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Treating Caregiver Depression to Improve Childhood Asthma: Impact and Mediators

Treating Caregiver Depression to Improve Childhood Asthma: Impact and Mediators

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02809677
Enrollment
205
Registered
2016-06-22
Start date
2016-06-30
Completion date
2020-10-31
Last updated
2025-09-24

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Asthma, Major Depressive Disorder

Brief summary

The investigators propose a one-year, repeated measures, within-subject design to examine the impact of improved caregiver depression on child asthma outcomes. A cross-lagged panel modeling (CLPM) for longitudinal data will be fit using a maximum likelihood structural equation model (SEM) in order to explore longitudinal mediation between asthma outcomes (asthma control, spirometry, quality of life (QOL)) and depressive symptoms. CLPM will test whether caregiver improvement preceded child asthma improvement, and SEM will test whether improved adherence and/or decreased child anxiety/depression mediated the effect. The investigators considered a randomized control trial, but it would not be ethically acceptable to withhold medication from caregivers diagnosed with Major Depressive Disorder (MDD) for the proposed one-year duration of the study. It is unlikely that potential participants in the study would find this acceptable. Furthermore a controlled design is not necessary since the investigators are not testing the efficacy of antidepressants for depression, but rather the impact of improvement on caregiver depression on the child.

Detailed description

Caregiver will be consented for his/her and the child's participation. The child will assent to participate before study procedures begin. The proposed study will last 52 weeks and consist of study visits every 4 weeks (14 visits total). Screening (roughly 5 mins): 2 item Self-Report Screening Tool for Depression (2-SRSD) This tool will be used to help screen caregivers for the study. This screening will only be performed in the clinic. Additional screening will be performed at the Baseline visit including: * Obtaining demographic information * Physical exam, * Medical and psychiatric history * Physical health assessments * Urine Pregnancy Test for women of childbearing potential * Mood assessments The baseline visit is described below: Baseline (approx 3 hrs): The following assessments will be given to the Caregiver only: 1. Structured Clinical Interview for DSM V (SCID) 2. Urine Pregnancy Test (UPT) for women of child bearing potential 3. Hamilton Rating Scale for Depression (HRSD) 4. Quick Inventory of Depressive Symptomatology Self Report (QIDS-SR) 5. State Trait Anxiety Inventory (STAI) 6. Pediatric Asthma Caregiver's Quality of Life Questionnaire (PACQOL) 7. Psychobiology of Recovery in Depression III Somatic Symptom Scale (PRD-III) The following assessments will be given to the child: 1. Composite Asthma Severity Index (CASI) 2. Children's Depression Inventory (CDI) 3. Screen for Child Anxiety Related Disorders (SCARED) 4. Pediatric Asthma Quality of life Questionnaire (PAQOL) 5. Asthma Control Test/Childhood Asthma Control Test (ACT/cACT) (which version is given will be determined by the child's age) 6. Spirometry measurement 7. Perceived Stress Scale (PSS) 8. Relatedness Scale The following assessments will be given to both the caregiver AND the child: 1\. Childhood Asthma Management Program Continuation Study Medication Adherence Interview (CAMPCS) Weeks 4-48 (visits every 4 weeks, each approx 2 hours): Caregiver only: HRSD, QIDS-SR, STAI, PACQOL, PRD-III, UPT Child only: CASI, CDI, SCARED, PAQOL, ACT/cACT, Spirometry, PSS, Relatedness Scale Both caregiver AND child: CAMPCS Week 52 (approx 2.5 hrs): Caregiver only: HRSD, QIDS-SR, STAI, PACQOL, PRD-III, UPT Child only: CASI, CDI, SCARED, PAQOL, ACT/cACT, Spirometry, PSS, Relatedness Scale Both caregiver AND child: CAMPCS, Debriefing interview Electrocardiograms (ECG) and blood tests may be collected during this study as is clinically indicated.

Interventions

OTHERNon-Interventional

This is a 52 week non-placebo controlled and non-randomized clinical research study to see whether treating Major Depressive Disorder (MDD) in caregivers of children with asthma will improve asthma outcomes in children. Caregivers may choose to receive an antidepressant medication that is considered standard medical care for MDD, or may opt out of antidepressant treatment. No treatment is withheld from participants and no placebos are used, thus there is no active intervention in this study.

Sponsors

National Heart, Lung, and Blood Institute (NHLBI)
CollaboratorNIH
University at Buffalo
CollaboratorOTHER
University of Texas Southwestern Medical Center
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
DIAGNOSTIC
Masking
NONE

Intervention model description

Study followed caregivers and children for up to 12 months. They were given the option of algorithm-based antidepressant therapy using a variety of standard treatments. However, they could also receive medication or psychotherapy outside of the study, or decline all treatment.

Eligibility

Sex/Gender
ALL
Age
7 Years to 70 Years
Healthy volunteers
No

Inclusion criteria

* Caregiver: Male or female, ages 18 to 70, primary asthma caregiver of the child, currently meeting criteria for Major Depressive Disorder (MDD) (based on depression symptoms for at least 2 weeks and causing clinically significant distress or impairment in social, occupational, or other important areas of functioning) based on a Structured Clinical Interview for DSM-4 (SCID) interview. * Child: Male or female, ages 7-17 years who have a diagnosis of persistent asthma as classified by either of the following criteria: * A. requirement for treatment with daily controller medication; or * B. symptoms of persistent asthma in children not on a daily controller medication: * 1\. Daytime symptoms two or more days per week; or * 2\. Rescue bronchodilator use two or more times per week; or * 3\. Nocturnal symptoms two or more nights per month; or * 4\. Two or more oral steroid bursts in the last year.

Exclusion criteria

* Caregiver: Severe cognitive impairment that could impair their ability to provide informed consent; member of a vulnerable population (incarcerated, pregnant or breastfeeding women); women of childbearing age who will not use acceptable methods of birth control or abstinence during the study; severe psychiatric disorder in addition to MDD that should be a primary focus of treatment (e.g. severe and disabling eating or anxiety disorders); treatment refractory depression defined as failing ≥ 3 adequate trials of antidepressants (≥ 4 weeks at a therapeutic dose); electroconvulsive therapy or repeated transcranial magnetic stimulation during the current episode; depression as part of bipolar disorder or schizophrenia or schizoaffective disorder, or current depression secondary to substances or general medical condition, or with psychotic features or accompanied by severe obsessive compulsive disorder (OCD), or high risk for suicide defined by multiple recent suicide attempts (\> 2 in the past year) or any attempt in the past month, or current suicidal ideation with a well-formed plan or intent. * Child: Severe cognitive impairment that could impair their ability to provide informed consent; high risk for suicide defined by multiple recent suicide attempts (\> 2 in the past year) or any attempt in the past month, or current suicidal ideation with a well-formed plan or intent; severe or life-threatening medical illness, such as other serious cardiopulmonary conditions (e.g. congenital heart disease, cystic fibrosis, alpha-1-antitrypsin disease) or cancer, which would confound the assessment of asthma, anxiety, depression or quality of life; severe psychiatric illness, such as autism, bipolar disorder, schizophrenia or current drug/alcohol abuse/dependence. If an eligible caregiver presents with more than one child meeting inclusion criteria for the study, only one child, randomly selected, will be enrolled.

Design outcomes

Primary

MeasureTime frameDescription
Childhood Asthma Control Test (cACT) Change ScoresFrom date of Baseline until the date of first documented progression, assessed up to 52 weeks.Change from Baseline in the child's asthma control scores, as indicated by increased Childhood Asthma Control Test (cACT) scores. Childhood Asthma Control Test (C-ACT) is well validated for use among children aged 4-11 years comprised of 3 parent-reported and 4 child-reported items. Possible scores range from 0 to 12, with higher scores indicating better asthma control.
Asthma Control Test (ACT) Change ScoresFrom date of Baseline until the date of first documented progression, assessed up to 52 weeks.Change from Baseline in the child's asthma control scores, as indicated by increased Asthma Control Test (ACT) scores. ACT is a patient self-administered tool for identifying those with poorly controlled asthma. It is a 5-point scale (for symptoms and activities: 1=all the time to 5= not at all; for asthma control rating: 1=not controlled at all to 5=completely controlled). The scores range from 5 (poor control of asthma) to 25 (complete control of asthma), with higher scores reflecting greater asthma control. An ACT score \>19 indicates well-controlled asthma.
Composite Asthma Severity Index (CASI) Change ScoresFrom date of Baseline until the date of first documented progression, assessed up to 52 weeks.Change from Baseline in the child's asthma control scores, as indicated by decreased Composite Asthma Severity Index (CASI) scores. The Composite Asthma Severity Index (CASI) is a comprehensive severity scale combining multiple facets of asthma severity: impairment, risk, and treatment and ranges from 0 to 20 points, with higher scores indicating higher levels of severity.
Quick Inventory of Depressive Symptomology - Self Report (QIDS-SR) Change ScoresFrom date of Baseline until the date of first documented progression, assessed up to 52 weeks.Change from Baseline in the caregiver's depression scores, as assessed by Quick Inventory of Depressive Symptomology - Self Report (QIDS-SR). The QIDS-SR is a validated 16-item self-report scale that assesses depressive symptom severity. Total QIDS-SR scores range from 0 to 27. Scores of ≤ 7 are considered normal, 8-12 suggest mild depressive symptoms, 13-16 moderate depressive symptoms, 17-20 moderate to severe depressive symptoms, and ≥ 21 severe depression.
Hamilton Rating Scale for Depression (HRS-D) Change ScoresFrom date of Baseline until the date of first documented progression, assessed up to 52 weeks.Change from Baseline in the caregiver's depression scores, as assessed by Hamilton Rating Scale for Depression (HRS-D). HRSD is a 17 item scale. Range: 0-53 Normal: 0-7 Mild: 8 - 13 Moderate 14 - 18 Severe: 19-22 Very severe \> 22

Secondary

MeasureTime frameDescription
Pediatric Asthma Quality of Life Questionnaire (PAQOL) Change ScoresFrom date of Baseline until the date of first documented progression, assessed up to 52 weeks.Change from Baseline in child's quality of life scores on the Pediatric Asthma Quality of Life Questionnaire. Pediatric Asthma Quality of Life Questionnaire (PAQOL) measures problems that children experience as a result of their asthma. It has 23 questions in 3 domains (symptoms, activity limitation and emotional function). The activity domain contains 3 'patient-specific' questions. Children are asked to think about how they have been during the previous week and to respond to each of the 23 questions on a 7-point scale (7 = not bothered at all - 1 = extremely bothered). Higher scores indicate better levels of functioning. This scale has proved a valid and reliable measure of asthma-specific quality of life in adolescents. Mean scores are reported, and range from 1 to 7. Higher score indicating higher quality of life.
Percent Change in Medication Adherence (Prescribed Inhalers)Baseline, 52 weeks (1 year).Percent change in Medication Adherence (prescribed inhalers) was assessed by responses to items 4 (i.e., The days that you took your controller medication in the last 7 days, about how much did you usually take each day?) and 5 (i.e., How many days in the past 7 days did you take this controller medication?) from Childhood Asthma Management Program Continuation Study (CAMPCS) multiplied to determine how many puffs of the inhaled controller therapy were taken in the prior seven days. Following this, the product of items 4 and 5 was divided by the prescribed number of puffs per week (taken from RedCap).
Number of Unscheduled Asthma-related Service Utilization Visits (Child)52 weeks.Number of unscheduled asthma-related service utilization visits (i.e., clinic visits, ER visits, and hospitalizations) for the child participant at 52 weeks.

Countries

United States

Participant flow

Recruitment details

Study participants included depressed caregivers and children with asthma, being treated at UT Southwestern (Dallas) and SUNY-Buffalo medical centers.

Participants by arm

ArmCount
Caregiver Child Dyad
This is a 52 week non-placebo controlled and non-randomized clinical research study to see whether treating Major Depressive Disorder (MDD) in caregivers of children with asthma will improve asthma outcomes in children. Caregivers may choose to receive an antidepressant medication that is considered standard medical care for MDD, or may opt out of antidepressant treatment. No treatment is withheld from participants and no placebos are used, thus there is no active intervention in this study.
205
Total205

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyWithdrawal by Subject8

Baseline characteristics

CharacteristicCaregiver Child Dyad
Age, Continuous
Caregiver
38.62 Years
STANDARD_DEVIATION 7.95
Age, Continuous
Child
11.31 Years
STANDARD_DEVIATION 2.89
Asthma Control Test (ACT)17.78 units on a scale
STANDARD_DEVIATION 4.89
Childhood Asthma Control Test (cACT)17.47 units on a scale
STANDARD_DEVIATION 4.64
Children's Depression Inventory-Short Form (CDI-SF)9.50 units on a scale
STANDARD_DEVIATION 6.36
Ethnicity (NIH/OMB)
Caregiver
Hispanic or Latino
65 Participants
Ethnicity (NIH/OMB)
Caregiver
Not Hispanic or Latino
134 Participants
Ethnicity (NIH/OMB)
Caregiver
Unknown or Not Reported
6 Participants
Ethnicity (NIH/OMB)
Child
Hispanic or Latino
65 Participants
Ethnicity (NIH/OMB)
Child
Not Hispanic or Latino
132 Participants
Ethnicity (NIH/OMB)
Child
Unknown or Not Reported
8 Participants
Hamilton Rating Scale for Depression (HRSD)17.95 units on a scale
STANDARD_DEVIATION 4.79
Medication Adherence (prescribed inhalers)72.17 Percentage of prescribed puffs
STANDARD_DEVIATION 31.45
Race (NIH/OMB)
Caregiver
American Indian or Alaska Native
4 Participants
Race (NIH/OMB)
Caregiver
Asian
1 Participants
Race (NIH/OMB)
Caregiver
Black or African American
107 Participants
Race (NIH/OMB)
Caregiver
More than one race
12 Participants
Race (NIH/OMB)
Caregiver
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Caregiver
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
Caregiver
White
81 Participants
Race (NIH/OMB)
Child
American Indian or Alaska Native
2 Participants
Race (NIH/OMB)
Child
Asian
1 Participants
Race (NIH/OMB)
Child
Black or African American
116 Participants
Race (NIH/OMB)
Child
More than one race
12 Participants
Race (NIH/OMB)
Child
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Child
Unknown or Not Reported
3 Participants
Race (NIH/OMB)
Child
White
71 Participants
Region of Enrollment
United States
205 participants
Sex: Female, Male
Caregiver
Female
201 Participants
Sex: Female, Male
Caregiver
Male
4 Participants
Sex: Female, Male
Child
Female
111 Participants
Sex: Female, Male
Child
Male
94 Participants
Spirometry (FEV1%)73.79 Percentage of FEV1 % predicted
STANDARD_DEVIATION 38.11

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 205
other
Total, other adverse events
46 / 205
serious
Total, serious adverse events
0 / 205

Outcome results

Primary

Asthma Control Test (ACT) Change Scores

Change from Baseline in the child's asthma control scores, as indicated by increased Asthma Control Test (ACT) scores. ACT is a patient self-administered tool for identifying those with poorly controlled asthma. It is a 5-point scale (for symptoms and activities: 1=all the time to 5= not at all; for asthma control rating: 1=not controlled at all to 5=completely controlled). The scores range from 5 (poor control of asthma) to 25 (complete control of asthma), with higher scores reflecting greater asthma control. An ACT score \>19 indicates well-controlled asthma.

Time frame: From date of Baseline until the date of first documented progression, assessed up to 52 weeks.

ArmMeasureValue (MEAN)Dispersion
Caregiver Child DyadAsthma Control Test (ACT) Change Scores2.71 units on a scaleStandard Deviation 4.8
Primary

Childhood Asthma Control Test (cACT) Change Scores

Change from Baseline in the child's asthma control scores, as indicated by increased Childhood Asthma Control Test (cACT) scores. Childhood Asthma Control Test (C-ACT) is well validated for use among children aged 4-11 years comprised of 3 parent-reported and 4 child-reported items. Possible scores range from 0 to 12, with higher scores indicating better asthma control.

Time frame: From date of Baseline until the date of first documented progression, assessed up to 52 weeks.

ArmMeasureValue (MEAN)Dispersion
Caregiver Child DyadChildhood Asthma Control Test (cACT) Change Scores0.93 units on a scaleStandard Deviation 2.63
Primary

Composite Asthma Severity Index (CASI) Change Scores

Change from Baseline in the child's asthma control scores, as indicated by decreased Composite Asthma Severity Index (CASI) scores. The Composite Asthma Severity Index (CASI) is a comprehensive severity scale combining multiple facets of asthma severity: impairment, risk, and treatment and ranges from 0 to 20 points, with higher scores indicating higher levels of severity.

Time frame: From date of Baseline until the date of first documented progression, assessed up to 52 weeks.

ArmMeasureValue (MEAN)Dispersion
Caregiver Child DyadComposite Asthma Severity Index (CASI) Change Scores-1.43 units on a scaleStandard Deviation 2.74
Primary

Hamilton Rating Scale for Depression (HRS-D) Change Scores

Change from Baseline in the caregiver's depression scores, as assessed by Hamilton Rating Scale for Depression (HRS-D). HRSD is a 17 item scale. Range: 0-53 Normal: 0-7 Mild: 8 - 13 Moderate 14 - 18 Severe: 19-22 Very severe \> 22

Time frame: From date of Baseline until the date of first documented progression, assessed up to 52 weeks.

ArmMeasureValue (MEAN)Dispersion
Caregiver Child DyadHamilton Rating Scale for Depression (HRS-D) Change Scores-8.39 units on a scaleStandard Deviation 7.37
Primary

Quick Inventory of Depressive Symptomology - Self Report (QIDS-SR) Change Scores

Change from Baseline in the caregiver's depression scores, as assessed by Quick Inventory of Depressive Symptomology - Self Report (QIDS-SR). The QIDS-SR is a validated 16-item self-report scale that assesses depressive symptom severity. Total QIDS-SR scores range from 0 to 27. Scores of ≤ 7 are considered normal, 8-12 suggest mild depressive symptoms, 13-16 moderate depressive symptoms, 17-20 moderate to severe depressive symptoms, and ≥ 21 severe depression.

Time frame: From date of Baseline until the date of first documented progression, assessed up to 52 weeks.

ArmMeasureValue (MEAN)Dispersion
Caregiver Child DyadQuick Inventory of Depressive Symptomology - Self Report (QIDS-SR) Change Scores-7.12 units on a scaleStandard Deviation 5.55
Secondary

Number of Unscheduled Asthma-related Service Utilization Visits (Child)

Number of unscheduled asthma-related service utilization visits (i.e., clinic visits, ER visits, and hospitalizations) for the child participant at 52 weeks.

Time frame: 52 weeks.

ArmMeasureGroupValue (NUMBER)
Caregiver Child DyadNumber of Unscheduled Asthma-related Service Utilization Visits (Child)Unscheduled Clinic Visits70 Visitis
Caregiver Child DyadNumber of Unscheduled Asthma-related Service Utilization Visits (Child)ER Visits48 Visitis
Caregiver Child DyadNumber of Unscheduled Asthma-related Service Utilization Visits (Child)Hospitalizations17 Visitis
Secondary

Pediatric Asthma Quality of Life Questionnaire (PAQOL) Change Scores

Change from Baseline in child's quality of life scores on the Pediatric Asthma Quality of Life Questionnaire. Pediatric Asthma Quality of Life Questionnaire (PAQOL) measures problems that children experience as a result of their asthma. It has 23 questions in 3 domains (symptoms, activity limitation and emotional function). The activity domain contains 3 'patient-specific' questions. Children are asked to think about how they have been during the previous week and to respond to each of the 23 questions on a 7-point scale (7 = not bothered at all - 1 = extremely bothered). Higher scores indicate better levels of functioning. This scale has proved a valid and reliable measure of asthma-specific quality of life in adolescents. Mean scores are reported, and range from 1 to 7. Higher score indicating higher quality of life.

Time frame: From date of Baseline until the date of first documented progression, assessed up to 52 weeks.

ArmMeasureValue (MEAN)Dispersion
Caregiver Child DyadPediatric Asthma Quality of Life Questionnaire (PAQOL) Change Scores0.85 units on a scaleStandard Deviation 1.92
Secondary

Percent Change in Medication Adherence (Prescribed Inhalers)

Percent change in Medication Adherence (prescribed inhalers) was assessed by responses to items 4 (i.e., The days that you took your controller medication in the last 7 days, about how much did you usually take each day?) and 5 (i.e., How many days in the past 7 days did you take this controller medication?) from Childhood Asthma Management Program Continuation Study (CAMPCS) multiplied to determine how many puffs of the inhaled controller therapy were taken in the prior seven days. Following this, the product of items 4 and 5 was divided by the prescribed number of puffs per week (taken from RedCap).

Time frame: Baseline, 52 weeks (1 year).

ArmMeasureValue (MEAN)Dispersion
Caregiver Child DyadPercent Change in Medication Adherence (Prescribed Inhalers)13 percent changeStandard Deviation 41

Source: ClinicalTrials.gov · Data processed: Feb 8, 2026