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A Study to Evaluate a Therapeutic Vaccine, ASP0113, in Cytomegalovirus (CMV)-Seropositive Recipients Undergoing Allogeneic, Hematopoietic Cell Transplant (HCT)

A Randomized, Double-Blind, Placebo-Controlled, Phase 3 Trial to Evaluate the Protective Efficacy and Safety of a Therapeutic Vaccine, ASP0113, in Cytomegalovirus (CMV)-Seropositive Recipients Undergoing Allogeneic, Hematopoietic Cell Transplant (HCT)

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01877655
Acronym
HELIOS
Enrollment
514
Registered
2013-06-14
Start date
2013-09-11
Completion date
2022-03-01
Last updated
2024-10-24

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Allogeneic, Hematopoietic Cell Transplant (HCT), Cytomegalovirus (CMV)-Positive Recipients

Keywords

ASP0113, Cytomegalovirus (CMV), Hematopoietic Cell Transplant (HCT)

Brief summary

The purpose of the study was to evaluate the efficacy of ASP0113 compared with placebo as measured by a primary composite endpoint of overall mortality and CMV end organ disease (EOD) through 1 year post-transplant. Safety of ASP0113 in participants undergoing allogeneic HCT will also be evaluated.

Detailed description

Participants will be followed for 5.5 years post-transplant for long-term safety via an annual telephone contact.

Interventions

BIOLOGICALASP0113

Intramuscular injection

DRUGPlacebo

Intramuscular injection

Sponsors

Astellas Pharma Global Development, Inc.
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
PREVENTION
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Participant is a CMV-seropositive HCT recipient * Participant is planned to undergo either of the following: * Sibling Donor Transplant * Unrelated Donor Transplant * Participant has one of the following underlying diseases: * Acute myeloid leukemia (AML) * Acute lymphoblastic leukemia (ALL) * Acute undifferentiated leukemia (AUL) * Acute biphenotypic leukemia * Chronic myelogenous leukemia (CML) * Chronic lymphocytic leukemia (CLL). * A defined myelodysplastic syndrome(s) (MDS) * Primary or secondary myelofibrosis * Lymphoma (including Hodgkin's)

Exclusion criteria

* Participant has active CMV disease or infection or has received treatment for active CMV disease or infection within 3 months (90 days) prior to transplant * Participant has a modified hematopoietic cell transplant comorbidity index (HCT-CI) score ≥ 4 * Participant has received a prior HCT and has residual Chronic Graft-versus-host Disease (cGVHD) * Participant who is scheduled to have a cord blood transplant or a haploidentical transplant * Participant has a platelet count of less than 50,000 mm3 within 3 days prior to randomization (platelet transfusions are allowed) * Participant has aplastic anemia or multiple myeloma

Design outcomes

Primary

MeasureTime frameDescription
Percentage of Participants With Composite of All-Cause Mortality and Adjudicated Cytomegalovirus End Organ Disease (CMV EOD) Through 1 Year Post TransplantFrom first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)This was the composite of all-cause mortality and adjudicated CMV EOD through 1 year posttransplant, The CMV EOD was assessed by the independent and blinded adjudication committee, which counted events that were observed up to day 380 from transplantation. Deaths that occurred up to day 365 from transplant were also counted.

Secondary

MeasureTime frameDescription
Percentage of Participants With Protocol-Defined CMV Viremia Through 1 Year PosttransplantFrom first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)Protocol-defined CMV viremia was defined as a CMV plasma viral load ≥1000 IU/mL as assessed by the central laboratory. Rate was based on cumulative incidence function estimated at 1 year. The central laboratory had the lower limit of quantification \[LLOQ\] for CMV viral load assessment, so when the viral load was below the LLOQ the actual viral load reading was not possible and was denoted as ≤LLOQ. If participant had any CMV viral load assessments greater than the LLOQ it was classified as viremic.
Percentage of Participants With Adjudicated CMV-Specific Antiviral Therapy (AVT) Through 1 Year PosttransplantFrom first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)The CMV-specific AVT use was adjudicated by the independent and blinded committee. When the CMV-specific AVT was initiated, a central CMV viral load was obtained weekly until it was discontinued. Participants without any CMV-specific AVT events were censored on the last study evaluation.
Percentage of Participants With a Composite Endpoint of Protocol-defined CMV Viremia and Adjudicated CMV-Specific AVT UseFrom first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)Protocol-defined CMV viremia was as CMV plasma viral load ≥ 1000 IU/mL as assessed by the central laboratory. The CMV-specific AVT was determined by the adjudication committee. Participants with no posttransplant viral load data were excluded from the analysis.
Percentage of Participants With First Occurrence of Adjudicated CMV-specific AVT or Adjudicated Diagnosis of CMV EOD After Study Drug First Injection Through 1 Year PosttransplantFrom first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)Rate was based on cumulative incidence function estimate at 1 year. Time to first CMV-specific AVT was defined as time to the start of AVT for CMV viremia or CMV EOD. CMV-specific AVT and EOD were determined by the adjudication committee. This endpoint was a composite endpoint based on the independent adjudication committee assessments of CMV-specific AVT and CMV EOD.
All-Cause Mortality at 1 Year PosttransplantFrom first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)All-cause mortality through 1-year post-transplantation summary included all deaths and unknown survival status. For the known deaths, the adjudication committee assessed results and summarized them according to the following category: Mortality due to the participant's primary disease, and mortality due to causes unrelated to the participant's primary disease. Participants with unknown survival status at 1 year were considered dead for this analysis.

Countries

Australia, Belgium, Canada, France, Germany, Japan, South Korea, Spain, Sweden, Taiwan, United States

Participant flow

Recruitment details

A total of 514 participants were enrolled across 11 countries. At least 30% of enrolled participants had cytomegalovirus (CMV) seronegative donor and underwent allogeneic hematopoietic cell transplant (HCT). After the primary study period (day 365) participants were monitored for 5.5 years post-transplant for long-term safety. After the primary period completion, 326 participants entered the long-term follow-up period.

Pre-assignment details

Screening assessment occurred from 30 to 5 days before transplant. Participants who met the inclusion and none of the exclusion criteria were randomly assigned in a 1:1 ratio to receive either ASP0113 or placebo. The randomization to treatment was stratified by donor-recipient relatedness and by donor CMV serostatus.

Participants by arm

ArmCount
Placebo
Participants received 1 mL of 5 mg/mL of matching placebo via intramuscular injection in the deltoid muscle alternating sides with each dose on days -14 to -3 pretransplant, 14 to 40, 60, 90 and 180 in relation to the day of transplant (Day 0).
263
ASP0113
Participants received 1 mL of 5 mg/mL of ASP0113 via intramuscular injection in the deltoid muscle alternating sides with each dose on days -14 to -3 pretransplant, 14 to 40, 60, 90 and 180 in relation to the day of transplant (Day 0).
251
Total514

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyDeath5752
Overall StudyMiscellaneous44
Overall StudyPhysician Decision1110
Overall StudyRandomized but Never Received Drug85
Overall StudyWithdrawal by Subject1826

Baseline characteristics

CharacteristicASP0113TotalPlacebo
Age, Continuous51.8 Year
STANDARD_DEVIATION 12.41
51.9 Year
STANDARD_DEVIATION 12.78
52.0 Year
STANDARD_DEVIATION 13.15
Antithymocyte Globulin (ATG) Use
No
208 Participants426 Participants218 Participants
Antithymocyte Globulin (ATG) Use
Yes
43 Participants88 Participants45 Participants
Body Mass Index (BMI)26.0 kg/m^2
STANDARD_DEVIATION 5.05
26.5 kg/m^2
STANDARD_DEVIATION 5.06
27.0 kg/m^2
STANDARD_DEVIATION 5.02
Conditioning Regimen
Missing
7 Participants17 Participants10 Participants
Conditioning Regimen
Myeloablative
120 Participants242 Participants122 Participants
Conditioning Regimen
Non-Myeloablative
124 Participants255 Participants131 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
19 Participants30 Participants11 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
232 Participants484 Participants252 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Height169.7 Centimeteres
STANDARD_DEVIATION 9.88
170.2 Centimeteres
STANDARD_DEVIATION 9.9
170.6 Centimeteres
STANDARD_DEVIATION 9.91
Primary Diagnosis
Acute Biphenotypic Leukemia (ABL)
2 Participants4 Participants2 Participants
Primary Diagnosis
Acute Lymphoblastic Leukemia (ALL)
34 Participants68 Participants34 Participants
Primary Diagnosis
Acute Myeloid Leukemia (AML)
97 Participants223 Participants126 Participants
Primary Diagnosis
Acute Undifferentiated Leukemia (AUL)
2 Participants3 Participants1 Participants
Primary Diagnosis
Chronic Lymphocytic Leukemia (CLL)
10 Participants17 Participants7 Participants
Primary Diagnosis
Chronic Myelogenous Leukemia (CML)
12 Participants18 Participants6 Participants
Primary Diagnosis
Lymphoma
31 Participants64 Participants33 Participants
Primary Diagnosis
Missing
1 Participants1 Participants0 Participants
Primary Diagnosis
Myelodysplastic Syndrome
51 Participants97 Participants46 Participants
Primary Diagnosis
Primary or Secondary Myelofibrosis
11 Participants19 Participants8 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
50 Participants97 Participants47 Participants
Race (NIH/OMB)
Black or African American
7 Participants13 Participants6 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
17 Participants38 Participants21 Participants
Race (NIH/OMB)
White
177 Participants366 Participants189 Participants
Sex: Female, Male
Female
110 Participants215 Participants105 Participants
Sex: Female, Male
Male
141 Participants299 Participants158 Participants
Strata
Non-related Seronegative Donor
79 Participants151 Participants72 Participants
Strata
Non-related Seropositive Donor
73 Participants169 Participants96 Participants
Strata
Related Seronegative Donor
26 Participants56 Participants30 Participants
Strata
Related Seropositive Donor
73 Participants138 Participants65 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
100 / 255105 / 246
other
Total, other adverse events
254 / 255244 / 246
serious
Total, serious adverse events
221 / 255221 / 246

Outcome results

Primary

Percentage of Participants With Composite of All-Cause Mortality and Adjudicated Cytomegalovirus End Organ Disease (CMV EOD) Through 1 Year Post Transplant

This was the composite of all-cause mortality and adjudicated CMV EOD through 1 year posttransplant, The CMV EOD was assessed by the independent and blinded adjudication committee, which counted events that were observed up to day 380 from transplantation. Deaths that occurred up to day 365 from transplant were also counted.

Time frame: From first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)

Population: The analysis population was the full analysis set (FAS), which consisted of all randomized participants who received at least one dose of randomized study drug.

ArmMeasureGroupValue (NUMBER)
PlaceboPercentage of Participants With Composite of All-Cause Mortality and Adjudicated Cytomegalovirus End Organ Disease (CMV EOD) Through 1 Year Post TransplantParticipants With Composite Endpoint30.20 Percentage of Participants
PlaceboPercentage of Participants With Composite of All-Cause Mortality and Adjudicated Cytomegalovirus End Organ Disease (CMV EOD) Through 1 Year Post TransplantAll-Cause Mortality28.24 Percentage of Participants
PlaceboPercentage of Participants With Composite of All-Cause Mortality and Adjudicated Cytomegalovirus End Organ Disease (CMV EOD) Through 1 Year Post TransplantAdjudicated CMV EOD3.53 Percentage of Participants
ASP0113Percentage of Participants With Composite of All-Cause Mortality and Adjudicated Cytomegalovirus End Organ Disease (CMV EOD) Through 1 Year Post TransplantParticipants With Composite Endpoint35.37 Percentage of Participants
ASP0113Percentage of Participants With Composite of All-Cause Mortality and Adjudicated Cytomegalovirus End Organ Disease (CMV EOD) Through 1 Year Post TransplantAll-Cause Mortality31.71 Percentage of Participants
ASP0113Percentage of Participants With Composite of All-Cause Mortality and Adjudicated Cytomegalovirus End Organ Disease (CMV EOD) Through 1 Year Post TransplantAdjudicated CMV EOD6.10 Percentage of Participants
Comparison: Analysis of all-cause mortality and adjudicated CMV EOD. Analysis was completed using the Cochran-Mantel-Haenszel (CMH) test at the 1-sided 5% level stratified by use of antithymocyte globulin (ATG) and by receipt of a kidney from a living or deceased donor.p-value: 0.20595% CI: [0.87, 1.85]Cochran-Mantel-Haenszel
Secondary

All-Cause Mortality at 1 Year Posttransplant

All-cause mortality through 1-year post-transplantation summary included all deaths and unknown survival status. For the known deaths, the adjudication committee assessed results and summarized them according to the following category: Mortality due to the participant's primary disease, and mortality due to causes unrelated to the participant's primary disease. Participants with unknown survival status at 1 year were considered dead for this analysis.

Time frame: From first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)

Population: The analysis population was the FAS.

ArmMeasureValue (NUMBER)
PlaceboAll-Cause Mortality at 1 Year Posttransplant28.24 Percentage of Participants
ASP0113All-Cause Mortality at 1 Year Posttransplant31.71 Percentage of Participants
Comparison: Analysis of all-cause mortality at 1 year. Participants with unknown survival status at 1 year were considered dead for this analysis.p-value: 0.39395% CI: [0.81, 1.73]Cox Proportional Hazards Model
Secondary

Percentage of Participants With a Composite Endpoint of Protocol-defined CMV Viremia and Adjudicated CMV-Specific AVT Use

Protocol-defined CMV viremia was as CMV plasma viral load ≥ 1000 IU/mL as assessed by the central laboratory. The CMV-specific AVT was determined by the adjudication committee. Participants with no posttransplant viral load data were excluded from the analysis.

Time frame: From first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)

Population: The analysis population was the FAS.

ArmMeasureValue (NUMBER)
PlaceboPercentage of Participants With a Composite Endpoint of Protocol-defined CMV Viremia and Adjudicated CMV-Specific AVT Use60.78 Percentage of Participants
ASP0113Percentage of Participants With a Composite Endpoint of Protocol-defined CMV Viremia and Adjudicated CMV-Specific AVT Use60.98 Percentage of Participants
Comparison: Analysis of composite of CMV viremia and adjudicated CMV-AVT. The CMV viremia was defined by the protocol as CMV plasma viral load ≥ 1000 IU/mL as assessed by the central laboratory. CMV-specific AVT was determined by the adjudication committee. Participants with no posttransplant viral load data were excluded from the analysis.p-value: 0.80295% CI: [0.73, 1.51]Cochran-Mantel-Haenszel
Secondary

Percentage of Participants With Adjudicated CMV-Specific Antiviral Therapy (AVT) Through 1 Year Posttransplant

The CMV-specific AVT use was adjudicated by the independent and blinded committee. When the CMV-specific AVT was initiated, a central CMV viral load was obtained weekly until it was discontinued. Participants without any CMV-specific AVT events were censored on the last study evaluation.

Time frame: From first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)

Population: The analysis population was the FAS.

ArmMeasureValue (NUMBER)
PlaceboPercentage of Participants With Adjudicated CMV-Specific Antiviral Therapy (AVT) Through 1 Year Posttransplant53.2 Percentage of Participants
ASP0113Percentage of Participants With Adjudicated CMV-Specific Antiviral Therapy (AVT) Through 1 Year Posttransplant54.6 Percentage of Participants
Comparison: Analysis of CMV-specific antiviral therapy (AVT) through 1 year. Time to first adjudicated CMV-specific therapy was defined as time to the start of AVT for CMV viremia. CMV-specific AVT was determined by the adjudication committee. Rate was based on cumulative incidence function estimate at 1 year.p-value: 0.88895% CI: [0.8, 1.29]Cox Proportional Hazard Model
Secondary

Percentage of Participants With First Occurrence of Adjudicated CMV-specific AVT or Adjudicated Diagnosis of CMV EOD After Study Drug First Injection Through 1 Year Posttransplant

Rate was based on cumulative incidence function estimate at 1 year. Time to first CMV-specific AVT was defined as time to the start of AVT for CMV viremia or CMV EOD. CMV-specific AVT and EOD were determined by the adjudication committee. This endpoint was a composite endpoint based on the independent adjudication committee assessments of CMV-specific AVT and CMV EOD.

Time frame: From first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)

Population: The analysis population was the FAS.

ArmMeasureValue (NUMBER)
PlaceboPercentage of Participants With First Occurrence of Adjudicated CMV-specific AVT or Adjudicated Diagnosis of CMV EOD After Study Drug First Injection Through 1 Year Posttransplant54.4 Percentage of Participants
ASP0113Percentage of Participants With First Occurrence of Adjudicated CMV-specific AVT or Adjudicated Diagnosis of CMV EOD After Study Drug First Injection Through 1 Year Posttransplant55.4 Percentage of Participants
Comparison: Analysis of rate of adjudicated CMV AVT or CMV EOD. Time to first CMV-specific AVT was defined as time to the start of AVT for CMV viremia or CMV EOD. CMV-specific AVT and EOD and were determined by the adjudication committee. Rate based on cumulative incidence function estimate at 1 year.p-value: 0.92895% CI: [0.8, 1.28]Cox Proportional Hazards Model
Secondary

Percentage of Participants With Protocol-Defined CMV Viremia Through 1 Year Posttransplant

Protocol-defined CMV viremia was defined as a CMV plasma viral load ≥1000 IU/mL as assessed by the central laboratory. Rate was based on cumulative incidence function estimated at 1 year. The central laboratory had the lower limit of quantification \[LLOQ\] for CMV viral load assessment, so when the viral load was below the LLOQ the actual viral load reading was not possible and was denoted as ≤LLOQ. If participant had any CMV viral load assessments greater than the LLOQ it was classified as viremic.

Time frame: From first study dose injection (Day -14 to -3 prior to transplant) up to one year post study drug injection (Day 365)

Population: The analysis population was the FAS.

ArmMeasureValue (NUMBER)
PlaceboPercentage of Participants With Protocol-Defined CMV Viremia Through 1 Year Posttransplant58.6 Percentage of Participants
ASP0113Percentage of Participants With Protocol-Defined CMV Viremia Through 1 Year Posttransplant56.7 Percentage of Participants
Comparison: Analysis of CMV viremia through 1 year posttransplant. CMV viremia was defined by the protocol as CMV plasma viral load ≥ 1000 IU/mL as assessed by the central laboratory. The 95% CI was based on cumulative incidence function CMV viremia rate at 1 year.p-value: 0.74895% CI: [0.76, 1.22]Cox Proportional Hazard Model

Source: ClinicalTrials.gov · Data processed: Feb 23, 2026