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A Study of Herceptin (Trastuzumab) in Combination Chemotherapy in Women With Locally Advanced Breast Cancer

A Randomized, Open-label Study of the Effect of Paclitaxel, Doxorubicin, and CMF Neoadjuvant Chemotherapy, With and Without Herceptin, on Tumor Response in Women With HER2-positive Breast Cancer

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01998906
Enrollment
330
Registered
2013-12-02
Start date
2002-05-31
Completion date
2012-07-31
Last updated
2014-10-28

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Breast Cancer

Brief summary

This study will assess the efficacy and safety of adding Herceptin to a paclitaxel-containing regimen followed by cyclophosphamide/methotrexate/fluorouracil (CMF) chemotherapy in women with locally advanced breast cancer and HER2/c-erbB-2 gene amplification. In a parallel observational study patients with HER2-negative disease will receive the same chemotherapy without Herceptin.

Interventions

DRUGTrastuzumab

8mg/kg IV on Day 1 of Cycle 1, followed by 6 mg/kg on Day 1 of Cycle 2 up a maximum of Cycle 17

DRUGDoxorubicin

60 mg/m2 IV on Day 1 of Cycles 1 through 3

DRUGPaclitaxel

150 mg/m2 IV on Day 1 of Cycles 1 through 3, followed by 175 mg/m2 IV on Day 1 of Cycles 4 through 7

DRUGCMF

CMF: Cyclophosphamide (600 mg/m2 IV bolus), methotrexate (40 mg/m2 IV bolus), 5-fluorouracil (600 mg/m2 IV bolus) on Day 1 of Cycles 8 through 10

Sponsors

Hoffmann-La Roche
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
FEMALE
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* female patients, \>=18 years of age, with locally advanced breast cancer.

Exclusion criteria

* previous therapy for any invasive malignancy.

Design outcomes

Primary

MeasureTime frameDescription
Event-Free Survival (EFS) - Percentage of Participants With an EventBaseline (BL), Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafterEFS was defined as the time between randomization and date of documented occurrence of disease recurrence or progression (local, regional, distant or contralateral) or death due to any cause.
Event-Free SurvivalBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafterThe median time, in months, between randomization and date of documented occurrence of an EFS event.
Percentage of Participants Event Free at 1 YearBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter
Percentage of Participants Event Free at 2 YearsBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter
Percentage of Participants Event Free at 3 YearsBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Secondary

MeasureTime frameDescription
Percentage of Participants Surviving at 3 YearsBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter
Percentage of Participants Achieving Either Complete Response (CR) or Partial Response (PR) According to Modified Response Evaluation Criteria in Solid Tumors (RECIST) CriteriaBL, Presurgery: Day 1 of Cycles 1-10Assessments were made based on objective tumor measurements of the lesions as recorded in the case report form. In inflammatory cancer, progressive disease (PD) was defined as progression of any of the 2 signs of breast edema and erythema. In non-inflammatory cancer, PD was concluded if either the investigator judged the participant as having progressed at any time prior to surgery, or there was at least a 20% increase in the sum of target lesions (TLs), any new lesion, or clear progression of any nontarget lesion (NTLs). Clear progression of any NTL was defined as at least a 20% increase in the sum of NTLs compared to BL. PR was defined as at least a 30% decrease from BL in the sum of the longest diameter of TLs. CR was defined as no PD as assessed by the investigator and complete disappearance of all lesions.
Percentage of Participants With Total Pathological Complete Response (tpCR)BL, Day 1 of Cycles 1-10 (pre-surgery)tpCR was defined as a determination of bpCR and an absence of positive axillary nodes on pathology.
Percentage of Participants With Breast Pathological Complete Response (bpCR)BL, Day 1 of Cycles 1-10 (pre-surgery)bpCR was defined as an absence of any invasive cancer cell of the primary tumor at the time of major surgery after neoadjuvant chemotherapy with and without trastuzumab.
Overall Survival (OS) - Percentage of Participants With an EventBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafterOS was defined as the time from the date of randomization to the date of the death due to any cause.
Overall SurvivalBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafterOS was defined as the time from the date of randomization to the date of the death due to any cause.
Percentage of Participants Surviving at 1 YearBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter
Percentage of Participants Surviving at 2 YearsBL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Countries

Austria, Germany, Italy, Portugal, Russia, Spain

Participant flow

Participants by arm

ArmCount
HER2+ TC
Participants with HER2+ breast cancer received treatment as follows: Cycles 1-3 (3-week cycles): trastuzumab 8 mg/kg, IV on Day 1 (Cycle 1 only; 6 mg/kg in Cycles 2 and 3), doxorubicin 60 mg/m\^2, IV, and paclitaxel 150 mg/m\^2, IV, on Day 1 followed by 2 weeks off. Cycles 4-7 (3-week cycles): trastuzumab 6 mg/kg, IV, paclitaxel 175 mg/m\^2, IV, on Day 1, followed by 2 weeks off. Cycles 8-10 (3-week cycles): trastuzumab 6 mg/kg, IV, on Day 1 and cyclophosphamide 600 mg/m\^2, IV, methotrexate 40 mg/m\^2, IV, and 5-fluorouracil 600 mg/m\^2, IV, (collectively CMF) on Days 1 and 8, followed by 2 weeks off. Cycles 11-17 (3-week cycles): postoperatively, participants received trastuzumab 6 mg/kg IV on Day 1, followed by 2 weeks off for maximum of 17 overall cycles with trastuzumab. Adjuvant tamoxifen, 20 mg/day was administered for up to 5 years.
115
HER2+ C
Participants with HER2+ breast cancer received treatment as follows: Cycles 1-3 (3-week cycles): doxorubicin 60 mg/m\^2, IV and paclitaxel 150 mg/m\^2, IV, on Day 1 followed by 2 weeks off. Cycles 4-7 (3-week cycles): paclitaxel 175 mg/m\^2, IV, on Day 1, followed by 2 weeks off. Cycles 8-10 (3-week cycles): cyclophosphamide 600 mg/m\^2, IV, methotrexate 40 mg/m\^2, IV, and 5-fluorouracil 600 mg/m\^2, IV, on Days 1 and 8, followed by 1 week off.
112
HER2- C
Participants with HER2- breast cancer received treatment as follows: Cycles 1-3 (3-week cycles): doxorubicin 60 mg/m\^2, IV, and paclitaxel 150 mg/m\^2, IV, on Day 1, followed by 2 weeks off. Cycles 4-7 (3-week cycles): paclitaxel 175 mg/m\^2, IV, on Day 1, followed by 2 weeks off. Cycles 8-10 (3-week cycles): cyclophosphamide 600 mg/m\^2, IV, methotrexate 40 mg/m\^2, IV, and 5-fluorouracil 600 mg/m\^2, IV, on Days 1 and 8, followed by 1 week off.
99
Total326

Withdrawals & dropouts

PeriodReasonFG000FG001FG002
Overall StudyAdministrative/Other213
Overall StudyDeath213017
Overall StudyFailure to return024
Overall StudyLack of Efficacy1098
Overall StudyOther384
Overall StudyParticipants ongoing in follow-up776058
Overall StudyViolation of Selection Criteria001
Overall StudyWithdrawal by Subject143

Baseline characteristics

CharacteristicHER2+ TCHER2+ CHER2- CTotal
Age, Continuous50.2 years
STANDARD_DEVIATION 9.78
52.3 years
STANDARD_DEVIATION 10.97
50.6 years
STANDARD_DEVIATION 10.46
51.0 years
STANDARD_DEVIATION 10.42
Sex: Female, Male
Female
115 Participants112 Participants99 Participants326 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
— / —— / —— / —
other
Total, other adverse events
113 / 115112 / 11298 / 99
serious
Total, serious adverse events
18 / 1158 / 1129 / 99

Outcome results

Primary

Event-Free Survival

The median time, in months, between randomization and date of documented occurrence of an EFS event.

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (MEDIAN)
HER2+ TCEvent-Free SurvivalNA months
HER2+ CEvent-Free Survival43.6 months
HER2- CEvent-Free Survival64.5 months
p-value: 0.027595% CI: [0.44, 0.96]Log Rank
Primary

Event-Free Survival (EFS) - Percentage of Participants With an Event

EFS was defined as the time between randomization and date of documented occurrence of disease recurrence or progression (local, regional, distant or contralateral) or death due to any cause.

Time frame: Baseline (BL), Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: The full analysis set (FAS) included all participants who were randomized in the main study or registered in the parallel observational arm.

ArmMeasureValue (NUMBER)
HER2+ TCEvent-Free Survival (EFS) - Percentage of Participants With an Event40.0 percentage of participants
HER2+ CEvent-Free Survival (EFS) - Percentage of Participants With an Event50.9 percentage of participants
HER2- CEvent-Free Survival (EFS) - Percentage of Participants With an Event42.4 percentage of participants
Primary

Percentage of Participants Event Free at 1 Year

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants Event Free at 1 Year89 percentage of participants
HER2+ CPercentage of Participants Event Free at 1 Year82 percentage of participants
HER2- CPercentage of Participants Event Free at 1 Year80 percentage of participants
Primary

Percentage of Participants Event Free at 2 Years

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants Event Free at 2 Years73 percentage of participants
HER2+ CPercentage of Participants Event Free at 2 Years61 percentage of participants
HER2- CPercentage of Participants Event Free at 2 Years69 percentage of participants
Primary

Percentage of Participants Event Free at 3 Years

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants Event Free at 3 Years65 percentage of participants
HER2+ CPercentage of Participants Event Free at 3 Years52 percentage of participants
HER2- CPercentage of Participants Event Free at 3 Years63 percentage of participants
Secondary

Overall Survival

OS was defined as the time from the date of randomization to the date of the death due to any cause.

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (MEDIAN)
HER2+ TCOverall SurvivalNA months
HER2+ COverall SurvivalNA months
HER2- COverall SurvivalNA months
p-value: 0.055595% CI: [0.35, 1.02]Log Rank
Secondary

Overall Survival (OS) - Percentage of Participants With an Event

OS was defined as the time from the date of randomization to the date of the death due to any cause.

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCOverall Survival (OS) - Percentage of Participants With an Event19.1 percentage of participants
HER2+ COverall Survival (OS) - Percentage of Participants With an Event28.4 percentage of participants
HER2- COverall Survival (OS) - Percentage of Participants With an Event21.2 percentage of participants
Secondary

Percentage of Participants Achieving Either Complete Response (CR) or Partial Response (PR) According to Modified Response Evaluation Criteria in Solid Tumors (RECIST) Criteria

Assessments were made based on objective tumor measurements of the lesions as recorded in the case report form. In inflammatory cancer, progressive disease (PD) was defined as progression of any of the 2 signs of breast edema and erythema. In non-inflammatory cancer, PD was concluded if either the investigator judged the participant as having progressed at any time prior to surgery, or there was at least a 20% increase in the sum of target lesions (TLs), any new lesion, or clear progression of any nontarget lesion (NTLs). Clear progression of any NTL was defined as at least a 20% increase in the sum of NTLs compared to BL. PR was defined as at least a 30% decrease from BL in the sum of the longest diameter of TLs. CR was defined as no PD as assessed by the investigator and complete disappearance of all lesions.

Time frame: BL, Presurgery: Day 1 of Cycles 1-10

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants Achieving Either Complete Response (CR) or Partial Response (PR) According to Modified Response Evaluation Criteria in Solid Tumors (RECIST) Criteria72.7 percentage of participants
HER2+ CPercentage of Participants Achieving Either Complete Response (CR) or Partial Response (PR) According to Modified Response Evaluation Criteria in Solid Tumors (RECIST) Criteria66.4 percentage of participants
HER2- CPercentage of Participants Achieving Either Complete Response (CR) or Partial Response (PR) According to Modified Response Evaluation Criteria in Solid Tumors (RECIST) Criteria65.6 percentage of participants
p-value: 0.307795% CI: [-6.4, 19.1]Chi-squared
Secondary

Percentage of Participants Surviving at 1 Year

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants Surviving at 1 Year100 percentage of participants
HER2+ CPercentage of Participants Surviving at 1 Year99 percentage of participants
HER2- CPercentage of Participants Surviving at 1 Year97 percentage of participants
Secondary

Percentage of Participants Surviving at 2 Years

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants Surviving at 2 Years95 percentage of participants
HER2+ CPercentage of Participants Surviving at 2 Years88 percentage of participants
HER2- CPercentage of Participants Surviving at 2 Years90 percentage of participants
Secondary

Percentage of Participants Surviving at 3 Years

Time frame: BL, Presurgery: Day 1 (Cycles 1-7) and Days 1 and 8 (Cycles 8-10); Postsurgery: Day 1 (Cycles 1-17); every 6 months up to 60 months after last dose of study drug; yearly thereafter

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants Surviving at 3 Years85 percentage of participants
HER2+ CPercentage of Participants Surviving at 3 Years78 percentage of participants
HER2- CPercentage of Participants Surviving at 3 Years85 percentage of participants
Secondary

Percentage of Participants With Breast Pathological Complete Response (bpCR)

bpCR was defined as an absence of any invasive cancer cell of the primary tumor at the time of major surgery after neoadjuvant chemotherapy with and without trastuzumab.

Time frame: BL, Day 1 of Cycles 1-10 (pre-surgery)

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants With Breast Pathological Complete Response (bpCR)44.3 percentage of participants
HER2+ CPercentage of Participants With Breast Pathological Complete Response (bpCR)26.7 percentage of participants
HER2- CPercentage of Participants With Breast Pathological Complete Response (bpCR)19.2 percentage of participants
p-value: 0.005195% CI: [5, 30.2]Chi-squared
Secondary

Percentage of Participants With Total Pathological Complete Response (tpCR)

tpCR was defined as a determination of bpCR and an absence of positive axillary nodes on pathology.

Time frame: BL, Day 1 of Cycles 1-10 (pre-surgery)

Population: FAS

ArmMeasureValue (NUMBER)
HER2+ TCPercentage of Participants With Total Pathological Complete Response (tpCR)40.0 percentage of participants
HER2+ CPercentage of Participants With Total Pathological Complete Response (tpCR)20.7 percentage of participants
HER2- CPercentage of Participants With Total Pathological Complete Response (tpCR)18.2 percentage of participants
p-value: 0.001495% CI: [7.2, 31.4]Chi-squared

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026