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A Study Of Changes In PD-L1 Expression During Preoperative Treatment With Nab-Paclitaxel And Pembrolizumab In Hormone Receptor-Positive Breast Cancer

A Pilot Study Of Changes In PD-L1 Expression During Preoperative Treatment With Nab-Paclitaxel And Pembrolizumab In Hormone Receptor-Positive Breast Cancer

Status
Completed
Phases
Phase 1
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02999477
Enrollment
32
Registered
2016-12-21
Start date
2017-02-23
Completion date
2026-01-08
Last updated
2026-01-29

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Breast Cancer

Keywords

Breast Cancer

Brief summary

This research study is exploring chemotherapy in combination with immunotherapy (a therapy that uses the body's own immune system to control cancer) as a possible treatment for hormone receptor positive breast cancer. The interventions involved in this study are: * Pembrolizumab (MK-3475; Keytruda™) * Nab-Paclitaxel (Abraxane

Detailed description

This research study is a Pilot Study, which is the first time investigators are examining this study intervention. In this research study, the investigators are looking at how the participants body and tumor respond to the combination of Nab-paclitaxel and Pembrolizumab. Also, the investigators will be examining the participants tumor tissue to learn more about the disease. The FDA (the U.S. Food and Drug Administration) has not approved Pembrolizumab for this specific disease; but it has been approved in the United States for the treatment of other diseases. The FDA has not approved Nab-paclitaxel as a treatment option for this type of breast cancer; but it has been approved in the United States for the treatment of metastatic breast cancer (breast cancer that has spread to other parts of the body). Pembrolizumab is a medicine that may treat cancer by working with the participant's immune system. The immune system is the body's natural defense against disease. The immune system sends types of cells called "T cells" throughout the body to detect and fight infections and diseases, including cancer. For some types of cancer, the T cells do not work as they should and are prevented from attacking the tumors. Pembrolizumab is thought to work by blocking a protein in the T cells called PD-1 ("programmed death 1"), which then allows these cells and other parts of the immune system to attack tumors. Nab-paclitaxel (Abraxane) is part of a class of medications called antimicrotubule agents. It works by stopping the growth and spread of cancer cells by blocking the action of proteins called microtubules. The combination of Pembrolizumab and Nab-paclitaxel is investigational. "Investigational" means that the combination of study drugs is being studied. The study drugs, when given separately, work in different ways to stop the cancer cells from growing and spreading. However, it is not known if giving the two study drugs at the same time will have a better anti-cancer effect than giving each treatment on its own.

Interventions

DRUGPembrolizumab

Pembrolizumab will be administered in clinic every three weeks.

DRUGNab-Paclitaxel

Nab-Paclitaxel will be administered in clinic every week.

PROCEDUREBiopsy

Biopsies for research purposes will be performed at three separate timepoints during treatment.

Sponsors

Adrienne G. Waks
Lead SponsorOTHER
Merck Sharp & Dohme LLC
CollaboratorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Participants must have histologically or cytologically confirmed invasive breast cancer. * Participants must have operable breast cancer, with tumors greater than or equal to 2 cm in size; Participants must not have any evidence of distant metastatic disease. Inflammatory breast cancer is permitted. * All confirmed invasive disease must have been tested for ER, PR, and HER2 and participants must have hormone receptor-positive, HER2-negative breast cancer (ER\>1% or PR\>1%, AND HER2-negative per ASCO CAP guidelines, 2013). * Participants with multicentric, multifocal, and/or contralateral cancers are allowed as long as one lesion meets eligibility and no biopsied tumor is HER2+. * Prior systemic therapy: No prior chemotherapy, biologic therapy, hormonal therapy or investigational therapy for this operable breast cancer. * Prior radiation therapy: No prior radiation to the ipsilateral breast. * The participant is ≥18 years old * The participant has an Eastern Cooperative Oncology Group (ECOG) performance status ≤1 (see Appendix A) * Participants must have normal organ and marrow function as defined below: * Absolute neutrophil count ≥1500/mm3 * Platelets ≥100,000/mm3 * Hemoglobin ≥9 g/dL * Total Bilirubin ≤1.5 mg/dL (\< 2.0 in participants with known Gilbert's syndrome) * Serum creatinine ≤1.5 mg/dL OR calculated GFR ≥60mL/min * Alanine aminotransferase (ALT) and aspartate aminotransferase (AST) ≤ 2.5 times the upper limit of normal. * International normalized ratio (INR) or Prothrombin Time (PT) \<1.5 times the upper limit of normal unless subject is receiving anticoagulant therapy, as long as PT or PTT is within therapeutic range of intended use of anticoagulants. * Activated Partial Thromboplastin Time (aPTT) \<1.5 times the upper limit of normal unless subject is receiving anticoagulant therapy, as long as PT or PTT is within therapeutic range of intended use of anticoagulants. * The participant is capable of understanding and complying with the protocol and has signed the informed consent document. * The participant must be willing to undergo the three required research biopsies over the course of protocol therapy. Participants who undergo an attempted research biopsy procedure for the purpose of this protocol, and in whom inadequate tissue is obtained, are not required to undergo a repeat biopsy in order to continue on protocol. * The effects of pembrolizumab on the developing human fetus are unknown. For this reason, both women and men of child-bearing potential must agree to use adequate contraception (Section 5.5.2) starting with the first dose of study therapy and for the duration of study participation, through 120 days after the last dose of study medication. Note: Abstinence is acceptable if this is the usual lifestyle and preferred contraception for the subject. Should a woman become pregnant or suspect she is pregnant while she or her partner is participating in this study, she should inform her treating physician immediately. While on the study, women may not breast-feed. Women of childbearing potential are defined as those who have not been surgically sterilized or have not been free from menses for \> 1 year. * Female subject of childbearing potential should have a negative urine or serum pregnancy test within 72 hours prior to receiving the first dose of study medication. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required. * Participants on bisphosphonates may continue receiving bisphosphonate therapy during study treatment.

Exclusion criteria

* The participant has received prior pembrolizumab or any other anti-PD-1, anti-PD-L1, or anti-PD-L2 therapy, or has participated in any prior studies involving pembrolizumab * Hypersensitivity to pembrolizumab or any of its excipients. * The participant has any history or evidence of active, non-infectious pneumonitis or interstitial lung disease. * The participant has an uncontrolled intercurrent illness including, but not limited to, uncontrolled hypertension, unstable angina pectoris, uncontrolled cardiac arrhythmia, congestive heart failure (New York Heart Association Class III or IV; see Appendix B), active ischemic heart disease, myocardial infarction within the previous six months, uncontrolled diabetes mellitus, chronic liver or renal disease, or severe malnutrition. * Concurrent use of potent CYP3A4 inhibitors (see Appendix C), such as ketoconazole and erythromycin, should be avoided during the study treatment with nab-paclitaxel. * Pregnant women are excluded from this study because pembrolizumab has the potential for teratogenic or abortifacient effects. Because there is an unknown but potential risk for adverse events in nursing infants secondary to treatment of the mother with pembrolizumab, breastfeeding should be discontinued if the mother is treated with pembrolizumab. * Active infection requiring intravenous antibiotics at week 1 day 1. * Individuals with a history of a second malignancy are ineligible except for the following circumstances. Individuals with a history of other malignancies are eligible if they have been disease-free for at least 5 years and are deemed by the investigator to be at low risk for recurrence of that malignancy. Individuals with the following cancers are eligible if diagnosed and treated within the past 5 years: cervical cancer in situ, and non-melanoma cancer of the skin. Participants with other cancers diagnosed within the past 5 years and felt to be at low risk of recurrence should be discussed with the study sponsor to determine eligibility. * The participant has a medical condition that requires chronic systemic steroid therapy or any other form of immunosuppressive medication including disease modifying agents, or has required such therapy in the last 2 years. Replacement therapy (eg., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment. * The participant has an active autoimmune disease or a documented history of autoimmune disease or syndrome that requires systemic steroids or immunosuppressive agents. * The participant is known to be positive for Hepatitis B surface antigen, or Hepatitis C RNA. Testing for screening is not required. * Known HIV-positive participants.HIV-positive patients on combination antiretroviral therapy are ineligible because of the potential for pharmacokinetic interactions with pembrolizumab. In addition, these participants are at increased risk of lethal infections with bone marrow suppressive therapy, i.e. nab-paclitaxel. Appropriate studies will be undertaken in participants receiving combination antiretroviral therapy when indicated. Testing for screening is not required. * The participant has received a live vaccine within 28 days of planned start of study therapy. * Seasonal influenza vaccines for infection are generally inactivated flu vaccines and are allowed; however intranasal influenza vaccines (i.e. Flu-Mist ®) are live attenuated vaccines, and are not allowed.

Design outcomes

Primary

MeasureTime frameDescription
Change in the Biomarker (PD-L1) Expression2 weeksPDL1 H-Score by Immunohistochemistry (≥ 100 versus 0-99) change from baseline biopsy to biopsy after 2-week monotherapy (from C1D1 to C3D1). The minimum score is 0 and the higher the score the worse.

Secondary

MeasureTime frameDescription
Change in Percentage of Stromal Tumor Infiltrating Lymphocytes After Monotherapy Treatmentfrom C1D1 to C3D1 (2 weeks)stromal tumor infiltrating lymphocytes (sTIL) is measured at C1D1 and C3D1 of the treatment.
Pathologic Complete Response Rate2 yearsResponse is measured by RCB score.RCB 0 (equal to pCR), RCB I(minimal burden), RCB II (moderate burden) and RCB III(extensive burden)
Overall Response Rate2 yearsOverall response rate, assessed radiographically by both Response Evaluation Criteria In Solid Tumors Criteria (RECIST 1.1) following treatment with combination nab-paclitaxel and pembrolizumab in the neoadjuvant setting. Complete Response (CR), Disappearance of all target lesions; Partial Response (PR), \>=30% decrease in the sum of the longest diameter of target lesions; Stable disease (SD), Neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for PD taking as reference the baseline LD. Overall response = CR+PR+SD
Disease-Free Survival3 years from randomizationDisease-free survival (DFS) will be defined from the time of randomization until the occurrence of the first of the following events: * Local/regional recurrence: a recurrent or new invasive ipsilateral breast cancer, invasive breast cancer in the axilla, regional lymph nodes, chest wall, or skin of the ipsilateral breast. * Contralateral invasive breast cancer, * Distant recurrence: metastatic disease that has either been biopsy confirmed or clinically diagnosed as recurrent invasive breast cancer. A single new lesion on a bone scan without evidence of lytic disease on x-ray and without symptoms does not in and of itself constitute distant recurrence, but multiple new bone lesions, or increased isotope uptake associated with new bone symptoms are more likely due to metastases. Bone metastases must be documented with x-rays and clinical description. * Death from any cause

Countries

United States

Contacts

PRINCIPAL_INVESTIGATORAdrienne Gropper Waks, MD

Dana-Farber Cancer Institute

Participant flow

Participants by arm

ArmCount
Nab-Paclitaxel
* 2 weeks Nab-Paclitaxel Run in * Biopsy will be performed * Post mono therapy Nab-Paclitaxel administered weekly * Post mono therapy Pembrolizumab administered every 3 weeks * Agents administered for a total of 15 weeks Pembrolizumab: Pembrolizumab will be administered in clinic every three weeks. Nab-Paclitaxel: Nab-Paclitaxel will be administered in clinic every week. Biopsy: Biopsies for research purposes will be performed at three separate timepoints during treatment.
15
Pembrolizumab
* 2 weeks Pembrolizumab Run in * Biopsy will be performed * Post mono therapy Nab-Paclitaxel administered weekly * Post mono therapy Pembrolizumab administered every 3 weeks * Agents administered for a total of 14 weeks Pembrolizumab: Pembrolizumab will be administered in clinic every three weeks. Nab-Paclitaxel: Nab-Paclitaxel will be administered in clinic every week. Biopsy: Biopsies for research purposes will be performed at three separate timepoints during treatment.
14
Total29

Baseline characteristics

CharacteristicPembrolizumabTotalNab-Paclitaxel
Adjuvant radiation
No
7 Participants11 Participants4 Participants
Adjuvant radiation
Yes
7 Participants18 Participants11 Participants
Age, Continuous41.5 years42 years46 years
Breast surgery
Lumpectomy
6 Participants12 Participants6 Participants
Breast surgery
Mastectomy
8 Participants16 Participants8 Participants
Breast surgery
No breast surgery
0 Participants1 Participants1 Participants
Contralateral invasive breast ca at diagnosis
No
14 Participants28 Participants14 Participants
Contralateral invasive breast ca at diagnosis
Yes
0 Participants1 Participants1 Participants
ECOG PS = 0 at Baseline14 Participants29 Participants15 Participants
Ethnicity
Hispanic or Latino
0 Participants1 Participants1 Participants
Ethnicity
Non-Hispanic
13 Participants26 Participants13 Participants
Ethnicity
Unknown
1 Participants2 Participants1 Participants
Grade
1
1 Participants2 Participants1 Participants
Grade
2
7 Participants14 Participants7 Participants
Grade
3
5 Participants12 Participants7 Participants
Grade
Unknown
1 Participants1 Participants0 Participants
HER2 status
negative
14 Participants29 Participants15 Participants
HER2 status
positive
0 Participants0 Participants0 Participants
Histology
Both
2 Participants3 Participants1 Participants
Histology
Ductal
11 Participants22 Participants11 Participants
Histology
Lobular
1 Participants4 Participants3 Participants
Hormone receptor status
ER low+/PR-
3 Participants5 Participants2 Participants
Hormone receptor status
ER+/PR-
1 Participants4 Participants3 Participants
Hormone receptor status
ER+/PR+
8 Participants17 Participants9 Participants
Hormone receptor status
ER+/PR low+
2 Participants3 Participants1 Participants
N Stage
N0
3 Participants8 Participants5 Participants
N Stage
N1
11 Participants21 Participants10 Participants
Race/Ethnicity, Customized
Race
Asian
2 Participants2 Participants0 Participants
Race/Ethnicity, Customized
Race
More than one race
0 Participants1 Participants1 Participants
Race/Ethnicity, Customized
Race
White
12 Participants26 Participants14 Participants
Sex: Female, Male
Female
14 Participants29 Participants15 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants
Size of breast tumor by physical exam (cm)5 cm4.5 cm4 cm
Stage
II
10 Participants20 Participants10 Participants
Stage
III
4 Participants9 Participants5 Participants
T Stage
T2
10 Participants20 Participants10 Participants
T Stage
T3
4 Participants8 Participants4 Participants
T Stage
T4
0 Participants1 Participants1 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
0 / 150 / 151 / 29
other
Total, other adverse events
6 / 151 / 1529 / 29
serious
Total, serious adverse events
1 / 150 / 154 / 29

Outcome results

Primary

Change in the Biomarker (PD-L1) Expression

PDL1 H-Score by Immunohistochemistry (≥ 100 versus 0-99) change from baseline biopsy to biopsy after 2-week monotherapy (from C1D1 to C3D1). The minimum score is 0 and the higher the score the worse.

Time frame: 2 weeks

Population: Patients with biomarker sample available at both C1D1 and C3D1 time point.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Nab-PaclitaxelChange in the Biomarker (PD-L1) Expression<10011 Participants
Nab-PaclitaxelChange in the Biomarker (PD-L1) Expression>=1000 Participants
PembrolizumabChange in the Biomarker (PD-L1) Expression<10012 Participants
PembrolizumabChange in the Biomarker (PD-L1) Expression>=1000 Participants
p-value: 1McNemar
p-value: 1McNemar
Secondary

Change in Percentage of Stromal Tumor Infiltrating Lymphocytes After Monotherapy Treatment

stromal tumor infiltrating lymphocytes (sTIL) is measured at C1D1 and C3D1 of the treatment.

Time frame: from C1D1 to C3D1 (2 weeks)

Population: We are including patients who have biopsy both at C1D1 and C3D1.

ArmMeasureValue (MEAN)
Nab-PaclitaxelChange in Percentage of Stromal Tumor Infiltrating Lymphocytes After Monotherapy Treatment7.2 percentage of stromal TILs
PembrolizumabChange in Percentage of Stromal Tumor Infiltrating Lymphocytes After Monotherapy Treatment0.5 percentage of stromal TILs
Secondary

Disease-Free Survival

Disease-free survival (DFS) will be defined from the time of randomization until the occurrence of the first of the following events: * Local/regional recurrence: a recurrent or new invasive ipsilateral breast cancer, invasive breast cancer in the axilla, regional lymph nodes, chest wall, or skin of the ipsilateral breast. * Contralateral invasive breast cancer, * Distant recurrence: metastatic disease that has either been biopsy confirmed or clinically diagnosed as recurrent invasive breast cancer. A single new lesion on a bone scan without evidence of lytic disease on x-ray and without symptoms does not in and of itself constitute distant recurrence, but multiple new bone lesions, or increased isotope uptake associated with new bone symptoms are more likely due to metastases. Bone metastases must be documented with x-rays and clinical description. * Death from any cause

Time frame: 3 years from randomization

ArmMeasureValue (NUMBER)
Nab-PaclitaxelDisease-Free Survival92 percentage of DFS patients
PembrolizumabDisease-Free Survival100 percentage of DFS patients
Secondary

Overall Response Rate

Overall response rate, assessed radiographically by both Response Evaluation Criteria In Solid Tumors Criteria (RECIST 1.1) following treatment with combination nab-paclitaxel and pembrolizumab in the neoadjuvant setting. Complete Response (CR), Disappearance of all target lesions; Partial Response (PR), \>=30% decrease in the sum of the longest diameter of target lesions; Stable disease (SD), Neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for PD taking as reference the baseline LD. Overall response = CR+PR+SD

Time frame: 2 years

Population: 19 patients (9 in Arm A and 10 in Arm B) who had MRI scans during study.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Nab-PaclitaxelOverall Response Rate7 Participants
PembrolizumabOverall Response Rate8 Participants
Secondary

Pathologic Complete Response Rate

Response is measured by RCB score.RCB 0 (equal to pCR), RCB I(minimal burden), RCB II (moderate burden) and RCB III(extensive burden)

Time frame: 2 years

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Nab-PaclitaxelPathologic Complete Response Rate2 Participants
PembrolizumabPathologic Complete Response Rate1 Participants

Source: ClinicalTrials.gov · Data processed: May 30, 2026