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Phase II Trial to Validate Markers for a Response Evaluation of a Combined Therapy in Patients With HER2+ Breast Cancer

A Multicenter Site, Open Label, Phase II Trial to Validate Predictive Markers for the Response Evaluation of a Combined Chemo-immunotherapy in Patients With HER2-positive Early Breast Cancer

Status
Terminated
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01891357
Enrollment
64
Registered
2013-07-03
Start date
2013-09-30
Completion date
2016-11-16
Last updated
2019-09-17

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Carcinoma, Ductal, Breast

Keywords

Unilateral primary invasive carcinoma of the breast

Brief summary

The Neo-PREDICT-HER2 Study is phase II trial to validate predictive markers for the response evaluation of a combined chemo-immunotherapy in patients with HER2-positive early breast cancer. The only treatment arm consists of Paclitaxel 80 mg/m2 weekly for 12 weeks with lapatinib 750 mg P.O. daily and trastuzumab 2 mg/kg IV (loading dose 4 mg/kg) weekly for 12 weeks.

Detailed description

Trastuzumab (T)-containing neoadjuvant chemotherapy has been reported to increase the probability of pathological complete response (pCR) in HER2 positive disease up to 67 %. Large trials revealed pCR rates (no remaining invasive and in situ components) of about 30-40 %, if anthracyclines/taxane based polychemotherapy was applied or about 40-45 % if no invasive tumor in the breast and lymph nodes was used as a pCR definition. Nevertheless, resistance to trastuzumab remains one of the most important challenges in adjuvant and metastatic breast cancer therapy causing poor prognosis with an increased incidence of cerebral metastasis and limited therapeutic options after disease progression6. An improvement shows the combination of trastuzumab and lapatinib, which has been reported to have increased efficacy in in-vitro and in metastatic setting in patients who were mostly resistant to both therapies in the previous course of disease. Recent data from the neoadjuvant setting (neoALTTO) - on a paclitaxel backbone - showed a significantly higher pCR rate after L + T than with either compound separately (47 % vs. 20 % and 27.6 % respectively). Several trials are planned to evaluate the combination of both therapies in the adjuvant and neoadjuvant setting. Clinical response measured by sequential evaluation of different proliferation markers (such as Ki-67) following a course of neoadjuvant chemotherapy has been demonstrated to correlate significantly with an increased risk of relapse in patients not achieving pathological complete response. It is therefore clinically relevant to evaluate such proliferation tools for early prediction of combination therapy efficacy (chemotherapy and HER2 targeted therapy). So far, it remains unclear which method of proliferation measurement is the optimal marker for response evaluation regarding a combined chemo-immunotherapy. However, measurement of proliferation and apoptosis genes as well as assessment of changes in Phosphatidylinositol 3-kinases (PI3K), Protein Kinase B (AKT), Insulin-like Growth Factor (IGF) and stem cell signalling after a short course of therapy could provide a unique signature for a dynamic response evaluation. The planned trial will validate predictive markers and a dynamic model based on the sequential evaluation of different proliferation and apoptosis markers. Furthermore it will assess the pCR-rate after 12 weeks of therapy. The aim of the study is to define a predictive marker for the response evaluation of a combined chemo-immunotherapy.

Interventions

PROCEDUREBiopsy before and after three weeks of study treatment

Core biopsies for histological analyses, to be analysed by the central pathology

DRUGpaclitaxel
DRUGlapatinib
DRUGtrastuzumab

Sponsors

GlaxoSmithKline
CollaboratorINDUSTRY
West German Study Group
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
FEMALE
Age
18 Years to 75 Years
Healthy volunteers
No

Inclusion criteria

1. Female patients, age at diagnosis 18 - 75 years 2. Histological confirmed unilateral primary invasive carcinoma of the breast 3. Clinical Stage Tumor 1 (cT1) (\> 1 cm) - Clinical Stage Tumor 4 (cT4) (if operable, inflammatory breast cancer is excluded) 4. HER2 over-expressing tumor confirmed by: 3+ by Immuno-histochemistry (IHC) and/or HER2/neu gene amplification by fluorescence, chromogenic or silver in-situ hybridization \[Fluorescent In-Situ Hybridization (FISH), Chromogenic In-Situ Hybridization (CISH) or Silver In-Situ Hybridization (SISH); \> 6 HER2 gene copies per nucleus or a FISH, CISH or SISH test ratio (HER2 gene copies to chromosome 17 signals) of ≥ 2.0\] 5. Clinically node positive disease or node negative disease 6. No clinical evidence for distant metastasis (cM0) after conventional staging 7. Performance Status Eastern Cooperative Oncology Group (ECOG) ≤ 1 or Karnofsky Index (KI) ≥ 80% 8. Baseline Left Ventricular Ejection Fraction (LVEF) \> 50% measured by echocardiography 9. Negative pregnancy test (urine or serum) within 7 days prior to start of induction treatment in premenopausal patients 10. The patient must be accessible for treatment and follow-up 11. Written informed consent including a written informed consent for shipping of tumor block for central pathology review and evaluation prior to the start of any study procedures

Exclusion criteria

1. Known hypersensitivity reaction to the compounds or incorporated substances 2. Known polyneuropathy grade ≥ 2 3. Have acute or currently active or requiring anti-viral therapy hepatic or biliary disease (with exception of patients with Gilbert's syndrome, asymptomatic gallstones, stable chronic liver disease per investigator assessment). 4. Prior malignancy with a disease-free survival of \< 10 years, except curatively treated basalioma of the skin, pTis of the cervix uteri 5. Prior or concurrent treatment with cytotoxic agents for any reason after consultation with the sponsor 6. Concurrent treatment with other experimental drugs. Participation in another clinical trial with any investigational not marketed drug within 30 days prior to study entry 7. Male breast cancer 8. Concurrent pregnancy; patients of childbearing potential must implement a highly effective (less than 1% failure rate) non-hormonal contraceptive measures during the study treatment 9. Breast feeding women 10. Sequential breast cancer 11. Lack of patient compliance 12. Inadequate organ function including: * Leucocytes \< 3.5 x 109/l * Platelets \< 100 x 109/l * Absolute Neutrophil Count (ANC) \< 1.5 x 109/l * Hemoglobin \< 9 g/dl * Serum Creatinine \> 1.5 mg/dl * Serum Bilirubin \> 1.1 mg/dl * Alkaline phosphatase \> 2.5 x Upper Limit of Normal (ULN) * Aspartate Transaminase (ASAT) and/or Alanine Transaminase (ALAT) \> 2.5 ULN * Albumin \< 2.5 g/dl 13. Uncompensated cardiac function 14. Malabsorption syndrome, disease significantly affecting gastrointestinal function 15. Concomitant use of Cytochrome P450 3A4 (CYP3A4) inhibitors or inducers

Design outcomes

Primary

MeasureTime frameDescription
Pathological Complete Response (pCR)Average of 16 weekspCR was defined at the time of surgery and measured by size of residual tumor, proportion of vital cells within invasive carcinoma, number of positive lymph nodes (ypN) and size of the largest lymph node metastasis and ductal carcinoma in situ (ypT). pCR is defined as ypT0/is, ypN0. Further exploratory pCR definitions were ypT0, ypN0 (total pCR) and ypT0/is (near pCR).

Secondary

MeasureTime frame
Event Free Survival (EFS)5-year survival
Overall Survival (OS)5-year survival

Other

MeasureTime frameDescription
Proliferation and Apoptosis GenesOne week before and after three weeks of treatmentProliferation Ki-67, Aurora A Kinase (STK15), survivin, Myb-related protein B (MYBL2),Cyclin B1 and apoptosis genes Bcl2, Epidermal Growth Factor-like 2 (SCUBE2), cleaved caspase C3 will be assessed in the samples from diagnostic and sequential biopsy.

Countries

Germany

Participant flow

Pre-assignment details

Patients should only have been registered for the study, if final results of screening evaluations were available and all inclusion/exclusion criteria met. This was not true for 3 patients. Patients should not have been registered due to distant metastasis. These patients were classified as screening failures and withdrawn from the study.

Participants by arm

ArmCount
Paclitaxel + Lapatinib + Trastuzumab
Paclitaxel 80 mg/m2 weekly for 12 weeks with lapatinib 750 mg P.O. daily and trastuzumab 2 mg/kg IV (loading dose 4 mg/kg) weekly for 12 weeks, biopsy before and after three weeks of study treatment Biopsy before and after three weeks of study treatment: Core biopsies for histological analyses, to be analysed by the central pathology paclitaxel lapatinib trastuzumab
61
Total61

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyProtocol Violation3

Baseline characteristics

CharacteristicPaclitaxel + Lapatinib + Trastuzumab
Age, Categorical
<=18 years
0 Participants
Age, Categorical
>=65 years
10 Participants
Age, Categorical
Between 18 and 65 years
51 Participants
Age, Continuous50.3 years
STANDARD_DEVIATION 10.8
Race and Ethnicity Not Collected— Participants
Region of Enrollment
Germany
61 participants
Sex: Female, Male
Female
61 Participants
Sex: Female, Male
Male
0 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
— / —
other
Total, other adverse events
59 / 61
serious
Total, serious adverse events
16 / 61

Outcome results

Primary

Pathological Complete Response (pCR)

pCR was defined at the time of surgery and measured by size of residual tumor, proportion of vital cells within invasive carcinoma, number of positive lymph nodes (ypN) and size of the largest lymph node metastasis and ductal carcinoma in situ (ypT). pCR is defined as ypT0/is, ypN0. Further exploratory pCR definitions were ypT0, ypN0 (total pCR) and ypT0/is (near pCR).

Time frame: Average of 16 weeks

Population: Measurement of pCR: at time of surgery, measured by size of residual tumor, proportion of vital cells per invasive carcinoma, number of positive lymph nodes (ypN), size of largest lymph node metastasis, ductal carcinoma in situ (ypT). Definition of pCR: ypT0/is, ypN0. Exploratory pCR definition: ypT0, ypN0 (total pCR), ypT0/is (near pCR).

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Paclitaxel + Lapatinib + TrastuzumabPathological Complete Response (pCR)ypT0, ypN019 Participants
Paclitaxel + Lapatinib + TrastuzumabPathological Complete Response (pCR)ypT0/is27 Participants
Paclitaxel + Lapatinib + TrastuzumabPathological Complete Response (pCR)ypT0/is, ypN025 Participants
Secondary

Event Free Survival (EFS)

Time frame: 5-year survival

Population: Data were not collected and the outcome cannot be reported

Secondary

Overall Survival (OS)

Time frame: 5-year survival

Population: Data were not collected and the outcome cannot be reported

Other Pre-specified

Proliferation and Apoptosis Genes

Proliferation Ki-67, Aurora A Kinase (STK15), survivin, Myb-related protein B (MYBL2),Cyclin B1 and apoptosis genes Bcl2, Epidermal Growth Factor-like 2 (SCUBE2), cleaved caspase C3 will be assessed in the samples from diagnostic and sequential biopsy.

Time frame: One week before and after three weeks of treatment

Population: Data were not collected and the outcome cannot be reported

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026