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Prospective Evaluation of Budesonide for Prevention of Esophageal Strictures After Endotherapy

Prospective Evaluation of the Clinical Utility of Budesonide for the Prevention of Esophageal Strictures After Endotherapy

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02069847
Enrollment
90
Registered
2014-02-24
Start date
2014-02-28
Completion date
2019-01-11
Last updated
2020-06-16

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Esophageal Stricture

Keywords

Esophageal stricture formation, Endoscopic mucosal resection, Endoscopic submucosal dissection, Budesonide, Radical endoscopic mucosal resection, EMR, ESD

Brief summary

Surgery has been historically the mainstay treatment for advanced pre-malignant lesions and early esophageal cancers. However, esophagectomy is associated with significant morbidity and mortality. With the advance of therapeutic endoscopy, there has been a growing interest and application of endoscopic resection and mucosal ablative techniques for the treatment of these diseases. Esophageal stricture (ES) formation has become an increasingly recognized complication of extensive endoscopic mucosal ablation and/or resection. The resultant symptomatic stricture development can significantly impair a patient's quality of life. Endoscopic therapy of esophageal strictures with balloon dilation and/or local steroid injection is invasive, costly, and associated with the potential risk of perforation. Recently, oral corticosteroids have been introduced for the prevention of esophageal stricture after endoscopic submucosal dissection. Budesonide is a synthetic steroid with topical anti-inflammatory properties and high first-pass metabolism; thus, potentially less systemic absorption and side effects. Hypothesis: Oral budesonide prevents esophageal stricture formation in patients who underwent radical endoscopic mucosal resection (EMR) or endoscopic submucosal dissection (ESD) for advanced premalignant esophageal lesions or superficial esophageal cancers.

Detailed description

Esophageal stricture (ES) formation is a widely recognized adverse event of radical EMR and ESD. Indeed, ES is the most common complication of radiofrequency ablation (RFA) for Barrett's esophagus (BE), with a reported incidence ranging from 5% to 12%. A single-center retrospective study reported ES formation in 67% of 73 patients with EMR of at least 50% of their esophageal circumference. Similarly, the incidence of ES development after ESD is between 70-90% when the mucosal defect involves more than three-quarters of the esophageal circumference. In aggregate, the extent of the esophageal mucosal defect following endotherapy appears to be the most consistent predictor of ES formation. Prevention of ES development following endotherapy can significantly improve a patient's quality of life and possibly reduce the potential risks and costs associated with treatment of ES with repeated endoscopic balloon dilations (EBD). Glucocorticoids have been evaluated as a potential preventive therapy for ES based on their anti-inflammatory properties and inhibitory effects on collagen deposition. Oral prednisolone has been shown to be effective as a preventive strategy for ES formation. However, prolonged use of systemic oral steroids can be associated with multiple adverse effects. Budesonide is a synthetic steroid with topical anti-inflammatory properties and high first-pass metabolism; thus, potentially less systemic absorption and side effects. Most recently Mayo Clinic Rochester developed a new budesonide capsule formulation. Alike viscous budesonide the budesonide capsule can be opened and the powder can be mixed with honey or pancake syrup. A similar formulation is currently used in pilot studies for treatment of eosinophilic esophagitis. The advantage of budesonide capsule is the improve taste in comparison to viscous budesonide originating from budesonide respules which is unpalatable. Study aims: 1. The aim of this study is to prospectively record our experience with budesonide for the prevention of esophageal stricture formation after endotherapy (mucosal resection, submucosal dissection) as part of routine medical care. 2. The data will be compared with outcomes with well-annotated historical controls that underwent similar procedure with similar follow up but without budesonide exposure. 3. If sufficient efficacy is seen, these data will be used to plan a prospective controlled clinical trial. All patients in the study group will receive standard medical care and no experimental interventions will be performed.

Interventions

DRUGBudesonide

Participants will be instructed to swallow budesonide 3mg twice daily for eight consecutive weeks following endotherapy with EMR or ESD. Budesonide will be provided in a capsule containing 3mg budesonide only by Mayo Clinic Pharmacy with full 8 weeks supply. The patient will require opening the capsule and mixing the budesonide powder in 10ml (2 teaspoons) honey, or pancake syrup. Patients will be instructed not to ingest any solid or liquids for 30 minutes before and after taking the budesonide. For purposes of this study, budesonide is used off-label but according to the same dose and efficacy as has been demonstrated in other esophageal inflammatory conditions. Patients will receive a handout with exact instructions how and when to take Budesonide.

Sponsors

Mayo Clinic
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Age 18 years or older * Diagnosis of esophageal lesion treated with ESD or EMR which involves ≥ 50% of the esophageal circumference.

Exclusion criteria

* Locally advanced disease * Prior esophageal surgery * Participation in another research protocol that could interfere or influence the outcome measures of the present study. * The subject or legal representative is unable/unwilling to give informed consent. (study group) * Medications or conditions for which there is a contraindication to use of budesonide (see pharmacology section below) * Concomitant use of systemic steroids or other immune suppressive medication for a different condition 9. Pregnant women

Design outcomes

Primary

MeasureTime frameDescription
Dysplasia in Barrett Esophagus (BE)3 monthsNumber of subjects with Non-dysplastic, low grade dysplasia, high grade dysplasia and T1a early esophageal adenocarcinoma. As measured by using the BE dysplasia grading system of Non-dysplastic (no cancerous tissue present), low-grade dysplasia (minor cell changes found), high-grade dysplasia (extensive cell changes found, but not yet cancer), and noninvasive cancer (T1a early esophageal adenocarcinoma)

Secondary

MeasureTime frameDescription
Rate of Esophageal Stricture3 monthsNumber of subjects with 50-74%, 75-99% and 100% esophageal stricture. Defined as the percentage of esophageal lumen narrowing requiring dilation prior to passage of the endoscope and/or presence of new dysphagia.

Countries

United States

Participant flow

Participants by arm

ArmCount
Esophageal Stricture, Budesonide
Budesonide 1mg twice a day for a total of 8 weeks following endoscopic submucosal dissection or endoscopic mucosal resection Budesonide: Participants will be instructed to swallow budesonide 3mg twice daily for eight consecutive weeks following endotherapy with EMR or ESD. Budesonide will be provided in a capsule containing 3mg budesonide only by Mayo Clinic Pharmacy with full 8 weeks supply. The patient will require opening the capsule and mixing the budesonide powder in 10ml (2 teaspoons) honey, or pancake syrup. Patients will be instructed not to ingest any solid or liquids for 30 minutes before and after taking the budesonide. For purposes of this study, budesonide is used off-label but according to the same dose and efficacy as has been demonstrated in other esophageal inflammatory conditions. Patients will receive a handout with exact instructions how and when to take Budesonide.
22
Control Group
Retrospective collect data for subjects who undergo endoscopic submucosal dissection or endoscopic mucosal resection
68
Total90

Baseline characteristics

CharacteristicControl GroupTotalEsophageal Stricture, Budesonide
Age, Continuous67.9 years
STANDARD_DEVIATION 10.3
70.2 years
STANDARD_DEVIATION 10.3
72.7 years
STANDARD_DEVIATION 10.6
Race and Ethnicity Not Collected0 Participants
Region of Enrollment
United States
68 participants90 participants22 participants
Sex: Female, Male
Female
10 Participants14 Participants4 Participants
Sex: Female, Male
Male
58 Participants76 Participants18 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 22
other
Total, other adverse events
11 / 22
serious
Total, serious adverse events
0 / 22

Outcome results

Primary

Dysplasia in Barrett Esophagus (BE)

Number of subjects with Non-dysplastic, low grade dysplasia, high grade dysplasia and T1a early esophageal adenocarcinoma. As measured by using the BE dysplasia grading system of Non-dysplastic (no cancerous tissue present), low-grade dysplasia (minor cell changes found), high-grade dysplasia (extensive cell changes found, but not yet cancer), and noninvasive cancer (T1a early esophageal adenocarcinoma)

Time frame: 3 months

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Esophageal Stricture, BudesonideDysplasia in Barrett Esophagus (BE)Non-dysplastic BE4 Participants
Esophageal Stricture, BudesonideDysplasia in Barrett Esophagus (BE)Low grade dysplasia BE3 Participants
Esophageal Stricture, BudesonideDysplasia in Barrett Esophagus (BE)High grade dysplasia BE6 Participants
Esophageal Stricture, BudesonideDysplasia in Barrett Esophagus (BE)T1a early esophageal adenocarcinoma9 Participants
Control GroupDysplasia in Barrett Esophagus (BE)T1a early esophageal adenocarcinoma20 Participants
Control GroupDysplasia in Barrett Esophagus (BE)Non-dysplastic BE4 Participants
Control GroupDysplasia in Barrett Esophagus (BE)High grade dysplasia BE20 Participants
Control GroupDysplasia in Barrett Esophagus (BE)Low grade dysplasia BE23 Participants
p-value: 0.992ANOVA
Secondary

Rate of Esophageal Stricture

Number of subjects with 50-74%, 75-99% and 100% esophageal stricture. Defined as the percentage of esophageal lumen narrowing requiring dilation prior to passage of the endoscope and/or presence of new dysphagia.

Time frame: 3 months

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Esophageal Stricture, BudesonideRate of Esophageal Stricture50-74% esophageal stricture1 Participants
Esophageal Stricture, BudesonideRate of Esophageal Stricture75-99% esophageal stricture0 Participants
Esophageal Stricture, BudesonideRate of Esophageal Stricture100% esophageal stricture3 Participants
Control GroupRate of Esophageal Stricture50-74% esophageal stricture9 Participants
Control GroupRate of Esophageal Stricture75-99% esophageal stricture6 Participants
Control GroupRate of Esophageal Stricture100% esophageal stricture0 Participants
Comparison: Total number of budesonide subjects with 50% or greater esophageal stricture (N=4) vs total number of control subjects with 50% or greater esophageal structure (N=15)p-value: 0.531t-test, 2 sided

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026