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Surfactant Via Endotracheal Tube vs. Laryngeal Mask Airway (LMA) in Preterm Neonates With Respiratory Distress Syndrome

Efficacy of Rescue Surfactant Delivery Via Endotracheal Intubation (INSURE Technique) Versus Laryngeal Mask Airway (LMA) for Respiratory Distress Syndrome (RDS) in Preterm Neonates

Status
Terminated
Phases
Phase 4
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02164734
Enrollment
93
Registered
2014-06-17
Start date
2014-06-30
Completion date
2020-12-31
Last updated
2023-09-21

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Respiratory Distress Syndrome, Newborn

Keywords

surfactant

Brief summary

In this study, newborn babies with respiratory distress syndrome (RDS), receiving oxygen via nasal continuous airway pressure (CPAP) modalities, and needing surfactant treatment will be randomized to standard delivery of surfactant via and endotracheal tube airway (inserted after pre-medication for pain with a short-acting narcotic), or to surfactant delivery via laryngeal mask airway (LMA). The intent is to remove the airways and return babies to non-invasive CPAP support, after surfactant is given. The primary outcome measure is the rate of failure of initial surfactant therapy. Standardized failure criteria are reached: a) early, if the baby is unable to be placed back on non-invasive CPAP (i.e., needs tracheal intubation and mechanical ventilation) or, b) late, if the baby requires ventilation, retreatment with surfactant within 8 hours or more than 2 doses of surfactant. The objective of this protocol is to reduce the need for endotracheal intubation and mechanical ventilation in preterm neonates with RDS needing rescue surfactant therapy by instilling surfactant though an LMA, while achieving comparable efficacy of surfactant treatment. The hypothesis is that surfactant treatment through an LMA will decrease the proportion of babies with RDS who require mechanical ventilation or subsequent intubation, when compared to standard surfactant treatment following endotracheal intubation with sedation.

Detailed description

Respiratory Distress Syndrome (RDS) due to deficiency of pulmonary surfactant is common in preterm newborns. Early treatment with surfactant improves oxygenation, reduces the need for subsequent mechanical ventilation, decreases the incidence of pulmonary air leaks and chronic lung disease and it also reduces mortality in extremely premature newborns. Optimal treatment of RDS includes surfactant therapy and avoidance of invasive mechanical ventilation by using nasal continuous positive airway pressure modes (NCPAP or NIPPV). The current standard method of surfactant delivery requires tracheal intubation and at least brief positive-pressure ventilation, as in the INSURE (Intubation-Surfactant-Extubation) approach. Because tracheal intubation causes pain and vagal-mediated physiologic instability in neonates, premedication with atropine and a narcotic is recommended. However, narcotic premedication increases respiratory depression, which may require sustained mechanical ventilation, thus contributing to the failure of INSURE. In a recent trial at our center, standard pretreatment with morphine and atropine was associated with failure of INSURE in more than 2/3 of patients. Consequently, we have recently changed our standard premedication for INSURE to the combination of atropine and remifentanil (a rapid onset, short-acting narcotic). The Laryngeal Mask Airway (LMA) is a commercially available, less invasive artificial airway that does not need to be inserted into the trachea; it is FDA-approved for use in neonates; preliminary data suggest that it can be used for surfactant administration, which in our trial was associated with a lower failure rate than the morphine plus INSURE approach. The main objective of this study protocol is reduce the need for endotracheal intubation and mechanical ventilation in preterm neonates with mild to moderate RDS needing rescue surfactant therapy by instilling surfactant though an LMA. A second objective is to compare the efficacy of surfactant administered via LMA versus endotracheal tube (ETT) in decreasing the severity of RDS. Additionally, we will further evaluate the safety of surfactant administration via LMA. The primary hypothesis is that surfactant therapy delivered via LMA is not inferior to surfactant therapy delivered via transient intubation (INSURE technique) with short-acting narcotic premedication for mild to moderate RDS in preterm neonates. This randomized controlled trial will include babies with mild-to-moderate RDS, less than 48 hours of age, with gestational age 27 0/7 to 36 6/7 weeks, treated with NCPAP (or other NIPPV modality) ≥ 5 cm H2O and FiO2 between 0.30 and 0.60 for at least 2 hours to maintain oxygen saturation by pulse oximetry (SpO2) 90-95%. After informed consent is obtained, babies are randomly assigned (from sealed, opaque, consecutively numbered envelopes), to ETT or LMA groups. The ETT group is managed according to our current INSURE approach to surfactant therapy (endotracheal intubation following premedication with atropine + remifentanil), whereas the LMA group will be pre-medicated with atropine before LMA insertion for surfactant administration. Both groups will receive Infasurf (3mL/kg) instilled in 2 aliquots via their respective airway, followed by PPV for at least 5 minutes. The artificial airway will be removed and the patient returned to NCPAP/NIPPV by 15 minutes, if spontaneous respirations are adequate. Indications for surfactant re-dosing and mechanical ventilation will be equivalent for both groups. Babies will continue or initiate assisted ventilation via ETT if any of the following occurs: * Persistent apnea; * Severe retractions; * Inability to wean FiO2 \< 60% Criteria for re-dosing with surfactant: 1. Within 8 hours after first dose of surfactant: • FiO2 20% higher than the baseline FiO2, after excluding other obvious causes of respiratory insufficiency such as pneumothorax. If early re-dosing of surfactant is needed in patients of either group, it will be administered via ETT (i.e., LMA patients will be intubated, and will receive the dose of surfactant via ETT) 2. Beyond 8 hours of the first dose of surfactant: * FiO2 is ≥ 60%, or; * FiO2 is ≥ 30% associated with worsening clinical signs of RDS. If late re-dosing is needed in patients of the LMA group, use of the LMA is permitted for the second dose. In the ETT group, all doses are given via the ETT.

Interventions

DEVICEEndotracheal intubation
DEVICELaryngeal mask airway
DRUGremifentanil

additional premedication in the endotracheal intubation/INSURE arm

Sponsors

University of Rochester
CollaboratorOTHER
ONY
CollaboratorINDUSTRY
Albany Medical College
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
2 Hours to 48 Hours
Healthy volunteers
No

Inclusion criteria

* Mild-to-moderate RDS; * Postnatal age 2 to 48 hours; * Gestational age 27 0/7 to 36 6/7 weeks; * Treated with nasal CPAP modalities ≥ 5 cm H2O and FiO2 between 0.30 and 0.60 for at least 2 hours to maintain SpO2 90-95%; * Informed consent

Exclusion criteria

* Weight \< 800 g; * Airway anomalies; * Pulmonary air leaks; * Craniofacial or cardiothoracic malformations

Design outcomes

Primary

MeasureTime frameDescription
Number of Participants Failing to Avoid Invasive Mechanical Ventilation120 hoursFailure of surfactant therapy in avoiding invasive mechanical ventilation or clinically equivalent outcomes (FiO2 \> 0.60 to maintain target SpO2, second dose of surfactant within 8 hours, or more than 2 total doses of surfactant)

Secondary

MeasureTime frameDescription
Number of Surfactant Doses120 hoursMean number of surfactant doses per patient
Days on Any Respiratory Support3 monthsDays on any respiratory support (i.e., other than breathing room air)
Rate of Pneumothorax120 hoursproportion of participants with pneumothorax diagnosed radiologically or by transillumination
Number of Participants With Complications During Insertion of LMA or Endotracheal Tube120 hoursbradycardia, airway obstruction, or cardiopulmonary resuscitation
Mortality Rate3 monthsMortality prior to hospital discharge (any cause)
Rate of Bronchopulmonary Dysplasia (O2 Dependence at the Later of 28 Days of Age or 36 Weeks Postmenstrual Age)3 monthsDefined as oxygen requirement at 36 weeks postmenstrual age if gestational age less than 33 weeks, or beyond 28 days of age if gestational age greater than 32 weeks

Other

MeasureTime frameDescription
Number of Participants With Early Failure of Surfactant Therapy1 hourneed of mechanical ventilation within 1 hour of surfactant therapy

Countries

United States

Participant flow

Participants by arm

ArmCount
Endotracheal Intubation
Endotracheal intubation for surfactant administration, following remifentanil and atropine pre-medication Endotracheal intubation remifentanil: additional premedication in the endotracheal intubation/INSURE arm
42
Laryngeal Mask Airway
Laryngeal mask airway insertion for surfactant administration, following atropine pre-medication Laryngeal mask airway
51
Total93

Baseline characteristics

CharacteristicEndotracheal IntubationLaryngeal Mask AirwayTotal
Age, Continuous31.6 Gestational weeks
STANDARD_DEVIATION 2.6
31.7 Gestational weeks
STANDARD_DEVIATION 2.1
31.7 Gestational weeks
STANDARD_DEVIATION 2.4
Birth weight (grams)1848 grams
STANDARD_DEVIATION 676
1926 grams
STANDARD_DEVIATION 555
1891 grams
STANDARD_DEVIATION 610
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants2 Participants2 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
42 Participants49 Participants91 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
2 Participants2 Participants4 Participants
Race (NIH/OMB)
More than one race
0 Participants2 Participants2 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
40 Participants47 Participants87 Participants
Region of Enrollment
United States
42 participants51 participants93 participants
Sex: Female, Male
Female
20 Participants21 Participants41 Participants
Sex: Female, Male
Male
22 Participants30 Participants52 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
1 / 420 / 51
other
Total, other adverse events
3 / 421 / 51
serious
Total, serious adverse events
1 / 420 / 51

Outcome results

Primary

Number of Participants Failing to Avoid Invasive Mechanical Ventilation

Failure of surfactant therapy in avoiding invasive mechanical ventilation or clinically equivalent outcomes (FiO2 \> 0.60 to maintain target SpO2, second dose of surfactant within 8 hours, or more than 2 total doses of surfactant)

Time frame: 120 hours

Population: Analysis by intention-to-treat

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Endotracheal IntubationNumber of Participants Failing to Avoid Invasive Mechanical Ventilation12 Participants
Laryngeal Mask AirwayNumber of Participants Failing to Avoid Invasive Mechanical Ventilation10 Participants
Secondary

Days on Any Respiratory Support

Days on any respiratory support (i.e., other than breathing room air)

Time frame: 3 months

ArmMeasureValue (MEDIAN)
Endotracheal IntubationDays on Any Respiratory Support9 days
Laryngeal Mask AirwayDays on Any Respiratory Support9 days
Secondary

Mortality Rate

Mortality prior to hospital discharge (any cause)

Time frame: 3 months

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Endotracheal IntubationMortality Rate1 Participants
Laryngeal Mask AirwayMortality Rate0 Participants
Secondary

Number of Participants With Complications During Insertion of LMA or Endotracheal Tube

bradycardia, airway obstruction, or cardiopulmonary resuscitation

Time frame: 120 hours

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Endotracheal IntubationNumber of Participants With Complications During Insertion of LMA or Endotracheal Tube3 Participants
Laryngeal Mask AirwayNumber of Participants With Complications During Insertion of LMA or Endotracheal Tube1 Participants
Secondary

Number of Surfactant Doses

Mean number of surfactant doses per patient

Time frame: 120 hours

ArmMeasureValue (MEAN)Dispersion
Endotracheal IntubationNumber of Surfactant Doses1.6 surfactant dosesStandard Deviation 0.7
Laryngeal Mask AirwayNumber of Surfactant Doses1.6 surfactant dosesStandard Deviation 0.8
Secondary

Rate of Bronchopulmonary Dysplasia (O2 Dependence at the Later of 28 Days of Age or 36 Weeks Postmenstrual Age)

Defined as oxygen requirement at 36 weeks postmenstrual age if gestational age less than 33 weeks, or beyond 28 days of age if gestational age greater than 32 weeks

Time frame: 3 months

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Endotracheal IntubationRate of Bronchopulmonary Dysplasia (O2 Dependence at the Later of 28 Days of Age or 36 Weeks Postmenstrual Age)2 Participants
Laryngeal Mask AirwayRate of Bronchopulmonary Dysplasia (O2 Dependence at the Later of 28 Days of Age or 36 Weeks Postmenstrual Age)1 Participants
Secondary

Rate of Pneumothorax

proportion of participants with pneumothorax diagnosed radiologically or by transillumination

Time frame: 120 hours

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Endotracheal IntubationRate of Pneumothorax5 Participants
Laryngeal Mask AirwayRate of Pneumothorax6 Participants
Other Pre-specified

Number of Participants With Early Failure of Surfactant Therapy

need of mechanical ventilation within 1 hour of surfactant therapy

Time frame: 1 hour

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Endotracheal IntubationNumber of Participants With Early Failure of Surfactant Therapy5 Participants
Laryngeal Mask AirwayNumber of Participants With Early Failure of Surfactant Therapy1 Participants

Source: ClinicalTrials.gov · Data processed: Feb 13, 2026