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Assessing the Impacts of a UESAD on Laryngeal Symptoms and Salivary Pepsin

Assessing the Impacts of an Upper Esophageal Sphincter Assist Device on Laryngeal Symptoms and Salivary Pepsin: A Pilot Study

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02552966
Enrollment
20
Registered
2015-09-17
Start date
2015-09-01
Completion date
2018-08-31
Last updated
2020-02-26

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Laryngopharyngeal Reflux

Brief summary

It is postulated that the incompetence of the upper esophageal sphincter (UES) to restrict passage of esophageal refluxate is fundamental to the development of LPR. The UES Assist Device (UESAD) is a novel device that applies relatively modest external cricoid pressure, which results in a 20 to 30 mmHg intraluminal UES pressure increase. Pepsin, a proteolytic enzyme produced in the stomach, has been detected in the laryngeal epithelium of patients with reflux associated laryngeal symptoms and implicated in the pathogenesis of laryngopharyngeal reflux. This study will assess the effectiveness of a UESAD worn for 2 weeks on LPR symptoms and salivary pepsin levels.

Detailed description

A cost-effective and care appropriate algorithm to streamline the diagnosis and management of patients with laryngopharyngeal reflux (LPR) has not been described. It is postulated that the incompetence of the upper esophageal sphincter (UES) to restrict passage of esophageal refluxate is fundamental to the development of LPR. The UES Assist Device (UESAD) is a novel device that applies relatively modest external cricoid pressure, which results in a 20 to 30 mmHg intraluminal UES pressure increase. Pepsin, a proteolytic enzyme produced in the stomach, has been detected in the laryngeal epithelium of patients with reflux associated laryngeal symptoms and implicated in the pathogenesis of laryngopharyngeal reflux. A study examining salivary pepsin levels for patients pre- and post-fundoplication for LPR found that all patients with positive preoperative pepsin levels and postoperative elimination had symptom improvement, suggesting that changes in pepsin level may be reflective of surgical responsiveness. This study seeks to explore the therapeutic role of the UESAD in patients with LPR symptoms, and measure its effectiveness by objective criteria (salivary pepsin) and symptomatic improvement. In this study, 25 patients seen in GI clinic with laryngeal complaints will complete validated symptom questionnaires - the RSI, GerdQ and N-GSSIQ scores. Those with an RSI \> 13 and GerdQ \> 8 will be included. They will submit 3 baseline sputum samples for pepsin analysis, taken upon awaking. They will then be advised to use the UESAD nightly for 2 weeks. 3 follow-up sputum samples for pepsin analysis will be taken and symptom scores reevaluated after the 2 week period.

Interventions

DEVICEUESAD

Device designed to provide modest cricoid pressure to reduce reflux

Sponsors

Somna Therapeutics, L.L.C.
CollaboratorINDUSTRY
Northwestern University
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 90 Years
Healthy volunteers
No

Inclusion criteria

1. Male or female persons age 18-90 2. Patients with LPR symptoms (RSI \>13)

Exclusion criteria

1. Pregnant patients per history on initial evaluation. 2. Adults unable to consent in English 3. Patients who are currently imprisoned 4. Patients started on PPI therapy within 4 weeks of study 5. Patients with implants or implant parts that reside in the area where the REZA BAND is applied. 6. Patients with an implanted pacemaker, implanted cardioverter defibrillator (ICD), vagus nerve stimulator, or other such similar devices implanted in the neck. 7. Patients diagnosed with glaucoma. 8. Patients who had a malignancy of the neck, including neck surgery. 9. Patients that may have an altered mental status including due to the use of sedative drugs or narcotics. 10. Patients with carotid artery disease, thyroid disease, a history of cerebrovascular disease, or any disorder of connective tissues (e.g., Marfan's Syndrome or Ehlers-Danlos Syndrome). 11. Patients who use nocturnal NIV machines such as CPAP or BiPAP.

Design outcomes

Primary

MeasureTime frameDescription
Salivary Pepsin Concentration2 weeksAverage salivary pepsin concentration

Secondary

MeasureTime frameDescription
RSI Score2 weeksRespiratory symptom index (RSI) score. Values between 0 and 45. Higher value is associated with increased symptom severity.
GerdQ Score2 weeksGERDQ score. Scale of 0-12, higher score indicates increased symptom severity.
NGSSIQ Score2 weeksNGSSI questionnaire score

Participant flow

Recruitment details

Subjects were recruited from the Northwestern Medicine Gastroenterology clinic during the study period beginning 9/1/2015. A total of 15 subjects

Participants by arm

ArmCount
UESAD
Upper Esophageal Sphincter Assist Device UESAD: Device designed to provide modest cricoid pressure to reduce reflux
20
Total20

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyLost to Follow-up2
Overall StudyWithdrawal by Subject3

Baseline characteristics

CharacteristicUESAD
Age, Categorical
<=18 years
0 Participants
Age, Categorical
>=65 years
5 Participants
Age, Categorical
Between 18 and 65 years
15 Participants
Age, Continuous45.7 years
Ethnicity (NIH/OMB)
Hispanic or Latino
1 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
19 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
GERDQ10.4 units on a scale
STANDARD_DEVIATION 2.1
NGSSIQ43.4 units on a scale
STANDARD_DEVIATION 20.1
Pepsin (ng/mL)146.5 ng/mL
STANDARD_DEVIATION 172.7
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
2 Participants
Race (NIH/OMB)
Black or African American
3 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants
Race (NIH/OMB)
White
14 Participants
Reflux Symptom Index (RSI)26.0 units on a scale
STANDARD_DEVIATION 7.8
Region of Enrollment
United States
20 participants
Sex: Female, Male
Female
9 Participants
Sex: Female, Male
Male
11 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 20
other
Total, other adverse events
0 / 20
serious
Total, serious adverse events
0 / 20

Outcome results

Primary

Salivary Pepsin Concentration

Average salivary pepsin concentration

Time frame: 2 weeks

Population: Twelve subjects provided post-treatment salivary samples for pepsin analysis. While the subject flow shows 20 subjects (all of which completed baseline pepsin analysis), only 12 completed post-treatment testing.

ArmMeasureValue (MEAN)Dispersion
UESADSalivary Pepsin Concentration158.4 ng/mLStandard Deviation 150.2
p-value: 0.61t-test, 2 sided
Secondary

GerdQ Score

GERDQ score. Scale of 0-12, higher score indicates increased symptom severity.

Time frame: 2 weeks

Population: Fifteen subjects completed the post-treatment GERDQ questionnaire. While 20 subjects completed the questionnaire at baseline, this section contains results from the 15 who completed the questionnaire 2 weeks post UESAD treatment.

ArmMeasureValue (MEAN)Dispersion
UESADGerdQ Score8.6 units on a scaleStandard Deviation 2.4
p-value: <0.01t-test, 2 sided
Secondary

NGSSIQ Score

NGSSI questionnaire score

Time frame: 2 weeks

Population: Fifteen subjects completed the post-treatment questionnaire. While 20 subjects (as indicated on the participant flow section) completed the baseline questionnaire, this section reflects the results of the 15 subjects who completed the questionnaire at 2 weeks post UESAD treatment.

ArmMeasureValue (MEAN)Dispersion
UESADNGSSIQ Score26.8 units on a scaleStandard Deviation 20.8
p-value: <0.01t-test, 2 sided
Secondary

RSI Score

Respiratory symptom index (RSI) score. Values between 0 and 45. Higher value is associated with increased symptom severity.

Time frame: 2 weeks

Population: 15 subjects completed the RSI post-treatment. The subject flow shows 20 subjects completing this questionnaire at baseline, but this section reflects the 15 subjects who completed this questionnaire post-treatment.

ArmMeasureValue (MEAN)Dispersion
UESADRSI Score19.4 units on a scaleStandard Deviation 8.5
p-value: <0.01t-test, 2 sided

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026