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HeartMate 3™ CE Mark Clinical Investigation Plan

HeartMate 3™ CE Mark Clinical Investigation Plan

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02170363
Acronym
HM3 CE Mark
Enrollment
50
Registered
2014-06-23
Start date
2014-06-30
Completion date
2020-03-09
Last updated
2022-06-27

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Advanced Refractory Left Ventricular Heart Failure

Keywords

Heart Failure, Ventricular Dysfunction, Cardiomyopathies, Heart Disease, Cardiovascular Disease, Heart-assist devices, Thoratec Corporation

Brief summary

The purpose of this clinical investigation is to evaluate the performance and safety of the HeartMate 3 Left Ventricular Assist System (HM3 LVAS) To support obtaining CE Mark for the HM3 LVAS in Europe, a multi-center clinical study will be conducted in multiple countries. The clinical study will be conducted in compliance with the Declaration of Helsinki, ICH/GCP and EN ISO 14155:2011 Requirements for Clinical Investigations and in accordance with country-specific requirements, under one clinical study protocol. This study will evaluate the performance of the HM3 LVAS, side effects and undesirable conditions within acceptable risks and weigh them against the intended performance of HM3 LVAS in accordance with Essential Requirements 2, 5 and 16 of the Active Implantable Medical Device Directive 90/385/EEC (AIMDD).

Interventions

Implantation of left ventricular assist device for hemodynamic support

Sponsors

Center for Life Sciences
CollaboratorUNKNOWN
Emergo
CollaboratorUNKNOWN
KCRI
CollaboratorOTHER
Thoratec Corporation
CollaboratorINDUSTRY
Abbott Medical Devices
Lead SponsorINDUSTRY

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Patient or legal representative has signed Informed Consent Form (ICF) 2. Age ≥ 18 years 3. BSA ≥ 1.2 m2 4. NYHA IIIB or IV OR ACC/AHA Stage D 5. LVEF ≤ 25% 6. CI ≤ 2.2 L/min/m2, while not on inotropes 7. Patients must also meet one of the following: \- On Optimal Medical Management (OMM), based on current heart failure practice guidelines for at least 45 out of the last 60 days and are failing to respond, OR \- In NYHA class IIIB or IV heart failure for at least 14 days AND dependent on intraaortic balloon pump (IABP) for at least 7 days, OR \- Inotrope dependent/unable to wean from inotropes OR \- Listed for Transplant 8. Females of child bearing age must agree to use adequate contraception

Exclusion criteria

1. Etiology of HF due to or associated with uncorrected thyroid disease, obstructive cardiomyopathy, pericardial disease, amyloidosis or restrictive cardiomyopathy 2. Technical obstacles which pose an inordinately high surgical risk, in the judgment of the investigator 3. Existence of ongoing mechanical circulatory support (MCS) other than IABP 4. Positive pregnancy test if of childbearing potential 5. Lactating mothers 6. Presence of mechanical aortic cardiac valve that will not be converted to a bioprosthesis at the time of LVAD implant 7. History of any organ transplant 8. Platelet count \< 100,000 x 103/L (\< 100,000/ml) 9. Psychiatric disease/disorder, irreversible cognitive dysfunction or psychosocial issues that are likely to impair compliance with the study protocol and LVAS management 10. History of confirmed, untreated AAA \> 5 cm in diameter 11. Presence of an active, uncontrolled infection 12. Intolerance to anticoagulant or antiplatelet therapies or any other peri/post-operative therapy the investigator will require based upon the patients' health status 13. Presence of any one of the following risk factors for indications of severe end organ dysfunction or failure: 1. An INR ≥ 2.5 not due to anticoagulation therapy 2. Total bilirubin \> 43 umol/L (2.5 mg/dl), shock liver, or biopsy proven liver cirrhosis 3. History of severe chronic obstructive pulmonary disease (COPD) defined by FEV1/FVC \< 0.7, or FEV1 \<50% predicted 4. Fixed pulmonary hypertension with a most recent PVR ≥ 8 Wood units that is unresponsive to pharmacologic intervention 5. History of stroke within 90 days prior to enrollment, or a history of cerebrovascular disease with significant (\> 80%) carotid artery stenosis 6. Serum creatinine ≥221umol/L (2.5 mg/dl) or the need for chronic renal replacement therapy 7. Significant peripheral vascular disease (PVD) accompanied by rest pain or extremity ulceration 14. Patient has moderate to severe aortic insufficiency without plans for correction during pump implant 15. Pre albumin \< 150 mg/L, or Albumin \< 30g/L (3 g/dL) 16. Planned Bi-VAD support prior to enrollment 17. Patient has known hypo or hyper coagulable states such as disseminated intravascular coagulation and heparin induced thrombocytopenia 18. Participation in any other clinical investigation that is likely to confound study results or affect the study 19. Any condition other than HF that could limit survival to less than 24 months

Design outcomes

Primary

MeasureTime frameDescription
Survival6 monthsComparison of survival at 6 months of Left Ventricular Assist Device (LVAD) support to a performance goal established using matched HeartMate II INTERMACS data

Secondary

MeasureTime frameDescription
Functional Status - Six Minute Walk Test (6MWT)Baseline, Month 1, Month 3, Month 6The Six Minute Walk Test(6MWT)measures the distance that a patient can walk in a period of 6 minutes. The distance walked is measured in meters. This test measures the patients' functional status. The more meters a patient can walk over baseline indicates improvement in functional status.
Functional Status - New York Heart Association (NYHA) ClassificationBaseline, Month 1, Month 3, Month 6NYHA classification relates symptoms to every day activities and patients quality of life. Class 1 = no limitations on physical activity Class 2 - slight limitation of physical activity Class 3 - marked limitation of physical activity Class 4 = unable to carry out any physical activity without discomfort
All Adverse EventsAs they occurred, Baseline through 180 DaysFrequency of pre-defined anticipated adverse events
Quality of Life (EQ-5D-5L)Baseline, Month 1, Month 3, Month 6The EQ-5D-5L is a standardized measure of health status developed by the EuroQol Group. Patients describe their perceived health status using an analog scale with 0 as the worst health the patient can imagine and 100 as the best health (Visual Analog Score). The patients' scores at one, three and six months were compared to their baseline scores and the resulting positive scores indicated improved quality of life.
ReoperationsAs they occurred, Baseline through 180 DaysFrequency of reoperations
RehospitalizationsAs they occurred, Baseline through 180 DaysFrequency and incidence of rehospitalizations
Stroke Free Survival6 monthsPercentage of participants free of debilitating stroke (Modified Rankin Score \> 3)
Device MalfunctionsAs they occurred, Baseline through 180 Days; Subjects that remain ongoing after 6 months will continue to be followed to 24 months post-implant or outcomeFrequency and incidence of device malfunction

Countries

Australia, Austria, Canada, Czechia, Germany, Kazakhstan

Participant flow

Recruitment details

50 patients were recruited at 10 cardiac transplant centers and implanted between June 25, 2014, and November 27, 2014

Pre-assignment details

The data presented in this record includes all 50 patients followed through to the 6-month primary endpoint.

Participants by arm

ArmCount
HeartMate 3
HeartMate 3 Left Ventricular Assist System (HM3 LVAS) used for advanced refractory left ventricular heart failure (50 Subjects in the Study Cohort).
50
Total50

Baseline characteristics

CharacteristicHeartMate 3
Age, Continuous58.9 Years
STANDARD_DEVIATION 13.5
Body Surface Area2 M^2
STANDARD_DEVIATION 0.2
Cardiac Index1.8 L/min/m^2
STANDARD_DEVIATION 0.5
Region of Enrollment
Australia
1 participants
Region of Enrollment
Austria
7 participants
Region of Enrollment
Canada
3 participants
Region of Enrollment
Czech Republic
10 participants
Region of Enrollment
Germany
21 participants
Region of Enrollment
Kazakhstan
8 participants
Sex: Female, Male
Female
5 Participants
Sex: Female, Male
Male
45 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
4 / 50
other
Total, other adverse events
34 / 50
serious
Total, serious adverse events
34 / 50

Outcome results

Primary

Survival

Comparison of survival at 6 months of Left Ventricular Assist Device (LVAD) support to a performance goal established using matched HeartMate II INTERMACS data

Time frame: 6 months

Population: All 50 patients were analyzed when the last patient reached the 6-month primary endpoint on May 26, 2015

ArmMeasureValue (NUMBER)
HeartMate 3Survival92 Percentage of Participants who Survived
Secondary

All Adverse Events

Frequency of pre-defined anticipated adverse events

Time frame: As they occurred, Baseline through 180 Days

ArmMeasureGroupValue (NUMBER)
HeartMate 3All Adverse EventsRight heart failure10 % of Participants with Adverse Events
HeartMate 3All Adverse EventsRight heart failure w RVAD4 % of Participants with Adverse Events
HeartMate 3All Adverse EventsWound dehiscence8 % of Participants with Adverse Events
HeartMate 3All Adverse EventsOther54 % of Participants with Adverse Events
HeartMate 3All Adverse EventsBleeding38 % of Participants with Adverse Events
HeartMate 3All Adverse EventsBleeding requiring surgery14 % of Participants with Adverse Events
HeartMate 3All Adverse EventsGastrointestinal bleeding8 % of Participants with Adverse Events
HeartMate 3All Adverse EventsCardiac Arrhythmia34 % of Participants with Adverse Events
HeartMate 3All Adverse EventsPericardial fluid2 % of Participants with Adverse Events
HeartMate 3All Adverse EventsInternal device malfunction6 % of Participants with Adverse Events
HeartMate 3All Adverse EventsPump thrombosis0 % of Participants with Adverse Events
HeartMate 3All Adverse EventsExternal device malfunctions24 % of Participants with Adverse Events
HeartMate 3All Adverse EventsHemolysis0 % of Participants with Adverse Events
HeartMate 3All Adverse EventsHepatic dysfunction2 % of Participants with Adverse Events
HeartMate 3All Adverse EventsHypertension2 % of Participants with Adverse Events
HeartMate 3All Adverse EventsAny infection36 % of Participants with Adverse Events
HeartMate 3All Adverse EventsInfection - sepsis16 % of Participants with Adverse Events
HeartMate 3All Adverse EventsInfection - driveline10 % of Participants with Adverse Events
HeartMate 3All Adverse EventsMyocardial infarction0 % of Participants with Adverse Events
HeartMate 3All Adverse EventsAny stroke12 % of Participants with Adverse Events
HeartMate 3All Adverse EventsStroke - ischemic8 % of Participants with Adverse Events
HeartMate 3All Adverse EventsStroke - hemorrhagic4 % of Participants with Adverse Events
HeartMate 3All Adverse EventsNeurologic dysfunction8 % of Participants with Adverse Events
HeartMate 3All Adverse EventsPsychiatric episode6 % of Participants with Adverse Events
HeartMate 3All Adverse EventsRenal dysfunction10 % of Participants with Adverse Events
HeartMate 3All Adverse EventsRespiratory failure16 % of Participants with Adverse Events
Secondary

Device Malfunctions

Frequency and incidence of device malfunction

Time frame: As they occurred, Baseline through 180 Days; Subjects that remain ongoing after 6 months will continue to be followed to 24 months post-implant or outcome

ArmMeasureGroupValue (NUMBER)
HeartMate 3Device MalfunctionsPump malfunctions0 Number of events
HeartMate 3Device MalfunctionsNon-pump malfunction: internal component3 Number of events
HeartMate 3Device MalfunctionsNon-pump malfunction: External components14 Number of events
Secondary

Functional Status - New York Heart Association (NYHA) Classification

NYHA classification relates symptoms to every day activities and patients quality of life. Class 1 = no limitations on physical activity Class 2 - slight limitation of physical activity Class 3 - marked limitation of physical activity Class 4 = unable to carry out any physical activity without discomfort

Time frame: Baseline, Month 1, Month 3, Month 6

Population: Only patients alive, capable and willing to perform test are included.

ArmMeasureGroupValue (NUMBER)
HeartMate 3Functional Status - New York Heart Association (NYHA) ClassificationBaseline NYHA I or II0 percentage of participants
HeartMate 3Functional Status - New York Heart Association (NYHA) ClassificationBaseline NYHA III or IV100 percentage of participants
HeartMate 3Functional Status - New York Heart Association (NYHA) ClassificationMonth 1 NYHA I or II64 percentage of participants
HeartMate 3Functional Status - New York Heart Association (NYHA) ClassificationMonth 1 NYHA III or IV36 percentage of participants
HeartMate 3Functional Status - New York Heart Association (NYHA) ClassificationMonth 3 NYHA 1 or II81 percentage of participants
HeartMate 3Functional Status - New York Heart Association (NYHA) ClassificationMonth 3 NYHA III or IV19 percentage of participants
HeartMate 3Functional Status - New York Heart Association (NYHA) ClassificationMonth 6 NYHA I or II83 percentage of participants
HeartMate 3Functional Status - New York Heart Association (NYHA) ClassificationMonth 6 NYHA III or IV17 percentage of participants
Secondary

Functional Status - Six Minute Walk Test (6MWT)

The Six Minute Walk Test(6MWT)measures the distance that a patient can walk in a period of 6 minutes. The distance walked is measured in meters. This test measures the patients' functional status. The more meters a patient can walk over baseline indicates improvement in functional status.

Time frame: Baseline, Month 1, Month 3, Month 6

Population: Only patients alive, capable and willing to perform test are included.

ArmMeasureGroupValue (MEDIAN)
HeartMate 3Functional Status - Six Minute Walk Test (6MWT)Baseline236 meters
HeartMate 3Functional Status - Six Minute Walk Test (6MWT)Month 1260 meters
HeartMate 3Functional Status - Six Minute Walk Test (6MWT)Month 3375 meters
HeartMate 3Functional Status - Six Minute Walk Test (6MWT)Month 6385 meters
Secondary

Quality of Life (EQ-5D-5L)

The EQ-5D-5L is a standardized measure of health status developed by the EuroQol Group. Patients describe their perceived health status using an analog scale with 0 as the worst health the patient can imagine and 100 as the best health (Visual Analog Score). The patients' scores at one, three and six months were compared to their baseline scores and the resulting positive scores indicated improved quality of life.

Time frame: Baseline, Month 1, Month 3, Month 6

Population: Patients alive and capable of performing the test at 6 months

ArmMeasureGroupValue (MEDIAN)
HeartMate 3Quality of Life (EQ-5D-5L)Baseline50 Units on a EQ-5D-5L Score scale
HeartMate 3Quality of Life (EQ-5D-5L)Month 160 Units on a EQ-5D-5L Score scale
HeartMate 3Quality of Life (EQ-5D-5L)Month 370 Units on a EQ-5D-5L Score scale
HeartMate 3Quality of Life (EQ-5D-5L)Month 675 Units on a EQ-5D-5L Score scale
Secondary

Rehospitalizations

Frequency and incidence of rehospitalizations

Time frame: As they occurred, Baseline through 180 Days

Population: Number of Participants with Rehospitalizations According to Rehospitalization Type

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
HeartMate 3RehospitalizationsINR5 Participants
HeartMate 3RehospitalizationsSuspected device malfunction1 Participants
HeartMate 3RehospitalizationsTransplant/ Transplant evaluation1 Participants
HeartMate 3RehospitalizationsAnticoagulation maintenance1 Participants
HeartMate 3RehospitalizationsRoutine testing1 Participants
HeartMate 3RehospitalizationsICD therapy1 Participants
HeartMate 3RehospitalizationsSuspected driveline infection1 Participants
HeartMate 3RehospitalizationsBleeding4 Participants
HeartMate 3RehospitalizationsInfection6 Participants
HeartMate 3RehospitalizationsNeurologic dysfunction1 Participants
HeartMate 3RehospitalizationsArrythmia1 Participants
HeartMate 3RehospitalizationsVolume issue3 Participants
HeartMate 3RehospitalizationsChest pain2 Participants
HeartMate 3RehospitalizationsOther9 Participants
Secondary

Reoperations

Frequency of reoperations

Time frame: As they occurred, Baseline through 180 Days

Population: Twenty-nine (58%) did not have reoperation

ArmMeasureGroupValue (NUMBER)
HeartMate 3ReoperationsMajor bleeding11 Number of re-operations by reason
HeartMate 3ReoperationsCardiac arrhythmia1 Number of re-operations by reason
HeartMate 3ReoperationsPericardial fluid1 Number of re-operations by reason
HeartMate 3ReoperationsMajor infection3 Number of re-operations by reason
HeartMate 3ReoperationsRespiratory failure4 Number of re-operations by reason
HeartMate 3ReoperationsRight heart failure3 Number of re-operations by reason
HeartMate 3ReoperationsWound dehiscence15 Number of re-operations by reason
HeartMate 3ReoperationsOther23 Number of re-operations by reason
Secondary

Stroke Free Survival

Percentage of participants free of debilitating stroke (Modified Rankin Score \> 3)

Time frame: 6 months

ArmMeasureValue (NUMBER)
HeartMate 3Stroke Free Survival90 percentage of participants

Source: ClinicalTrials.gov · Data processed: Mar 10, 2026