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Neoadjuvant Therapy in Clinical Stage I-III HER2-positive Breast Cancer.

Efficacy of Carboplatin and Paclitaxel With Trastuzumab and Pertuzumab (wPCbTP) and Switching to an Anthracycline-based Regimen (AC) in Non-responding Patients in Clinical Stage I-III HER2-positive Breast Cancer.

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02789657
Enrollment
32
Registered
2016-06-03
Start date
2016-11-21
Completion date
2020-03-27
Last updated
2022-05-19

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Breast Cancer

Keywords

neoadjuvant breast cancer, stage I-III breast cancer, HER 2 positive breast cancer

Brief summary

Neoadjuvant therapy is given to breast cancer patients whose cancers are relatively large or have spread to lymph nodes or both. The primary goal of this treatment is to prevent the cancer from coming back (recurring) elsewhere in the body, but if it makes the cancer in the breast and lymph nodes shrink it might be easier to remove. This could allow a patient to have a lumpectomy instead of a mastectomy and reduce the number of lymph nodes that the surgeon has to remove. In some cases, the neoadjuvant therapy works so well that it kills all of the cancer in the breast and lymph nodes. This is referred to as a pathologic complete response (pCR). Patients who achieve a pCR have a much lower risk of the cancer recurring elsewhere in their bodies. Investigators aren't sure which chemotherapy drugs work best with the HER2-targeted drugs, and what combination of these drugs causes the fewest side effects.Thus, this study has two main goals: 1. To find out if treatment with wPCbTP, weekly paclitaxel and carboplatin given with trastuzumab and pertuzumab every 3 weeks, leads to as many pCRs as TCHP in patients with HER2-positive breast cancer, but has fewer side effects. 2. To find out if HER2-positive patients whose cancers are not responding well after 12 weeks of wPCbTP get a better response when they are switched to a doxorubicin-containing regimen called AC for 4 cycles (8-12 weeks).

Detailed description

See summary above

Interventions

DRUGpaclitaxel

80 mg/m2 (or nab-paclitaxel 80-100 mg/m2) weekly

DRUGTrastuzumab

Either every 3 weeks (8 mg/kg cycle 1 then 6 mg/kg cycles 2-4) or weekly (4 mg/kg week 1 then 2 mg/kg weeks 2-12)

DRUGPertuzumab

every 3 weeks (840 mg cycle 1 then 420 mg cycles 2-4) or weeks 1 and 2 cycle 1 (420 mg each dose) during the first 3-6 weeks of treatment, then 420 mg day 1 of cycles 2-4.

DRUGcarboplatin

AUC 2 administered weekly with no planned treatment breaks

PROCEDUREBreast surgery

breast conserving or mastectomy

DRUGAC

doxorubicin and cyclophosphamide (AC) every 2 or 3 weeks for 4 cycles Dose-dense AC: Doxorubicin 60 mg/m2 and cyclophosphamide 600 mg/m2 IV day 1 every 2 weeks x 4 cycles Standard AC: Doxorubicin 60 mg/m2 and cyclophosphamide 600 mg/m2 IV day 1 r every 3 weeks x 4 cycles

Sponsors

Women and Infants Hospital of Rhode Island
CollaboratorOTHER
Rhode Island Hospital
CollaboratorOTHER
The Miriam Hospital
CollaboratorOTHER
Brown University
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
FEMALE
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1 Histologically confirmed adenocarcinoma of the breast, with sufficient tissue available from needle or incisional biopsy (excisional biopsy not permitted) for ER, PR and HER2 testing. 2\. Resectable - clinical stage I (only with T=2.0 cm), IIA-IIIA - T2 N0-T3N0 or T1-3 N1-N2a - or unresectable - clinical stage IIIB-C - T4 or N2b-3 - disease. No evidence of M1 disease. Pretreatment clinical stage will be recorded by the treating physician. 3\. Breast tumor measuring at least 1 cm in greatest dimension by ultrasound or MRI; patients without measurable disease in the breast (TX) by imaging studies are eligible if they have measurable disease (a node measuring at least 1 cm along its short axis, and histologically confirmed to contain metastatic disease) in the axilla. 4\. HER2+, defined by either IHC 3+ or amplification of the HER2 gene by FISH analysis (ratio \>2.0 or \>6 HER2 targets per cell; patients with equivocal HER2 testing, 2+ by IHC with a FISH ratio of \<2.0 and 4-6 HER2 signals per nucleus, are not eligible). 5\. Patients with multiple foci of invasive cancer in the same breast are eligible if any single lesion meets the above size criteria and all sampled lesions \> 1 cm in maximum dimension are histologically similar and HER2+. Patients are also eligible , or if there is a focus of HER2- invasive cancer that is \<1 cm in maximum dimension and in a different quadrant of the breast from the HER2+ cancer, such that its presence will not interfere with clinical or pathologic assessment of response of the HER2+ cancer. The presence of DCIS or LCIS in either breast will not render a patient ineligible. Patients with a small focus of invasive cancer detected in the contralateral breast (clinical T1a/bN0) are eligible, whether the contralateral tumor is HER2+ or HER2-, while patients with a more advanced invasive cancer in the contralateral breast are not eligible; in patients with a small focus of invasive cancer in the contralateral breast or a small focus of HER2- cancer in the same breast only the histologic response in the HER2+ target lesion will be considered in determining the patient's pathologic response. 6 It is recommended that patients have a pretreatment echocardiogram or MUGA scan with an LVEF above the institutional lower limit of normal. 7\. Female, age \>18, Zubrod PS 0-1. 8. It is recommended that patients have adequate bone marrow, renal and hepatic function. Examples of this include: ANC \> 1000/ul, platelet count \>100,000/ul, HGB\> 9.0 g/dl, serum creatinine \<1.5 mg/dl or measured creatinine clearance of \>30 ml/min and AST \<5 x ULN. 9\. Signed informed consent.

Exclusion criteria

1. Prior chemotherapy, hormonal therapy, or radiation therapy for this cancer 2. Patients with congestive heart failure, unstable angina pectoris, absolute exclusion for BP \>180 (systolic) or \>100 (diastolic); for BP 160-180/90-100, assurance from the treating MD that this is being addressed and that the MD is comfortable initiating study treatment despite the elevated value(s)uncontrolled clinically significant arrhythmia or grade II or greater peripheral vascular disease are not eligible. Patients with BP \>180 (systolic) or \>100 (diastolic) are excluded; patients with BP 160-180/90-100 are eligible with assurance from the treating MD that this is being addressed and that the MD is comfortable initiating study treatment despite the elevated value(s). 3. Patients with myocardial infarction, stroke or arterial thrombotic event within the past 12 months are not eligible. 4. Pregnant and lactating women are not eligible. All patients of reproductive potential should have a negative pregnancy test at baseline and be advised to use an effective barrier method of contraception if sexually active during treatment on the study and for 2 months post the last treatment. Sites will be asked to confirm the patient's menopausal status at study entry and that premenopausal women had a negative pregnancy test performed within 7 days of starting treatment, but will not be required to submit test results. 5. Active (defined as symptomatic, currently requiring treatment or likely to require treatment within the 6 months following study enrollment, or likely to affect the efficacy or tolerability of the study treatment) non-breast malignancy. 6. Baseline grade \>2 peripheral neuropathy

Design outcomes

Primary

MeasureTime frameDescription
Percent of Patients Who Achieve a pCRat surgery post approximately 18 weeks of treatmentpCR is pathologic complete response defined as ypT0/isN0 on pathology report
Number of of Patients Who Develop Major Toxicities as Defined in Protocol.From start of neo-adjuvant treatment through approximately 18 weeks.Defined based on CTCAE version 4: 1. Neutropenia (grade\>2) 2. Thrombocytopenia (grade \>2) 3. Anemia (grade \>2) 4. Diarrhea (any grade, grade \>3) 5. Neuropathy (any grade, grade 2, grade \>3) 6. Vomiting (any grade, grade \>3)

Countries

United States

Participant flow

Participants by arm

ArmCount
Experimental: Optimal- 18 Weeks
18 weeks (6 cycles) of paclitaxel, carboplatin, trastuzumab and pertuzumab. Post treatment, patients will undergo surgery.
27
Experimental: Sub-optimal With AC
12 weeks (4 cycles) of paclitaxel, carboplatin, trastuzumab and pertuzumab. Post 12 weeks, initiation of doxorubicin and cyclophosphamide for 4 cycles (6 weeks), followed by surgery.
3
Experimental: Optimal With AC
Less than 18 weeks (6 cycles) of paclitaxel, carboplatin, trastuzumab and pertuzumab, followed by initiation of doxorubicin and cyclophosphamide. Post treatment, patients will undergo surgery.
0
Experimental: Sub-optimal no AC
18 weeks (6 cycles) of paclitaxel, carboplatin, trastuzumab and pertuzumab. Post treatment, patients will undergo surgery.
2
Total32

Withdrawals & dropouts

PeriodReasonFG000FG001FG002FG003
Overall StudyWithdrawal by Subject2000

Baseline characteristics

CharacteristicExperimental: Sub-optimal With ACExperimental: Optimal With ACExperimental: Optimal- 18 WeeksExperimental: Sub-optimal no ACTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
0 Participants0 Participants5 Participants0 Participants5 Participants
Age, Categorical
Between 18 and 65 years
3 Participants0 Participants22 Participants2 Participants27 Participants
Age, Continuous48 years51 years45 years50 years
Race and Ethnicity Not Collected0 Participants
Region of Enrollment
United States
3 participants27 participants2 participants32 participants
Sex: Female, Male
Female
3 Participants0 Participants27 Participants2 Participants32 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants0 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
1 / 250 / 30 / 2
other
Total, other adverse events
25 / 253 / 32 / 2
serious
Total, serious adverse events
5 / 252 / 31 / 2

Outcome results

Primary

Number of of Patients Who Develop Major Toxicities as Defined in Protocol.

Defined based on CTCAE version 4: 1. Neutropenia (grade\>2) 2. Thrombocytopenia (grade \>2) 3. Anemia (grade \>2) 4. Diarrhea (any grade, grade \>3) 5. Neuropathy (any grade, grade 2, grade \>3) 6. Vomiting (any grade, grade \>3)

Time frame: From start of neo-adjuvant treatment through approximately 18 weeks.

Population: No participants received less than 18 weeks (6 cycles) of paclitaxel, carboplatin, trastuzumab and pertuzumab, followed by initiation of doxorubicin and cyclophosphamide.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Experimental: Optimal- 18 WeeksNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Neuropathy5 Participants
Experimental: Optimal- 18 WeeksNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Anemia20 Participants
Experimental: Optimal- 18 WeeksNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Vomiting5 Participants
Experimental: Optimal- 18 WeeksNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.ANC19 Participants
Experimental: Optimal- 18 WeeksNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Diarrhea23 Participants
Experimental: Optimal- 18 WeeksNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Thrombocytopenia2 Participants
Experimental: Sub-optimal With ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Diarrhea3 Participants
Experimental: Sub-optimal With ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Thrombocytopenia2 Participants
Experimental: Sub-optimal With ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Vomiting1 Participants
Experimental: Sub-optimal With ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Neuropathy0 Participants
Experimental: Sub-optimal With ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.ANC3 Participants
Experimental: Sub-optimal With ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Anemia3 Participants
Experimental: Sub-optimal no ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Vomiting0 Participants
Experimental: Sub-optimal no ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.ANC2 Participants
Experimental: Sub-optimal no ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Thrombocytopenia0 Participants
Experimental: Sub-optimal no ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Anemia2 Participants
Experimental: Sub-optimal no ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Diarrhea2 Participants
Experimental: Sub-optimal no ACNumber of of Patients Who Develop Major Toxicities as Defined in Protocol.Neuropathy0 Participants
Primary

Percent of Patients Who Achieve a pCR

pCR is pathologic complete response defined as ypT0/isN0 on pathology report

Time frame: at surgery post approximately 18 weeks of treatment

Population: No participants received less than 18 weeks (6 cycles) of paclitaxel, carboplatin, trastuzumab and pertuzumab, followed by initiation of doxorubicin and cyclophosphamide.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Experimental: Optimal- 18 WeeksPercent of Patients Who Achieve a pCR19 Participants
Experimental: Sub-optimal With ACPercent of Patients Who Achieve a pCR2 Participants
Experimental: Optimal With ACPercent of Patients Who Achieve a pCR0 Participants
Experimental: Sub-optimal no ACPercent of Patients Who Achieve a pCR0 Participants

Source: ClinicalTrials.gov · Data processed: Feb 22, 2026