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A Phase Ib/II in Patients With Acute Ischemic Stroke

A Phase Ib/II Dose-finding Study of DDFPe in Patients With Acute Ischemic Stroke

Status
Completed
Phases
Phase 1
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02963376
Enrollment
24
Registered
2016-11-15
Start date
2017-02-01
Completion date
2018-07-09
Last updated
2021-09-24

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Ischemic Stroke

Brief summary

Stroke is the fifth leading cause of death in the United States and is the leading cause of long term disability. Distinct geographic disparities in stroke mortality, with highest rates in the southeast United States including Arkansas, are known as the stroke belt. There the average stroke mortality is ≈20% to 40% higher than the rest of the nation. Stroke is the leading cause of serious long-term disability. Between 2012 and 2030, disability and medical costs related to stroke are projected to triple, from $71.6 billion to $184.1 billion, with the majority of the projected increase in costs arising from those 65 to 79 years of age. There are two main forms of stroke, ischemic and hemorrhagic. An ischemic stroke occurs in 85% of cases and is caused by cerebral vessel occlusion, obstructing blood flow to a portion of the brain. Currently, the only approved therapies for acute ischemic stroke are IV tissue plasminogen activator (tPA), a thrombolytic agent that clears the thrombus within the blood vessel, or intra-arterial catheter thrombectomy. Despite the availability of therapy, it reaches only approximately 7% of ischemic stroke victims in the United States5. Delay beyond the effective time window for therapy is a common reason for failure. To reduce the devastating impact of stroke on individuals and society, the investigators continue to seek ways to improve functional recovery and limit ischemic damage in stroke patients. The potential neuroprotective agent, dodecafluoropentane emulsion (DDFPe) has recently shown strong positive effects in pre-clinical animal models of acute ischemic stroke6-11. Other perfluorocarbons have been tested in humans as potential neuroprotectants and blood substitutes yet none have been successful.

Interventions

DRUG0.05 mL/kg DDFPe

Prior to injection, DDFPe will be prepared by pharmacy staff. DDFPe will be administered based on weight. Each dose will be prepared on the day of administration and infused directly into the patient using a slow i.v push. The i.v. push shall be 5-10 minutes in duration. DDFPe dosage volume in cc for 0.05 mL/kg based on patient body weight in kilograms (kg).

DRUG0.05 mL/kg Placebo

Prior to injection, the placebo will be prepared by pharmacy staff. The placebo will be administered based on weight at designated doses Each dose will be prepared on the day of administration and infused directly into the patient using a slow i.v push. The i.v. push shall be 5-10 minutes in duration. The placebo dosage volume in cc for 0.05 mL/kg is based on patient body weight in kilograms (kg).

DRUG0.10 mL/kg DDFPe

Prior to injection, DDFPe will be prepared by pharmacy staff. DDFPe will be administered based on weight at designated doses. Each dose will be prepared on the day of administration and infused directly into the patient using a slow i.v push. The i.v. push shall be 5-10 minutes in duration. DDFPe dosage volume in cc for 0.10 mL/kg based on patient body weight in kilograms (kg).

DRUG0.10 mL/kg Placebo

Prior to injection, the placebo will be prepared by pharmacy staff. The placebo will be administered based on weight at designated doses. Each dose will be prepared on the day of administration and infused directly into the patient using a slow i.v push. The i.v. push shall be 5-10 minutes in duration. The placebo dosage volume in cc for 0.10 mL/kg is based on patient body weight in kilograms (kg).

DRUG0.17 mL/kg DDFPe

Prior to injection, DDFPe will be prepared by pharmacy staff. DDFPe will be administered based on weight at designated doses. Each dose will be prepared on the day of administration and infused directly into the patient using a slow i.v push. The i.v. push shall be 5-10 minutes in duration. DDFPe dosage volume in cc for 0.17 mL/kg based on patient body weight in kilograms (kg).

DRUG0.17 mL/kg Placebo

Prior to injection, the placebo will be prepared by pharmacy staff. The placebo will be administered based on weight at designated doses. Each dose will be prepared on the day of administration and infused directly into the patient using a slow i.v push. The i.v. push shall be 5-10 minutes in duration. The placebo dosage volume in cc for 0.17 mL/kg is based on patient body weight in kilograms (kg).

Sponsors

University of Arkansas
CollaboratorOTHER
NuvOx LLC
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
TRIPLE (Subject, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

* Ages 18-80 years * Diagnosis of AIS * Body weight ≥ 45 kg * NIHSS between 2 and 20 * Patient or legal authorized representative (LAR) must be willing and able to understand the study and provide written informed consent

Exclusion criteria

Currently pregnant or breastfeeding * History of significantly impaired renal or hepatic function * Hemorrhage or hemorrhagic stroke on CT scan * Prior stroke, intracranial surgery, or major head trauma within three months prior to enrollment * Pre-stroke modified Rankin Scale (mRS) ≥ 2 * Myocardial infarction within six (6) months prior to enrollment * Unstable angina, New York Heart Association (NYHA) Class II or greater congestive heart failure * Uncontrolled hypertension (SBP \> 180 and/or diastolic blood pressure (DBP) \> 110 mmHg) * Known long QT syndrome or QTc \> 450 milliseconds (ms) in males and \> 470 ms in females * Uncontrolled arrhythmia or history of clinically significant arrhythmia within the past six (6) months (except atrial fibrillation) * Clinically significant chronic obstructive pulmonary disease (COPD) or other pulmonary condition that is not controlled by medication or requires oxygen frequently or continuously * Pneumonia, bronchitis, or other acute respiratory disease * Current anticoagulant therapy except for antiplatelet therapy (aspirin, NSAIDs) and prophylactic doses of low molecular weight heparin to prevent deep vein thrombosis. Note: tPA administered as part of subjects' therapy for AIS is allowed. * History of allergic reaction attributed to compounds of similar chemical composition to DDFPe (see Investigator's Brochure). * Subject has received any investigational drug within thirty (30) days prior to enrollment into the study * Inability to comply with the study procedures * History or evidence of any other clinically significant condition that, in the opinion of the investigator, might pose a safety risk to subjects or interfere with study procedures, evaluation, or completion

Design outcomes

Primary

MeasureTime frameDescription
Maximum Tolerated Dose (MTD) of DDFPe Evaluated by Number of Dose Limiting Toxicities12 hours after subjects have had a documented Acute Ischemic Stroke (AIS)The primary objective of this study is to establish the Maximum Tolerated Dose (MTD) of DDFPe given intravenously at intervals of 90 ± 10 minutes x 3 doses within 12 hours after subjects have had a documented Acute Ischemic Stroke (AIS). The algorithm for determining the MTD is based on the number of subjects who experience a Dose Limiting Toxicity (DLT) in each cohort, as defined in the clinical protocol. If three or more subjects who received DDFPe in an 8 subject cohort experience a DLT, the MTD will be determined to have been exceeded and further enrollment in the cohort as well as dose escalation will stop.

Secondary

MeasureTime frameDescription
NIHSS AssessmentNIHSS scores were recorded at outside hospitals when appropriate and also at the study center as inside baseline NIHSS score. Repeat NIHSS scores were recorded at 2, 3.5, and 7.5 hours after drug injection and on discharge.The NIH Stroke Scale (NIHSS) is an assessment tool that provides a quantitative measure of stroke-related neurologic deficit. The NIHSS is a 15-item neurologic examination. Ratings for each item are scored on a 3- to 5-point scale with 0 as normal. Scores range from 0 to 42, with higher scores indicating greater severity.
Modified Rankin Scale (mRS)mRS values were obtained on Day 7 or Day of Discharge, Day 30 and Day 90.The modified Rankin Scale is a measure of the degree of disability in patients who have had a stroke with 0 being no symptoms at all to 6 being death. Thus, a higher score indicates greater severity.

Countries

United States

Participant flow

Pre-assignment details

During the study period, 26 patients or their legal authorized representatives were contacted and agreed to participate. Of these, 24 give written informed consent and were included in the study.

Participants by arm

ArmCount
Controls (n=6)
This study is a randomized, placebo controlled, blinded escalating dose study designed to determine the maximum tolerated dose to intravenous administration of DDFPe. At each of the three dose levels (0.05, 0.10, 0.17 mL/kg) six subjects will receive DDFPe and two will receive placebo. For analysis, all control subjects are grouped.
6
DDFPe - 0.05 mL/kg (n=6)
This study is a randomized, placebo controlled, blinded escalating dose study designed to determine the maximum tolerated dose to intravenous administration of DDFPe. At each of the three dose levels (0.05, 0.10, 0.17 mL/kg) six subjects will receive DDFPe and two will receive placebo.
6
DDFPe - 0.10 mL/kg (n=6)
This study is a randomized, placebo controlled, blinded escalating dose study designed to determine the maximum tolerated dose to intravenous administration of DDFPe. At each of the three dose levels (0.05, 0.10, 0.17 mL/kg) six subjects will receive DDFPe and two will receive placebo.
6
DDFPe - 0.17 mL/kg (n=6)
This study is a randomized, placebo controlled, blinded escalating dose study designed to determine the maximum tolerated dose to intravenous administration of DDFPe. At each of the three dose levels (0.05, 0.10, 0.17 mL/kg) six subjects will receive DDFPe and two will receive placebo.
6
Total24

Baseline characteristics

CharacteristicDDFPe - 0.17 mL/kg (n=6)TotalControls (n=6)DDFPe - 0.05 mL/kg (n=6)DDFPe - 0.10 mL/kg (n=6)
Age, Continuous56.2 years
STANDARD_DEVIATION 4.6
56.6 years
STANDARD_DEVIATION 2.6
56.0 years
STANDARD_DEVIATION 7.1
61.2 years
STANDARD_DEVIATION 4.4
53.2 years
STANDARD_DEVIATION 4.8
NIHSS Assessment4 units on a scale6.5 units on a scale9.5 units on a scale6.5 units on a scale8 units on a scale
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
1 Participants3 Participants1 Participants1 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
5 Participants21 Participants5 Participants5 Participants6 Participants
Region of Enrollment
United States
6 Participants24 Participants6 Participants6 Participants6 Participants
Sex: Female, Male
Female
2 Participants7 Participants1 Participants2 Participants2 Participants
Sex: Female, Male
Male
4 Participants17 Participants5 Participants4 Participants4 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
EG004
affected / at risk
deaths
Total, all-cause mortality
1 / 61 / 60 / 60 / 61 / 18
other
Total, other adverse events
6 / 66 / 66 / 63 / 615 / 18
serious
Total, serious adverse events
3 / 61 / 60 / 60 / 61 / 18

Outcome results

Primary

Maximum Tolerated Dose (MTD) of DDFPe Evaluated by Number of Dose Limiting Toxicities

The primary objective of this study is to establish the Maximum Tolerated Dose (MTD) of DDFPe given intravenously at intervals of 90 ± 10 minutes x 3 doses within 12 hours after subjects have had a documented Acute Ischemic Stroke (AIS). The algorithm for determining the MTD is based on the number of subjects who experience a Dose Limiting Toxicity (DLT) in each cohort, as defined in the clinical protocol. If three or more subjects who received DDFPe in an 8 subject cohort experience a DLT, the MTD will be determined to have been exceeded and further enrollment in the cohort as well as dose escalation will stop.

Time frame: 12 hours after subjects have had a documented Acute Ischemic Stroke (AIS)

Population: No signs of dose-limiting episodes were identified at any dose level, and no MTD was defined.

ArmMeasureValue (NUMBER)
0.05 mL/kg DDFPeMaximum Tolerated Dose (MTD) of DDFPe Evaluated by Number of Dose Limiting Toxicities0 Dose Limiting Toxicities
0.05 mL/kg PlaceboMaximum Tolerated Dose (MTD) of DDFPe Evaluated by Number of Dose Limiting Toxicities0 Dose Limiting Toxicities
0.10 mL/kg DDFPeMaximum Tolerated Dose (MTD) of DDFPe Evaluated by Number of Dose Limiting Toxicities0 Dose Limiting Toxicities
0.10 mL/kg PlaceboMaximum Tolerated Dose (MTD) of DDFPe Evaluated by Number of Dose Limiting Toxicities0 Dose Limiting Toxicities
0.17 mL/kg DDFPeMaximum Tolerated Dose (MTD) of DDFPe Evaluated by Number of Dose Limiting Toxicities0 Dose Limiting Toxicities
0.17 mL/kg PlaceboMaximum Tolerated Dose (MTD) of DDFPe Evaluated by Number of Dose Limiting Toxicities0 Dose Limiting Toxicities
Secondary

Modified Rankin Scale (mRS)

The modified Rankin Scale is a measure of the degree of disability in patients who have had a stroke with 0 being no symptoms at all to 6 being death. Thus, a higher score indicates greater severity.

Time frame: mRS values were obtained on Day 7 or Day of Discharge, Day 30 and Day 90.

Population: At each of the three dose levels (0.05, 0.10, 0.17 mL/kg) six subjects received DDFPe and two received placebo in this study.~All control subjects are grouped for the mRS results. DDFPe results are shown separately for each cohort as well as combined.

ArmMeasureGroupValue (MEDIAN)
0.05 mL/kg DDFPeModified Rankin Scale (mRS)30 day2.5 units on a scale
0.05 mL/kg DDFPeModified Rankin Scale (mRS)Day 7 or Day of Discharge2 units on a scale
0.05 mL/kg DDFPeModified Rankin Scale (mRS)90 day3 units on a scale
0.05 mL/kg PlaceboModified Rankin Scale (mRS)Day 7 or Day of Discharge2 units on a scale
0.05 mL/kg PlaceboModified Rankin Scale (mRS)90 day1 units on a scale
0.05 mL/kg PlaceboModified Rankin Scale (mRS)30 day1 units on a scale
0.10 mL/kg DDFPeModified Rankin Scale (mRS)Day 7 or Day of Discharge2 units on a scale
0.10 mL/kg DDFPeModified Rankin Scale (mRS)30 day2 units on a scale
0.10 mL/kg DDFPeModified Rankin Scale (mRS)90 day1.5 units on a scale
0.10 mL/kg PlaceboModified Rankin Scale (mRS)90 day2 units on a scale
0.10 mL/kg PlaceboModified Rankin Scale (mRS)Day 7 or Day of Discharge3 units on a scale
0.10 mL/kg PlaceboModified Rankin Scale (mRS)30 day2 units on a scale
0.17 mL/kg DDFPeModified Rankin Scale (mRS)30 day0 units on a scale
0.17 mL/kg DDFPeModified Rankin Scale (mRS)Day 7 or Day of Discharge1.5 units on a scale
0.17 mL/kg DDFPeModified Rankin Scale (mRS)90 day0 units on a scale
Secondary

NIHSS Assessment

The NIH Stroke Scale (NIHSS) is an assessment tool that provides a quantitative measure of stroke-related neurologic deficit. The NIHSS is a 15-item neurologic examination. Ratings for each item are scored on a 3- to 5-point scale with 0 as normal. Scores range from 0 to 42, with higher scores indicating greater severity.

Time frame: NIHSS scores were recorded at outside hospitals when appropriate and also at the study center as inside baseline NIHSS score. Repeat NIHSS scores were recorded at 2, 3.5, and 7.5 hours after drug injection and on discharge.

Population: At each of the three dose levels (0.05, 0.10, 0.17 mL/kg) six subjects received DDFPe and two received placebo in this study.~All control subjects are grouped for the NIHSS results. DDFPe results are shown separately for each cohort as well as combined.

ArmMeasureGroupValue (MEDIAN)
0.05 mL/kg DDFPeNIHSS Assessment7.5 hours4.5 units on a scale
0.05 mL/kg DDFPeNIHSS AssessmentBaseline (PreRx)9.5 units on a scale
0.05 mL/kg DDFPeNIHSS AssessmentDay 7 or Day of Discharge3.5 units on a scale
0.05 mL/kg DDFPeNIHSS Assessment2 hours8 units on a scale
0.05 mL/kg DDFPeNIHSS Assessment3.5 hours5.5 units on a scale
0.05 mL/kg PlaceboNIHSS Assessment7.5 hours2.5 units on a scale
0.05 mL/kg PlaceboNIHSS Assessment3.5 hours4.5 units on a scale
0.05 mL/kg PlaceboNIHSS Assessment2 hours5 units on a scale
0.05 mL/kg PlaceboNIHSS AssessmentDay 7 or Day of Discharge1 units on a scale
0.05 mL/kg PlaceboNIHSS AssessmentBaseline (PreRx)6.5 units on a scale
0.10 mL/kg DDFPeNIHSS Assessment3.5 hours5.5 units on a scale
0.10 mL/kg DDFPeNIHSS AssessmentBaseline (PreRx)6.5 units on a scale
0.10 mL/kg DDFPeNIHSS Assessment2 hours6 units on a scale
0.10 mL/kg DDFPeNIHSS Assessment7.5 hours5.5 units on a scale
0.10 mL/kg DDFPeNIHSS AssessmentDay 7 or Day of Discharge2 units on a scale
0.10 mL/kg PlaceboNIHSS AssessmentDay 7 or Day of Discharge4 units on a scale
0.10 mL/kg PlaceboNIHSS AssessmentBaseline (PreRx)8 units on a scale
0.10 mL/kg PlaceboNIHSS Assessment7.5 hours5.5 units on a scale
0.10 mL/kg PlaceboNIHSS Assessment3.5 hours7 units on a scale
0.10 mL/kg PlaceboNIHSS Assessment2 hours6.5 units on a scale
0.17 mL/kg DDFPeNIHSS Assessment3.5 hours2.5 units on a scale
0.17 mL/kg DDFPeNIHSS Assessment7.5 hours2 units on a scale
0.17 mL/kg DDFPeNIHSS AssessmentBaseline (PreRx)4 units on a scale
0.17 mL/kg DDFPeNIHSS AssessmentDay 7 or Day of Discharge1 units on a scale
0.17 mL/kg DDFPeNIHSS Assessment2 hours2 units on a scale

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026