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Adaptive Closed Loop Neuromodulation and Neural Signatures of Parkinson's Disease

Adaptive Closed Loop Neuromodulation and Neural Signatures of Parkinson's Disease

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02384421
Acronym
aDBS
Enrollment
22
Registered
2015-03-10
Start date
2015-01-31
Completion date
2021-08-16
Last updated
2022-02-01

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Parkinson's Disease

Brief summary

Continuous deep brain stimulation (cDBS) is an established therapy for the major motor signs in Parkinson's disease. Currently, cDBS is limited to open-loop stimulation, without real-time adjustment to the patient's state of activity, fluctuations and types of motor symptoms, medication dosages, or neural markers of the disease. The purpose of this study is to determine if an adaptive DBS system, responding to patient specific, clinically relevant neural or kinematic feedback, is efficacious on the motor Unified Parkinson's Disease Rating Scale (UPDRS III) and specific phenotypic measures in Parkinson's Disease compared to OFF therapy (i.e., OFF DBS and withdrawn from medication) and more efficient than cDBS. Not every recruited participant completed every part of the protocol.

Interventions

DEVICEAdaptive DBS (Activa PC+S Neurostimulator)
DEVICEContinuous DBS (Activa PC+S Neurostimulator)

Sponsors

Stanford University
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
BASIC_SCIENCE
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

1. A diagnosis of idiopathic Parkinson's disease, with bilateral symptoms at Hoehn and Yahr Stage greater than or equal to II. 2. Documented improvement in motor signs on versus off dopaminergic medication, with a change in the Unified Parkinson's Disease Rating Scale motor (UPDRS III) score of \>= 30% off to on medication. 3. The presence of complications of medication such as wearing off signs, fluctuating responses and/or dyskinesias, and/or medication refractory tremor, and/or impairment in the quality of life on or off medication due to these factors. 4. Subjects should be on stable doses of medications, which should remain unchanged until the DBS system is activated. After the DBS system is optimized (during which time the overall medication dose may be reduced to avoid discomfort and complications such as dyskinesias) the medication dose should remain unchanged, if possible, for the duration of the study. 5. Treatment with carbidopa/levodopa, and with a dopamine agonist at the maximal tolerated doses as determined by a movement disorders neurologist. 6. Ability and willingness to return for study visits, at the initial programming and after three, six and twelve months of DBS. 7. Age \> 18

Exclusion criteria

1. Subjects with significant cognitive impairment and/or dementia as determined by a standardized neuropsychological battery. 2. Subjects with clinically active depression, defined according to the Diagnostic and Statistical manual of Mental Disorders, Fourth Edition (DSM-IV) criteria and as scored on a validated depression assessment scale. 3. Subjects with very advanced Parkinson's disease, Hoehn and Yahr stage 5 on medication (non-ambulatory). 4. Age \> 80. 5. Subjects with an implanted electronic device such as a neurostimulator, cardiac pacemaker/defibrillator or medication pump. 6. Subjects, who are pregnant, are capable of becoming pregnant, or who are breast feeding. 7. Patients with cortical atrophy out of proportion to age or focal brain lesions that could indicate a non-idiopathic movement disorder as determined by MRI 8. Subjects having a major comorbidity increasing the risk of surgery (prior stroke, severe hypertension, severe diabetes, or need for chronic anticoagulation other than aspirin). 9. Subjects having any prior intracranial surgery. 10. Subjects with a history of seizures. 11. Subjects, who are immunocompromised. 12. Subjects with an active infection. 13. Subjects, who require diathermy, electroconvulsive therapy (ECT), or transcranial magnetic stimulation (TMS) to treat a chronic condition. 14. Subjects, who have an inability to comply with study follow-up visits. 15. Subjects, who are unable to understand or sign the informed consent

Design outcomes

Primary

MeasureTime frameDescription
Normalized Beta Band Power (13-30 Hz) During aDBS30 minutesBeta Band Power will be recorded continuously during intervention (30 minutes). The PC+S streams off power of the local field potential signal measured from the subthalamic nucleus in a frequency band of interest within the beta band (13-30 Hz). The amplitude of the signal, beta power, was streamed from each subthalamic nucleus (STN) during the calibration period of the experiment when DBS was off (i.e., OFF therapy), when continuous DBS was set at the lower and upper stimulation voltage that were found for determining the stimulation limits of adaptive DBS, and during the 30 minutes of aDBS. We calculated the median observed beta power during aDBS. To compute normalized beta band power, the median value was divided by the observed beta power OFF therapy and during the continuous DBS at the lower and upper voltage. A value less than 1 indicates reduced beta power during aDBS compared to the other conditions.
Change in UPDRS III Score30 minutesMovement Disorder Society's Unified Parkinson's Disease Rating Scale III (UPDRS III) score will be measured after 30 minutes of intervention and compared to baseline. Scores on the UPDRS III range from 0-132. Higher scores represent a worse outcome. For some participants, a modified UPDRS III was used in which items 3.9, 3.10, 3.11, 3.12, and 3.13 were excluded to only focus on the seated portion of the assessment, or only one hemibody was tested if the aDBS controller was only controlling one subthalamic nucleus.

Secondary

MeasureTime frameDescription
Disease Symptoms (Bradykinesia)30 minutesThe root mean squared of the angular velocity during a wrist-flexion extension task. Higher root mean squared of angular velocity represents a better outcome.
Disease Symptoms (Tremor)30 minutesMean tremor power calculated from a triaxial gyroscope using a fast Fourier transform averaged between 4 and 8 Hz. Higher tremor power indicates worse tremor.
Disease Symptoms (Freezing of Gait)30 minutesPercent time freezing during a stepping-in-place task. Higher percent time freezing represents a worse outcome.
DBS Voltage30 minutesThe median stimulation voltage during the aDBS run was determined for each individual's subthalamic nucleus. The overall group mean of the median stimulation voltages was compared to the group mean of the clinical continuous DBS (cDBS) median voltages.

Countries

United States

Participant flow

Participants by arm

ArmCount
Activa PC+S Neurostimulator
Participants will be own controls and undergo both Adaptive DBS and Continuous DBS deep brain stimulation
22
Total22

Baseline characteristics

CharacteristicActiva PC+S Neurostimulator
Age, Continuous58.6 years
STANDARD_DEVIATION 10.1
Ethnicity (NIH/OMB)
Hispanic or Latino
3 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
19 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
Mean OFF UPDRS-III at Initial Programming41.9 UPDRS-III Score
STANDARD_DEVIATION 15.4
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
1 Participants
Race (NIH/OMB)
Black or African American
0 Participants
Race (NIH/OMB)
More than one race
1 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants
Race (NIH/OMB)
White
19 Participants
Region of Enrollment
United States
22 Participants
Sex: Female, Male
Female
6 Participants
Sex: Female, Male
Male
16 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
1 / 22
other
Total, other adverse events
20 / 22
serious
Total, serious adverse events
4 / 22

Outcome results

Primary

Change in UPDRS III Score

Movement Disorder Society's Unified Parkinson's Disease Rating Scale III (UPDRS III) score will be measured after 30 minutes of intervention and compared to baseline. Scores on the UPDRS III range from 0-132. Higher scores represent a worse outcome. For some participants, a modified UPDRS III was used in which items 3.9, 3.10, 3.11, 3.12, and 3.13 were excluded to only focus on the seated portion of the assessment, or only one hemibody was tested if the aDBS controller was only controlling one subthalamic nucleus.

Time frame: 30 minutes

Population: Participants who were assessed for this outcome (had a clinical UPDRS assessment).

ArmMeasureGroupValue (MEAN)Dispersion
Activa PC+S NeurostimulatorChange in UPDRS III ScoreOFF28.1 score on a scaleStandard Deviation 17.1
Activa PC+S NeurostimulatorChange in UPDRS III ScoreaDBS12.5 score on a scaleStandard Deviation 10.5
p-value: 0.0064t-test, 2 sided
Primary

Normalized Beta Band Power (13-30 Hz) During aDBS

Beta Band Power will be recorded continuously during intervention (30 minutes). The PC+S streams off power of the local field potential signal measured from the subthalamic nucleus in a frequency band of interest within the beta band (13-30 Hz). The amplitude of the signal, beta power, was streamed from each subthalamic nucleus (STN) during the calibration period of the experiment when DBS was off (i.e., OFF therapy), when continuous DBS was set at the lower and upper stimulation voltage that were found for determining the stimulation limits of adaptive DBS, and during the 30 minutes of aDBS. We calculated the median observed beta power during aDBS. To compute normalized beta band power, the median value was divided by the observed beta power OFF therapy and during the continuous DBS at the lower and upper voltage. A value less than 1 indicates reduced beta power during aDBS compared to the other conditions.

Time frame: 30 minutes

Population: Participants who were assessed for this outcome and with no artifacts in the local field potential signal.

ArmMeasureValue (MEAN)Dispersion
Activa PC+S NeurostimulatorNormalized Beta Band Power (13-30 Hz) During aDBS0.26 Normalized median beta powerStandard Deviation 0.14
p-value: <0.001t-test, 2 sided
Secondary

DBS Voltage

The median stimulation voltage during the aDBS run was determined for each individual's subthalamic nucleus. The overall group mean of the median stimulation voltages was compared to the group mean of the clinical continuous DBS (cDBS) median voltages.

Time frame: 30 minutes

Population: Participants who were assessed for this outcome and with no artifacts in the local field potential signal.

ArmMeasureGroupValue (MEAN)Dispersion
Activa PC+S NeurostimulatorDBS VoltageClinical Open Loop (cDBS)3.12 median stimulation voltageStandard Deviation 0.54
Activa PC+S NeurostimulatorDBS VoltageaDBS2.03 median stimulation voltageStandard Deviation 0.91
p-value: <0.001t-test, 2 sided
Secondary

Disease Symptoms (Bradykinesia)

The root mean squared of the angular velocity during a wrist-flexion extension task. Higher root mean squared of angular velocity represents a better outcome.

Time frame: 30 minutes

Population: Participants who were assessed for this outcome and with no artifacts in the local field potential signal, substantial tremor in the tested limb, or technical issues during the kinematic recording.

ArmMeasureGroupValue (MEAN)Dispersion
Activa PC+S NeurostimulatorDisease Symptoms (Bradykinesia)OFF352.58 root mean squared of angular velocityStandard Deviation 56.46
Activa PC+S NeurostimulatorDisease Symptoms (Bradykinesia)aDBS457.44 root mean squared of angular velocityStandard Deviation 58.96
p-value: 0.003t-test, 2 sided
Secondary

Disease Symptoms (Freezing of Gait)

Percent time freezing during a stepping-in-place task. Higher percent time freezing represents a worse outcome.

Time frame: 30 minutes

Population: Participants who were assessed for this outcome and with no artifacts in the local field potential signal, artifacts in the kinematic data, or excluded since they did not identify as freezers.

ArmMeasureGroupValue (MEAN)Dispersion
Activa PC+S NeurostimulatorDisease Symptoms (Freezing of Gait)aDBS0 percentage of time freezingStandard Deviation 1
Activa PC+S NeurostimulatorDisease Symptoms (Freezing of Gait)OFF22 percentage of time freezingStandard Deviation 30
p-value: 0.25Wilcoxon Signed-Rank Test
Secondary

Disease Symptoms (Tremor)

Mean tremor power calculated from a triaxial gyroscope using a fast Fourier transform averaged between 4 and 8 Hz. Higher tremor power indicates worse tremor.

Time frame: 30 minutes

Population: Participants who were assessed for this outcome and not excluded due to lack of tremor.

ArmMeasureGroupValue (MEAN)Dispersion
Activa PC+S NeurostimulatorDisease Symptoms (Tremor)OFF0.040 (rad/s)^2Standard Deviation 0.11
Activa PC+S NeurostimulatorDisease Symptoms (Tremor)aDBS0.0072 (rad/s)^2Standard Deviation 0.018
p-value: 0.014t-test, 2 sided

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026