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Brief Behavioral Therapy in Improving Sleep Disorders in Patients With Stage I-III Breast Cancer Undergoing Chemotherapy

Feasibility, Acceptability and Mechanisms of Brief Behavioral Therapy (BBT) for Sleep Problems During Chemotherapy: A Phase II Randomized Controlled Trial

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT02002533
Enrollment
71
Registered
2013-12-06
Start date
2014-02-03
Completion date
2016-12-16
Last updated
2019-06-05

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Sleep Disorder, Stage IA Breast Cancer, Stage IB Breast Cancer, Stage II Breast Cancer, Stage IIIA Breast Cancer, Stage IIIB Breast Cancer, Stage IIIC Breast Cancer

Brief summary

This randomized phase II trial studies how well brief behavioral therapy works in improving sleep disorders in patients with stage I-III breast cancer undergoing chemotherapy. Sleep disorder counseling may reduce fatigue and insomnia as well as improve the well-being and quality of life in patients with breast cancer who are undergoing chemotherapy.

Detailed description

PRIMARY OBJECTIVES: I. Determine recruitment rates to the proposed randomized controlled trial (RCT). II. Determine the rate of intervention adherence. III. Determine the feasibility of training National Cancer Institute (NCI) Community Oncology Research Program (NCORP) clinical research staff to successfully deliver the Brief Behavioral Therapy (BBT) intervention. SECONDARY OBJECTIVES: I. Obtain preliminary estimates for the effect of the intervention (compared with control) on insomnia as measured by the Insomnia Severity Index (ISI). II. Obtain preliminary estimates for the effect of the intervention (compared with control) on sleep quality as measured by the Pittsburgh Sleep Quality Index (PSQI). III. Obtain preliminary estimates for the effect of the intervention (compared with control) on circadian rhythm as measured by the two-oscillator cosinor parameter estimates based on actigraphy data. IV. Obtain preliminary estimates for the effect of the intervention (compared with control) on heart rate variability (HRV) as measured by the Firstbeat® ambulatory heart-rate monitor (i.e., 1. respiratory sinus arrhythmia-RSA, 2. standard deviation of all normal R-wave to R-wave intervals--SDNN, 3. root mean square of successive differences between adjacent normal R-wave to R-wave intervals--RMSSD, 4. The ratio of low frequency total spectrum power of all NN intervals between .04 to .15 Hertz to high frequency total spectrum power of all NN intervals between .15 to .40 Hertz--LF/HF ratio, and 5. natural log of low frequency total spectrum power of all NN intervals between 0.04 to 0.15Hz.). TERTIARY OBJECTIVES: I. Obtain preliminary estimates for the effect of the intervention (compared with control) on quality of life as measured by the Functional Assessment of Chronic Illness Therapy (FACIT) total score and subscales. II. Obtain preliminary estimates for the effect of the intervention (compared with control) on general mood as measured by the Profile of Mood States (POMS) total score and subscales. OUTLINE: Patients are randomized to 1 of 2 arms. ARM I: Patients undergo BBT intervention, comprising insomnia education, stimulus control, discouragement of napping and encouragement of exercise, and sleep compression over two 60 minute face-to-face sessions in weeks 1 and 3 or 4, and four 15 minute telephone sessions in weeks 2, 3, 5, and 6 or 2, 4, 5, and 6. ARM II: Patients undergo Healthy Eating Education (HEAL) comprising nutritional education and suggestions for symptom management over two 60 minute face-to-face sessions in weeks 1 and 2 or 3, and four 15 minute telephone sessions in weeks 2, 3, 5, and 6 or 2, 4, 5, and 6. After completion of study, patients are followed up at 1 month.

Interventions

Undergo BBT intervention

BEHAVIORALTelephone-Based Intervention

Undergo BBT intervention

OTHEREducational Intervention

Undergo HEAL

Sponsors

National Cancer Institute (NCI)
CollaboratorNIH
Stanford University
CollaboratorOTHER
Gary Morrow
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
SUPPORTIVE_CARE
Masking
NONE

Eligibility

Sex/Gender
FEMALE
Age
21 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Newly diagnosed breast cancer (stage I, II, III) * Be receiving chemotherapy in either weekly, 2-week or 3-week cycles and have at least 6 weeks of chemotherapy treatment remaining; patients are eligible any time before chemotherapy cycle 3 if on a 2- or 3-week cycle, or cycle 4 if on a 1-week cycle; (Note: use of biologics \[e.g., Herceptin (trastuzumab)\] is permitted) * For patients on a weekly regimen, there should be at least 3 dosages of chemotherapy remaining * For patients on either a 2 week or 3 week cycle, there should be at least 2 dosages of chemotherapy remaining * Patients will not be dropped from the study if their chemotherapy is discontinued after they are enrolled * Report sleep disturbance of 8 (sum total of all 7 items) or greater on the Insomnia Severity Index * (Note: this measure will be repeated again at baseline assessment) * Report sleep problems that began or got worse with the diagnosis of cancer or with chemotherapy; (did your sleep problems begin or get worse with the diagnosis of cancer or with chemotherapy?) * Be able to speak and read English * Patients can take sleep aids (e.g., hypnotics and sedatives) for insomnia if they use sleep aids as needed; patients taking sleep aids every night are excluded; use of melatonin every night is permitted and these patients are not excluded * Be able and willing to wear an Actiwatch for the entire 24 hours of each day they are scheduled to wear it

Exclusion criteria

* Have diagnosis of breast cancer stage IV * Have sleep problems that began before diagnosis and have not changed since diagnosis * Self-report or have a medical record of an unstable comorbid medical or psychiatric condition that would make it unsafe or impossible to adhere to the study protocol * Have a clinical diagnosis of sleep apnea or restless leg syndrome * Be unable or unwilling to discontinue anxiolytic medication within 4 hours of intervention sessions * Take medication for sleep (e.g., hypnotics and sedatives) every night; melatonin is permitted * Patients who are shift workers are excluded; shift worker is defined as someone who has irregular work and sleep hours (such as working a non-traditional schedule: e.g., 4pm-midnight or 10pm-6am; a rotating schedule e.g., alternating between day and night shifts, or starting work between 4am and 7am) * Have an implanted device for heart failure (e.g., pacemaker, defibrillator, left ventricular assist device, etc.)

Design outcomes

Primary

MeasureTime frameDescription
Percentage of Eligible Patients ConsentedbaselineWill be evaluated by calculating the specific percentage (with 95% confidence interval) of the total number of participants approached that then consented and enrolled in the study.
Percentage of Consented Participants Who Complete the Study, Defined as Completion of at Least 5 BBTUp to 1 monthWill be evaluated by calculating the specific percentage (with 95% confidence interval) and performing an exact binomial test with the null hypothesis being greater than or equal to 75%.
Percentage of Key Components of BBT Delivered by NCI Community Oncology Research Program (NCORP) Staff, Assessed by Checklist and Auditing of Audio-recordingsUp to 1 monthEach NCORP staff person completed a study checklist in which they designated which concepts they discussed with the patient at each session. Concepts included how sleep problems develped, how to control stimulus, and sleeping environment. The overall mean percent delivery was measured using a random effects model (residual maximum likelihood \[REML\] estimation), where the intercept represents the mean delivery and three independent random effects are included. Because of the small sample size, testing will use the Kenward-Roger procedure.

Secondary

MeasureTime frameDescription
Change in Circadian Rhythm Amplitude Over 24 Hoursbaseline to up to 1 monthActivity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The ampliitude is the peak activity level over a 24 hour period.
Change in Circadian Rhythm Amplitude Over 12 Hoursbaseline to up to 1 monthActivity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The amplitude is the highest activity level over a 12 hour period.
Change in Insomnia as Measured by the Insomnia Severity Index (ISI)Baseline to up to 1 monthThe ISI has seven questions. The seven answers are added up to get a total score. Total score categories: 0-7 = No clinically significant insomnia 8-14 = Subthreshold insomnia 15-21 = Clinical insomnia (moderate severity) 22-28 = Clinical insomnia (severe) The difference between arms will be assessed using analysis of covariance (ANCOVA). The response will be the post-intervention outcome. Arm will be the factor, and baseline will be the covariate. Appropriate contrasts will be used to estimate the difference between arms in change from baseline. Initially, the arm\*baseline interaction will be assessed with an F test. If this interaction is insignificant at the 0.05 level, it will be dropped from the final model. If the interaction is significant, then mean change from baseline at various levels of baseline will be reported.
Change in Mean Circadian Rhythm Acrophase Over 12 Hoursbaseline to up to 1 monthActivity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The acrophase is the time where peak activity occurs over a 12 hour period. The larger the acrophase the later in the day is the peak activity.
Change in Mean Circadian Rhythm Acrophase Over 24 Hoursbaseline to up to 1 monthActivity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The acrophase is the time where peak activity occurs over a 24 hour period. The larger the acrophase the later in the day is the peak activity.
Change in Sleep Quality as Measured by the Pittsburgh Sleep Quality Index (PSQI)Baseline to up to 1 monthEach item is weighted on a 0-3 interval scale. The global PSQI score is then calculated by totaling the seven component scores, providing an overall score ranging from 0 to 21, where lower scores denote a healthier sleep quality. The difference between arms will be assessed using ANCOVA. The response will be the post-intervention outcome. Arm will be the factor, and baseline will be the covariate. Appropriate contrasts will be used to estimate the difference between arms in change from baseline. Initially, the arm\*baseline interaction will be assessed with an F test. If this interaction is insignificant at the 0.05 level, it will be dropped from the final model. If the interaction is significant, then mean change from baseline at various levels of baseline will be reported.
Change in Mean Circadian Rhythm MesorBaseline to up to 1 monthActivity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The mesor is the average activity over a 24 hour period.

Countries

United States

Participant flow

Participants by arm

ArmCount
Arm I (BBT Intervention)
Patients undergo BBT intervention, comprising insomnia education, stimulus control, discouragement of napping and encouragement of exercise, and sleep compression over two 60 minute face-to-face sessions in weeks 1 and 3 or 4, and four 15 minute telephone sessions in weeks 2, 3, 5, and 6 or 2, 4, 5, and 6. Brief Behavioral Therapy: Undergo BBT intervention Telephone-Based Intervention: Undergo BBT intervention
34
Arm II (Control)
Patients undergo HEAL comprising nutritional education and suggestions for symptom management over two 60 minute face-to-face sessions in weeks 1 and 3 or 4, and four 15 minute telephone sessions in weeks 2, 3, 5, and 6 or 2, 4, 5, and 6. Educational Intervention: Undergo HEAL Telephone-Based Intervention: Undergo HEAL
37
Total71

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyAdverse Event03
Overall StudyLost to Follow-up01
Overall StudyProtocol Violation01
Overall StudyWithdrawal by Subject613

Baseline characteristics

CharacteristicArm I (BBT Intervention)TotalArm II (Control)
Age, Continuous50.9 years52.5 years53.9 years
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
34 Participants71 Participants37 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants1 Participants1 Participants
Race (NIH/OMB)
Black or African American
1 Participants2 Participants1 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
33 Participants68 Participants35 Participants
Region of Enrollment
United States
34 Participants71 Participants37 Participants
Sex: Female, Male
Female
34 Participants71 Participants37 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
0 / 343 / 37
serious
Total, serious adverse events
0 / 340 / 37

Outcome results

Primary

Percentage of Consented Participants Who Complete the Study, Defined as Completion of at Least 5 BBT

Will be evaluated by calculating the specific percentage (with 95% confidence interval) and performing an exact binomial test with the null hypothesis being greater than or equal to 75%.

Time frame: Up to 1 month

Population: Data on HEAL subjects was not collected since the main focus was BBT, therefore only rate of adherence is shown for BBT group.

ArmMeasureValue (NUMBER)
All ParticipantsPercentage of Consented Participants Who Complete the Study, Defined as Completion of at Least 5 BBT73.5 percentage of participants
p-value: 0.735exact binomial test
Primary

Percentage of Eligible Patients Consented

Will be evaluated by calculating the specific percentage (with 95% confidence interval) of the total number of participants approached that then consented and enrolled in the study.

Time frame: baseline

Population: 92 people were approached to enroll in the study

ArmMeasureValue (NUMBER)
All ParticipantsPercentage of Eligible Patients Consented77.17 percentage of participants
p-value: >0.9999exact binomial test
Primary

Percentage of Key Components of BBT Delivered by NCI Community Oncology Research Program (NCORP) Staff, Assessed by Checklist and Auditing of Audio-recordings

Each NCORP staff person completed a study checklist in which they designated which concepts they discussed with the patient at each session. Concepts included how sleep problems develped, how to control stimulus, and sleeping environment. The overall mean percent delivery was measured using a random effects model (residual maximum likelihood \[REML\] estimation), where the intercept represents the mean delivery and three independent random effects are included. Because of the small sample size, testing will use the Kenward-Roger procedure.

Time frame: Up to 1 month

Population: This assessment was only performed for the BBT arm.

ArmMeasureValue (MEAN)Dispersion
All ParticipantsPercentage of Key Components of BBT Delivered by NCI Community Oncology Research Program (NCORP) Staff, Assessed by Checklist and Auditing of Audio-recordings0.8075 percentage of components deliveredStandard Error 0.0845
p-value: <0.0001Mixed Models Analysis
Secondary

Change in Circadian Rhythm Amplitude Over 12 Hours

Activity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The amplitude is the highest activity level over a 12 hour period.

Time frame: baseline to up to 1 month

Population: Based on subjects that completed study through post-intervention.

ArmMeasureValue (MEAN)Dispersion
All ParticipantsChange in Circadian Rhythm Amplitude Over 12 Hours0.063 log10 (counts/minute)Standard Deviation 0.164
Arm II (Control)Change in Circadian Rhythm Amplitude Over 12 Hours0.127 log10 (counts/minute)Standard Deviation 0.236
p-value: 0.295ANCOVA
Secondary

Change in Circadian Rhythm Amplitude Over 24 Hours

Activity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The ampliitude is the peak activity level over a 24 hour period.

Time frame: baseline to up to 1 month

Population: Based on subjects that completed study through post-intervention.

ArmMeasureValue (MEAN)Dispersion
All ParticipantsChange in Circadian Rhythm Amplitude Over 24 Hours0.061 log10 (counts/minute)Standard Deviation 0.185
Arm II (Control)Change in Circadian Rhythm Amplitude Over 24 Hours-0.164 log10 (counts/minute)Standard Deviation 0.194
p-value: 0ANCOVA
Secondary

Change in Insomnia as Measured by the Insomnia Severity Index (ISI)

The ISI has seven questions. The seven answers are added up to get a total score. Total score categories: 0-7 = No clinically significant insomnia 8-14 = Subthreshold insomnia 15-21 = Clinical insomnia (moderate severity) 22-28 = Clinical insomnia (severe) The difference between arms will be assessed using analysis of covariance (ANCOVA). The response will be the post-intervention outcome. Arm will be the factor, and baseline will be the covariate. Appropriate contrasts will be used to estimate the difference between arms in change from baseline. Initially, the arm\*baseline interaction will be assessed with an F test. If this interaction is insignificant at the 0.05 level, it will be dropped from the final model. If the interaction is significant, then mean change from baseline at various levels of baseline will be reported.

Time frame: Baseline to up to 1 month

Population: Based on subjects that completed study through post-intervention.

ArmMeasureValue (MEAN)Dispersion
All ParticipantsChange in Insomnia as Measured by the Insomnia Severity Index (ISI)-6.259 units on a scaleStandard Deviation 5.134
Arm II (Control)Change in Insomnia as Measured by the Insomnia Severity Index (ISI)-2.450 units on a scaleStandard Deviation 6.7
p-value: 0.1808ANCOVA
Secondary

Change in Mean Circadian Rhythm Acrophase Over 12 Hours

Activity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The acrophase is the time where peak activity occurs over a 12 hour period. The larger the acrophase the later in the day is the peak activity.

Time frame: baseline to up to 1 month

Population: Based on subjects that completed study through post-intervention.

ArmMeasureValue (MEAN)Dispersion
All ParticipantsChange in Mean Circadian Rhythm Acrophase Over 12 Hours0.529 hoursStandard Deviation 2.519
Arm II (Control)Change in Mean Circadian Rhythm Acrophase Over 12 Hours1.516 hoursStandard Deviation 4.833
p-value: 0.015ANCOVA
p-value: 0.094ANCOVA
p-value: 0.114ANCOVA
p-value: 0.027ANCOVA
Secondary

Change in Mean Circadian Rhythm Acrophase Over 24 Hours

Activity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The acrophase is the time where peak activity occurs over a 24 hour period. The larger the acrophase the later in the day is the peak activity.

Time frame: baseline to up to 1 month

Population: Based on subjects that completed study through post-intervention.

ArmMeasureValue (MEAN)Dispersion
All ParticipantsChange in Mean Circadian Rhythm Acrophase Over 24 Hours0.409 hoursStandard Deviation 3.698
Arm II (Control)Change in Mean Circadian Rhythm Acrophase Over 24 Hours-0.912 hoursStandard Deviation 2.855
p-value: 0.573ANCOVA
Secondary

Change in Mean Circadian Rhythm Mesor

Activity levels were measured using an actigraphy device worn as a watch. The data was collected by the device for a 24 hour period. A model consisting of two cosine functions, one with a period of 12 hours, and the other with a period of 24 hours is fit to log activity counts as the dependent variable, and hour (0 to 24) as the independent variable. The mesor is the average activity over a 24 hour period.

Time frame: Baseline to up to 1 month

Population: Based on subjects that completed study through post-intervention.

ArmMeasureValue (MEAN)Dispersion
All ParticipantsChange in Mean Circadian Rhythm Mesor0.008 log activity countsStandard Deviation 0.153
Arm II (Control)Change in Mean Circadian Rhythm Mesor-0.046 log activity countsStandard Deviation 0.156
p-value: 0.005ANCOVA
p-value: 0.092ANCOVA
p-value: 0.556ANCOVA
p-value: 0.007ANCOVA
Secondary

Change in Sleep Quality as Measured by the Pittsburgh Sleep Quality Index (PSQI)

Each item is weighted on a 0-3 interval scale. The global PSQI score is then calculated by totaling the seven component scores, providing an overall score ranging from 0 to 21, where lower scores denote a healthier sleep quality. The difference between arms will be assessed using ANCOVA. The response will be the post-intervention outcome. Arm will be the factor, and baseline will be the covariate. Appropriate contrasts will be used to estimate the difference between arms in change from baseline. Initially, the arm\*baseline interaction will be assessed with an F test. If this interaction is insignificant at the 0.05 level, it will be dropped from the final model. If the interaction is significant, then mean change from baseline at various levels of baseline will be reported.

Time frame: Baseline to up to 1 month

Population: Based on subjects that completed study through post-intervention.

ArmMeasureValue (MEAN)Dispersion
All ParticipantsChange in Sleep Quality as Measured by the Pittsburgh Sleep Quality Index (PSQI)-4.000 units on a scaleStandard Deviation 3.59
Arm II (Control)Change in Sleep Quality as Measured by the Pittsburgh Sleep Quality Index (PSQI)-2.750 units on a scaleStandard Deviation 4.089
p-value: 0.14ANCOVA

Source: ClinicalTrials.gov · Data processed: Feb 26, 2026