minute Walk Distance (6MWD) at Week 24Baseline, week 24Change from baseline in 6-minute walk distance (6MWD) will be reported at Week 24. The 6 MWT will be performed in accordance with the guidelines of the American Thoracic Society 2002.

Secondary

MeasureTime frameDescription
Percentage of Patients With ≥ 5-points Improvement in KCCQ Clinical Symptom Score(CSS) at Week 24Baseline, Week 24Percentage of patients with KCCQ CSS improvement ≥ 5-points will be reported at Week 24. The KCCQ is a self-administered questionnaire that requires 4 to 6 minutes to complete. It contains 23 items, covering physical function, clinical symptoms, social function, self-efficacy and knowledge, and Quality of Life (QoL). The CSS is a combined score based upon the clinical symptoms and physical function domains of the questionnaire. Scores are transformed to a range of 0 - 100, in which higher scores reflect better health status.
Mean Change From Baseline in Kansas City Cardiomyopathy Questionnaire (KCCQ) Clinical Summary Score (CSS) at Week 24Baseline, Week 24The KCCQ is a self-administered questionnaire that requires 4 to 6 minutes to complete. It contains 23 items, covering physical function, clinical symptoms, social function, self-efficacy and knowledge, and Quality of Life (QoL). The CSS is a combined score based upon the clinical symptoms and physical function domains of the questionnaire. Scores are transformed to a range of 0 - 100, in which higher scores reflect better health status.
Change From Baseline in The Short Form 36 Health Survey (SF-36) Physical Component Summary (PCS) Score at Week 24Baseline, Week 24The SF-36 PCS score reflects the measure of quality of life based on the 36 questions which evaluate the person's physical, emotional, and mental status, including general health. Specifically, the SF-36 PCS score focuses on assessing the person's physical status. The score ranges from 0 to 100 with a higher score indicating a better status of physical wellbeing (range = 0 worst-100 best).
Change From Baseline in NYHA Functional Class at Week 24Baseline, week 24NYHA classification is a subjective physician's assessment of patient's functional capacity and symptomatic status and can change frequently over time. Class I - No limitation of physical activity. Ordinary physical activity does not cause symptoms of HF Class II - Slight limitation of physical activity. Comfortable at rest, but ordinary physical activity results in symptoms of HF Class III - Marked limitation of physical activity. Comfortable at rest, but less than ordinary activity causes symptoms of HF Class IV - Unable to carry on any physical activity without symptoms of HF, or symptoms of HF at rest The NYHA class change will be analyzed as a three category ordinal variable with levels: improved, unchanged, and worsened, defined by at least one class improvement, no change, at least one class worsening, in NYHA class, respectively.
Percentage of Patients With ≥ 5-points Deterioration in KCCQ Clinical Symptom Score(CSS) at Week 24Baseline, Week 24Percentage of patients with KCCQ CSS deterioration ≥ 5-points will be reported at Week 24. The KCCQ is a self-administered questionnaire that requires 4 to 6 minutes to complete. It contains 23 items, covering physical function, clinical symptoms, social function, self-efficacy and knowledge, and Quality of Life (QoL). The CSS is a combined score based upon the clinical symptoms and physical function domains of the questionnaire. Scores are transformed to a range of 0 - 100, in which higher scores reflect better health status.

Countries

Argentina, Austria, Belgium, Brazil, Bulgaria, Canada, Colombia, Czechia, Denmark, Estonia, France, Germany, Guatemala, Hungary, India, Israel, Italy, Latvia, Lithuania, Mexico, Netherlands, Peru, Portugal, Romania, Russia, Serbia, Slovakia, Spain, Thailand, Turkey (Türkiye), United Kingdom, United States

Participant flow

Recruitment details

A total of 2572 participants were randomized in a 1:1 ratio to receive either sacubitril/valsartan or Individualized Medical Therapy (IMT).

Pre-assignment details

A total of 2572 participants were randomized in a 1:1 ratio to receive either sacubitril/valsartan or Individualized Medical Therapy (IMT).

Participants by arm

ArmCount
Sacubitril/Valsartan (LCZ696)
All patients who fulfilled the inclusion/exclusion criteria were stratified before randomization based upon prior therapy for comorbidities to one of 3 strata: ACEi, ARB or no RASi.
1,281
Individualized Medical Therapy (IMT) Comparator
Patients randomized to the comparator arm received either enalapril (ACE stratum) valsartan (ARB stratum) or LCZ696 matching placebo (no RASi stratum).
1,285
Total2,566

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyAdverse Event23
Overall StudyDeath2317
Overall StudyLost to Follow-up20
Overall StudyPhysician Decision04
Overall StudyTechnical problems51
Overall StudyWithdrawal by Subject1925

Baseline characteristics

CharacteristicSacubitril/Valsartan (LCZ696)Individualized Medical Therapy (IMT) ComparatorTotal
Age, Customized
<65 years
196 Participants221 Participants417 Participants
Age, Customized
>=65 years
1085 Participants1064 Participants2149 Participants
Race/Ethnicity, Customized
Asian
56 Participants59 Participants115 Participants
Race/Ethnicity, Customized
Black
11 Participants16 Participants27 Participants
Race/Ethnicity, Customized
Caucasian
1112 Participants1117 Participants2229 Participants
Race/Ethnicity, Customized
Native American
39 Participants33 Participants72 Participants
Race/Ethnicity, Customized
Other
59 Participants56 Participants115 Participants
Race/Ethnicity, Customized
Pacific Islander
0 Participants1 Participants1 Participants
Race/Ethnicity, Customized
Unknown
4 Participants3 Participants7 Participants
Sex: Female, Male
Female
643 Participants658 Participants1301 Participants
Sex: Female, Male
Male
638 Participants627 Participants1265 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
23 / 1,28017 / 1,28440 / 2,564
other
Total, other adverse events
964 / 1,280832 / 1,2841,796 / 2,564
serious
Total, serious adverse events
186 / 1,280191 / 1,284377 / 2,564

Outcome results

Primary

Change From Baseline in 6 Minute Walk Distance (6MWD) at Week 24

Change from baseline in 6-minute walk distance (6MWD) will be reported at Week 24. The 6 MWT will be performed in accordance with the guidelines of the American Thoracic Society 2002.

Time frame: Baseline, week 24

Population: Subset of Full Analysis Set: This outcome measure was analyzed on patients with a Baseline 6MWD from 100 meters to 450 meters.

ArmMeasureValue (MEAN)
Sacubitril/Valsartan (LCZ696)Change From Baseline in 6 Minute Walk Distance (6MWD) at Week 249.6935 Meters
Individualized Medical Therapy (IMT) ComparatorChange From Baseline in 6 Minute Walk Distance (6MWD) at Week 2412.1920 Meters
p-value: 0.416495% CI: [-8.5267, 3.52297]Mixed Models Analysis
Primary

Change From Baseline in N-terminal Pro-brain Natriuretic Peptide (NT-proBNP) at Week 12

To demonstrate that LCZ696 is superior to individualized medical therapy for comorbidities in reducing NT-proBNP from baseline at Week 12 in patients with HFpEF

Time frame: Baseline, week 12

Population: Full Analysis Set: This outcome measure represents patients with non-missing change from baseline in log transformed NT-proBNP at Week 12. The model was fitting using change from baseline in log transformed NT-proBNP, and produced a difference in mean change from baseline in log transformed NT-proBNP, which was then transformed back to geometric mean ratio to baseline using an exponential transformation.

ArmMeasureValue (GEOMETRIC_MEAN)
Sacubitril/Valsartan (LCZ696)Change From Baseline in N-terminal Pro-brain Natriuretic Peptide (NT-proBNP) at Week 120.8218 Ratio
Individualized Medical Therapy (IMT) ComparatorChange From Baseline in N-terminal Pro-brain Natriuretic Peptide (NT-proBNP) at Week 120.9828 Ratio
Comparison: Week 12p-value: <0.000195% CI: [0.7987, 0.8754]Mixed Models Analysis
Secondary

Change From Baseline in NYHA Functional Class at Week 24

NYHA classification is a subjective physician's assessment of patient's functional capacity and symptomatic status and can change frequently over time. Class I - No limitation of physical activity. Ordinary physical activity does not cause symptoms of HF Class II - Slight limitation of physical activity. Comfortable at rest, but ordinary physical activity results in symptoms of HF Class III - Marked limitation of physical activity. Comfortable at rest, but less than ordinary activity causes symptoms of HF Class IV - Unable to carry on any physical activity without symptoms of HF, or symptoms of HF at rest The NYHA class change will be analyzed as a three category ordinal variable with levels: improved, unchanged, and worsened, defined by at least one class improvement, no change, at least one class worsening, in NYHA class, respectively.

Time frame: Baseline, week 24

Population: Full Analysis Set: This outcome measure represents patients with both a baseline NYHA class and NYHA class at the visit observed.

ArmMeasureGroupValue (NUMBER)
Sacubitril/Valsartan (LCZ696)Change From Baseline in NYHA Functional Class at Week 24Improved23.62 Percentage of Participants
Sacubitril/Valsartan (LCZ696)Change From Baseline in NYHA Functional Class at Week 24Unchanged72.23 Percentage of Participants
Sacubitril/Valsartan (LCZ696)Change From Baseline in NYHA Functional Class at Week 24Worsened4.15 Percentage of Participants
Individualized Medical Therapy (IMT) ComparatorChange From Baseline in NYHA Functional Class at Week 24Worsened4.31 Percentage of Participants
Individualized Medical Therapy (IMT) ComparatorChange From Baseline in NYHA Functional Class at Week 24Improved24.00 Percentage of Participants
Individualized Medical Therapy (IMT) ComparatorChange From Baseline in NYHA Functional Class at Week 24Unchanged71.68 Percentage of Participants
p-value: 0.831495% CI: [0.8122, 1.182]Proportional cumulative odds model
Secondary

Change From Baseline in The Short Form 36 Health Survey (SF-36) Physical Component Summary (PCS) Score at Week 24

The SF-36 PCS score reflects the measure of quality of life based on the 36 questions which evaluate the person's physical, emotional, and mental status, including general health. Specifically, the SF-36 PCS score focuses on assessing the person's physical status. The score ranges from 0 to 100 with a higher score indicating a better status of physical wellbeing (range = 0 worst-100 best).

Time frame: Baseline, Week 24

Population: Full Analysis Set: This outcome measure represents patients with non-missing change from baseline in SF-36 PCS at Week 24.

ArmMeasureValue (MEAN)
Sacubitril/Valsartan (LCZ696)Change From Baseline in The Short Form 36 Health Survey (SF-36) Physical Component Summary (PCS) Score at Week 242.5405 Scores on a scale
Individualized Medical Therapy (IMT) ComparatorChange From Baseline in The Short Form 36 Health Survey (SF-36) Physical Component Summary (PCS) Score at Week 242.6975 Scores on a scale
p-value: 0.63795% CI: [-0.8093, 0.4953]Mixed Models Analysis
Secondary

Mean Change From Baseline in Kansas City Cardiomyopathy Questionnaire (KCCQ) Clinical Summary Score (CSS) at Week 24

The KCCQ is a self-administered questionnaire that requires 4 to 6 minutes to complete. It contains 23 items, covering physical function, clinical symptoms, social function, self-efficacy and knowledge, and Quality of Life (QoL). The CSS is a combined score based upon the clinical symptoms and physical function domains of the questionnaire. Scores are transformed to a range of 0 - 100, in which higher scores reflect better health status.

Time frame: Baseline, Week 24

Population: Full Analysis Set: This outcome measure represents patients with both baseline KCCQ Clinical Symptom Scores (CSS) and Week 24 KCCQ CSS observed and non-missing covariates.

ArmMeasureValue (MEAN)
Sacubitril/Valsartan (LCZ696)Mean Change From Baseline in Kansas City Cardiomyopathy Questionnaire (KCCQ) Clinical Summary Score (CSS) at Week 2412.3399 Scores on a scale
Individualized Medical Therapy (IMT) ComparatorMean Change From Baseline in Kansas City Cardiomyopathy Questionnaire (KCCQ) Clinical Summary Score (CSS) at Week 2411.8168 Scores on a scale
p-value: 0.479195% CI: [-0.9258, 1.972]Mixed Models Analysis
Secondary

Percentage of Patients With ≥ 5-points Deterioration in KCCQ Clinical Symptom Score(CSS) at Week 24

Percentage of patients with KCCQ CSS deterioration ≥ 5-points will be reported at Week 24. The KCCQ is a self-administered questionnaire that requires 4 to 6 minutes to complete. It contains 23 items, covering physical function, clinical symptoms, social function, self-efficacy and knowledge, and Quality of Life (QoL). The CSS is a combined score based upon the clinical symptoms and physical function domains of the questionnaire. Scores are transformed to a range of 0 - 100, in which higher scores reflect better health status.

Time frame: Baseline, Week 24

Population: Full Analysis Set: This outcome measure represents patients with both baseline KCCQ Clinical Symptom Scores (CSS) and Week 24 KCCQ CSS observed and non-missing covariates.

ArmMeasureValue (NUMBER)
Sacubitril/Valsartan (LCZ696)Percentage of Patients With ≥ 5-points Deterioration in KCCQ Clinical Symptom Score(CSS) at Week 2415.49 Percentage of participants
Individualized Medical Therapy (IMT) ComparatorPercentage of Patients With ≥ 5-points Deterioration in KCCQ Clinical Symptom Score(CSS) at Week 2416.69 Percentage of participants
p-value: 0.529495% CI: [0.6461, 1.2518]longitudinal binary logistic regression
Secondary

Percentage of Patients With ≥ 5-points Improvement in KCCQ Clinical Symptom Score(CSS) at Week 24

Percentage of patients with KCCQ CSS improvement ≥ 5-points will be reported at Week 24. The KCCQ is a self-administered questionnaire that requires 4 to 6 minutes to complete. It contains 23 items, covering physical function, clinical symptoms, social function, self-efficacy and knowledge, and Quality of Life (QoL). The CSS is a combined score based upon the clinical symptoms and physical function domains of the questionnaire. Scores are transformed to a range of 0 - 100, in which higher scores reflect better health status.

Time frame: Baseline, Week 24

Population: Full Analysis Set: This outcome measure represents patients with both baseline KCCQ Clinical Symptom Scores (CSS) and Week 24 KCCQ CSS observed and non-missing covariates.

ArmMeasureValue (NUMBER)
Sacubitril/Valsartan (LCZ696)Percentage of Patients With ≥ 5-points Improvement in KCCQ Clinical Symptom Score(CSS) at Week 2467.94 Percentage of participants
Individualized Medical Therapy (IMT) ComparatorPercentage of Patients With ≥ 5-points Improvement in KCCQ Clinical Symptom Score(CSS) at Week 2465.70 Percentage of participants
p-value: 0.493895% CI: [0.8287, 1.476]longitudinal binary logistic regression

Source: ClinicalTrials.gov · Data processed: Feb 14, 2026