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Non-Endoscopic Surveillance for Barrett's Esophagus Following Ablative Therapy

Non-Endoscopic Surveillance for Barrett's Esophagus Following Ablative Therapy

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02106910
Enrollment
138
Registered
2014-04-08
Start date
2014-10-27
Completion date
2018-08-14
Last updated
2020-11-20

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Barrett's Esophagus

Keywords

Barrett's Esophagus, Radiofrequency Ablation

Brief summary

Subjects presenting to University of North Carolina at Chapel Hill (UNC) Hospitals for routine endoscopic surveillance examinations for current Barrett's Esophagus (BE) or after successful radiofrequency ablation (RFA) of dysplastic Barrett's Esophagus (BE) will be offered enrollment in the study. After informed consent, and the same day as the endoscopic procedure, the subject will undergo administration of the Cytosponge assay. The patient will then undergo routine endoscopic surveillance, using a standard Seattle biopsy surveillance protocol. The Cytosponge will be placed in fixative and shipped to the Fitzgerald laboratory at the University of Cambridge for processing according to their established protocols. Tissue biopsies will undergo standard processing and Hematoxylin and Eosin (H&E) staining, with assessment by expert gastrointestinal pathologists at UNC. The primary outcome variables will be sensitivity and specificity of the novel assay, compared against the gold standard of the presence of recurrent BE as detected by upper endoscopy with biopsies. Secondary outcomes include acceptability of the nonendoscopic assay to the patient (assessed by a standardized tool, the Impact of Events Scale, as well as a visual analogue scale), and likelihood of assay positivity as a function of amount of residual disease (as measured by Prague criteria).

Detailed description

Esophageal Adenocarcinoma is a Lethal Cancer with a Rapidly Increasing Incidence. Barrett's Esophagus (BE) is the Strongest Risk Factor for Esophageal Adenocarcinoma. Endoscopic Ablation Induces Reversion of Barrett's Esophagus, and Decreases Progression of Disease. Unfortunately, data demonstrate a risk of recurrence of BE following successful eradication. Recent data published by the candidate and colleagues from the Ablation of Intestinal Metaplasia Containing Dysplasia (AIM Dysplasia) study demonstrate that approximately 25% of subjects who experience successful eradication of dysplastic BE will develop recurrent BE. Therefore, following successful endoscopic ablation, patients receive ongoing endoscopic surveillance. More recently, a simple, non-endoscopic device, termed the Cytosponge, has been developed for endoscopic screening of subjects at risk for BE. Cytosponge demonstrated a sensitivity of 90% and a specificity of 94% for the detection of BE. We expect these investigations to lead to a less costly, highly accurate, less invasive and more preferred screening paradigm for the large number of subjects who have undergone endoscopic ablative therapy. The Cytosponge is a simple, non-endoscopic device developed for endoscopic screening of subjects at risk for Barrett's esophagus (BE) by investigators at the University of Cambridge in the U.K. The Cytosponge is an ingestible capsule enclosing a compressed spherical mesh sponge of 3 cm diameter, the center of which is attached to a string. The capsule and string are swallowed with water. The string is held at the mouth without tension by means of a cardboard tab attached to the string, and esophageal peristalsis and gravity move the capsule into the stomach. After 5 minutes (during which the capsule dissolves and the sponge is liberated), the sponge is withdrawn by gentle traction on the string and as it does so, collects cells from the lining of the esophagus. The sponge is placed in fixative, then the cells are pelleted, and processed into paraffin blocks. The pellets are immunostained with trefoil factor 3, which is interpreted simply as either positive or negative by the presence of any staining.

Interventions

The Cytosponge is a simple, non-endoscopic device developed for endoscopic screening of subjects at risk for Barrett's esophagus (BE) by investigators at the University of Cambridge in the U.K. The Cytosponge is an ingestible gelatin capsule enclosing a compressed spherical polyurethane mesh sponge of 3 cm diameter, the center of which is attached to a string (Astralen, braided synthetic non-absorbable suture) (Figure 1). The capsule and string are swallowed with water. The string is held at the mouth without tension by means of a 7 cm cardboard tab attached to the string, and esophageal peristalsis and gravity move the capsule into the stomach. After 5 to 7 minutes (during which the gelatin capsule dissolves and the sponge is liberated), the sponge is withdrawn by gentle traction on the string and as it does so, collects cells from the lining of the esophagus. The sponge is placed in fixative for 48 hours, then the cells are pelleted, and processed into paraffin blocks

Sponsors

University of Cambridge
CollaboratorOTHER
National Institutes of Health (NIH)
CollaboratorNIH
National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK)
CollaboratorNIH
Medtronic
CollaboratorINDUSTRY
University of North Carolina, Chapel Hill
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
DIAGNOSTIC
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

1. Male or female subjects, age 18-80 years, 2. Meets the following: 2.1. Previous diagnosis of Barrett's Esophagus (BE) with dysplastic low grade dysplasia (LGD) or high grade dysplasia (HGD), as evidenced by both classical endoscopic appearance of salmon-colored mucosa in the tubular esophagus, as well as endoscopic biopsies from the involved areas demonstrating columnar metaplasia with goblet cells. The diagnosis of dysplasia must have been confirmed by a second expert pathologist. Previous endoscopic mucosal resection (EMR) of focal nodular high grade dysplasia (HGD) or superficial intramucosal cancer (IMC) is allowable, as long as the EMR specimen shows complete resection of any IMC with clear margins, and biopsies following ablation confirm excision of the lesion, AND 2.1.1. A history of complete eradication of both dysplasia and intestinal metaplasia by radiofrequency ablation. Complete eradication is defined as a normal endoscopic appearance of the tubular esophagus, and histologic confirmation by biopsies in 4 quadrants every cm from throughout the length of the previous BE (post-RFA cohort).OR 2.2. Current diagnosis of BE, presenting for routine care endoscopy (BE cohort). 3. Good general health, with no severely debilitating diseases, active malignancy, or condition that would interfere with study participation.

Exclusion criteria

1. Current use of blood thinners such as coumadin, warfarin, clopidogrel, heparin and/or low molecular weight heparin (requires discontinuation of medication 5 days prior to and 7 days after esophagogastroduodenoscopy (EGD) and Cytosponge administration, aspirin use is OK). 2. Known bleeding disorder 3. For the post-RFA cohort, prior ablative therapy of the esophagus other than radiofrequency ablation (RFA), including photodynamic therapy (PDT), more than one session of spray cryotherapy, and any other ablation therapies is exclusionary. However, prior endoscopic mucosal resection (EMR) is acceptable and up to two prior treatments of thermal/coagulation therapy (other than RFA) for focal residual disease following otherwise successful RFA therapy is acceptable. 4. History of esophageal stricture precluding passage of the endoscope or sponge, 5. Pregnancy, or planned pregnancy during the course of the study, 6. Any history of esophageal varices, liver impairment of moderate or worse severity (Child's- Pugh class B & C) or evidence of varices noted on any past endoscopy, 7. Any history of esophageal surgery, except for uncomplicated fundoplication, and, 8. History of coagulopathy, with international normalized ratio (INR) \>1.3 and/or platelet count of \<75,000.

Design outcomes

Primary

MeasureTime frameDescription
Cytosponge Acceptability by Number of Participants7 days after BaselineAcceptability will be measured the Impact of Events Scale (IES). This scale was developed to assess the distress associated with a specific life event. Respondents are asked to answer questions to indicate the amount of stress from the event. Scores are calculated with the following scale, (Not at all =0, Rarely =1, Sometimes =3, Often =5). Assessment yields a cumulative score that are calculated from each response, with a total final score ranging from (0-75). High scores represent high test induced distress and lower values represent low distress.
Mean Post Procedure Pain on the Visual Analog ScaleImmediately after Cytosponge removalThe visual analog scale (VAS) is a validated, subjective measure for acute and chronic pain. Scores are recorded by making a handwritten mark on a 100-mm line that represents a continuum between no pain and worst pain. Higher scores are representative of worse pain.
Willingness to Repeat Cytosponge by Number of Participants7 days after BaselineParticipants were asked if they would be willing to repeat the Cytosponge, yes/no.
Mean Procedure Preference Rating7 days after BaselineParticipants were asked to rate both procedures (Cytosponge and esophagogastroduodenoscopy (EGD)) to indicate which procedure they preferred on a scale from 0-10. Higher scores represent greater preference.

Secondary

MeasureTime frameDescription
Cytosponge™ Operating CharacteristicsBaselineThe operating characteristics of the Cytosponge™ technique compared against a gold standard of upper endoscopy with biopsies for endoscopic surveillance was evaluated for sensitivity and specificity in the detection of BE in subjects with current (BE) or history of successful radiofrequency ablation for dysplastic BE. A true positive was considered when both the endoscopic biopsy and the Cytosponge detected the goblet cells characteristic of BE. A false positive was considered when the Cytosponge demonstrated these cells while the biopsies did not. A true negative occurred when neither the biopsies nor the Cytosponge showed goblet cells. A false negative was considered when the biopsies did demonstrate goblet cells while the Cytosponge did not. True Positives (TP) and False Negatives calculate sensitivity: (TP)/(TP + FN); True Negatives (TN) and False Positives (FP) are used to calculate specificity: (TN)/(TN + FP).

Countries

United States

Participant flow

Participants by arm

ArmCount
Participants With Barrett's and no History of Ablation
Participants presenting with Barrett's Esophagus (BE) for routine endoscopic examinations with no history of ablation. Cytosponge Cell Collection Device is indicated for use in the collection and retrieval of surface cells in the esophagus.
49
Participants With Barrett's After Ablation
Participants presenting with Barrett's Esophagus (BE) for routine endoscopic examinations after history of at least one session of Endoscopic Eradiation Therapy (EET). Cytosponge Cell Collection Device is indicated for use in the collection and retrieval of surface cells in the esophagus.
89
Total138

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyLost to Follow-up11

Baseline characteristics

CharacteristicParticipants With Barrett's and no History of AblationTotalParticipants With Barrett's After Ablation
Age, Continuous63.0 years
STANDARD_DEVIATION 10.6
65.2 years
STANDARD_DEVIATION 9.6
66.3 years
STANDARD_DEVIATION 8.8
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants1 Participants1 Participants
Race (NIH/OMB)
White
49 Participants137 Participants88 Participants
Region of Enrollment
United States
49 Participants138 Participants89 Participants
Sex: Female, Male
Female
13 Participants31 Participants18 Participants
Sex: Female, Male
Male
36 Participants107 Participants71 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 490 / 89
other
Total, other adverse events
7 / 4914 / 89
serious
Total, serious adverse events
0 / 490 / 89

Outcome results

Primary

Cytosponge Acceptability by Number of Participants

Acceptability will be measured the Impact of Events Scale (IES). This scale was developed to assess the distress associated with a specific life event. Respondents are asked to answer questions to indicate the amount of stress from the event. Scores are calculated with the following scale, (Not at all =0, Rarely =1, Sometimes =3, Often =5). Assessment yields a cumulative score that are calculated from each response, with a total final score ranging from (0-75). High scores represent high test induced distress and lower values represent low distress.

Time frame: 7 days after Baseline

Population: Data unavailable for 2 participants who did not complete assessment.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Participants With Barrett's and no History of AblationCytosponge Acceptability by Number of ParticipantsNo meaningful impact (Scores 0-8)46 Participants
Participants With Barrett's and no History of AblationCytosponge Acceptability by Number of ParticipantsPowerful Impact Event (Scores 26-43)0 Participants
Participants With Barrett's and no History of AblationCytosponge Acceptability by Number of ParticipantsImpact Event (Scores 9-25)2 Participants
Participants With Barrett's and no History of AblationCytosponge Acceptability by Number of ParticipantsSevere Impact Event (Scores 44-75)0 Participants
Participants With Barrett's After AblationCytosponge Acceptability by Number of ParticipantsSevere Impact Event (Scores 44-75)0 Participants
Participants With Barrett's After AblationCytosponge Acceptability by Number of ParticipantsNo meaningful impact (Scores 0-8)81 Participants
Participants With Barrett's After AblationCytosponge Acceptability by Number of ParticipantsImpact Event (Scores 9-25)6 Participants
Participants With Barrett's After AblationCytosponge Acceptability by Number of ParticipantsPowerful Impact Event (Scores 26-43)1 Participants
Primary

Mean Post Procedure Pain on the Visual Analog Scale

The visual analog scale (VAS) is a validated, subjective measure for acute and chronic pain. Scores are recorded by making a handwritten mark on a 100-mm line that represents a continuum between no pain and worst pain. Higher scores are representative of worse pain.

Time frame: Immediately after Cytosponge removal

Population: Data unavailable for 2 participants who did not complete assessment.

ArmMeasureValue (MEAN)Dispersion
Participants With Barrett's and no History of AblationMean Post Procedure Pain on the Visual Analog Scale19.1 units on a scaleStandard Deviation 17.7
Participants With Barrett's After AblationMean Post Procedure Pain on the Visual Analog Scale17.0 units on a scaleStandard Deviation 17.5
Primary

Mean Procedure Preference Rating

Participants were asked to rate both procedures (Cytosponge and esophagogastroduodenoscopy (EGD)) to indicate which procedure they preferred on a scale from 0-10. Higher scores represent greater preference.

Time frame: 7 days after Baseline

Population: Data unavailable for 2 participants who did not complete assessment.

ArmMeasureGroupValue (MEAN)Dispersion
Participants With Barrett's and no History of AblationMean Procedure Preference RatingCytosponge Rating, On scale of 1-107.8 Units on a scaleStandard Deviation 2.3
Participants With Barrett's and no History of AblationMean Procedure Preference RatingEGD Rating, On scale of 1-109.2 Units on a scaleStandard Deviation 1.4
Participants With Barrett's After AblationMean Procedure Preference RatingCytosponge Rating, On scale of 1-107.9 Units on a scaleStandard Deviation 2
Participants With Barrett's After AblationMean Procedure Preference RatingEGD Rating, On scale of 1-109.1 Units on a scaleStandard Deviation 1.5
Primary

Willingness to Repeat Cytosponge by Number of Participants

Participants were asked if they would be willing to repeat the Cytosponge, yes/no.

Time frame: 7 days after Baseline

Population: Data unavailable for 3 participants who did not complete assessment.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Participants With Barrett's and no History of AblationWillingness to Repeat Cytosponge by Number of ParticipantsYes44 Participants
Participants With Barrett's and no History of AblationWillingness to Repeat Cytosponge by Number of ParticipantsNo3 Participants
Participants With Barrett's After AblationWillingness to Repeat Cytosponge by Number of ParticipantsYes86 Participants
Participants With Barrett's After AblationWillingness to Repeat Cytosponge by Number of ParticipantsNo2 Participants
Secondary

Cytosponge™ Operating Characteristics

The operating characteristics of the Cytosponge™ technique compared against a gold standard of upper endoscopy with biopsies for endoscopic surveillance was evaluated for sensitivity and specificity in the detection of BE in subjects with current (BE) or history of successful radiofrequency ablation for dysplastic BE. A true positive was considered when both the endoscopic biopsy and the Cytosponge detected the goblet cells characteristic of BE. A false positive was considered when the Cytosponge demonstrated these cells while the biopsies did not. A true negative occurred when neither the biopsies nor the Cytosponge showed goblet cells. A false negative was considered when the biopsies did demonstrate goblet cells while the Cytosponge did not. True Positives (TP) and False Negatives calculate sensitivity: (TP)/(TP + FN); True Negatives (TN) and False Positives (FP) are used to calculate specificity: (TN)/(TN + FP).

Time frame: Baseline

Population: Data unavailable for 2 participants who did not complete assessment.

ArmMeasureGroupValue (NUMBER)
Participants With Barrett's and no History of AblationCytosponge™ Operating CharacteristicsSpecificity to detect BE92.00 percentage of participants
Participants With Barrett's and no History of AblationCytosponge™ Operating CharacteristicsSensitivity to detect BE80.00 percentage of participants
Participants With Barrett's and no History of AblationCytosponge™ Operating CharacteristicsAssay AccuracyNA percentage of participants
Participants With Barrett's After AblationCytosponge™ Operating CharacteristicsSpecificity to detect BE85.00 percentage of participants
Participants With Barrett's After AblationCytosponge™ Operating CharacteristicsSensitivity to detect BE74.00 percentage of participants
Participants With Barrett's After AblationCytosponge™ Operating CharacteristicsAssay Accuracy84.00 percentage of participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026