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Phase 2 Trial of Pertuzumab and Trastuzumab With Weekly Paclitaxel and Chemotherapy for HER2 Positive Breast Cancer

Single Arm, Neoadjuvant, Phase II Trial of Pertuzumab and Trastuzumab Administered Concomitantly With Weekly Paclitaxel and FEC for Clinical Stage I-II HER2-Positive Breast Cancer

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01855828
Enrollment
50
Registered
2013-05-17
Start date
2013-09-30
Completion date
2018-08-31
Last updated
2020-03-31

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Her2-Positive Breast Cancer

Brief summary

The main goal of this clinical trial is to test if adding pertuzumab (Perjeta), improves the anticancer activity of the combination chemotherapy regimen of trastuzumab (Herceptin) concomitant with paclitaxel, 5-fluorouracil, epirubicin, and cyclophosphamide (T-FEC). The study will also test the safety of this therapy.

Detailed description

Subjects will receive 6 months of T-FEC chemotherapy concomitant with trastuzumab and pertuzumab before surgery. Subsequently, subjects will undergo surgery to remove any cancer from the breast and axillary lymph nodes that may have survived the chemotherapy. It is expected that the majority of women will have no viable cancer left in the breast or lymph nodes by the time all chemotherapy is completed.

Interventions

DRUGCyclophosphamide

Administered at 500mg/m2 for every 3 weeks during weeks 13-24 (4 doses total).

DRUGPertuzumab

First dose is 840mg, maintenance dose is 420mg. Pertuzumab will be administered once every 3 weeks for 24 weeks (8 doses total)

DRUGTrastuzumab

For weeks 1-12, first dose is 4 mg/kg, maintenance dose is 2 mg/kg administered every week (12 doses total). For weeks 13-24, dose is 6mg/kg administered every 3 weeks (4 doses total).

DRUGPaclitaxel

Administered at 80mg/m2 every week from week 1 to 12 (12 doses total).

DRUG5-fluorouracil

Administered at 500 mg/m2 for every 3 weeks during weeks 13-24 (4 doses total).

DRUGEpirubicin

Administered at 75mg/m2 every 3 weeks during weeks 13-24 (4 doses total).

Sponsors

Genentech, Inc.
CollaboratorINDUSTRY
Yale University
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 65 Years
Healthy volunteers
No

Inclusion criteria

\- Patients with histologically confirmed stage I-III, HER2-positive invasive breast cancer for which adjuvant/neoadjuvant chemotherapy is indicated based on physician judgment following NCCN practice guidelines. HER2 overexpression or amplification will be based on local test results and is defined as either: (i) IHC staining of 3+ (uniform, intense membrane staining) in greater than or equal to 10% of invasive tumor cells or, (ii) Fluorescent in situ hybridization (FISH) result of more than six HER2 gene copies per nucleus or, (iii) FISH ratio (HER2 gene signals to chromosome 17 signals) of greater than or equal to 2.0. * Patients with synchronous bilateral breast cancers are eligible if at least one of the tumors is HER2-positive. * Left Ventricular Ejection Fraction (LVEF) greater or equal to 50% at baseline as determined by either ECHO or MUGA, or within the institution's normal limits. * Women of childbearing potential must have a negative pregnancy test (serum or urine beta HCG) prior to initiation of chemotherapy. Both female and male breast cancer patients who are sexually active have to agree to practice contraception while participating in the trial and for 3 month after completion of therapy. * Adequate bone marrow function as indicated by the following: * ANC greater than or equal to 1500/uL * Platelets greater than or equal to 100,000/uL * Hemoglobin greater than or equal to 10 g/dL * Adequate renal function, as indicated by creatinine less than or equal to 1.5 times upper limit of normal (ULN) * Adequate liver function, as indicated by bilirubin less than or equal to 1.5 X ULN and AST or ALT less than or equal to 2x ULN. * Signed informed consent.

Exclusion criteria

Patients will be excluded from the study based on any of the following criteria: * Patients who underwent partial excisional biopsy, lumpectomy, segmental mastectomy, modified radical mastectomy or sentinel node biopsy and, therefore cannot be assessed for pathologic response accurately. * Patients who are high risk for developing the following anthracycline, paclitaxel, trastuzumab or pertuzumab related toxicities including: History of congestive heart failure, myocardial infarction or cardiomyopathy, uncontrolled hypertension despite adequate medications Pre-existing peripheral neuropathy \> grade 3 Prior anthracycline therapy Known hypersensitivity to any of the study medications Patients older than age 65 due to increased risk of cardiotoxicity * Active infection requiring systemic antibiotic therapy. * Pregnant or lactating women

Design outcomes

Primary

MeasureTime frameDescription
Proportion of Participants With a Pathologic Complete Response Rate20 weeksTo estimate the pathologic complete response rate (pCR) when pertuzumab is added to weekly trastuzumab/paclitaxel followed by trastuzumab/5-fluorouracil, epirubicin and cyclophosphamide neoadjuvant chemotherapy in HER2-positive breast cancer. This study will assess pCR rates separately in ER+ and ER- cancers. Pathologic complete response is defined as no evidence of viable invasive tumor cells at the primary tumor site and axillary lymph nodes in the surgical specimen. Residual Disease (RD) is defined as: Any invasive cancer in the breast or axillary lymph nodes in the surgical specimen.

Secondary

MeasureTime frameDescription
Cardiac SafetyUp to 1 year post surgeryTo assess the safety of the regimen, cardiac safety was measured by rates of clinically symptomatic congestive heart failure, asymptomatic decrease in LVEF \>10%, and decrease of LVEF below normal level. This was assessed up to 1 year following surgery.
Count of Patients With Clinical ResponseUp to 28 weeksTo assess clinical response according to Response Evaluation Criteria in Solid Tumors (RECIST) criteria, the number of patients are presented with a clinical response.
Residual Cancer Burden ScoreUp to 28 weeksTo assess cancer burben, the Residual Cancer Burden (RCB) score was used. This score has a range of 0 - III, where III (3) is the worst level of burden.

Countries

United States

Participant flow

Participants by arm

ArmCount
Chemo Plus Pertuzumab,Trastuzumab
During weeks 1-12, patients will receive pertuzumab, trastuzumab, and paclitaxel at the same time; during weeks 13-24 patients will receive pertuzumab and trastuzumab at the same time with 5-fluorouracil, epirubicin, and cyclophosphamide (FEC). Pertuzumab: First dose is 840mg, maintenance dose is 420mg. Pertuzumab will be administered once every 3 weeks for 24 weeks (8 doses total) Trastuzumab: For weeks 1-12, first dose is 4 mg/kg, maintenance dose is 2 mg/kg administered every week (12 doses total). For weeks 13-24, dose is 6mg/kg administered every 3 weeks (4 doses total). Paclitaxel: Administered at 80mg/m2 every week from week 1 to 12 (12 doses total). 5-fluorouracil: Administered at 500 mg/m2 for every 3 weeks during weeks 13-24 (4 doses total). Epirubicin: Administered at 75mg/m2 every 3 weeks during weeks 13-24 (4 doses total). Cyclophosphamide: Administered at 500mg/m2 for every 3 weeks during weeks 13-24 (4 doses total).
50
Total50

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyAdverse Event1
Overall StudyWithdrawal by Subject1

Baseline characteristics

CharacteristicChemo Plus Pertuzumab,Trastuzumab
Age, Continuous51 years
Clinical Tumor Status
T1: Tumor is 2 cm or smaller
18 Participants
Clinical Tumor Status
T2: Tumor is larger than 2 cm, but no larger than
25 Participants
Clinical Tumor Status
T3: Tumor is larger than 5 cm
5 Participants
Clinical Tumor Status
T4: Tumor is any size, but has spread
2 Participants
HER2 status
Fluorescence in situ hybridization (FISH) positive
27 Participants
HER2 status
Immunohistochemistry (IHC) 3+
23 Participants
Hormone receptor status
Estrogen Receptor - / Progesterone Receptor -
26 Participants
Hormone receptor status
Estrogen Receptor + / Progesterone Receptor -
4 Participants
Hormone receptor status
Estrogen Receptor + / Progesterone Receptor +
20 Participants
Race/Ethnicity, Customized
Race/Ethnicity
African American
4 Participants
Race/Ethnicity, Customized
Race/Ethnicity
Asian
2 Participants
Race/Ethnicity, Customized
Race/Ethnicity
Hispanic
6 Participants
Race/Ethnicity, Customized
Race/Ethnicity
Unknown
2 Participants
Race/Ethnicity, Customized
Race/Ethnicity
White
36 Participants
Region of Enrollment
United States
50 participants
Sex: Female, Male
Female
50 Participants
Sex: Female, Male
Male
0 Participants
Type of surgery
Breast conserving surgery
13 Participants
Type of surgery
Mastectomy
35 Participants
Type of surgery
No surgery (dropped out of study)
2 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 50
other
Total, other adverse events
50 / 50
serious
Total, serious adverse events
6 / 50

Outcome results

Primary

Proportion of Participants With a Pathologic Complete Response Rate

To estimate the pathologic complete response rate (pCR) when pertuzumab is added to weekly trastuzumab/paclitaxel followed by trastuzumab/5-fluorouracil, epirubicin and cyclophosphamide neoadjuvant chemotherapy in HER2-positive breast cancer. This study will assess pCR rates separately in ER+ and ER- cancers. Pathologic complete response is defined as no evidence of viable invasive tumor cells at the primary tumor site and axillary lymph nodes in the surgical specimen. Residual Disease (RD) is defined as: Any invasive cancer in the breast or axillary lymph nodes in the surgical specimen.

Time frame: 20 weeks

Population: For ER-negative cancers, the maximum sample size was set to n = 25 and the regimen would be considered of interest if \> 20 patients achieve pCR. For ER-positive patients, the maximum sample size for the ER-positive cohort was set to 39 and the regimen would be considered of interest in this subgroup if \> 23 patients achieve pCR.

ArmMeasureGroupValue (NUMBER)
Chemo Plus Pertuzumab,TrastuzumabProportion of Participants With a Pathologic Complete Response RateHR Positive.26 proportion of participants
Chemo Plus Pertuzumab,TrastuzumabProportion of Participants With a Pathologic Complete Response RateHR Negative.80 proportion of participants
Secondary

Cardiac Safety

To assess the safety of the regimen, cardiac safety was measured by rates of clinically symptomatic congestive heart failure, asymptomatic decrease in LVEF \>10%, and decrease of LVEF below normal level. This was assessed up to 1 year following surgery.

Time frame: Up to 1 year post surgery

Population: All patients are assessed in each arm.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Chemo Plus Pertuzumab,TrastuzumabCardiac Safety0 Participants
Chemo Plus Pertuzumab,Trastuzumab-asympomatic Decrease in LVEFCardiac Safety14 Participants
Chemo Plus Pertuzumab,Trastuzumab-LVEF Below Normal LevelCardiac Safety1 Participants
Secondary

Count of Patients With Clinical Response

To assess clinical response according to Response Evaluation Criteria in Solid Tumors (RECIST) criteria, the number of patients are presented with a clinical response.

Time frame: Up to 28 weeks

Population: All patients are assessed by HR-positive or HR-negative status.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Chemo Plus Pertuzumab,TrastuzumabCount of Patients With Clinical Response6 Participants
Chemo Plus Pertuzumab,Trastuzumab-asympomatic Decrease in LVEFCount of Patients With Clinical Response20 Participants
Secondary

Residual Cancer Burden Score

To assess cancer burben, the Residual Cancer Burden (RCB) score was used. This score has a range of 0 - III, where III (3) is the worst level of burden.

Time frame: Up to 28 weeks

Population: Total participants that were analyzed for this score (n=43).

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Chemo Plus Pertuzumab,TrastuzumabResidual Cancer Burden ScoreRCB = 028 Participants
Chemo Plus Pertuzumab,TrastuzumabResidual Cancer Burden ScoreRCB = I (1)5 Participants
Chemo Plus Pertuzumab,TrastuzumabResidual Cancer Burden ScoreRCB = II (2)4 Participants
Chemo Plus Pertuzumab,TrastuzumabResidual Cancer Burden ScoreRCB = III (3)4 Participants

Source: ClinicalTrials.gov · Data processed: Feb 26, 2026