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Ultrasound and Near Infrared Imaging for Predicting and Monitoring Neoadjuvant Treatment

Ultrasound and Near Infrared Imaging for Predicting and Monitoring Neoadjuvant Treatment

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02891681
Enrollment
41
Registered
2016-09-07
Start date
2016-11-29
Completion date
2020-01-23
Last updated
2021-02-16

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Breast Cancer, Breast Tumors, Cancer of Breast, Cancer of the Breast, Malignant Neoplasm of Breast

Brief summary

To determine the accuracy of NIR/US assessment of tumor vasculature and oxygen changes in predicting and monitoring early neoadjuvant treatment response compared to pathological response.

Interventions

DEVICEOptical Tomography Using Near Infrared Diffused Light Assisted with Ultrasound

Sponsors

National Institute for Biomedical Imaging and Bioengineering (NIBIB)
CollaboratorNIH
Washington University School of Medicine
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
DIAGNOSTIC
Masking
NONE

Eligibility

Sex/Gender
FEMALE
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Scheduled to receive neoadjuvant chemotherapy for the treatment of newly diagnosed, locally advanced breast cancer or scheduled to receive neoadjuvant endocrine therapy with the eventual goal of surgery of newly diagnosed clinical stage II-III ER+ HER2- breast cancer (for the endocrine therapy cohort) * At least 18 years of age * Female * Able to understand and willing to sign an IRB-approved written informed consent document

Exclusion criteria

* Pregnant and/or breastfeeding * Prior history of breast cancer * Prior history of chest wall radiation * Prior history of breast reconstruction, reduction, or augmentation

Design outcomes

Primary

MeasureTime frameDescription
Pathologic Response Based on Miller-Payne Grading SystemUp to 6 monthsIn the Miller-Payne system, the pathologic response is divided into 5 grades based on comparison of tumor cellularity between pre-neoadjuvant core biopsy and definitive surgical specimen as: * grade 1: no change or some alteration to individual malignant cells but no reduction in overall cellularity (pNR) * grade 2: a minor loss of tumor cells but overall cellularity still high; up to 30% (pPR) * grade 3: between an estimated 30% and 90% reduction in tumor cells (pPR) * grade 4: a marked disappearance of tumor cells such that only small clusters or widely dispersed individual cells remain (almost pCR); more than 90% loss of tumor cells * grade 5: no malignant cells identifiable in sections from the site of the tumor; only vascular fibroelastonic stroma remains often containing macrophages (pCR) (however, ductal carcinoma in situ (DCIS) may be present)

Countries

United States

Participant flow

Pre-assignment details

An additional arm (NIR/US - Crossover from Endocrine Cohort to Chemotherapy Cohort) was added for results reporting as one participant transitioned from the Endocrine Cohort to the Chemotherapy Cohort because the participant's therapy was changed mid-treatment from Endocrine to Chemotherapy.

Participants by arm

ArmCount
NIR/US (Neoadjuvant Chemotherapy Cohort)
Patients will have the NIR/US baseline scan performed before their first treatment. The desirable schedule will be \>= 7 days after initial biopsy to avoid confounding effects from the biopsy related acute inflammatory response. * In addition, patients will also have NIR/US performed at end of cycle 1, end of cycle 2, end of cycle 3, end of cycle 5 (only if treatment regimen changed), and prior to surgery. * The number of NIR/US study visits may vary (5-6) depending on the patient's treatment regimen
39
NIR/US (Neoadjuvant Endocrine Cohort)
Patients will have the NIR/US baseline scan performed before their first treatment. The desirable schedule will be \>= 7 days after initial biopsy to avoid confounding effects from the biopsy related acute inflammatory response. * In addition, patients will also have NIR/US performed at end of cycle 1, end of cycle 2, end of cycle 3, at time of treatment regimen change (only intended for those who have had a change in their regimen), and prior to surgery. * The number of NIR/US study visits may vary (5-6) depending on the patient's treatment regimen
1
NIR/US (Crossover From Endocrine Cohort to Chemotherapy Cohort)
Patients will have the NIR/US baseline scan performed before their first treatment. The desirable schedule will be \>= 7 days after initial biopsy to avoid confounding effects from the biopsy related acute inflammatory response. * In addition, patients will also have NIR/US performed at end of cycle 1, end of cycle 2, end of cycle 3, at time of treatment regimen change (only intended for those who have had a change in their regimen), and prior to surgery. * The number of NIR/US study visits may vary (5-6) depending on the patient's treatment regimen
1
Total41

Withdrawals & dropouts

PeriodReasonFG000FG001FG002
Overall StudyDeveloped metastases prior to completing neoadjuvant therapy200
Overall StudyDid not complete all timepoints in Endocrine Cohort001
Overall StudyTaken off study after first imaging appointment100

Baseline characteristics

CharacteristicNIR/US (Neoadjuvant Chemotherapy Cohort)TotalNIR/US (Crossover From Endocrine Cohort to Chemotherapy Cohort)NIR/US (Neoadjuvant Endocrine Cohort)
Age, Continuous45 years45 years53 years66 years
Ethnicity (NIH/OMB)
Hispanic or Latino
1 Participants1 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
38 Participants40 Participants1 Participants1 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
8 Participants10 Participants1 Participants1 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
31 Participants31 Participants0 Participants0 Participants
Region of Enrollment
United States
39 participants41 participants1 participants1 participants
Sex: Female, Male
Female
39 Participants41 Participants1 Participants1 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
0 / 390 / 10 / 1
other
Total, other adverse events
0 / 00 / 00 / 0
serious
Total, serious adverse events
0 / 390 / 10 / 1

Outcome results

Primary

Pathologic Response Based on Miller-Payne Grading System

In the Miller-Payne system, the pathologic response is divided into 5 grades based on comparison of tumor cellularity between pre-neoadjuvant core biopsy and definitive surgical specimen as: * grade 1: no change or some alteration to individual malignant cells but no reduction in overall cellularity (pNR) * grade 2: a minor loss of tumor cells but overall cellularity still high; up to 30% (pPR) * grade 3: between an estimated 30% and 90% reduction in tumor cells (pPR) * grade 4: a marked disappearance of tumor cells such that only small clusters or widely dispersed individual cells remain (almost pCR); more than 90% loss of tumor cells * grade 5: no malignant cells identifiable in sections from the site of the tumor; only vascular fibroelastonic stroma remains often containing macrophages (pCR) (however, ductal carcinoma in situ (DCIS) may be present)

Time frame: Up to 6 months

Population: For this outcome measure, the one participant who was in the crossover cohort was counted in the neoadjuvant chemotherapy cohort. Three participants in the neoadjuvant chemotherapy cohort were not evaluable for this outcome measure (2 developed metastases prior to completing neoadjuvant therapy and 1 was taken off study after first imaging appointment).

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
NIR/US (Neoadjuvant Chemotherapy Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 38 Participants
NIR/US (Neoadjuvant Chemotherapy Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 43 Participants
NIR/US (Neoadjuvant Chemotherapy Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 23 Participants
NIR/US (Neoadjuvant Chemotherapy Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 519 Participants
NIR/US (Neoadjuvant Chemotherapy Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 14 Participants
NIR/US (Neoadjuvant Endocrine Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 50 Participants
NIR/US (Neoadjuvant Endocrine Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 11 Participants
NIR/US (Neoadjuvant Endocrine Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 20 Participants
NIR/US (Neoadjuvant Endocrine Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 40 Participants
NIR/US (Neoadjuvant Endocrine Cohort)Pathologic Response Based on Miller-Payne Grading SystemGrade 30 Participants

Source: ClinicalTrials.gov · Data processed: Feb 22, 2026