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Clinical Evaluation of HW005 Ventricular Assist System for the Treatment of Advanced Heart Failure in Japan

Clinical Evaluation of the HW005 Ventricular Assist System for the Treatment of Advanced Heart Failure

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02091440
Acronym
HW005
Enrollment
6
Registered
2014-03-19
Start date
2014-03-31
Completion date
2018-12-06
Last updated
2019-09-09

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Heart Failure

Keywords

Medical Device, Thoracic Surgical Procedure, Pumps Heart Assist, Ventricular Assist Device

Brief summary

The purpose of the study is to evaluate the safety and effectiveness of the HW005 System in patients listed for cardiac transplantation with refractory, advanced heart failure at risk of death.

Detailed description

The primary endpoint is success at 180 days which is expressed as a simple proportion and defined as alive on the originally implanted HW005 or transplanted or explanted for recovery. Patients must survive 60 days post-explant for recovery to be considered successful. The primary endpoint is not statistically powered. The six eligible implanted cases will be evaluated as a proportion of success accompanied by a 95% exact confidence interval and presented alongside the ADVANCE results for visual comparison.

Interventions

DEVICEImplant of the HW005 Ventricular Assist System.

The HW005 Pump is in implantable centrifugal pump that was designed to provide flows up to 10 L/min. It is a small device which is both lightweight and simple to use.

Sponsors

Medtronic Cardiac Rhythm and Heart Failure
Lead SponsorINDUSTRY

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
No minimum to 65 Years
Healthy volunteers
No

Inclusion criteria

1. Patients with irreversible end-stage heart failure of New York Heart Association (NYHA) class III or IV and a history of class IV who are eligible for heart transplantation. 2. Patients who are dependent on medication of inotropes or intra-aortic balloon pump (IABP). 3. Body Surface Area (BSA) ≥1.2 m2. In addition other factors may be taken into consideration, including chest size, abdominal fat (lack of abdominal fat may preclude a pump pocket) and any other physical characteristics that might be benefited by an intra-pericardial pump in a small person. 4. Patients who are aged less than 65 years of age. 5. Patients must be able to understand the limits and complications associated with the HW005 Ventricular Assist System. 6. Female patients of childbearing potential must agree on contraception for the duration of the study. 7. The patient or the legal representative has signed the informed consent form.

Exclusion criteria

1. Severe illness other than heart disease which would exclude cardiac transplantation. 2. Inadequate family/social support. 3. Active, uncontrolled infection despite appropriate antibiotic, antiviral or antifungal treatment. 4. Existence of any ongoing mechanical circulatory support (MCS) other than an IABP. 5. Prior cardiac transplant or cardiomyoplasty. 6. Acute myocardial infarction within 14 days of implant. 7. Uncorrected thrombocytopenia or generalized coagulopathy. 8. Intolerance to anticoagulant or antiplatelet therapies or any other peri- or postoperative therapy that the investigator may administer based upon the patient's health status. 9. Patients for whom the use of a left ventricular assist device (LVAD) is contraindicated due to an ongoing aortic/cardiac aneurysm, intraventricular septum rupture and/or use of a mechanical heart valve. 10. Etiology of heart failure is due to, or associated with, uncorrected thyroid disease, obstructive cardiomyopathy, pericardial disease, amyloidosis, active myocarditis or restrictive cardiomyopathy. 11. Patients with irreversible hepatic dysfunction. 12. Patients with irreversible renal dysfunction. 13. Pregnancy. 14. Patients with serious chronic obstructive pulmonary disease (COPD) (Forced Expiratory Volume in the first second (FEV1) \< 50%). 15. Pulmonary vascular resistance is unresponsive (fixed) to pharmacologic manipulation as demonstrated by a pulmonary artery systolic pressure exceeding 60mmHg in conjunction with any one of the two following variables: * Pulmonary vascular resistance is greater than 6 Woods Units or * Transpulmonary gradient exceeds 15 mmHg 16. Cardiothoracic surgery within 14 days of implantation. 17. Peripheral vascular disease with rest pain or ischemic ulcers of the extremities. 18. Pulmonary embolus within three weeks of enrollment as documented by computed tomography (CT) scan or nuclear scan. 19. Patients have moderate to severe aortic insufficiency without plans for correction during pump implantation surgery. Correction may include aortic valve repair at the time of implant. 20. The patient who has advanced calcification in the ascending aorta and/or the descending aorta. 21. Serious right heart failure as defined by the anticipated need for right ventricular assist device (RVAD) support or extracorporeal membrane oxygenation (ECMO) at the time of screening. 22. Patients with severe central nervous system disorder or severe cerebral vascular disorder. 23. Patients with a history of drug intoxication, alcohol dependence. 24. Patients unwilling or unable to comply with study requirements. 25. Patients who refuse transfusion. 26. Patients who in the investigator judgement are deemed to be unsuitable as a subject. 27. Patients who are participating in another clinical trial involving investigational drugs or devices.

Design outcomes

Primary

MeasureTime frameDescription
Number of Participants Alive on the Implanted HW005 Ventricular Assist System or Transplanted or Explanted for Recovery at 180 Days180 daysThe primary endpoint is success at 180 days which is defined as alive on the originally implanted HW005 Ventricular Assist System or transplanted or explanted for recovery. Patients must survive 60 days post-explant for recovery to be considered successful.

Secondary

MeasureTime frameDescription
Incidence of All Serious Adverse Events (SAEs) and Unanticipated Adverse Device Effects (UADEs)Through study completion, an average of 44.5 monthsSAEs are defined as events that result in death, are life-threatening, result in permanent disability, require medical treatment to prevent permanent disability or require surgical intervention or hospitalization. UADEs are defined as any serious adverse device effect which by its nature, incidence, severity or outcome has not been identified in the current version of the risk analysis report. Events were categorized using the Japanese registry for Mechanically Assisted Circulatory Support (J-MACS) definitions.
Incidence of All Device Failures and Device Malfunctions.Through study completion, an average of 44.5 monthsThe device failures and malfunctions are the failures on pumping function due to thrombosis inside/outside of the implanted pump, the mechanical failures of the implanted components, the mechanical failures of the external components and the failures due to the user. Events were categorized using the J-MACS definitions.
Number of Participants Alive on the Implanted HW005 Ventricular Assist System at 180 Days180 days
Change in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsScreening, Month 6 (180 days) and Month 24 (after FU completion)The New York Heart Association (NYHA) Functional Classification places patients with heart failure in one of four categories based on how much they are limited during physical activity. Class I (best): No limitation of physical activity. Class II: Slight limitation of physical activity. Comfortable at rest. Class III: Marked limitation of physical activity. Comfortable at rest. Class IV (worst): Unable to carry on any physical activity without discomfort. Symptoms of heart failure at rest. A shift from a higher class (e.g. Class IV) to a lower class (e.g. Class II) indicates an improvement in patient health and functional status.
Change in Patient 6-minute Walk Distance (Patient Functional Status) at 6 and 24 MonthsScreening, Month 6 (180 days) and Month 24 (after FU completion)For the 6-minute walk test, the patient is asked to walk for 6 minutes. The total distance walked is measured. Values in the table were calculated as the value at Month 6 (180 days) minus Screening and at Month 24 (after FU completion) minus Screening. A positive change in 6-minute walk distance indicates an improvement in health and functional status.
Change in Kansas City Cardiomyopathy Questionnaire (KCCQ) Quality of Life Score at 6 and 24 MonthsScreening, Month 6 (180 days) and Month 24 (after follow-up (FU) completion)The KCCQ is a self-evaluation questionnaire for patients with heart failure to assess the severity of their symptoms how it may affect their lives. Scores range between 0 (worst) - 100 (best). Values in the table were calculated as the value at Month 6 (180 days) minus Screening and at Month 24 (after FU completion) minus Screening. The positive change in KCCQ score indicates an improvement in patient Quality of Life.

Countries

Japan

Participant flow

Participants by arm

ArmCount
HW005 Ventricular Assist System
Implant of the HW005 Ventricular Assist System.: The HW005 Pump is an implantable centrifugal pump that was designed to provide flows up to 10 L/min. It is a small device which is both lightweight and simple to use.
6
Total6

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyDeath2

Baseline characteristics

CharacteristicHW005 Ventricular Assist System
Age, Categorical
<=18 years
0 Participants
Age, Categorical
>=65 years
0 Participants
Age, Categorical
Between 18 and 65 years
6 Participants
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Clinical Summary Score
56.4 units on a scale
STANDARD_DEVIATION 33.89
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Overall Summary Score
45.5 units on a scale
STANDARD_DEVIATION 28.44
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Physical Limitation
45.0 units on a scale
STANDARD_DEVIATION 31.69
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Quality of Life
31.9 units on a scale
STANDARD_DEVIATION 27.09
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Self-Efficacy
75.0 units on a scale
STANDARD_DEVIATION 22.36
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Social Limitation
9.4 units on a scale
STANDARD_DEVIATION 13.26
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Symptom Burden
69.4 units on a scale
STANDARD_DEVIATION 38.97
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Symptom Frequency
66.0 units on a scale
STANDARD_DEVIATION 39.91
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Symptom Stability
37.5 units on a scale
STANDARD_DEVIATION 26.22
Kansas City Cardiomyopathy Questionnaire (KCCQ) scores
KCCQ Total Symptom Score
67.7 units on a scale
STANDARD_DEVIATION 39.32
New York Heart Association (NYHA) Classification
Class I
0 Participants
New York Heart Association (NYHA) Classification
Class II
0 Participants
New York Heart Association (NYHA) Classification
Class III
3 Participants
New York Heart Association (NYHA) Classification
Class IV
3 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
6 Participants
Race (NIH/OMB)
Black or African American
0 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
0 Participants
Region of Enrollment
Japan
6 participants
Sex: Female, Male
Female
3 Participants
Sex: Female, Male
Male
3 Participants
Six-Minute Walk Test135.8 meters
STANDARD_DEVIATION 160.12

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
2 / 6
other
Total, other adverse events
6 / 6
serious
Total, serious adverse events
5 / 6

Outcome results

Primary

Number of Participants Alive on the Implanted HW005 Ventricular Assist System or Transplanted or Explanted for Recovery at 180 Days

The primary endpoint is success at 180 days which is defined as alive on the originally implanted HW005 Ventricular Assist System or transplanted or explanted for recovery. Patients must survive 60 days post-explant for recovery to be considered successful.

Time frame: 180 days

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
HW005 Ventricular Assist SystemNumber of Participants Alive on the Implanted HW005 Ventricular Assist System or Transplanted or Explanted for Recovery at 180 Days6 Participants
Secondary

Change in Kansas City Cardiomyopathy Questionnaire (KCCQ) Quality of Life Score at 6 and 24 Months

The KCCQ is a self-evaluation questionnaire for patients with heart failure to assess the severity of their symptoms how it may affect their lives. Scores range between 0 (worst) - 100 (best). Values in the table were calculated as the value at Month 6 (180 days) minus Screening and at Month 24 (after FU completion) minus Screening. The positive change in KCCQ score indicates an improvement in patient Quality of Life.

Time frame: Screening, Month 6 (180 days) and Month 24 (after follow-up (FU) completion)

ArmMeasureGroupValue (MEAN)Dispersion
HW005 Ventricular Assist SystemChange in Kansas City Cardiomyopathy Questionnaire (KCCQ) Quality of Life Score at 6 and 24 MonthsMonth 622.2 score on a scaleStandard Deviation 12.55
HW005 Ventricular Assist SystemChange in Kansas City Cardiomyopathy Questionnaire (KCCQ) Quality of Life Score at 6 and 24 MonthsMonth 2419.4 score on a scaleStandard Deviation 11.39
95% CI: [7.5, 31.4]
Secondary

Change in NYHA Patient Classification (Patient Functional Status) at 6 and 24 Months

The New York Heart Association (NYHA) Functional Classification places patients with heart failure in one of four categories based on how much they are limited during physical activity. Class I (best): No limitation of physical activity. Class II: Slight limitation of physical activity. Comfortable at rest. Class III: Marked limitation of physical activity. Comfortable at rest. Class IV (worst): Unable to carry on any physical activity without discomfort. Symptoms of heart failure at rest. A shift from a higher class (e.g. Class IV) to a lower class (e.g. Class II) indicates an improvement in patient health and functional status.

Time frame: Screening, Month 6 (180 days) and Month 24 (after FU completion)

ArmMeasureGroupCategoryValue (COUNT_OF_PARTICIPANTS)
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsScreeningClass I0 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsScreeningClass II0 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsScreeningClass III3 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsScreeningClass IV3 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsMonth 6Class I1 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsMonth 6Class II5 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsMonth 6Class III0 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsMonth 6Class IV0 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsMonth 24Class I2 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsMonth 24Class II3 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsMonth 24Class III1 Participants
HW005 Ventricular Assist SystemChange in NYHA Patient Classification (Patient Functional Status) at 6 and 24 MonthsMonth 24Class IV0 Participants
Secondary

Change in Patient 6-minute Walk Distance (Patient Functional Status) at 6 and 24 Months

For the 6-minute walk test, the patient is asked to walk for 6 minutes. The total distance walked is measured. Values in the table were calculated as the value at Month 6 (180 days) minus Screening and at Month 24 (after FU completion) minus Screening. A positive change in 6-minute walk distance indicates an improvement in health and functional status.

Time frame: Screening, Month 6 (180 days) and Month 24 (after FU completion)

ArmMeasureGroupValue (MEAN)Dispersion
HW005 Ventricular Assist SystemChange in Patient 6-minute Walk Distance (Patient Functional Status) at 6 and 24 MonthsMonth 6198.2 MetersStandard Deviation 217.01
HW005 Ventricular Assist SystemChange in Patient 6-minute Walk Distance (Patient Functional Status) at 6 and 24 MonthsMonth 24130.0 MetersStandard Deviation 275.32
95% CI: [-158.9, 418.9]
Secondary

Incidence of All Device Failures and Device Malfunctions.

The device failures and malfunctions are the failures on pumping function due to thrombosis inside/outside of the implanted pump, the mechanical failures of the implanted components, the mechanical failures of the external components and the failures due to the user. Events were categorized using the J-MACS definitions.

Time frame: Through study completion, an average of 44.5 months

ArmMeasureValue (NUMBER)
HW005 Ventricular Assist SystemIncidence of All Device Failures and Device Malfunctions.1.66 event rate per patient year
Secondary

Incidence of All Serious Adverse Events (SAEs) and Unanticipated Adverse Device Effects (UADEs)

SAEs are defined as events that result in death, are life-threatening, result in permanent disability, require medical treatment to prevent permanent disability or require surgical intervention or hospitalization. UADEs are defined as any serious adverse device effect which by its nature, incidence, severity or outcome has not been identified in the current version of the risk analysis report. Events were categorized using the Japanese registry for Mechanically Assisted Circulatory Support (J-MACS) definitions.

Time frame: Through study completion, an average of 44.5 months

ArmMeasureGroupValue (NUMBER)
HW005 Ventricular Assist SystemIncidence of All Serious Adverse Events (SAEs) and Unanticipated Adverse Device Effects (UADEs)J-MACS SAEs1.24 event rate per patient year
HW005 Ventricular Assist SystemIncidence of All Serious Adverse Events (SAEs) and Unanticipated Adverse Device Effects (UADEs)UADEs0 event rate per patient year
Secondary

Number of Participants Alive on the Implanted HW005 Ventricular Assist System at 180 Days

Time frame: 180 days

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
HW005 Ventricular Assist SystemNumber of Participants Alive on the Implanted HW005 Ventricular Assist System at 180 Days6 Participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026