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A Study of Trastuzumab Emtansine in Participants With Human Epidermal Growth Factor Receptor (HER)2 Immunohistochemistry (IHC)-Positive, Locally Advanced or Metastatic Non-Small Cell Lung Cancer (NSCLC)

A Phase 2, Multicenter, Single-Arm Study of Trastuzumab Emtansine in Patients With HER2 IHC-Positive, Locally Advanced or Metastatic Non-Small Cell Lung Cancer Who Have Received At Least One Prior Chemotherapy Regimen

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02289833
Enrollment
49
Registered
2014-11-13
Start date
2014-12-15
Completion date
2018-08-20
Last updated
2019-08-07

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Non-Small Cell Lung Cancer

Brief summary

This is a Phase 2, multicenter study designed to evaluate the efficacy and safety of trastuzumab emtansine administered as a single-agent in participants with HER2-positive (HER2 IHC 2+ or HER2 IHC 3+) advanced or metastatic NSCLC. Participants will be treated with trastuzumab emtansine administered intravenously at a dose of 3.6 milligrams per kilogram (mg/kg) on Day 1 of 21-day cycles until disease progression (as assessed by the investigator), unmanageable toxicity, or study termination by the Sponsor, whichever occurs first.

Interventions

DRUGTrastuzumab Emtansine

Trastuzumab emtansine will be administered intravenously (IV) at a dose of 3.6 mg/kg on Day 1 of every 21-day cycle until disease progression (as assessed by the investigator), unmanageable toxicity, or study termination by the sponsor, whichever occurs first.

Sponsors

Hoffmann-La Roche
Lead SponsorINDUSTRY

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Histologically or cytologically documented diagnosis of Stage IIIB not amenable to radical treatment or Stage IV NSCLC (pathological characterization must determine the non-squamous or squamous histological subtype as well as adenocarcinoma subtype classification) * HER2 status of IHC 2+ or 3+ as determined by a Sponsor-designated central laboratory * Prior treatment with at least one regimen of platinum-based (cisplatin or carboplatin) chemotherapy in the locally advanced or metastatic setting/recurrent NSCLC with documented disease progression by investigator assessment * Participants with a known anaplastic lymphoma kinase (ALK) fusion oncogene (must be documented in the participant's chart) must have also experienced disease progression or intolerance with a first-line ALK Tyrosine Kinase Inhibitor (TKI) approved for the treatment of ALK fusion oncogene NSCLC (for example, crizotinib). Disease progression or intolerance must be documented * Participants with a known mutation in the epidermal growth factor receptor (EGFR) gene (must be documented in the participant's chart) must have also experienced disease progression or intolerance with an EGFR TKI approved for the treatment of EGFR-mutant NSCLC (for example, gefitinib, erlotinib, afatinib). Disease progression or intolerance must be documented * Measurable disease determined as per the RECIST v1.1 * Life expectancy of at least (\>/=) 12 weeks * Adequate organ function * Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1 * Left ventricular ejection fraction (LVEF) \>/= 50 percent (%) by either echocardiogram (ECHO) or multiple-gated acquisition (MUGA) scan * Use of highly effective contraception

Exclusion criteria

Cancer-Related Criteria: * Any approved anti-cancer therapy less than or equal to (\</=) 21 days (including chemotherapy or hormonal therapy) before the first study treatment; the following exceptions are allowed: (1) TKIs approved for the treatment of NSCLC must be discontinued greater than (\>) 7 days prior to the first study treatment on D1C1 (The baseline computed tomography \[CT\] scan must be completed after discontinuation of TKIs); (2) Hormone-replacement therapy or oral contraceptives; (3) Anti-emetics, Granulocyte-colony stimulating factor (GCS-F), and prophylactic antibiotics according to local standards * Investigational therapy participation in another clinical study with therapeutic intent \</= 21 days before first study treatment * Previous irradiation is permitted if \>/=14 days since the last fraction of radiotherapy have elapsed before the first study treatment on Day 1 as long as a sufficient number of target lesions remain to allow for measurable disease as per RECIST v1.1 * Participants who have untreated brain metastases or are symptomatic; participants with treated brain metastases must have discontinued corticosteroid therapy and not have any neurological symptoms * History of intolerance (including Grade 3 or 4 infusion reaction) or hypersensitivity to trastuzumab or murine proteins or any excipient of the product * History of exposure to the following cumulative doses of anthracyclines: Doxorubicin or liposomal doxorubicin \> 500 milligram per meter-square (mg/m\^2); Epirubicin \> 900 mg/m\^2; Mitoxantrone \> 120 mg/m\^2. If another anthracycline, or more than one anthracycline, has been used, the cumulative dose must not exceed the equivalent of 500 mg/m\^2 doxorubicin * Peripheral neuropathy of Grade \>/= 3 per the National Cancer Institute Common Toxicity Criteria for Adverse Events Version 4.0 (NCI CTCAE v. 4.0) * History of other malignancy within the last 5 years, except for appropriately treated carcinoma in situ of the cervix, non-melanoma skin carcinoma, Stage I uterine cancer, or other cancers with a similar outcome as those mentioned above Cardiopulmonary Function Criteria: * Uncontrolled pleural effusion, pericardial effusion, or ascites requiring recurrent drainage procedures * Severe dyspnea at rest due to complications of advanced malignancy or requiring current continuous oxygen therapy * Clinical history of active hemoptysis * Evidence of active pneumonitis during screening * Current unstable ventricular arrhythmia requiring treatment * History of symptomatic congestive heart failure (CHF) New York Heart Association (NYHA) classes II-IV * History of myocardial infarction or unstable angina within 6 months of enrollment * History of a decrease in LVEF to \<50% General Criteria: * Current severe, uncontrolled systemic disease (for example, clinically significant cardiovascular, pulmonary, or metabolic disease) * Major surgical procedure or significant traumatic injury within 28 days before enrollment or anticipation of the need for major surgery during the course of study treatment * Current pregnancy or lactation * Current known active infection with human immunodeficiency virus (HIV), hepatitis B virus (HBV), or hepatitis C virus (HCV)

Design outcomes

Primary

MeasureTime frameDescription
Percentage of Participants With Objective Response as Per Investigator Assessment According to Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v. 1.1)From Day 1 to disease progression (PD) or death from any cause, up to the clinical cutoff date (approximately 22 months)Objective response is defined as a complete response (CR) or partial response (PR) determined on two consecutive assessments ≥ 4 weeks apart, based on investigator assessment according to RECIST, Version 1.1. CR: disappearance of all target lesions; and any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \< 10 millimeters (mm). PR: at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters.

Secondary

MeasureTime frameDescription
Overall Survival (OS)From Day 1 to death from any cause, up to the study completion date (approximately 43 months)OS is defined as the time from first study drug administration to death from any cause.
Percentage of Participants With PFS Event of Disease Progression, as Per Investigator Assessment According to RECIST v. 1.1, or DeathFrom Day 1 to PD or death from any cause, up to the study completion date (approximately 43 months)PFS is defined as the time from first study drug administration to first documented disease progression, based on investigator assessment using RECIST, v1.1, or death from any cause during the study, whichever occurs first. Disease progression is defined as: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.
Progression-Free Survival (PFS) as Per Investigator Assessment According to RECIST v. 1.1From Day 1 to PD or death from any cause, up to the study completion date (approximately 43 months)PFS is defined as the time from first study drug administration to first documented disease progression, based on investigator assessment using RECIST, v1.1, or death from any cause during the study, whichever occurs first. Disease progression is defined as: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.
Percentage of Participants With DOR Event of Disease Progression, Assessed According to RECIST v1.1From first documented objective response to PD or death from any cause, up to the study completion date (approximately 43 months)DOR is defined as the time from the initial documentation of response (CR or PR using RECIST, v1.1) to documented disease progression using RECIST v1.1 or death from any cause during the study. CR: disappearance of all target lesions; and any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \< 10 mm. PR: at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters. Disease progression: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.
Duration of Objective Response (DOR) Assessed According to RECIST v1.1From first documented objective response to PD or death from any cause, up to the study completion date (approximately 43 months)DoR is defined as the time from the initial documentation of response (CR or PR using RECIST, v1.1) to documented disease progression using RECIST v1.1 or death from any cause during the study. CR: disappearance of all target lesions; and any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \< 10 mm. PR: at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters. Disease progression: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.
Percentage of Participants With Clinical Benefit as Per Investigator Assessment According to RECIST, v1.1From Day 1 to PD or death from any cause, up to the study completion date (approximately 43 months)Clinical benefit is defined as having a CR or PR or stable disease (using RECIST, v1.1) at 6 months. Participants with no post-baseline response assessment are considered as experiencing no clinical benefit. CR: disappearance of all target lesions; and any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \< 10 mm. PR: at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters. Stable disease: neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for disease progression, taking as reference the smallest sum while in the study. Disease progression: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.
Percentage of Participants With Adverse Events (AEs) and Serious AEs (SAEs)From Day 1 to 30 days after last dose of study drug, up to the study completion date (approximately 43 months)An AE is any untoward medical occurrence in a clinical investigation participant administered a pharmaceutical product, whether or not considered related to the study drug. A SAE is any experience that: results in death, is life-threatening, requires in-patient hospitalization or prolongation of existing hospitalization, results in persistent or significant disability/incapacity, is a congenital anomaly/birth defect, or is medically significant.
Percentage of Participants Who DiedFrom Day 1 to death from any cause, up to the study completion date (approximately 43 months)
AUCinf for Trastuzumab Emtansine and Total TrastuzumabPre-dose & 30 minutes (min) post-infusion (inf.) on Day (D) 1 of Cycles (C) 1 & 3; post- inf. on D 2, 3, 4 or 5, 8, & 15 of C 1, & pre- inf. on D1 of C2 & D1 of C 4 (C=21 D); at discontin./termination, up to primary analysis, approx. 22 monthsAUC (from zero to infinity) represents the total drug exposure over time in blood serum.
Elimination Half-Life (t1/2) for Trastuzumab Emtansine and Total TrastuzumabPre-dose & 30 minutes (min) post-infusion (inf.) on D 1 of C 1 & 3; post- inf. on D 2, 3, 4 or 5, 8, & 15 of C 1, & pre- inf. on D 1 of C 2 & D 1 of C 4 (C=21 days); at treatment discontin./early termination, up to primary analysis, approx. 22 monthst1/2 is the time required for the drug serum concentration to be reduced to half.
Volume of Distribution (Vss) for Trastuzumab Emtansine and Total TrastuzumabPre-dose & 30 minutes (min) post-infusion (inf.) on D1 of C1 & 3; post- inf. on D2, 3, 4 or 5, 8, & 15 of C 1, & pre- inf. on D 1 of C 2 & D1 of C 4 (C=21 days); at treatment discontin/early termination, up to primary analysis, approx. 22 monthsVss is the volume of distribution of study drug at steady state.
Clearance (CL) for Trastuzumab Emtansine and Total TrastuzumabPre-dose & 30 minutes (min) post-infusion (inf.) on D 1 of C 1 & 3; post- inf. on D 2, 3, 4 or 5, 8, & 15 of C 1, & pre- inf. on D 1 of C 2 & D 1 of C 4 (C=21 days); at treatment discontin/early termination, up to primary analysis, approx. 22 monthsCL is a measure of the body's elimination of a drug from blood serum over time.
Maximum Observed Concentration (Cmax) for N2'- Deacetyl-N2'-(3-mercapto-1-oxopropyl)-Maytansine (DM1)Pre-dose (within 2 days) and 30 minutes (min) after end of infusion (infusion length= 100 min or less) on Day 1 of Cycle 1 (one cycle=21 days); at treatment discontinuation/early termination,up to primary analysis, approx. 22 monthsCmax is the maximum observed concentration of a drug and was measured in blood plasma.
Percentage of Participants With Treatment-Emergent Anti-Drug Antibodies (ADAs)Pre-dose (within 2 days) on Day 1 of Cycles 1 and 3; at treatment discontinuation/early termination,up to primary analysis, approx. 22 monthsThe presence of ADAs in blood serum is an indication of the body's immune response to a drug.
Maximum Observed Concentration (Cmax) for Trastuzumab Emtansine and Total TrastuzumabPre-dose (within 2 days) and 30 minutes (min) after end of infusion (infusion length= 100 min or less) on Day 1 of Cycles 1 and 3 (one cycle=21 days); at treatment discontinuation/early termination, up to primary analysis, approx. 22 monthsCmax is the 0-21 day maximum observed concentration of a drug and was measured in blood serum.

Countries

Germany, Italy, Poland, South Korea, Spain, Switzerland, United States

Participant flow

Recruitment details

Subjects were screened centrally for HER2 status, using archived tumor specimens from previously collected tissue, if available.

Participants by arm

ArmCount
Cohort IHC2+
Participants with HER2 IHC2-positive (IHC 2+) locally advanced or metastatic NSCLC, who had received at least one prior platinum-based chemotherapy regimen, will receive trastuzumab emtansine.
29
Cohort IHC3+
Participants with HER2 IHC3-positive (IHC 3+) locally advanced or metastatic NSCLC, who had received at least one prior platinum-based chemotherapy regimen, will receive trastuzumab emtansine.
20
Total49

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyDeath2316
Overall StudyLost to Follow-up40
Overall StudyStudy discontinuation01

Baseline characteristics

CharacteristicCohort IHC2+Cohort IHC3+Total
Age, Continuous63.1 years
STANDARD_DEVIATION 10.3
61.4 years
STANDARD_DEVIATION 8.6
62.4 years
STANDARD_DEVIATION 9.6
Sex: Female, Male
Female
13 Participants7 Participants20 Participants
Sex: Female, Male
Male
16 Participants13 Participants29 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
23 / 2916 / 20
other
Total, other adverse events
24 / 2919 / 20
serious
Total, serious adverse events
5 / 295 / 20

Outcome results

Primary

Percentage of Participants With Objective Response as Per Investigator Assessment According to Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v. 1.1)

Objective response is defined as a complete response (CR) or partial response (PR) determined on two consecutive assessments ≥ 4 weeks apart, based on investigator assessment according to RECIST, Version 1.1. CR: disappearance of all target lesions; and any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \< 10 millimeters (mm). PR: at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters.

Time frame: From Day 1 to disease progression (PD) or death from any cause, up to the clinical cutoff date (approximately 22 months)

Population: The efficacy-evaluable population included participants who received at least one dose of study drug.

ArmMeasureValue (NUMBER)
Cohort IHC2+Percentage of Participants With Objective Response as Per Investigator Assessment According to Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v. 1.1)0 percentage of participants
Cohort IHC3+Percentage of Participants With Objective Response as Per Investigator Assessment According to Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v. 1.1)20.0 percentage of participants
Secondary

AUCinf for Trastuzumab Emtansine and Total Trastuzumab

AUC (from zero to infinity) represents the total drug exposure over time in blood serum.

Time frame: Pre-dose & 30 minutes (min) post-infusion (inf.) on Day (D) 1 of Cycles (C) 1 & 3; post- inf. on D 2, 3, 4 or 5, 8, & 15 of C 1, & pre- inf. on D1 of C2 & D1 of C 4 (C=21 D); at discontin./termination, up to primary analysis, approx. 22 months

Population: The pharmacokinetic (PK) population included participants who had received at least one dose of study treatment and had at least one serum or plasma concentration result available at clinical data cut-off. Data are reported for evaluable participants who consented to intense sampling.

ArmMeasureGroupValue (MEAN)Dispersion
Cohort IHC2+AUCinf for Trastuzumab Emtansine and Total TrastuzumabTrastuzumab Emtansine324 days times ug/mL (day* ug/mL)Standard Deviation 49.9
Cohort IHC2+AUCinf for Trastuzumab Emtansine and Total TrastuzumabTotal Trastuzumab436 days times ug/mL (day* ug/mL)Standard Deviation 83.4
Secondary

Clearance (CL) for Trastuzumab Emtansine and Total Trastuzumab

CL is a measure of the body's elimination of a drug from blood serum over time.

Time frame: Pre-dose & 30 minutes (min) post-infusion (inf.) on D 1 of C 1 & 3; post- inf. on D 2, 3, 4 or 5, 8, & 15 of C 1, & pre- inf. on D 1 of C 2 & D 1 of C 4 (C=21 days); at treatment discontin/early termination, up to primary analysis, approx. 22 months

Population: The pharmacokinetic (PK) population included participants who had received at least one dose of study treatment and had at least one serum or plasma concentration result available at clinical data cut-off. Data are reported for evaluable participants who consented to intense sampling.

ArmMeasureGroupValue (MEAN)Dispersion
Cohort IHC2+Clearance (CL) for Trastuzumab Emtansine and Total TrastuzumabTrastuzumab Emtansine11.35 mL/day/kgStandard Deviation 1.99
Cohort IHC2+Clearance (CL) for Trastuzumab Emtansine and Total TrastuzumabTotal Trastuzumab8.54 mL/day/kgStandard Deviation 1.99
Secondary

Duration of Objective Response (DOR) Assessed According to RECIST v1.1

DoR is defined as the time from the initial documentation of response (CR or PR using RECIST, v1.1) to documented disease progression using RECIST v1.1 or death from any cause during the study. CR: disappearance of all target lesions; and any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \< 10 mm. PR: at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters. Disease progression: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.

Time frame: From first documented objective response to PD or death from any cause, up to the study completion date (approximately 43 months)

Population: The efficacy-evaluable population included participants who received at least one dose of study drug. Data are reported for participants with response.

ArmMeasureValue (MEDIAN)
Cohort IHC3+Duration of Objective Response (DOR) Assessed According to RECIST v1.17.3 months
Secondary

Elimination Half-Life (t1/2) for Trastuzumab Emtansine and Total Trastuzumab

t1/2 is the time required for the drug serum concentration to be reduced to half.

Time frame: Pre-dose & 30 minutes (min) post-infusion (inf.) on D 1 of C 1 & 3; post- inf. on D 2, 3, 4 or 5, 8, & 15 of C 1, & pre- inf. on D 1 of C 2 & D 1 of C 4 (C=21 days); at treatment discontin./early termination, up to primary analysis, approx. 22 months

Population: The pharmacokinetic (PK) population included participants who had received at least one dose of study treatment and had at least one serum or plasma concentration result available at clinical data cut-off. Data are reported for evaluable participants who consented to intense sampling.

ArmMeasureGroupValue (MEAN)Dispersion
Cohort IHC2+Elimination Half-Life (t1/2) for Trastuzumab Emtansine and Total TrastuzumabTrastuzumab Emtansine3.2 daysStandard Deviation 0.51
Cohort IHC2+Elimination Half-Life (t1/2) for Trastuzumab Emtansine and Total TrastuzumabTotal Trastuzumab5.6 daysStandard Deviation 1.14
Secondary

Maximum Observed Concentration (Cmax) for N2'- Deacetyl-N2'-(3-mercapto-1-oxopropyl)-Maytansine (DM1)

Cmax is the maximum observed concentration of a drug and was measured in blood plasma.

Time frame: Pre-dose (within 2 days) and 30 minutes (min) after end of infusion (infusion length= 100 min or less) on Day 1 of Cycle 1 (one cycle=21 days); at treatment discontinuation/early termination,up to primary analysis, approx. 22 months

Population: The pharmacokinetic (PK) population included participants who had received at least one dose of study treatment and had at least one serum or plasma concentration result available at clinical data cut-off. Data are reported for evaluable participants.

ArmMeasureValue (MEAN)Dispersion
Cohort IHC2+Maximum Observed Concentration (Cmax) for N2'- Deacetyl-N2'-(3-mercapto-1-oxopropyl)-Maytansine (DM1)4.3 nanograms per milliliter (ng/mL)Standard Deviation 3.36
Secondary

Maximum Observed Concentration (Cmax) for Trastuzumab Emtansine and Total Trastuzumab

Cmax is the 0-21 day maximum observed concentration of a drug and was measured in blood serum.

Time frame: Pre-dose (within 2 days) and 30 minutes (min) after end of infusion (infusion length= 100 min or less) on Day 1 of Cycles 1 and 3 (one cycle=21 days); at treatment discontinuation/early termination, up to primary analysis, approx. 22 months

Population: The pharmacokinetic (PK) population included participants who had received at least one dose of study treatment and had at least one serum or plasma concentration result available at clinical data cut-off. Data are reported for evaluable participants.

ArmMeasureGroupValue (MEAN)Dispersion
Cohort IHC2+Maximum Observed Concentration (Cmax) for Trastuzumab Emtansine and Total TrastuzumabTrastuzumab Emtansine78.7 micrograms per milliliter (ug/mL)Standard Deviation 19.6
Cohort IHC2+Maximum Observed Concentration (Cmax) for Trastuzumab Emtansine and Total TrastuzumabTotal Trastuzumab79.9 micrograms per milliliter (ug/mL)Standard Deviation 21.3
Secondary

Overall Survival (OS)

OS is defined as the time from first study drug administration to death from any cause.

Time frame: From Day 1 to death from any cause, up to the study completion date (approximately 43 months)

Population: The efficacy-evaluable population included participants who received at least one dose of study drug. Data are reported for participants with events.

ArmMeasureValue (MEDIAN)
Cohort IHC2+Overall Survival (OS)12.2 months
Cohort IHC3+Overall Survival (OS)13.7 months
Secondary

Percentage of Participants Who Died

Time frame: From Day 1 to death from any cause, up to the study completion date (approximately 43 months)

Population: The efficacy-evaluable population included participants who received at least one dose of study drug. Data are reported for participants with events.

ArmMeasureValue (NUMBER)
Cohort IHC2+Percentage of Participants Who Died79.3 percentage of participants
Cohort IHC3+Percentage of Participants Who Died80.0 percentage of participants
Secondary

Percentage of Participants With Adverse Events (AEs) and Serious AEs (SAEs)

An AE is any untoward medical occurrence in a clinical investigation participant administered a pharmaceutical product, whether or not considered related to the study drug. A SAE is any experience that: results in death, is life-threatening, requires in-patient hospitalization or prolongation of existing hospitalization, results in persistent or significant disability/incapacity, is a congenital anomaly/birth defect, or is medically significant.

Time frame: From Day 1 to 30 days after last dose of study drug, up to the study completion date (approximately 43 months)

Population: The safety-evaluable population included participants who received at least one dose of study treatment.

ArmMeasureGroupValue (NUMBER)
Cohort IHC2+Percentage of Participants With Adverse Events (AEs) and Serious AEs (SAEs)AEs93.1 percentage of participants
Cohort IHC2+Percentage of Participants With Adverse Events (AEs) and Serious AEs (SAEs)SAEs17.2 percentage of participants
Cohort IHC3+Percentage of Participants With Adverse Events (AEs) and Serious AEs (SAEs)AEs95.0 percentage of participants
Cohort IHC3+Percentage of Participants With Adverse Events (AEs) and Serious AEs (SAEs)SAEs25.0 percentage of participants
Secondary

Percentage of Participants With Clinical Benefit as Per Investigator Assessment According to RECIST, v1.1

Clinical benefit is defined as having a CR or PR or stable disease (using RECIST, v1.1) at 6 months. Participants with no post-baseline response assessment are considered as experiencing no clinical benefit. CR: disappearance of all target lesions; and any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \< 10 mm. PR: at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters. Stable disease: neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for disease progression, taking as reference the smallest sum while in the study. Disease progression: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.

Time frame: From Day 1 to PD or death from any cause, up to the study completion date (approximately 43 months)

Population: The efficacy-evaluable population included participants who received at least one dose of study drug.

ArmMeasureValue (NUMBER)
Cohort IHC2+Percentage of Participants With Clinical Benefit as Per Investigator Assessment According to RECIST, v1.16.9 percentage of participants
Cohort IHC3+Percentage of Participants With Clinical Benefit as Per Investigator Assessment According to RECIST, v1.130.0 percentage of participants
Secondary

Percentage of Participants With DOR Event of Disease Progression, Assessed According to RECIST v1.1

DOR is defined as the time from the initial documentation of response (CR or PR using RECIST, v1.1) to documented disease progression using RECIST v1.1 or death from any cause during the study. CR: disappearance of all target lesions; and any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \< 10 mm. PR: at least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters. Disease progression: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.

Time frame: From first documented objective response to PD or death from any cause, up to the study completion date (approximately 43 months)

Population: The efficacy-evaluable population included participants who received at least one dose of study drug. Data are reported for participants with response.

ArmMeasureValue (NUMBER)
Cohort IHC3+Percentage of Participants With DOR Event of Disease Progression, Assessed According to RECIST v1.175.0 percentage of participants
Secondary

Percentage of Participants With PFS Event of Disease Progression, as Per Investigator Assessment According to RECIST v. 1.1, or Death

PFS is defined as the time from first study drug administration to first documented disease progression, based on investigator assessment using RECIST, v1.1, or death from any cause during the study, whichever occurs first. Disease progression is defined as: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.

Time frame: From Day 1 to PD or death from any cause, up to the study completion date (approximately 43 months)

Population: The efficacy-evaluable population included participants who received at least one dose of study drug.

ArmMeasureValue (NUMBER)
Cohort IHC2+Percentage of Participants With PFS Event of Disease Progression, as Per Investigator Assessment According to RECIST v. 1.1, or Death100 percentage of participants
Cohort IHC3+Percentage of Participants With PFS Event of Disease Progression, as Per Investigator Assessment According to RECIST v. 1.1, or Death95.0 percentage of participants
Secondary

Percentage of Participants With Treatment-Emergent Anti-Drug Antibodies (ADAs)

The presence of ADAs in blood serum is an indication of the body's immune response to a drug.

Time frame: Pre-dose (within 2 days) on Day 1 of Cycles 1 and 3; at treatment discontinuation/early termination,up to primary analysis, approx. 22 months

Population: The pharmacokinetic (PK) population included participants who had received at least one dose of study treatment and had at least one serum or plasma concentration result available at clinical data cut-off. Data are reported for evaluable participants with post-dose sample available for ADA analysis.

ArmMeasureValue (NUMBER)
Cohort IHC2+Percentage of Participants With Treatment-Emergent Anti-Drug Antibodies (ADAs)0 percentage of participants
Secondary

Progression-Free Survival (PFS) as Per Investigator Assessment According to RECIST v. 1.1

PFS is defined as the time from first study drug administration to first documented disease progression, based on investigator assessment using RECIST, v1.1, or death from any cause during the study, whichever occurs first. Disease progression is defined as: at least a 20% increase in the sum of diameters of target lesions, taking as reference the smallest sum on study, including baseline; an absolute increase of at least 5 mm in the sum of diameters of target lesions; the appearance of one or more new lesions.

Time frame: From Day 1 to PD or death from any cause, up to the study completion date (approximately 43 months)

Population: The efficacy-evaluable population included participants who received at least one dose of study drug. Data are reported for participants with events.

ArmMeasureValue (MEDIAN)
Cohort IHC2+Progression-Free Survival (PFS) as Per Investigator Assessment According to RECIST v. 1.12.6 months
Cohort IHC3+Progression-Free Survival (PFS) as Per Investigator Assessment According to RECIST v. 1.12.7 months
Secondary

Volume of Distribution (Vss) for Trastuzumab Emtansine and Total Trastuzumab

Vss is the volume of distribution of study drug at steady state.

Time frame: Pre-dose & 30 minutes (min) post-infusion (inf.) on D1 of C1 & 3; post- inf. on D2, 3, 4 or 5, 8, & 15 of C 1, & pre- inf. on D 1 of C 2 & D1 of C 4 (C=21 days); at treatment discontin/early termination, up to primary analysis, approx. 22 months

Population: The pharmacokinetic (PK) population included participants who had received at least one dose of study treatment and had at least one serum or plasma concentration result available at clinical data cut-off. Data are reported for evaluable participants who consented to intense sampling.

ArmMeasureGroupValue (MEAN)Dispersion
Cohort IHC2+Volume of Distribution (Vss) for Trastuzumab Emtansine and Total TrastuzumabTrastuzumab Emtansine51.1 milliliters kilogram (mL/kg)Standard Deviation 1.81
Cohort IHC2+Volume of Distribution (Vss) for Trastuzumab Emtansine and Total TrastuzumabTotal Trastuzumab60.7 milliliters kilogram (mL/kg)Standard Deviation 4.23

Source: ClinicalTrials.gov · Data processed: Feb 26, 2026