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Safety Dose Finding Study of ADVM-043 Gene Therapy to Treat Alpha-1 Antitrypsin (A1AT) Deficiency

Phase 1/2 Study of Intravenous or Intrapleural Administration of a Serotype rh.10 Replication Deficient Adeno-associated Virus Gene Transfer Vector Expressing the Human Alpha-1 Antitrypsin cDNA to Individuals With Alpha-1 Antitrypsin Deficiency

Status
Completed
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02168686
Acronym
ADVANCE
Enrollment
6
Registered
2014-06-20
Start date
2017-11-28
Completion date
2019-08-29
Last updated
2023-10-05

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Alpha 1-Antitrypsin Deficiency

Keywords

alpha-1 antitrypsin deficiency, alpha1-antitrypsin deficiency, alpha-1-antitrypsin deficiency, alpha1AT, A1AT, ADVM-043, AAVrh.10halpha1AT, AAVrh.10hA1AT, Gene transfer vector, Gene therapy, Lung disease, Emphysema, COPD, ADVANCE study, ADVM-043-01

Brief summary

The ADVANCE study is being conducted by Adverum Biotechnologies, Inc. as an open-label, multicenter, dose-escalation study in order to assess the safety and protein expression of ADVM-043 following a single intravenous or intrapleural administration.

Detailed description

Alpha-1 Antitrypsin (A1AT) is a major inhibitor of serine proteases and plays an important role in the lung as an inhibitor of neutrophil elastase. A1AT deficiency is associated with decreases in plasma A1AT levels and is associated with an increased risk for developing asthma, emphysema/COPD, and bronchiectasis. Much of the lung damage is thought to be caused by proteolytic damage from neutrophil elastase and other proteases. ADVM-043 is an investigational gene therapy product (serotype AAVrh.10 vector) expressing human A1AT that is intended to deliver a functional gene to the liver of patients with A1AT deficiency. Study ADVM-043-01 will study up to 4 dose levels in up to 20 patients and assess the hypothesis that a single administration of an AAV vector expressing the human M-type A1AT (i.e., ADVM-043) to patients with A1AT deficiency is safe and results in persistent therapeutic levels of A1AT in blood and alveolar epithelial lining fluid (epithelial lining fluid is only to be collected in subjects who are dosed intrapleurally). The primary endpoint is safety, and changes in plasma A1AT levels at multiple time points up to 52 weeks after dosing. A prophylactic tapering corticosteroid regimen will be used to protect against potential vector induced transaminitis. Subjects will be followed for up to 52 weeks after dosing. Safety and efficacy data from the IV cohorts will be considered when determining whether to proceed to intrapleural administration. After completion of this study, subjects will be asked to enroll in a Long Term Follow Up study.

Interventions

GENETICADVM-043

Gene transfer vector administration

Sponsors

Adverum Biotechnologies, Inc.
Lead SponsorINDUSTRY

Study design

Allocation
NON_RANDOMIZED
Intervention model
SEQUENTIAL
Primary purpose
TREATMENT
Masking
NONE

Intervention model description

Open-label, multicenter, dose-escalation clinical study to assess the safety and treatment effect of ADVM-043 in subjects with Alpha-1 Antitrypsin Deficiency.

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

Key Inclusion Criteria: * Capable of providing informed consent * Alpha1AT genotype of ZZ or Z Null * Males and females 18 years and older * Ongoing treatment with A1AT augmentation is not required, however any subject receiving A1AT augmentation therapy must be willing to washout. Washout is defined as at least 8 weeks between last augmentation therapy and pre-treatment plasma A1AT level * Willing to remain off PAT for at least 3 months following treatment * Body mass index 18 to 35 kg/m2 * Fertile men and women of childbearing potential must agree to use barrier contraception for 3 months after treatment Key

Exclusion criteria

* FEV1 \<35 percent of predicted value at the Screening visit * Receiving systemic corticosteroids or other immunosuppressive medications * Immunodeficiency disease or evidence of active infection of any type, including human immunodeficiency virus * Abnormal liver function tests * Organ transplant recipient or awaiting transplantation * Participation in another current or previous gene transfer study * AAVrh.10 neutralizing antibody titer ≥ 1:5 * Female who is pregnant or lactating * History of alcohol or drug abuse within the past 5 years * Any history of allergies that may prohibit study-specific investigations * Receiving an investigational medicinal product or participating in another investigational study within 3 months prior to consent * Cigarette smoking, or any other tobacco use, e-cigarettes or other recreational inhalant within 1 year of the Screening Visit

Design outcomes

Primary

MeasureTime frameDescription
Treatment-emergent Adverse Events Related to ADVM-043From ADVM-043 infusion through End-of-Study visit at 52 weeksNumber and proportion of subjects experiencing treatment-related adverse events related to ADVM-043
Abnormal Changes in Clinical Laboratory ParametersFrom ADVM-043 infusion through End-of-Study visit at 52 weeksNumber of participants with ≥1 abnormal shift from Baseline in neutrophil count, hemoglobin, important serum chemistry parameters

Secondary

MeasureTime frameDescription
Change in Plasma Concentrations of M-specific A1AT up to 52 WeeksAt Week 52Change from baseline at Week 52 of plasma concentration of M-specific A1AT for subjects who did not receive PAT post-dose Note: 1. Two subjects in Dose 1 Arm/Group, had results available at Week 52; the remaining 4 subjects in Dose 2 Arm/Group and Dose 3 Arm/Group had resumed PAT therapy after Week 24, and their results were censored from the Week 52 timepoint. 2. While data on the Total Plasma Concentrations of A1AT up to 52 Weeks were collected for 1 study participant in Part A: Dose 3, no data were collected on the Change in Plasma Concentrations of M-specific A1AT due to the initiation of PAT after 24 weeks in Part A: Dose 3 subjects.
Changes in Total Plasma Concentrations of A1AT up to 52 WeeksAt Week 52Change from baseline at Week 24 and Week 52 of total A1At plasma concentration for subjects who did not receive PAT post -dose

Countries

United States

Participant flow

Participants by arm

ArmCount
Part A: Dose 1
Single IV infusion of ADVM-043 at 8E13 total vg
2
Part A: Dose 2
Single IV infusion of ADVM-043 at 4E14 total vg
2
Part A: Dose 3
Single IV infusion of ADVM-043 at 1.2E15 total vg
2
Total6

Baseline characteristics

CharacteristicTotalPart A: Dose 2Part A: Dose 3Part A: Dose 1
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
1 Participants0 Participants1 Participants0 Participants
Age, Categorical
Between 18 and 65 years
5 Participants2 Participants1 Participants2 Participants
Age, Continuous51.7 years53.5 years61.0 years40.5 years
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
6 Participants2 Participants2 Participants2 Participants
Region of Enrollment
United States
6 participants2 participants2 participants2 participants
Sex: Female, Male
Female
3 Participants1 Participants2 Participants0 Participants
Sex: Female, Male
Male
3 Participants1 Participants0 Participants2 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
0 / 20 / 20 / 2
other
Total, other adverse events
2 / 22 / 22 / 2
serious
Total, serious adverse events
0 / 22 / 21 / 2

Outcome results

Primary

Abnormal Changes in Clinical Laboratory Parameters

Number of participants with ≥1 abnormal shift from Baseline in neutrophil count, hemoglobin, important serum chemistry parameters

Time frame: From ADVM-043 infusion through End-of-Study visit at 52 weeks

ArmMeasureGroupValue (NUMBER)
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersCreatine Kinase Shifts to High1 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >2.0 to ≤3.0×upper limit of normal0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAlbumin Shifts to High0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersCreatinine Shifts to Low0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersDirect Bilirubin Shifts to Low0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >3.0×upper limit of normal)0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersCreatine Kinase Shifts to Low1 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersSerum Glucose Shifts to Low1 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersNeutrophil Count Shifts to High2 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >1.0 to ≤2.0×upper limit of normal)0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersSerum Glucose Shifts to High2 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersHemoglobin Shifts to High0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersDirect Bilirubin Shifts to High0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >2.0 to ≤3.0×upper limit of normal)0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >1.0 to ≤2.0×upper limit of normal)1 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersHemoglobin Shifts to Low0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >3.0×upper limit of normal)0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersNeutrophil Count Shifts to Low0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersCreatinine Shifts to High0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAlbumin Shifts to Low0 participants
Part A: Dose 1Abnormal Changes in Clinical Laboratory ParametersAlkaline Phosphatase Shifts to High0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAlbumin Shifts to Low0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAlbumin Shifts to High0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersCreatinine Shifts to High0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersSerum Glucose Shifts to High1 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersCreatinine Shifts to Low0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersCreatine Kinase Shifts to Low0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersCreatine Kinase Shifts to High0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersHemoglobin Shifts to Low0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersSerum Glucose Shifts to Low0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >1.0 to ≤2.0×upper limit of normal)1 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersNeutrophil Count Shifts to Low0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersDirect Bilirubin Shifts to Low0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >2.0 to ≤3.0×upper limit of normal1 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersNeutrophil Count Shifts to High1 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >3.0×upper limit of normal)0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersDirect Bilirubin Shifts to High0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >1.0 to ≤2.0×upper limit of normal)1 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >2.0 to ≤3.0×upper limit of normal)0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAlkaline Phosphatase Shifts to High0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >3.0×upper limit of normal)0 participants
Part A: Dose 2Abnormal Changes in Clinical Laboratory ParametersHemoglobin Shifts to High1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAlbumin Shifts to High0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersNeutrophil Count Shifts to High2 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersNeutrophil Count Shifts to Low0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersHemoglobin Shifts to High1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersHemoglobin Shifts to Low0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >1.0 to ≤2.0×upper limit of normal)1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >2.0 to ≤3.0×upper limit of normal)1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >2.0 to ≤3.0×upper limit of normal1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >3.0×upper limit of normal)0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >1.0 to ≤2.0×upper limit of normal)1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >3.0×upper limit of normal)0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAlkaline Phosphatase Shifts to High1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersCreatinine Shifts to High0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersCreatinine Shifts to Low1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersCreatine Kinase Shifts to High1 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersCreatine Kinase Shifts to Low0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersSerum Glucose Shifts to Low2 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersAlbumin Shifts to Low0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersDirect Bilirubin Shifts to High0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersDirect Bilirubin Shifts to Low0 participants
Part A: Dose 3Abnormal Changes in Clinical Laboratory ParametersSerum Glucose Shifts to High1 participants
TotalAbnormal Changes in Clinical Laboratory ParametersSerum Glucose Shifts to Low3 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAlbumin Shifts to High0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >3.0×upper limit of normal)0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >2.0 to ≤3.0×upper limit of normal)1 participants
TotalAbnormal Changes in Clinical Laboratory ParametersSerum Glucose Shifts to High4 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAlbumin Shifts to Low0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAspartate Transaminase Shifts to High (max >1.0 to ≤2.0×upper limit of normal)2 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >3.0×upper limit of normal)0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersNeutrophil Count Shifts to Low0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersDirect Bilirubin Shifts to High0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >2.0 to ≤3.0×upper limit of normal2 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAlanine Transaminase Shifts to High (max >1.0 to ≤2.0×upper limit of normal)3 participants
TotalAbnormal Changes in Clinical Laboratory ParametersNeutrophil Count Shifts to High5 participants
TotalAbnormal Changes in Clinical Laboratory ParametersDirect Bilirubin Shifts to Low0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersHemoglobin Shifts to Low0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersCreatine Kinase Shifts to High2 participants
TotalAbnormal Changes in Clinical Laboratory ParametersCreatinine Shifts to Low1 participants
TotalAbnormal Changes in Clinical Laboratory ParametersHemoglobin Shifts to High2 participants
TotalAbnormal Changes in Clinical Laboratory ParametersCreatine Kinase Shifts to Low1 participants
TotalAbnormal Changes in Clinical Laboratory ParametersCreatinine Shifts to High0 participants
TotalAbnormal Changes in Clinical Laboratory ParametersAlkaline Phosphatase Shifts to High1 participants
Primary

Treatment-emergent Adverse Events Related to ADVM-043

Number and proportion of subjects experiencing treatment-related adverse events related to ADVM-043

Time frame: From ADVM-043 infusion through End-of-Study visit at 52 weeks

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Part A: Dose 1Treatment-emergent Adverse Events Related to ADVM-0430 Participants
Part A: Dose 2Treatment-emergent Adverse Events Related to ADVM-0431 Participants
Part A: Dose 3Treatment-emergent Adverse Events Related to ADVM-0432 Participants
Secondary

Change in Plasma Concentrations of M-specific A1AT up to 52 Weeks

Change from baseline at Week 52 of plasma concentration of M-specific A1AT for subjects who did not receive PAT post-dose Note: 1. Two subjects in Dose 1 Arm/Group, had results available at Week 52; the remaining 4 subjects in Dose 2 Arm/Group and Dose 3 Arm/Group had resumed PAT therapy after Week 24, and their results were censored from the Week 52 timepoint. 2. While data on the Total Plasma Concentrations of A1AT up to 52 Weeks were collected for 1 study participant in Part A: Dose 3, no data were collected on the Change in Plasma Concentrations of M-specific A1AT due to the initiation of PAT after 24 weeks in Part A: Dose 3 subjects.

Time frame: At Week 52

Population: Not analyzed per the statistical analysis plan because participants initiated PAT therapy

ArmMeasureValue (MEAN)Dispersion
Part A: Dose 1Change in Plasma Concentrations of M-specific A1AT up to 52 Weeks88.050 uMStandard Deviation 19.955
TotalChange in Plasma Concentrations of M-specific A1AT up to 52 Weeks88.050 uMStandard Deviation 19.955
Secondary

Changes in Total Plasma Concentrations of A1AT up to 52 Weeks

Change from baseline at Week 24 and Week 52 of total A1At plasma concentration for subjects who did not receive PAT post -dose

Time frame: At Week 52

Population: Not analyzed per the statistical analysis plan because participant initiated PAT therapy

ArmMeasureGroupValue (MEAN)
Part A: Dose 1Changes in Total Plasma Concentrations of A1AT up to 52 WeeksMean change from Baseline at Week 24 serum Total Protein1.230 uM
Part A: Dose 1Changes in Total Plasma Concentrations of A1AT up to 52 WeeksMean change from Baseline at Week 52 serum Total Protein1.220 uM
Part A: Dose 2Changes in Total Plasma Concentrations of A1AT up to 52 WeeksMean change from Baseline at Week 24 serum Total Protein1.870 uM
Part A: Dose 3Changes in Total Plasma Concentrations of A1AT up to 52 WeeksMean change from Baseline at Week 52 serum Total Protein0.640 uM
Part A: Dose 3Changes in Total Plasma Concentrations of A1AT up to 52 WeeksMean change from Baseline at Week 24 serum Total Protein1.145 uM
TotalChanges in Total Plasma Concentrations of A1AT up to 52 WeeksMean change from Baseline at Week 24 serum Total Protein1.415 uM
TotalChanges in Total Plasma Concentrations of A1AT up to 52 WeeksMean change from Baseline at Week 52 serum Total Protein1.027 uM

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026