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Obalon Balloon System Pivotal IDE (SMART) Trial

The Six-Month Adjunctive Weight Reduction Therapy (SMART) Trial

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02235870
Acronym
SMART
Enrollment
711
Registered
2014-09-10
Start date
2015-02-28
Completion date
2016-05-31
Last updated
2018-03-08

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Obesity

Keywords

Weight Loss, Obesity, BMI

Brief summary

This pivotal trial of the Obalon Balloon System is intended to generate safety and effectiveness data required to support a future marketing application. The trial has been designed to evaluate a 6-month use of the Obalon Balloon System as an adjunct to a nutrition and lifestyle behavior modification program. Weight loss will be evaluated after the 6-month course to determine if a specific predefined superiority margin can be achieved in the device group compared to a sham-control group.

Interventions

DEVICEObalon Intragastric Balloons

Intragastric Balloon System to aid in portion control.

DEVICESham Device

Sham Intragastric Balloon

BEHAVIORALNutrition and Lifestyle Program

Nutrition and lifestyle program reviewed with subjects every 3 weeks for 6 months.

Sponsors

Obalon Therapeutics, Inc.
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
DOUBLE (Subject, Investigator)

Eligibility

Sex/Gender
ALL
Age
22 Years to 64 Years
Healthy volunteers
No

Inclusion criteria

1. Male or female between the ages of 22-64 years 2. Current BMI of 30.0 - 40 kg/m2 3. Previously attempted to lose weight unsuccessfully using a medically supervised or non-medically supervised diet 4. Willing to attend all protocol-specified follow-up visits plus any additional follow-up visits as required throughout the entire study period 5. Willing to avoid non-commercial air travel and scuba diving during the entire study period 6. Willing to avoid medications or other substances known to effect weight changes during the study 7. Willing to avoid Non-Steroidal Anti-inflammatory Drugs (NSAIDs) or other medications known to be gastric irritants during the study 8. Willing to use contraception and avoid pregnancy during the study if the subject is female with child bearing potential 9. Willing to provide written informed consent

Exclusion criteria

1. Significant weight loss in the past 12 months 2. Use of medications or other substances known to induce weight gain or weight loss 3. Participation in any clinical study at the start of this trial or in the last year 4. Known history of endocrine disorders affecting weight 5. Currently receiving chronic steroid or immunosuppressive therapy or has previously been diagnosed with HIV 6. Subjects diagnosed with bulimia, binge eating, compulsive overeating, high liquid calorie intake habits or similar eating related psychological disorders 7. Intent to undergo gastric surgery or gastric banding during the study period or within the 6 month period after completion of this study 8. Prior use of any weight loss medical device 9. Known history of structural or functional disorders of the esophagus 10. Known history of structural or functional disorder of the esophagus, including any swallowing disorder, esophageal chest pain disorders, or drug refractory esophageal reflux symptoms 11. Known history of structural or functional disorders of the stomach 12. Known history of a structural or functional disorder of the stomach, including any symptoms of chronic upper abdominal pain, chronic nausea, chronic vomiting, chronic dyspepsia or symptoms suggestive of gastroparesis, including post-prandial fullness or pain, post-prandial nausea or vomiting or early satiety 13. Known history of duodenal ulcer, intestinal diverticula (diverticulitis), intestinal varices, intestinal stricture/stenosis, small bowel obstruction, or any other obstructive disorder of the gastrointestinal (GI) tract 14. Currently have ongoing symptoms suggestive of intermittent small bowel obstruction, such as recurrent bouts of post-prandial abdominal pain, nausea or vomiting 15. Known history irritable bowel syndrome, radiation enteritis or other inflammatory bowel disease, such as Crohn's disease 16. Known history of GI surgeries that may have resulted in anatomical GI tract abnormalities 17. Type 1 diabetes 18. Type 2 diabetes requiring insulin or other hypoglycemic oral agents. 19. Experienced a myocardial infarction, has a known history of angina, a known history of congestive heart failure, or is currently being medically treated for any other cardiac condition 20. Poorly controlled hypertension, (≥ 160 mmHg Systolic and ≥ 100mmHg Diastolic). 21. End stage renal disease or requiring hemodialysis within the past 6 months 22. Unwilling or unable to avoid Non-Steroidal Anti-Inflammatory Drugs (NSAIDs), including Aspirin, Diclofenac, Ibuprofen, Naproxen, or other medications known to be gastric irritants beginning two weeks prior to enrollment and throughout the entire study period 23. Subjects taking medications on specified hourly intervals that may be affected by changes to gastric emptying 24. Subjects requiring the use of anti-platelet drugs or other agents affecting the normal clotting of blood 25. Untreated or unstable alcohol or illicit drug addiction 26. Known history of allergies to any component of the device materials 27. Currently pregnant or breastfeeding or intention of becoming pregnant during the study 28. Life expectancy less than 1 year or severe renal, hepatic, pulmonary or other medical condition, in the opinion of the investigator 29. Subject is employed by the investigator, or is a close relative of the investigator, or the investigator's staff 30. Subject is a close relative of another subject already enrolled in the study. 31. Any other condition that, in the opinion of the investigator, would interfere with subject participation, may confound the study results, or interfere with compliance with the study (e.g., psychosocial issues).

Design outcomes

Primary

MeasureTime frameDescription
Least-Square Mean Difference in % Total Body Loss (TBL) Between the Obalon Treatment and Sham Control Groups24 WeeksStatistical test to determine if the least-square mean difference between the Obalon Treatment and Sham Control groups is greater than the 2.1% TBL superiority margin
Percentage of Subjects in the Obalon Treatment Group With at Least 5% Total Body Loss (TBL)6 monthsStatistical test to determine if the percentage of subjects in the Obalon Treatment and Sham Control with at least 5% Total Body Loss (TBL) is greater than 35%

Other

MeasureTime frameDescription
Percentage of Subjects With at Least 5% Total Body Loss: Obalon - Sham Group6 MonthsDifference in percentage of subjects between the Obalon Treatment and Sham Control groups with at least 5% Total Body Loss (TBL)

Countries

United States

Participant flow

Recruitment details

711 subjects signed an informed consent form to participate in the study and proceeded to the screening eligibility process

Pre-assignment details

430 subjects randomized in a Treatment or Control group, 387 subjects received an Obalon Balloon or Sham Device.

Participants by arm

ArmCount
Obalon Treatment Group
Obalon Balloon Device with Weight Loss Behavior Modification (WLBM) Program for 24 weeks
198
Sham Control Group
Sham Device with Weight Loss Behavior Modification (WLBM) Program for 24 weeks
189
Total387

Baseline characteristics

CharacteristicObalon Treatment GroupSham Control GroupTotal
Age, Continuous42.6 years
STANDARD_DEVIATION 9.6
42.5 years
STANDARD_DEVIATION 9.3
42.6 years
STANDARD_DEVIATION 9.4
Body Mass Index (BMI)35.2 kg/m^2
STANDARD_DEVIATION 2.7
35.5 kg/m^2
STANDARD_DEVIATION 2.7
35.4 kg/m^2
STANDARD_DEVIATION 2.7
Ethnicity (NIH/OMB)
Hispanic or Latino
15 Participants24 Participants39 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
183 Participants165 Participants348 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants1 Participants1 Participants
Race (NIH/OMB)
Asian
1 Participants1 Participants2 Participants
Race (NIH/OMB)
Black or African American
21 Participants29 Participants50 Participants
Race (NIH/OMB)
More than one race
11 Participants3 Participants14 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
165 Participants155 Participants320 Participants
Sex: Female, Male
Female
171 Participants170 Participants341 Participants
Sex: Female, Male
Male
27 Participants19 Participants46 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 3360 / 359
other
Total, other adverse events
321 / 336221 / 359
serious
Total, serious adverse events
7 / 3365 / 359

Outcome results

Primary

Least-Square Mean Difference in % Total Body Loss (TBL) Between the Obalon Treatment and Sham Control Groups

Statistical test to determine if the least-square mean difference between the Obalon Treatment and Sham Control groups is greater than the 2.1% TBL superiority margin

Time frame: 24 Weeks

Population: Per Protocol cohort which includes subjects with at least 2 devices for at least 18 weeks

ArmMeasureValue (LEAST_SQUARES_MEAN)Dispersion
Obalon Treatment GroupLeast-Square Mean Difference in % Total Body Loss (TBL) Between the Obalon Treatment and Sham Control Groups6.86 %TBLStandard Error 0.37
Sham Control GroupLeast-Square Mean Difference in % Total Body Loss (TBL) Between the Obalon Treatment and Sham Control Groups3.59 %TBLStandard Error 0.37
p-value: 0.026195% CI: [2.24, 4.32]ANCOVA
Primary

Percentage of Subjects in the Obalon Treatment Group With at Least 5% Total Body Loss (TBL)

Statistical test to determine if the percentage of subjects in the Obalon Treatment and Sham Control with at least 5% Total Body Loss (TBL) is greater than 35%

Time frame: 6 months

Population: Per Protocol cohort which includes subjects in the Obalon Treatment group with at least 2 balloons for at least 18 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Obalon Treatment GroupPercentage of Subjects in the Obalon Treatment Group With at Least 5% Total Body Loss (TBL)120 Participants
Comparison: Subjects in the Obalon Treatment group with at least 2 Balloons and balloon therapy for at least 18 weeks.p-value: <0.000195% CI: [57.5, 71.7]Exact Test
Other Pre-specified

Percentage of Subjects With at Least 5% Total Body Loss: Obalon - Sham Group

Difference in percentage of subjects between the Obalon Treatment and Sham Control groups with at least 5% Total Body Loss (TBL)

Time frame: 6 Months

Population: Per Protocol cohort which includes subjects with at least 2 devices for at least 18 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Obalon Treatment GroupPercentage of Subjects With at Least 5% Total Body Loss: Obalon - Sham Group120 Participants
Sham Control GroupPercentage of Subjects With at Least 5% Total Body Loss: Obalon - Sham Group58 Participants
p-value: <0.000195% CI: [23.1, 42.5]Chi-squared

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026