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Longitudinal Follow up to Assess Biomarkers Predictive of Emphysema Progression in Patients With COPD (Chronic Obstructive Pulmonary Disease)

Observational Study in Healthy Subjects and Patients With COPD to Assess the Relationship Between Clinical, Imaging and Biomarker Measurements, and Progression of Emphysema Over Three Years [FOOTPRINTS®].

Status
Completed
Phases
Unknown
Study type
Observational
Source
ClinicalTrials.gov
Registry ID
NCT02719184
Enrollment
463
Registered
2016-03-25
Start date
2016-04-13
Completion date
2021-06-14
Last updated
2024-08-16

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Pulmonary Disease, Chronic Obstructive, Pulmonary Emphysema

Brief summary

The study will include 60 healthy subjects (ex-smoker without any airflow limitation), 125 COPD GOLD (global initiative for chronic obstructive lung disease) I , 125 COPD GOLD II, 125 COPD GOLD III and up to 20 patients with COPD and A1AT (Alpha1-Antitrypsin) deficiency (ZZ genotype). Soluble and imaging biomarkers will be investigated addressing different aspects of disease pathways postulated to be relevant for COPD progression.

Interventions

None listed

Sponsors

Boehringer Ingelheim
Lead SponsorINDUSTRY

Study design

Observational model
COHORT
Time perspective
PROSPECTIVE

Eligibility

Sex/Gender
ALL
Age
40 Years to 60 Years
Healthy volunteers
Yes

Inclusion criteria

General Inclusion Criteria * Male or female healthy subjects or COPD (GOLD I to III) outpatients with or without A1AT deficiency * Ex-smokers for at least 9 months with a smoking history of \>=20 pack years * Signed informed consent consistent with ICH-GCP (International Conference on Harmonisation - Good Clinical Practice) guidelines prior to participation in the study, which includes the application of study restrictions * Age \>= 40 and \<=70 years * Body mass index (BMI) of \>= 18 and \<= 35 kg/m2 (\<= 30 kg/m2 in the MRI subset) * Ability to perform all study related procedures including technically acceptable pulmonary function tests, body plethysmography, DLCO ( Diffusing Capacity of the lungs for Carbon Monoxide) , sputum induction (if applicable), chest CT (Computed Tomography) and MRI (if applicable) Inclusion Criteria Specific for Patients with COPD - Patients must have a current diagnosis of COPD made by a physician prior to or during Visit 1 and a mMRC (Modified Medical Research Council Dyspnea Scale) score of 1 or more. The diagnosis of COPD must be in accordance with GOLD Guidelines and must be documented by the following criteria: Known relatively stable airway obstruction with a post-bronchodilator FEV1 (Forced Expiratory Volume in first second)/FVC (Forced Vital Capacity) \< 70 % * The current COPD must be mild, moderate or severe based on lung functions and symptoms and the clinical situation must have stabilized for at least 4 weeks prior to Visit 1. The following definitions adapted from the GOLD Guidelines apply: 1. mild: post-broncho-dilator FEV1 \>=80% of predicted normal (GLI 2012 and JRS 2014) at Visit 1 2. moderate: 50%\<= post-broncho-dilator FEV1 \< 80% of predicted normal (GLI 2012 and JRS 2014) without chronic respiratory failure at Visit 1 3. severe: 30%\<= post-bronchodilator FEV1 \<50% of predicted normal (GLI 2012 and JRS 2014) without chronic respiratory failure at Visit 1 * Patients must be on stable therapy (not limited to respiratory medication) for the last 4 weeks prior to Visit 1 Inclusion Criteria Specific Patients with COPD and A1AT Deficiency \- Documented A1AT deficiency of ZZ genotype Inclusion Criteria Specific Healthy Subjects * Normal lung function values at Visit 1 with a documented post-bronchodilator FEV1 \>=80% of predicted normal (GLI 2012 and JRS 2014) and a post-bronchodilator FEV1/FVC \>= lower limit of normal * Mean post DLCO over all acceptable measurements at Visit 1 of \>= 70% of predicted normal * Further inclusion criteria apply

Exclusion criteria

General

Design outcomes

Primary

MeasureTime frameDescription
Absolute Change From Baseline at Week 156 in Adjusted Lung Density (ALD) Based on Percentile Density at 15% (PD15) Adjusted for Lung VolumeUp to Week 156. Change from baseline value at Week 156 was reported.The absolute change from baseline at Week 156 in adjusted lung density (ALD) based on Percentile Density at 15% (PD15) adjusted for lung volume was reported. The ALD was calculated as: Percentile Density at 15% (PD15) \[gram/Liter (L)\] \* (Inspiratory volume \[L\]/predicted total lung volume \[L\]). The absolute change from baseline in ALD gram/Liter (g/L) was analyzed by Mixed Model for Repeated Measures (MMRM).
Annual Rate of Lung Function Decline Based on Forced Expiratory Volume in 1 Second (FEV1)Up to Week 156The annual rate of lung function decline based on Forced Expiratory Volume in 1 second (FEV1) was reported. The annual rate was estimated from a random slope and intercept model with fixed categorical effects of diagnosis group, fixed continuous effects of time \[Year\], and including diagnosis group-by-time interaction. Random effect was included for subject specific intercept and time. Within-subject errors are modelled by an unstructured variance-covariance matrix.
Number of Participants by the Category of Number of Exacerbations During StudyUp to Week 156Number of participants by the category of number of exacerbations (no exacerbation, 1 exacerbation, or \>= 2 exacerbations) during study was reported.
Duration of Exacerbations During Study (Per Year)Up to 156 weeksThe duration of exacerbations for each subject was calculated as: sum of duration of episodes during study (days)\*(365.25/ number of days in study).
Number of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate ExacerbationsUp to 156 weeksNumber of participants with at least moderate exacerbation during study by the category of number of moderate exacerbation (no moderate exacerbation, 1 moderate exacerbation, or \>= 2 moderate exacerbations) was reported.
Number of Participants With Severe Exacerbations During Study by the Category of Number of Severe ExacerbationsUp to 156 weeksNumber of participants with severe exacerbations during study by the category of number of severe exacerbations (no severe exacerbation, 1 severe exacerbation, or \>= 2 severe exacerbations) was reported.

Countries

Belgium, Canada, Denmark, Finland, Germany, Japan, Poland, South Korea, Spain, Sweden, United Kingdom, United States

Participant flow

Recruitment details

The overall objective of this study is to explore, if any of the biomarkers (soluble, functional imaging and physiological) assessed within healthy subjects, patients with Chronic Obstructive Pulmonary Disease (COPD) and patients with COPD and Alpha-1 Antitrypsin (A1AT) deficiency are correlated to COPD disease progression, particularly emphysema progression over 156 weeks.

Pre-assignment details

All subjects were screened for eligibility prior to participation in the trial. Subjects attended a specialist site which ensured that they (the subjects) strictly met all inclusion and none of the exclusion criteria.

Participants by arm

ArmCount
Healthy Subjects
All eligible healthy subjects were included in this group. The observational period is 156 weeks.
62
COPD GOLD I
All eligible patients with Chronic Obstructive Pulmonary Disease (COPD) grade 1 according to Global Initiative for Chronic Obstructive Lung Disease (GOLD) were included in this group. The observational period is 156 weeks.
123
COPD GOLD II
All eligible patients with Chronic Obstructive Pulmonary Disease (COPD) grade 2 according to Global Initiative for Chronic Obstructive Lung Disease (GOLD) were included in this group. The observational period is 156 weeks.
130
COPD GOLD III
All eligible patients with Chronic Obstructive Pulmonary Disease (COPD) grade 3 according to Global Initiative for Chronic Obstructive Lung Disease (GOLD) were included in this group. The observational period is 156 weeks.
129
COPD and A1AT Deficiency
All eligible patients with Chronic Obstructive Pulmonary Disease (COPD) and Alpha one anti-trypsin (A1AT) deficiency were included in this group. The observational period is 156 weeks.
19
Total463

Withdrawals & dropouts

PeriodReasonFG000FG001FG002FG003FG004
Overall StudyAdverse Event00030
Overall StudyLost to Follow-up04130
Overall StudyOther than listed11213229
Overall StudyProtocol Violation03020
Overall StudyWithdrawal by Subject53660

Baseline characteristics

CharacteristicHealthy SubjectsTotalCOPD and A1AT DeficiencyCOPD GOLD IIICOPD GOLD IICOPD GOLD I
Adjusted lung density (ALD)88.50 gram/Liter
STANDARD_DEVIATION 13.9
73.62 gram/Liter
STANDARD_DEVIATION 24.92
50.86 gram/Liter
STANDARD_DEVIATION 18.15
54.81 gram/Liter
STANDARD_DEVIATION 23.08
72.42 gram/Liter
STANDARD_DEVIATION 21.69
86.20 gram/Liter
STANDARD_DEVIATION 21.38
Age, Continuous54.0 Years
STANDARD_DEVIATION 6.8
60.7 Years
STANDARD_DEVIATION 6.8
52.8 Years
STANDARD_DEVIATION 9
62.9 Years
STANDARD_DEVIATION 5.6
61.8 Years
STANDARD_DEVIATION 5.3
61.9 Years
STANDARD_DEVIATION 6.2
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants7 Participants1 Participants3 Participants1 Participants2 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
61 Participants451 Participants18 Participants124 Participants127 Participants121 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
1 Participants5 Participants0 Participants2 Participants2 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants2 Participants0 Participants1 Participants1 Participants0 Participants
Race (NIH/OMB)
Asian
8 Participants37 Participants0 Participants6 Participants7 Participants16 Participants
Race (NIH/OMB)
Black or African American
2 Participants10 Participants0 Participants3 Participants4 Participants1 Participants
Race (NIH/OMB)
More than one race
0 Participants1 Participants0 Participants0 Participants1 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants00 Participants0 Participants0 Participants
Race (NIH/OMB)
White
52 Participants413 Participants19 Participants119 Participants117 Participants106 Participants
Sex: Female, Male
Female
23 Participants164 Participants3 Participants49 Participants52 Participants37 Participants
Sex: Female, Male
Male
39 Participants299 Participants16 Participants80 Participants78 Participants86 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
EG004
affected / at risk
deaths
Total, all-cause mortality
0 / 620 / 1230 / 1300 / 1290 / 19
other
Total, other adverse events
0 / 620 / 1230 / 1300 / 1290 / 19
serious
Total, serious adverse events
0 / 620 / 1230 / 1300 / 1290 / 19

Outcome results

Primary

Absolute Change From Baseline at Week 156 in Adjusted Lung Density (ALD) Based on Percentile Density at 15% (PD15) Adjusted for Lung Volume

The absolute change from baseline at Week 156 in adjusted lung density (ALD) based on Percentile Density at 15% (PD15) adjusted for lung volume was reported. The ALD was calculated as: Percentile Density at 15% (PD15) \[gram/Liter (L)\] \* (Inspiratory volume \[L\]/predicted total lung volume \[L\]). The absolute change from baseline in ALD gram/Liter (g/L) was analyzed by Mixed Model for Repeated Measures (MMRM).

Time frame: Up to Week 156. Change from baseline value at Week 156 was reported.

Population: Per-Protocol Set (Biomarker Subjects): All subjects, from the Observed subjects set, who have no Important Protocol Deviations (IPDs) affecting the clinical or biomarker assessments. Only participants with non-missing results were included in the analysis.

ArmMeasureValue (LEAST_SQUARES_MEAN)Dispersion
Healthy SubjectsAbsolute Change From Baseline at Week 156 in Adjusted Lung Density (ALD) Based on Percentile Density at 15% (PD15) Adjusted for Lung Volume-0.27 gram/Liter (g/L)Standard Error 1
COPD GOLD IAbsolute Change From Baseline at Week 156 in Adjusted Lung Density (ALD) Based on Percentile Density at 15% (PD15) Adjusted for Lung Volume-3.15 gram/Liter (g/L)Standard Error 0.79
COPD GOLD IIAbsolute Change From Baseline at Week 156 in Adjusted Lung Density (ALD) Based on Percentile Density at 15% (PD15) Adjusted for Lung Volume-5.04 gram/Liter (g/L)Standard Error 0.84
COPD GOLD IIIAbsolute Change From Baseline at Week 156 in Adjusted Lung Density (ALD) Based on Percentile Density at 15% (PD15) Adjusted for Lung Volume-4.74 gram/Liter (g/L)Standard Error 1.04
COPD and A1AT DeficiencyAbsolute Change From Baseline at Week 156 in Adjusted Lung Density (ALD) Based on Percentile Density at 15% (PD15) Adjusted for Lung Volume-6.13 gram/Liter (g/L)Standard Error 2.51
p-value: 0.020295% CI: [-5.32, -0.45]Mixed Model for Repeated Measures (MMRM)
p-value: 0.000395% CI: [-7.36, -2.19]Mixed Model for Repeated Measures (MMRM)
p-value: 0.003395% CI: [-7.44, -1.5]Mixed Model for Repeated Measures (MMRM)
p-value: 0.033495% CI: [-11.26, -0.47]Mixed Model for Repeated Measures (MMRM)
Primary

Annual Rate of Lung Function Decline Based on Forced Expiratory Volume in 1 Second (FEV1)

The annual rate of lung function decline based on Forced Expiratory Volume in 1 second (FEV1) was reported. The annual rate was estimated from a random slope and intercept model with fixed categorical effects of diagnosis group, fixed continuous effects of time \[Year\], and including diagnosis group-by-time interaction. Random effect was included for subject specific intercept and time. Within-subject errors are modelled by an unstructured variance-covariance matrix.

Time frame: Up to Week 156

Population: Per-Protocol Set (Biomarker Subjects): All subjects, from the Observed subjects set, who have no Important Protocol Deviations (IPDs) affecting the clinical or biomarker assessments. Only participants with non-missing results were included in the analysis

ArmMeasureValue (MEAN)Dispersion
Healthy SubjectsAnnual Rate of Lung Function Decline Based on Forced Expiratory Volume in 1 Second (FEV1)-25.7 milliliter / year [mL/year]Standard Error 11.4
COPD GOLD IAnnual Rate of Lung Function Decline Based on Forced Expiratory Volume in 1 Second (FEV1)-24.4 milliliter / year [mL/year]Standard Error 8.9
COPD GOLD IIAnnual Rate of Lung Function Decline Based on Forced Expiratory Volume in 1 Second (FEV1)-44.9 milliliter / year [mL/year]Standard Error 9.6
COPD GOLD IIIAnnual Rate of Lung Function Decline Based on Forced Expiratory Volume in 1 Second (FEV1)-59.3 milliliter / year [mL/year]Standard Error 11.4
COPD and A1AT DeficiencyAnnual Rate of Lung Function Decline Based on Forced Expiratory Volume in 1 Second (FEV1)-87.5 milliliter / year [mL/year]Standard Error 28
p-value: 0.930695% CI: [-27.2, 29.7]Random slope and intercept model
p-value: 0.198395% CI: [-48.5, 10.1]Random slope and intercept model
p-value: 0.038195% CI: [-65.4, -1.9]Random slope and intercept model
p-value: 0.041995% CI: [-121.3, -2.3]Random slope and intercept model
Primary

Duration of Exacerbations During Study (Per Year)

The duration of exacerbations for each subject was calculated as: sum of duration of episodes during study (days)\*(365.25/ number of days in study).

Time frame: Up to 156 weeks

Population: Per-Protocol Set (Biomarker Subjects): All subjects, from the Observed subjects set, who have no Important Protocol Deviations (IPDs) affecting the clinical or biomarker assessments. Only participants with non-missing results were included in the analysis

ArmMeasureValue (MEAN)Dispersion
Healthy SubjectsDuration of Exacerbations During Study (Per Year)13.1 days/yearStandard Deviation 5.2
COPD GOLD IDuration of Exacerbations During Study (Per Year)9.7 days/yearStandard Deviation 13
COPD GOLD IIDuration of Exacerbations During Study (Per Year)18.0 days/yearStandard Deviation 19.4
COPD GOLD IIIDuration of Exacerbations During Study (Per Year)19.7 days/yearStandard Deviation 24.2
COPD and A1AT DeficiencyDuration of Exacerbations During Study (Per Year)17.8 days/yearStandard Deviation 16.7
Primary

Number of Participants by the Category of Number of Exacerbations During Study

Number of participants by the category of number of exacerbations (no exacerbation, 1 exacerbation, or \>= 2 exacerbations) during study was reported.

Time frame: Up to Week 156

Population: Per-Protocol Set (Biomarker Subjects): All subjects, from the Observed subjects set, who have no Important Protocol Deviations (IPDs) affecting the clinical or biomarker assessments. Only participants with non-missing results were included in the analysis

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Healthy SubjectsNumber of Participants by the Category of Number of Exacerbations During Study059 Participants
Healthy SubjectsNumber of Participants by the Category of Number of Exacerbations During Study>= 21 Participants
Healthy SubjectsNumber of Participants by the Category of Number of Exacerbations During Study11 Participants
COPD GOLD INumber of Participants by the Category of Number of Exacerbations During Study123 Participants
COPD GOLD INumber of Participants by the Category of Number of Exacerbations During Study089 Participants
COPD GOLD INumber of Participants by the Category of Number of Exacerbations During Study>= 210 Participants
COPD GOLD IINumber of Participants by the Category of Number of Exacerbations During Study124 Participants
COPD GOLD IINumber of Participants by the Category of Number of Exacerbations During Study066 Participants
COPD GOLD IINumber of Participants by the Category of Number of Exacerbations During Study>= 237 Participants
COPD GOLD IIINumber of Participants by the Category of Number of Exacerbations During Study041 Participants
COPD GOLD IIINumber of Participants by the Category of Number of Exacerbations During Study>= 256 Participants
COPD GOLD IIINumber of Participants by the Category of Number of Exacerbations During Study130 Participants
COPD and A1AT DeficiencyNumber of Participants by the Category of Number of Exacerbations During Study14 Participants
COPD and A1AT DeficiencyNumber of Participants by the Category of Number of Exacerbations During Study02 Participants
COPD and A1AT DeficiencyNumber of Participants by the Category of Number of Exacerbations During Study>= 213 Participants
Primary

Number of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations

Number of participants with at least moderate exacerbation during study by the category of number of moderate exacerbation (no moderate exacerbation, 1 moderate exacerbation, or \>= 2 moderate exacerbations) was reported.

Time frame: Up to 156 weeks

Population: Per-Protocol Set (Biomarker Subjects): All subjects, from the Observed subjects set, who have no Important Protocol Deviations (IPDs) affecting the clinical or biomarker assessments. Only participants with non-missing results were included in the analysis

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Healthy SubjectsNumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations060 Participants
Healthy SubjectsNumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations>= 20 Participants
Healthy SubjectsNumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations11 Participants
COPD GOLD INumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations120 Participants
COPD GOLD INumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations093 Participants
COPD GOLD INumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations>= 29 Participants
COPD GOLD IINumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations122 Participants
COPD GOLD IINumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations073 Participants
COPD GOLD IINumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations>= 232 Participants
COPD GOLD IIINumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations048 Participants
COPD GOLD IIINumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations>= 250 Participants
COPD GOLD IIINumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations129 Participants
COPD and A1AT DeficiencyNumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations18 Participants
COPD and A1AT DeficiencyNumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations04 Participants
COPD and A1AT DeficiencyNumber of Participants With at Least Moderate Exacerbation During Study by the Category of Number of Moderate Exacerbations>= 27 Participants
Primary

Number of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations

Number of participants with severe exacerbations during study by the category of number of severe exacerbations (no severe exacerbation, 1 severe exacerbation, or \>= 2 severe exacerbations) was reported.

Time frame: Up to 156 weeks

Population: Per-Protocol Set (Biomarker Subjects): All subjects, from the Observed subjects set, who have no Important Protocol Deviations (IPDs) affecting the clinical or biomarker assessments. Only participants with non-missing results were included in the analysis

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Healthy SubjectsNumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations>= 20 Participants
Healthy SubjectsNumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations061 Participants
Healthy SubjectsNumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations10 Participants
COPD GOLD INumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations>= 21 Participants
COPD GOLD INumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations0120 Participants
COPD GOLD INumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations11 Participants
COPD GOLD IINumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations19 Participants
COPD GOLD IINumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations0118 Participants
COPD GOLD IINumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations>= 20 Participants
COPD GOLD IIINumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations119 Participants
COPD GOLD IIINumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations0103 Participants
COPD GOLD IIINumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations>= 25 Participants
COPD and A1AT DeficiencyNumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations>= 22 Participants
COPD and A1AT DeficiencyNumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations016 Participants
COPD and A1AT DeficiencyNumber of Participants With Severe Exacerbations During Study by the Category of Number of Severe Exacerbations11 Participants

Source: ClinicalTrials.gov · Data processed: Feb 15, 2026