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Cervical Spondylotic Myelopathy Surgical Trial

Cervical Spondylotic Myelopathy Surgical Trial

Status
Active, not recruiting
Phases
Unknown
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02076113
Enrollment
269
Registered
2014-03-03
Start date
2014-04-01
Completion date
2026-12-30
Last updated
2026-02-20

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Cervical Spondylosis With Myelopathy

Keywords

cervical spondylotic myelopathy, degenerative cervical spondylosis, spinal fusion

Brief summary

The purpose of the study is to determine the optimal surgical approach (ventral vs dorsal) for patients with multi-level cervical spondylotic myelopathy (CSM). There are no established guidelines for the management of patients with CSM, which represents the most common cause of spinal cord injury and dysfunction in the US and in the world. This study aims to test the hypothesis that ventral surgery is associated with superior Short Form-36 physical component Score (SF-36 PCS) outcome at one year follow-up compared to dorsal approaches and that both ventral and dorsal surgery improve symptoms of spinal cord dysfunction measured using the modified Japanese Orthopedic Association Score (mJOA). A secondary hypothesis is that health resource utilization for ventral surgery, dorsal fusion, and laminoplasty surgery are different. A third hypothesis is that cervical sagittal balance post-operatively is a significant predictor of SF-36 PCS outcome.

Detailed description

Patients' images will be transmitted electronically (without identifying information) to a group of 15 CSM surgeon investigators for their expert opinion. They will provide their opinion on surgical strategy. Equipoise for randomization will be established using this spinal experts network polling mechanism. If randomized, the patient will be randomized to one of the two treatment approaches - either Ventral (front) (treatment A) or Dorsal (back) (treatment B) approach. If randomized to treatment A (front surgery), the patient will receive decompression/fusion from the front of the neck. If randomized to treatment B (dorsal/back surgery), then the patient and their surgeon will select which posterior procedure they will receive (either dorsal decompression/fusion or dorsal laminoplasty). Treatment A: Decompression/fusion from the front of the neck. Treatment B: Dorsal/posterior neck surgery (one of the two surgical procedures listed below): Dorsal decompression/fusion or dorsal laminoplasty (no fusion) Functional outcomes will be determined using well-known quantitative scales (SF-36, Oswestry Neck Disability Index (NDI), mJOA, and EuroQol-5D). These instruments will be administered pre-op, 3 months, 6 months, and at 1 year. Additionally, functional outcomes instruments (SF-36, Oswestry Neck Disability Index, and EuroQol-5D) will be collected annually at years 2,3,4 and 5. Pre-op imaging will include a cervical MRI and cervical CT as well as cervical flexion/extension films and standing cervical-thoracic-lumbar-sacral x-ray . A cervical MRI will be performed at 3 months. At 1 year (randomized patients only) will undergo cervical flexion/ extension xrays and standing cervical-thoracic-lumbar-sacral x-ray . A cervical CT will be performed only if the Oswestry NDI score is \> 30.

Interventions

PROCEDUREVentral (Front) decompression with Fusion

Ventral decompression and fusion will be performed using a multi-level discectomy (including partial or single level corpectomy) with fusion and plating. Allograft will be used at each disc space and all compressive osteophytes will be removed using the operating microscope. Fixation will be performed with rigid, semi-constrained, or dynamic titanium plates to optimize fusion and minimize complications.

PROCEDUREDorsal (Back) Decompression with Fusion

Dorsal decompression and fusion will be performed using midline cervical laminectomy with the application of lateral mass screws and rods for rigid fixation. All surgeons will use local bone and allograft as needed to perform a lateral mass fusion, which typically will include one level rostral to the levels decompressed.

PROCEDUREDorsal (back) Laminoplasty

Laminoplasty will be performed using an open-door approach with the application of plates and screws at each treated level. Ceramic or allograft laminar spacers (surgeon's choice) can be used with plates and screws to expand the canal diameter.

Sponsors

Lahey Clinic
Lead SponsorOTHER
Patient-Centered Outcomes Research Institute
CollaboratorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
45 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

* CSM (≥2 levels of spinal cord compression from C3 to C7) * Present with ≥2 of the following symptoms/signs: clumsy hands, gait disturbance, hyperreflexia, up going toes, bladder dysfunction.

Exclusion criteria

* C2-C7 kyphosis\>5º (measured in standing neutral cervical spine radiograph), * Segmental kyphotic deformity (defined by ≥3 osteophytes extending dorsal to a C2-C7 dorsal-caudal line measured on cervical spine CT), * Structurally significant ossification of posterior longitudinal ligament (OPLL - measured on cervical spine CT), * Previous cervical spine surgery * Significant active health-related co-morbidity (Anesthesia Class IV or higher).

Design outcomes

Primary

MeasureTime frameDescription
Measurement of Change in Short Form 36 (SF 36) Physical Component Score (PCS) From Baseline to 1 Year and 2 Year1 year and 2 yearStandardized measure of patient's functional health and well being as reported by the patient. The SF-36 physical component summary (PCS) scores range from 0 to 100, with higher scores representing better quality of life.

Secondary

MeasureTime frameDescription
EuroQol-5DPre-operative, 1 year and 2 yearStandardized measure of health related quality of life. For the EQ-5D score, 0 indicates death and 1 indicates a perfect health state. EQ-5D scores between 0.6 and 0.7 represent a moderate but significant reduction in overall health-related quality of life.
Short Form-36 (SF-36) Physical Component Summary (PCS) ScorePre-operative, 1 year and 2 yearStandardized measure of patient's functional health and well being as reported by the patient. The SF-36 physical component summary (PCS) scores range from 0 to 100, with higher scores representing better quality of life. A typical patient with cervical myelopathy who is being recommended surgery would have a score between 30 and 40.
Modified Japanese Orthopedic Association Score mJOAPre-operative and 1 yearShort instrument for the functional assessment of patients. The scale ranges from 0 to 17, with higher scores representing less dysfunction due to myelopathy. A typical patient with moderate cervical myelopathy has an mJOA score between 12 and 14.
Sagittal Balance Measurements1 yearSagittal vertical axis was measured at 1 year postoperatively.
Cumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyWithin 1 year of surgeryPatient diary capturing out of pocket health utilization related to cervical surgery. The cumulative health resource utilization over 1-year is reported for the 'as treated' cohorts. Patients reported diagnostic imaging (MRI, x-ray, or CT), along with physical therapy and ongoing (at 1 year) physical therapy, opioid use and ongoing (at 1 year) opioid use, along with appointments with physicians. Data was collected at 1, 3, and 6 months and 1 year after surgery. The data presented is accumulative over the 1 year after surgery.
Number of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPre-operative, 1, 3 and 6 months and 1 yearWork status was recorded for all patients (working full-time; working part-time; not working, unable to work; not working, but able to work; or retired) at each follow-up through 1 year.
Number of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyComplications were assessed at 2 years and categorized to have occurred within 30 days, 1 year or within 2 years.Major complications included adverse events that were ongoing at 3 months, reoperations within 2 years, and 30-day readmissions. Minor complications were those that resolved within 3 months. All cases of postoperative motor radiculopathy were related to C5 nerve root dysfunction.
Oswestry Neck Disability Index (NDI)Pre-operative, 1 year and 2 yearStandard instrument for measuring self-rated disability secondary to neck pain. The NDI ranges from 0 to 100, with lower scores representing less disability. A typical patient with moderate neck pain and disability would have a score between 20 and 40.
Number of Participants With Unresolved Swallowing Difficulty (Complication) at 3 Months3 months, 1 yearDysphagia is considered swallowing difficulty. Difficulty swallowing that resolved within 3 months was considered a minor complication, while prolonged (on going after 3 months) dysphagia was considered a major complication.

Countries

Canada, United States

Contacts

PRINCIPAL_INVESTIGATORZoher Ghogawala, MD

Lahey Clinic, Inc.

Participant flow

Recruitment details

Participants were recruited between April 1, 2014 and March 30, 2018 from 15 study sites.

Pre-assignment details

269 participants were eligible and enrolled; 163 randomized for treatment and 91 enrolled in a non-randomized cohort because either 80% or greater of review panel selected one surgical approach over the other (76), the participant did not consent to randomization (13), or at least 50% of review panel did not favor randomization (equipoise). 15 withdrew prior to randomization. Primary analysis compared ventral surgical approach to dorsal surgical approach.

Participants by arm

ArmCount
Ventral
Ventral Decompression with Fusion Ventral (Front) decompression with Fusion: Ventral decompression and fusion will be performed using a multi-level discectomy (including partial or single level corpectomy) with fusion and plating. Allograft will be used at each disc space and all compressive osteophytes will be removed using the operating microscope. Fixation will be performed with rigid, semi-constrained, or dynamic titanium plates to optimize fusion and minimize complications.
63
Dorsal
Dorsal Decompression with Fusion or Dorsal Laminoplasty Dorsal (Back) Decompression with Fusion: Dorsal decompression and fusion will be performed using midline cervical laminectomy with the application of lateral mass screws and rods for rigid fixation. All surgeons will use local bone and allograft as needed to perform a lateral mass fusion, which typically will include one level rostral to the levels decompressed. Dorsal (back) Laminoplasty: Laminoplasty will be performed using an open-door approach with the application of plates and screws at each treated level. Ceramic or allograft laminar spacers (surgeon's choice) can be used with plates and screws to expand the canal diameter.
100
Total163

Baseline characteristics

CharacteristicVentralTotalDorsal
Age, Continuous62 years
STANDARD_DEVIATION 7.2
62.3 years
STANDARD_DEVIATION 8.2
62.5 years
STANDARD_DEVIATION 8.8
ASA physical status class
1 (healthy)
0 Participants1 Participants1 Participants
ASA physical status class
III (significant systemic disease)
30 Participants81 Participants51 Participants
ASA physical status class
II (mild systemic disease)
31 Participants77 Participants46 Participants
Baseline work status
Not working but able to work
8 Participants15 Participants7 Participants
Baseline work status
Not working, unable to work
17 Participants35 Participants18 Participants
Baseline work status
Retired
14 Participants43 Participants29 Participants
Baseline work status
Working full-time
17 Participants57 Participants40 Participants
Baseline work status
Working part-time
7 Participants11 Participants4 Participants
EQ-5D score0.64 units on a scale
STANDARD_DEVIATION 0.21
0.62 units on a scale
STANDARD_DEVIATION 0.21
0.61 units on a scale
STANDARD_DEVIATION 0.21
EQ-5D visual analog scale score61.7 units on a scale
STANDARD_DEVIATION 20.9
62.5 units on a scale
STANDARD_DEVIATION 21.3
63.1 units on a scale
STANDARD_DEVIATION 21.7
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants6 Participants4 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
61 Participants157 Participants96 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
mJOA scale score12.2 units on a scale
STANDARD_DEVIATION 2.7
12.2 units on a scale
STANDARD_DEVIATION 2.4
12.1 units on a scale
STANDARD_DEVIATION 2.2
Neck Disability Index (NDI) score38.6 units on a scale
STANDARD_DEVIATION 19.1
36.6 units on a scale
STANDARD_DEVIATION 19.9
35.3 units on a scale
STANDARD_DEVIATION 20.4
Number of stenotic levels
1
0 Participants3 Participants3 Participants
Number of stenotic levels
2
22 Participants51 Participants29 Participants
Number of stenotic levels
3
33 Participants88 Participants55 Participants
Number of stenotic levels
4
8 Participants19 Participants11 Participants
Number of stenotic levels
5
0 Participants2 Participants2 Participants
Number of stenotic levels2.8 levels
STANDARD_DEVIATION 0.7
2.8 levels
STANDARD_DEVIATION 0.7
2.8 levels
STANDARD_DEVIATION 0.8
Race (NIH/OMB)
American Indian or Alaska Native
1 Participants4 Participants3 Participants
Race (NIH/OMB)
Asian
2 Participants5 Participants3 Participants
Race (NIH/OMB)
Black or African American
6 Participants13 Participants7 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants2 Participants2 Participants
Race (NIH/OMB)
White
54 Participants139 Participants85 Participants
Region of Enrollment
Canada
5 participants10 participants5 participants
Region of Enrollment
United States
58 participants153 participants95 participants
Sex: Female, Male
Female
29 Participants80 Participants51 Participants
Sex: Female, Male
Male
34 Participants83 Participants49 Participants
SF-36 mental component score45.6 units on a scale
STANDARD_DEVIATION 12.2
46.2 units on a scale
STANDARD_DEVIATION 12.1
46.6 units on a scale
STANDARD_DEVIATION 12.1
SF-36 physical component score37.4 units on a scale
STANDARD_DEVIATION 8.8
37.3 units on a scale
STANDARD_DEVIATION 9.5
37.3 units on a scale
STANDARD_DEVIATION 9.9

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
1 / 661 / 692 / 28
other
Total, other adverse events
18 / 665 / 691 / 28
serious
Total, serious adverse events
14 / 6615 / 692 / 28

Outcome results

Primary

Measurement of Change in Short Form 36 (SF 36) Physical Component Score (PCS) From Baseline to 1 Year and 2 Year

Standardized measure of patient's functional health and well being as reported by the patient. The SF-36 physical component summary (PCS) scores range from 0 to 100, with higher scores representing better quality of life.

Time frame: 1 year and 2 year

Population: Primary analysis was conducted as-randomized (ventral vs. dorsal). At 1 year, there were 60/63 ventral participants and 95/100 dorsal participants available for analysis. At 2 year, there were 51/63 ventral participants and 79/100 dorsal participants available for analysis. Estimated mean change was calculated from the baseline SF-36 PCS score.

ArmMeasureGroupValue (MEAN)Dispersion
VentralMeasurement of Change in Short Form 36 (SF 36) Physical Component Score (PCS) From Baseline to 1 Year and 2 Year1 year5.9 units on a scaleStandard Deviation 8.2
VentralMeasurement of Change in Short Form 36 (SF 36) Physical Component Score (PCS) From Baseline to 1 Year and 2 Year2 year5.2 units on a scaleStandard Deviation 7.9
DorsalMeasurement of Change in Short Form 36 (SF 36) Physical Component Score (PCS) From Baseline to 1 Year and 2 Year1 year6.2 units on a scaleStandard Deviation 10.2
DorsalMeasurement of Change in Short Form 36 (SF 36) Physical Component Score (PCS) From Baseline to 1 Year and 2 Year2 year6.0 units on a scaleStandard Deviation 11
Secondary

Cumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty

Patient diary capturing out of pocket health utilization related to cervical surgery. The cumulative health resource utilization over 1-year is reported for the 'as treated' cohorts. Patients reported diagnostic imaging (MRI, x-ray, or CT), along with physical therapy and ongoing (at 1 year) physical therapy, opioid use and ongoing (at 1 year) opioid use, along with appointments with physicians. Data was collected at 1, 3, and 6 months and 1 year after surgery. The data presented is accumulative over the 1 year after surgery.

Time frame: Within 1 year of surgery

Population: All patients reported diagnostic imaging (MRI, x-ray, or CT), along with physical therapy and ongoing (at 1 year) physical therapy, opioid use and ongoing (at 1 year) opioid use, along with appointments with physicians. Data was collected at 1, 3, and 6 months after surgery, as well as at 1 year. The data presented is accumulative over the 1 year after surgery.

ArmMeasureGroupValue (NUMBER)
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOpioid use30 occurrences
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOngoing opioid use 1 year after surgery6 occurrences
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDiagnostic imaging52 occurrences
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMRI28 occurrences
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyCT12 occurrences
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplastyx-ray50 occurrences
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPhysical Therapy34 occurrences
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOngoing physical therapy 1 year after surgery11 occurrences
VentralCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPhysician Appointments16 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplastyx-ray51 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOpioid use45 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOngoing opioid use 1 year after surgery11 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPhysician Appointments26 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOngoing physical therapy 1 year after surgery15 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDiagnostic imaging60 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyCT11 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPhysical Therapy39 occurrences
DorsalCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMRI32 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPhysical Therapy13 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyCT4 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOngoing opioid use 1 year after surgery0 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplastyx-ray13 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPhysician Appointments6 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMRI11 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOpioid use11 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDiagnostic imaging17 occurrences
Dorsal LaminoplastyCumulative Health Resource Utilization Over 1 Year by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyOngoing physical therapy 1 year after surgery0 occurrences
Secondary

EuroQol-5D

Standardized measure of health related quality of life. For the EQ-5D score, 0 indicates death and 1 indicates a perfect health state. EQ-5D scores between 0.6 and 0.7 represent a moderate but significant reduction in overall health-related quality of life.

Time frame: Pre-operative, 1 year and 2 year

Population: Secondary outcomes in the primary analysis were analyzed as-randomized (ventral vs. dorsal). At 1 year, there were 60/63 ventral participants and 97/100 dorsal participants available for analysis. At 2 year, there were 51/63 ventral participants and 79/100 dorsal participants available for analysis.

ArmMeasureGroupValue (MEAN)Dispersion
VentralEuroQol-5D2 year0.78 units on a scaleStandard Deviation 0.2
VentralEuroQol-5DPre-operative0.64 units on a scaleStandard Deviation 0.21
VentralEuroQol-5D1 year0.77 units on a scaleStandard Deviation 0.21
DorsalEuroQol-5D1 year0.76 units on a scaleStandard Deviation 0.19
DorsalEuroQol-5D2 year0.78 units on a scaleStandard Deviation 0.19
DorsalEuroQol-5DPre-operative0.61 units on a scaleStandard Deviation 0.21
Secondary

Modified Japanese Orthopedic Association Score mJOA

Short instrument for the functional assessment of patients. The scale ranges from 0 to 17, with higher scores representing less dysfunction due to myelopathy. A typical patient with moderate cervical myelopathy has an mJOA score between 12 and 14.

Time frame: Pre-operative and 1 year

Population: Secondary outcomes in the primary analysis were analyzed as-randomized (ventral vs. dorsal). At 1 year, there were 60/63 ventral participants and 91/100 dorsal participants available for analysis. At 2 year, there were 51/63 ventral participants and 79/100 dorsal participants available for analysis.

ArmMeasureGroupValue (MEAN)Dispersion
VentralModified Japanese Orthopedic Association Score mJOAPre-operative12.2 units on a scaleStandard Deviation 2.7
VentralModified Japanese Orthopedic Association Score mJOA1 year14.5 units on a scaleStandard Deviation 2.6
DorsalModified Japanese Orthopedic Association Score mJOAPre-operative12.2 units on a scaleStandard Deviation 2.3
DorsalModified Japanese Orthopedic Association Score mJOA1 year14.2 units on a scaleStandard Deviation 2.5
Secondary

Number of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty

Major complications included adverse events that were ongoing at 3 months, reoperations within 2 years, and 30-day readmissions. Minor complications were those that resolved within 3 months. All cases of postoperative motor radiculopathy were related to C5 nerve root dysfunction.

Time frame: Complications were assessed at 2 years and categorized to have occurred within 30 days, 1 year or within 2 years.

ArmMeasureGroupValue (NUMBER)
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDelayed wound healing0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMajor complications14 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyCervical (C5) paresis0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMinor complications18 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyFever (unknown source)0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyReadmissions (within 30 days)0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDysphagia18 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyUncontrolled neck pain0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyReoperations (within 2 year)4 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyInfection0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyProlonged dysphagia9 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMotor radiculopathy (resolved within 3 months)0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyAny Complications31 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyIleus0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastySpinal cord injury0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyInfection (needing readmission)0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPulmonary embolism0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDeep vein thrombosis0 participants
VentralNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMotor radiculopathy1 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyUncontrolled neck pain1 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMotor radiculopathy8 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMotor radiculopathy (resolved within 3 months)2 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyAny Complications20 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMajor complications15 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyProlonged dysphagia0 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastySpinal cord injury0 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDeep vein thrombosis1 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDelayed wound healing1 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMinor complications5 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDysphagia0 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyInfection2 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyReoperations (within 2 year)4 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyReadmissions (within 30 days)6 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyCervical (C5) paresis2 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPulmonary embolism1 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyIleus1 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyInfection (needing readmission)1 participants
DorsalNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyFever (unknown source)0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyReadmissions (within 30 days)1 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDelayed wound healing0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyFever (unknown source)1 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyCervical (C5) paresis0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastySpinal cord injury1 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyInfection (needing readmission)0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPulmonary embolism0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyProlonged dysphagia0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMotor radiculopathy0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyIleus0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMajor complications2 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyAny Complications3 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyInfection1 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMotor radiculopathy (resolved within 3 months)0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDysphagia0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyUncontrolled neck pain0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyReoperations (within 2 year)0 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyMinor complications1 participants
Dorsal LaminoplastyNumber of Participants With Complications by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyDeep vein thrombosis0 participants
Secondary

Number of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty

Work status was recorded for all patients (working full-time; working part-time; not working, unable to work; not working, but able to work; or retired) at each follow-up through 1 year.

Time frame: Pre-operative, 1, 3 and 6 months and 1 year

Population: Only patients who were working either full- or part-time at baseline were included in the return to work analysis.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
VentralNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty6 month19 Participants
VentralNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPre-operatively27 Participants
VentralNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 month9 Participants
VentralNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 year19 Participants
VentralNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty3 month19 Participants
DorsalNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 year18 Participants
DorsalNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 month5 Participants
DorsalNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPre-operatively29 Participants
DorsalNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty3 month10 Participants
DorsalNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty6 month16 Participants
Dorsal LaminoplastyNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 year8 Participants
Dorsal LaminoplastyNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPre-operatively12 Participants
Dorsal LaminoplastyNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty6 month8 Participants
Dorsal LaminoplastyNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 month6 Participants
Dorsal LaminoplastyNumber of Participants With Continued Full or Part Time Work Status at Each Follow Up Time Point by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty3 month9 Participants
Secondary

Number of Participants With Unresolved Swallowing Difficulty (Complication) at 3 Months

Dysphagia is considered swallowing difficulty. Difficulty swallowing that resolved within 3 months was considered a minor complication, while prolonged (on going after 3 months) dysphagia was considered a major complication.

Time frame: 3 months, 1 year

Population: Complication were assessed by the actual treatment approach the participant received. 66 participants underwent ventral surgery and 97 participants underwent dorsal surgery.

ArmMeasureGroupValue (NUMBER)
VentralNumber of Participants With Unresolved Swallowing Difficulty (Complication) at 3 MonthsMinor (resolved within 3 months)18 participants
VentralNumber of Participants With Unresolved Swallowing Difficulty (Complication) at 3 MonthsMajor (prolonged - ongoing after 3 month through 1 year follow-up)9 participants
DorsalNumber of Participants With Unresolved Swallowing Difficulty (Complication) at 3 MonthsMinor (resolved within 3 months)0 participants
DorsalNumber of Participants With Unresolved Swallowing Difficulty (Complication) at 3 MonthsMajor (prolonged - ongoing after 3 month through 1 year follow-up)0 participants
Secondary

Oswestry Neck Disability Index (NDI)

Standard instrument for measuring self-rated disability secondary to neck pain. The NDI ranges from 0 to 100, with lower scores representing less disability. A typical patient with moderate neck pain and disability would have a score between 20 and 40.

Time frame: Pre-operative, 1 year and 2 year

Population: Secondary outcomes in the primary analysis were analyzed as-randomized (ventral vs. dorsal). At 1 year, there were 60/63 ventral participants and 97/100 dorsal participants available for analysis. At 2 year, there were 51/63 ventral participants and 79/100 dorsal participants available for analysis.

ArmMeasureGroupValue (MEAN)Dispersion
VentralOswestry Neck Disability Index (NDI)Pre-operative38.1 units on a scaleStandard Deviation 19.1
VentralOswestry Neck Disability Index (NDI)1 year22.9 units on a scaleStandard Deviation 20.1
VentralOswestry Neck Disability Index (NDI)2 year20.4 units on a scaleStandard Deviation 20.2
DorsalOswestry Neck Disability Index (NDI)Pre-operative35.4 units on a scaleStandard Deviation 20.5
DorsalOswestry Neck Disability Index (NDI)1 year22.5 units on a scaleStandard Deviation 20.3
DorsalOswestry Neck Disability Index (NDI)2 year22.1 units on a scaleStandard Deviation 21.3
Secondary

Sagittal Balance Measurements

Sagittal vertical axis was measured at 1 year postoperatively.

Time frame: 1 year

Population: Secondary outcomes in the primary analysis were analyzed as-randomized (ventral vs. dorsal). At 1 year, there were 49/63 ventral participants and 78/100 dorsal participants available for analysis.

ArmMeasureValue (MEAN)Dispersion
VentralSagittal Balance Measurements23.2 mmStandard Deviation 11.8
DorsalSagittal Balance Measurements26.7 mmStandard Deviation 13.3
Secondary

Short Form-36 (SF-36) Physical Component Summary (PCS) Score

Standardized measure of patient's functional health and well being as reported by the patient. The SF-36 physical component summary (PCS) scores range from 0 to 100, with higher scores representing better quality of life. A typical patient with cervical myelopathy who is being recommended surgery would have a score between 30 and 40.

Time frame: Pre-operative, 1 year and 2 year

Population: Secondary outcomes in the primary analysis were analyzed as-randomized (ventral vs. dorsal). At 1 year, there were 60/63 ventral participants and 95/100 dorsal participants available for analysis. At 2 year, there were 51/63 ventral participants and 79/100 dorsal participants available for analysis.

ArmMeasureGroupValue (MEAN)Dispersion
VentralShort Form-36 (SF-36) Physical Component Summary (PCS) ScorePre-operative37.6 units on a scaleStandard Deviation 8.9
VentralShort Form-36 (SF-36) Physical Component Summary (PCS) Score1 year43.5 units on a scaleStandard Deviation 10.7
VentralShort Form-36 (SF-36) Physical Component Summary (PCS) Score2 year43.4 units on a scaleStandard Deviation 10.5
DorsalShort Form-36 (SF-36) Physical Component Summary (PCS) ScorePre-operative37.6 units on a scaleStandard Deviation 9.9
DorsalShort Form-36 (SF-36) Physical Component Summary (PCS) Score1 year44.0 units on a scaleStandard Deviation 10.5
DorsalShort Form-36 (SF-36) Physical Component Summary (PCS) Score2 year43.6 units on a scaleStandard Deviation 10.8
Other Pre-specified

Short Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty

Standardized measure of patient's functional health and well being as reported by the patient. The SF-36 physical component summary scores range from 0 to 100, with higher scores representing better quality of life.

Time frame: Pre-operative, 1 year and 2 year

Population: At 1 year, 63/66 ventral participants, 66/69 dorsal decompression with fusion participants, and 26/28 dorsal laminoplasty participants were available for analysis. At 2 year, 54/66 ventral participants, 55/69 dorsal decompression with fusion participants, and 21/28 dorsal laminoplasty participants were available for analysis.

ArmMeasureGroupValue (MEAN)Dispersion
VentralShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 year43.8 units on a scaleStandard Deviation 10.9
VentralShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPre-operative38.1 units on a scaleStandard Deviation 9.1
VentralShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty2 year43.8 units on a scaleStandard Deviation 10.7
DorsalShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 year42.5 units on a scaleStandard Deviation 10.4
DorsalShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty2 year41.5 units on a scaleStandard Deviation 10.6
DorsalShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPre-operative37.3 units on a scaleStandard Deviation 9.4
Dorsal LaminoplastyShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty2 year48.3 units on a scaleStandard Deviation 9.3
Dorsal LaminoplastyShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal LaminoplastyPre-operative37.3 units on a scaleStandard Deviation 11.1
Dorsal LaminoplastyShort Form-36 (SF-36) Physical Component Summary (PCS) Score by Actual Treatment Groups - Ventral Fusion, Dorsal Fusion, and Dorsal Laminoplasty1 year47.1 units on a scaleStandard Deviation 9.7

Source: ClinicalTrials.gov · Data processed: Feb 21, 2026