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Umbilical & Cord Blood (CB) Derived CAR-Engineered NK Cells for B Lymphoid Malignancies

Dose Escalation Study Phase I/II of Umbilical Cord Blood-Derived CAR-Engineered NK Cells in Conjunction With Lymphodepleting Chemotherapy in Patients With Relapsed/Refractory B-Lymphoid Malignancies

Status
Completed
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03056339
Enrollment
49
Registered
2017-02-17
Start date
2017-06-21
Completion date
2023-03-06
Last updated
2024-03-25

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

B-Lymphoid Malignancies, Acute Lymphocytic Leukemia, Chronic Lymphocytic Leukemia, Non-hodgkin Lymphoma

Keywords

B-Lymphoid Malignancies, Relapsed/Refractory, Acute lymphocytic leukemia, ALL, Chronic lymphocytic leukemia, CLL, Non-Hodgkin lymphoma, NHL, (CAR).CD19-CD28-zeta-2A-iCasp9-IL15-transduced cord blood natural killer cells, CB-NK cells, Fludarabine, Fludarabine phosphate, Fludara, Cyclophosphamide, Cytoxan, Neosar, AP1903, Mesna, Mesnex

Brief summary

If you are reading and signing this form on behalf of a potential participant, please note: Any time the words you, your, I, or me appear, it is meant to apply to the potential participant. The goal of this clinical research study is to learn if giving genetically changed immune cells, called CAR-NK cells, after chemotherapy will improve the disease in stem cell transplant patients with relapsed (has returned) and/or refractory (has not responded to treatment) B-cell lymphoma or leukemia. Also, researchers want to find the highest tolerable dose of CAR-NK cells to give to patients with relapsed or refractory B-cell lymphoma or leukemia. The safety of this treatment will also be studied. This is an investigational study. The making of and infusion of genetically changed NK cells and the drug AP1903 (if you receive it, explained below) are not FDA approved or commercially available for use in this type of disease. They are currently being used for research purposes only. The chemotherapy drugs in this study (fludarabine, cyclophosphamide, and mesna) are commercially available and FDA approved. Up to 36 patients will take part in this study. All will be enrolled at MD Anderson.

Detailed description

Objectives: Primary objective: To determine the safety and relative efficacy of Chimeric antigen receptors (CAR).CD19-CD28-zeta-2A-iCasp9-IL15-transduced cord blood natural killer (CB-NK) cells in patients with relapsed/refractory CD19+ B lymphoid malignancies. Secondary Objectives: 1. To assess the overall response rate (complete and partial response rates). 2. To quantify persistence of infused allogeneic donor CAR-transduced CB-derived NK cells in the recipient. 3. To conduct comprehensive immune reconstitution studies.

Interventions

DRUGFludarabine

30 mg/m2 by vein on Days -5 to -3.

DRUGCyclophosphamide

300 mg/m2 by vein on Days -5 to -3.

DRUGMesna

300 mg/m2 by vein on Days -5 to -3 before and after the cyclophosphamide dose.

BIOLOGICALiC9/CAR.19/IL15-Transduced CB-NK Cells

Infusion of iC9/CAR.19/IL15-transduced CB-NK cells on Day 0 by vein. Starting dose: 10E5

DRUGAP1903

If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they will receive AP1903 0.4 mg/kg administered as an intravenous infusion.

Sponsors

M.D. Anderson Cancer Center
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
7 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

1. Patients with history of CD 19 positive B-lymphoid malignancies (ALL, CLL, NHL) who have received at least 2 lines of standard chemoimmunotherapy or targeted therapy and have persistent disease. 2. Patients with ALL, CLL, NHL with relapsed disease following standard therapy or a stem cell transplant. 3. Patients at least 3 weeks from last cytotoxic chemotherapy at the time of starting lymphodepleting chemotherapy. Patients may continue tyrosine kinase inhibitors or other targeted therapies until at least two weeks prior to administration of lymphodepleting chemotherapy. 4. Karnofsky/Lansky Performance Scale \> 70. 5. Adequate organ function: a. Renal: Creatinine clearance (as estimated by Cockcroft Gault) \>/= 60 cc/min. b. Hepatic: ALT/AST \</= 2.5 x ULN or \</= 5 x ULN if documented liver metastases, Total bilirubin \</= 1.5 mg/dL, except in subjects with Gilbert's Syndrome in whom total bilirubin must be \</= 3.0 mg/dL. c. Cardiac: Cardiac ejection fraction \>/= 50%, no evidence of pericardial effusion as determined by an ECHO or MUGA, and no clinically significant ECG findings. d. Pulmonary: No clinically significant pleural effusion, baseline oxygen saturation \> 92% on room air. 6. Able to provide written informed consent. 7. 7-80 years of age. 8. All participants who are able to have children must practice effective birth control while on study. Acceptable forms of birth control for female patients include: hormonal birth control, intrauterine device, diaphragm with spermicide, condom with spermicide, or abstinence, for the length of the study. If the participant is a female and becomes pregnant or suspects pregnancy, she must immediately notify her doctor. If the participant becomes pregnant during this study, she will be taken off this study. Men who are able to have children must use effective birth control while on the study. If the male participant fathers a child or suspects that he has fathered a child while on the study, he must immediately notify his doctor. 9. Signed consent to long-term follow-up protocol PA17-0483.

Exclusion criteria

1. Positive beta HCG in female of child-bearing potential defined as not postmenopausal for 24 months or no previous surgical sterilization or lactating females. 2. Known positive serology for HIV. 3. Presence of Grade 3 or greater toxicity from the previous treatment. 4. Presence of fungal, bacterial, viral, or other infection requiring IV antimicrobials for management. Note: Simple UTI and uncomplicated bacterial pharyngitis are permitted if responding to active treatment. 5. Presence of active neurological disorder(s). 6. Concomitant use of other investigational agents.

Design outcomes

Primary

MeasureTime frameDescription
Number of Events That Was Grade 3-4 Toxicities40 daysToxicity is defined as a grade 3 or 4 within 40 days of NK cell infusion.

Secondary

MeasureTime frameDescription
Overall Response Rate of Participants Analyzed30 daysParticipants response was defined as partial or complete response by Efftox assessment below. * Acute lymphoblastic leukemia: Complete response will be defined as bone marrow with \< 5% blasts, the absence of circulating blasts, and no extramedullary sites of disease (as assessed by means of computed tomography or positron-emission tomography), regardless of cell-count recovery. * CLL: Response will be defined based on the NCI-WG/IWCLL 2008 criteria, Guidelines for the diagnosis and treatment of chronic lymphocytic leukemia. Lymphomas: Response will be defined based on the Lugano criteria- Recommendations for Initial Evaluation, Staging, and Response Assessment of Hodgkin and Non-Hodgkin Lymphoma:
Number of Participants Achieved an Objective ResponseUp to 100 days after NK cell infusionNumber of participants that had Complete and Partial Response.

Countries

United States

Participant flow

Recruitment details

Recruitment period: June 2017 to May 2021. All participants were registered at The University of Texas MD Anderson Cancer Center.

Pre-assignment details

Patient accession #3 and #21 are the same patient. The patient was taken off protocol and re-consented for a second infusion. Patient was only evaluated in regards to safety and efficacy as 1 subject.

Participants by arm

ArmCount
Group 1: 1x105 NK Cells /kg
On Days -5, -4, and -3, participants receive Fludarabine and Cyclophosphamide. Participants also receive Mesna before and after the cyclophosphamide dose. On Day 0, participants receive genetically modified NK cells as a cell infusion. If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they receive AP1903 by vein and possibly steroids by mouth or by vein. Fludarabine: 30 mg/m2 by vein on Days -5 to -3. Cyclophosphamide: 300 mg/m2 by vein on Days -5 to -3. Mesna: 300 mg/m2 by vein on Days -5 to -3 before and after the cyclophosphamide dose. iC9/CAR.19/IL15-Transduced CB-NK Cells: Infusion of iC9/CAR.19/IL15-transduced CB-NK cells on Day 0 by vein. Starting dose: 10E5 AP1903: If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they will receive AP1903 0.4 mg/kg administered as an intravenous infusion.
3
Group 2: 1x106 NK Cells /kg
On Days -5, -4, and -3, participants receive Fludarabine and Cyclophosphamide. Participants also receive Mesna before and after the cyclophosphamide dose. On Day 0, participants receive genetically modified NK cells as a cell infusion. If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they receive AP1903 by vein and possibly steroids by mouth or by vein. Fludarabine: 30 mg/m2 by vein on Days -5 to -3. Cyclophosphamide: 300 mg/m2 by vein on Days -5 to -3. Mesna: 300 mg/m2 by vein on Days -5 to -3 before and after the cyclophosphamide dose. iC9/CAR.19/IL15-Transduced CB-NK Cells: Infusion of iC9/CAR.19/IL15-transduced CB-NK cells on Day 0 by vein. Starting dose: 106 AP1903: If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they will receive AP1903 0.4 mg/kg administered as an intravenous infusion.
6
Group 3: 1x107 NK Cells /kg
On Days -5, -4, and -3, participants receive Fludarabine and Cyclophosphamide. Participants also receive Mesna before and after the cyclophosphamide dose. On Day 0, participants receive genetically modified NK cells as a cell infusion. If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they receive AP1903 by vein and possibly steroids by mouth or by vein. Fludarabine: 30 mg/m2 by vein on Days -5 to -3. Cyclophosphamide: 300 mg/m2 by vein on Days -5 to -3. Mesna: 300 mg/m2 by vein on Days -5 to -3 before and after the cyclophosphamide dose. iC9/CAR.19/IL15-Transduced CB-NK Cells: Infusion of iC9/CAR.19/IL15-transduced CB-NK cells on Day 0 by vein. Starting dose: 107 AP1903: If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they will receive AP1903 0.4 mg/kg administered as an intravenous infusion.
23
Group 4: 8x108 Flat NK Cell Dose
On Days -5, -4, and -3, participants receive Fludarabine and Cyclophosphamide. Participants also receive Mesna before and after the cyclophosphamide dose. On Day 0, participants receive genetically modified NK cells as a cell infusion. If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they receive AP1903 by vein and possibly steroids by mouth or by vein. Fludarabine: 30 mg/m2 by vein on Days -5 to -3. Cyclophosphamide: 300 mg/m2 by vein on Days -5 to -3. Mesna: 300 mg/m2 by vein on Days -5 to -3 before and after the cyclophosphamide dose. iC9/CAR.19/IL15-Transduced CB-NK Cells: Infusion of iC9/CAR.19/IL15-transduced CB-NK cells on Day 0 by vein. Starting dose: 108 AP1903: If participant has graft-versus-host disease (GvHD) or cytokine release syndrome after the NK cell infusion, they will receive AP1903 0.4 mg/kg administered as an intravenous infusion.
17
Total49

Withdrawals & dropouts

PeriodReasonFG000FG001FG002FG003
Overall StudyFailed Requirements0271

Baseline characteristics

CharacteristicGroup 1: 1x105 NK Cells /kgGroup 2: 1x106 NK Cells /kgGroup 3: 1x107 NK Cells /kgGroup 4: 8x108 Flat NK Cell DoseTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
0 Participants1 Participants12 Participants8 Participants21 Participants
Age, Categorical
Between 18 and 65 years
3 Participants5 Participants11 Participants9 Participants28 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
2 Participants6 Participants21 Participants16 Participants45 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
1 Participants0 Participants2 Participants1 Participants4 Participants
Region of Enrollment
United States
3 participants6 participants23 participants17 participants49 participants
Sex: Female, Male
Female
1 Participants3 Participants8 Participants6 Participants18 Participants
Sex: Female, Male
Male
2 Participants3 Participants15 Participants11 Participants31 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
deaths
Total, all-cause mortality
0 / 30 / 60 / 230 / 17
other
Total, other adverse events
2 / 36 / 612 / 2310 / 17
serious
Total, serious adverse events
1 / 30 / 60 / 230 / 17

Outcome results

Primary

Number of Events That Was Grade 3-4 Toxicities

Toxicity is defined as a grade 3 or 4 within 40 days of NK cell infusion.

Time frame: 40 days

ArmMeasureGroupValue (NUMBER)
Group 1: 1x105 NK Cells /kgNumber of Events That Was Grade 3-4 ToxicitiesGrade 3 - Toxicities4 events
Group 1: 1x105 NK Cells /kgNumber of Events That Was Grade 3-4 ToxicitiesGrade 4 - Toxicities0 events
Group 2: 1x106 NK Cells /kgNumber of Events That Was Grade 3-4 ToxicitiesGrade 4 - Toxicities0 events
Group 2: 1x106 NK Cells /kgNumber of Events That Was Grade 3-4 ToxicitiesGrade 3 - Toxicities1 events
Group 3: 1x107 NK Cells /kgNumber of Events That Was Grade 3-4 ToxicitiesGrade 3 - Toxicities22 events
Group 3: 1x107 NK Cells /kgNumber of Events That Was Grade 3-4 ToxicitiesGrade 4 - Toxicities0 events
Group 4: 8x108 Flat NK Cell DoseNumber of Events That Was Grade 3-4 ToxicitiesGrade 3 - Toxicities1 events
Group 4: 8x108 Flat NK Cell DoseNumber of Events That Was Grade 3-4 ToxicitiesGrade 4 - Toxicities0 events
Secondary

Number of Participants Achieved an Objective Response

Number of participants that had Complete and Partial Response.

Time frame: Up to 100 days after NK cell infusion

ArmMeasureGroupValue (NUMBER)
Group 1: 1x105 NK Cells /kgNumber of Participants Achieved an Objective ResponseComplete Response2 participants
Group 1: 1x105 NK Cells /kgNumber of Participants Achieved an Objective ResponsePartial Response0 participants
Group 2: 1x106 NK Cells /kgNumber of Participants Achieved an Objective ResponsePartial Response0 participants
Group 2: 1x106 NK Cells /kgNumber of Participants Achieved an Objective ResponseComplete Response3 participants
Group 3: 1x107 NK Cells /kgNumber of Participants Achieved an Objective ResponseComplete Response4 participants
Group 3: 1x107 NK Cells /kgNumber of Participants Achieved an Objective ResponsePartial Response1 participants
Group 4: 8x108 Flat NK Cell DoseNumber of Participants Achieved an Objective ResponseComplete Response5 participants
Group 4: 8x108 Flat NK Cell DoseNumber of Participants Achieved an Objective ResponsePartial Response3 participants
Secondary

Overall Response Rate of Participants Analyzed

Participants response was defined as partial or complete response by Efftox assessment below. * Acute lymphoblastic leukemia: Complete response will be defined as bone marrow with \< 5% blasts, the absence of circulating blasts, and no extramedullary sites of disease (as assessed by means of computed tomography or positron-emission tomography), regardless of cell-count recovery. * CLL: Response will be defined based on the NCI-WG/IWCLL 2008 criteria, Guidelines for the diagnosis and treatment of chronic lymphocytic leukemia. Lymphomas: Response will be defined based on the Lugano criteria- Recommendations for Initial Evaluation, Staging, and Response Assessment of Hodgkin and Non-Hodgkin Lymphoma:

Time frame: 30 days

ArmMeasureGroupValue (NUMBER)
Group 1: 1x105 NK Cells /kgOverall Response Rate of Participants AnalyzedPartial Response0 participants
Group 1: 1x105 NK Cells /kgOverall Response Rate of Participants AnalyzedComplete Response2 participants
Group 1: 1x105 NK Cells /kgOverall Response Rate of Participants AnalyzedProgressive Disease1 participants
Group 1: 1x105 NK Cells /kgOverall Response Rate of Participants AnalyzedNot Evaluable0 participants
Group 1: 1x105 NK Cells /kgOverall Response Rate of Participants AnalyzedStable Disease0 participants
Group 2: 1x106 NK Cells /kgOverall Response Rate of Participants AnalyzedPartial Response0 participants
Group 2: 1x106 NK Cells /kgOverall Response Rate of Participants AnalyzedNot Evaluable2 participants
Group 2: 1x106 NK Cells /kgOverall Response Rate of Participants AnalyzedProgressive Disease1 participants
Group 2: 1x106 NK Cells /kgOverall Response Rate of Participants AnalyzedComplete Response3 participants
Group 2: 1x106 NK Cells /kgOverall Response Rate of Participants AnalyzedStable Disease0 participants
Group 3: 1x107 NK Cells /kgOverall Response Rate of Participants AnalyzedStable Disease2 participants
Group 3: 1x107 NK Cells /kgOverall Response Rate of Participants AnalyzedComplete Response3 participants
Group 3: 1x107 NK Cells /kgOverall Response Rate of Participants AnalyzedNot Evaluable7 participants
Group 3: 1x107 NK Cells /kgOverall Response Rate of Participants AnalyzedPartial Response5 participants
Group 3: 1x107 NK Cells /kgOverall Response Rate of Participants AnalyzedProgressive Disease6 participants
Group 4: 8x108 Flat NK Cell DoseOverall Response Rate of Participants AnalyzedStable Disease5 participants
Group 4: 8x108 Flat NK Cell DoseOverall Response Rate of Participants AnalyzedComplete Response5 participants
Group 4: 8x108 Flat NK Cell DoseOverall Response Rate of Participants AnalyzedPartial Response3 participants
Group 4: 8x108 Flat NK Cell DoseOverall Response Rate of Participants AnalyzedProgressive Disease2 participants
Group 4: 8x108 Flat NK Cell DoseOverall Response Rate of Participants AnalyzedNot Evaluable2 participants

Source: ClinicalTrials.gov · Data processed: Apr 5, 2026