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Post- Approval Study on Patients Who Received a HeartWare HVAD® During IDE Trials

A Multi Center, Post Approval Study Providing Continued Evaluation and Follow-up on Patients Who Received a HeartWare® Ventricular Assist System During IDE Trials for the Treatment of Advanced Heart Failure

Status
Completed
Phases
Unknown
Study type
Observational
Source
ClinicalTrials.gov
Registry ID
NCT01832610
Acronym
HW-PAS-03
Enrollment
101
Registered
2013-04-16
Start date
2013-01-31
Completion date
2018-03-31
Last updated
2019-07-11

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Heart Failure

Brief summary

Patients will be approached to participate in this PAS after the HeartWare® Ventricular Assist System receives PMA approval for the indicated use as a bridge to cardiac transplantation.

Detailed description

Patients who participated in prior trials will be approached for this PAS as follows: * Patients who are on continued HeartWare® System support, (original or exchange device) * Patients who have been explanted for transplant or recovery and have not yet completed 6 months of follow-up Patients who participated in prior trials who will not be approached to participate in this follow-up study include: • Patients who have been explanted for transplant or recovery and have completed at least 6 months of follow-up (documented in the prior IDE trial). No new patients are being screened or implanted with the HeartWare® System for this trial, it is a follow-up trial only.

Interventions

The HeartWare® LVAD is an implantable centrifugal pump that was designed to provide flows up to 10 L/min in a small device which is both lightweight and simple to use.

Sponsors

Medtronic Cardiac Rhythm and Heart Failure
Lead SponsorINDUSTRY

Study design

Observational model
CASE_ONLY
Time perspective
OTHER

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. The patient has participated in a prior HeartWare trial under IDE G070199. 2. The patient was implanted with the HeartWare® Ventricular Assist System and was an active patient in the prior trial. 3. The patient has signed informed consent for participation in the study.

Exclusion criteria

1. The patient is unwilling or unable to comply with trial requirements. 2. The patient did not sign the informed consent.

Design outcomes

Primary

MeasureTime frameDescription
Overall Survival on DeviceImplant to 5 yearsOverall survival is the probability (expressed as a percent of 100) the participant did not die within 5 years post implant via the Kaplan-Meier method. Participants that did not die were censored at the time of last follow-up or their end of study at 5 years post implant, whichever occurred first.

Secondary

MeasureTime frameDescription
Re-hospitalizationsEnrollment into HW-PAS-03 to 5 yearsA summary of the number of re-hospitalizations per participant from enrollment into HW-PAS-03 throughout their participation in the study.
Number of Participants Experiencing Any Adverse Event Per Intermacs DefinitionEnrollment into HW-PAS-03 to 5 yearsNumber of participants with an Intermacs adverse event, per the Intermacs definitions. An adverse event is any untoward medical occurrence, unintended disease or injury or any untoward clinical signs (including an abnormal laboratory finding) in participants, users or other persons whether or not related to the medical device.
Health Status Change Measured by Kansas City Cardiomyopathy Questionnaire (KCCQ)Change from baseline to 5 yearsHealth Status change as measured by Kansas City Cardiomyopathy Questionnaire (KCCQ) Overall Summary Score. The KCCQ is a disease-specific patient-reported outcomes measure for patients with heart failure. It consists of 23 items, is comprised of 7 clinically relevant scales (Symptom Frequency, Symptom Burden, Symptom Stability, Physical Limitation, Social Limitation, Quality of Life, and Self-Efficacy), and yields 3 summary scores (Clinical Summary, Total Symptom, and Overall Summary Scores). Scale and summary scores range between 0 and 100, with higher scores indicating better health status (e.g., better functioning, fewer symptoms, better quality of life). The Overall Summary Score is calculated as the mean of the Physical Limitation, Total Symptom, Quality of Life and Social Limitation scores. A positive change in score from baseline indicates an improvement.
Final Patient StatusImplant to 5 yearsThe number and percentage of participants with a given outcome (e.g., alive on device, transplant, death, etc.) as of their last follow up or end of study, whichever occurred first.
Change in Functional Status Measured by New York Heart Association (NYHA) ClassChange from baseline to 5 yearsChange in Functional status, as measured by New York Heart Association (NYHA) class. There are 4 levels of NYHA: I (Mild): No limitation of physical activity. Ordinary physical activity does not cause undue fatigue, palpitation, or dyspnea. II (Mild): Slight limitation of physical activity. Comfortable at rest, but ordinary physical activity results in fatigue, palpitation, or dyspnea. III (Moderate): Marked limitation of physical activity. Comfortable at rest, but less than ordinary activity causes fatigue, palpitation, or dyspnea. IV (Severe): Unable to carry out any physical activity without discomfort. Symptoms of cardiac insufficiency at rest. If any physical activity is undertaken, discomfort is increased. Improvement is defined as moving from a higher numerical NYHA level to a lower numerical NYHA level (e.g., IV to III).
Change in Functional Status Measured by 6-minute WalkChange from baseline to 5 yearsChange in functional status, as measured by 6-minute walk test. A positive change in score from baseline indicates an improvement.
Health Status Change Measured by EuroQol EQ-5D (Version 5L)Enrollment to 5 yearsThe EuroQol-5D (version 5L) is a brief self-administered, validated instrument consisting of 2 parts. The second part consists of the EQ-5D general health status as measured by a visual analog scale (EQ-5D VAS). EQ-5D VAS measures the participant's self-rated health status on a scale from 0 (worse imaginable health state) to 100 (best imaginable health state).

Countries

United States

Participant flow

Pre-assignment details

Of the 101 enrolled subjects, 17 subjects enrolled post-transplant and were no longer on the HVAD device at the time of enrollment, leaving 84 subjects who enrolled while still on the HVAD device.

Participants by arm

ArmCount
HeartWare® VAS
Ventricular Assist Device (HeartWare® VAS) HeartWare® VAS: The HeartWare® LVAD is an implantable centrifugal pump that was designed to provide flows up to 10 L/min in a small device which is both lightweight and simple to use.
101
Total101

Baseline characteristics

CharacteristicHeartWare® VAS
Age, Continuous54.4 years
STANDARD_DEVIATION 12.62
Enrollment Characteristics
On Device
84 Participants
Enrollment Characteristics
Post Transplant
17 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
6 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
95 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
Race/Ethnicity, Customized
American Indian or Alaska Native
0 Participants
Race/Ethnicity, Customized
Asian
1 Participants
Race/Ethnicity, Customized
Black or African American
37 Participants
Race/Ethnicity, Customized
Native Hawaiian or Other Pacific Islander
1 Participants
Race/Ethnicity, Customized
Other
3 Participants
Race/Ethnicity, Customized
White
59 Participants
Sex: Female, Male
Female
27 Participants
Sex: Female, Male
Male
74 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
34 / 101
other
Total, other adverse events
10 / 84
serious
Total, serious adverse events
62 / 84

Outcome results

Primary

Overall Survival on Device

Overall survival is the probability (expressed as a percent of 100) the participant did not die within 5 years post implant via the Kaplan-Meier method. Participants that did not die were censored at the time of last follow-up or their end of study at 5 years post implant, whichever occurred first.

Time frame: Implant to 5 years

Population: All enrolled subjects are included

ArmMeasureValue (NUMBER)
HeartWare® VASOverall Survival on Device52.9 Percent Probability of Survival
Secondary

Change in Functional Status Measured by 6-minute Walk

Change in functional status, as measured by 6-minute walk test. A positive change in score from baseline indicates an improvement.

Time frame: Change from baseline to 5 years

Population: Participants who enrolled into the trial on device are included. Subjects also had to reach the Month 60 visit and complete the assessment or indicate Not Completed to be analyzed at both the baseline and Month 60 visits. If the subject did not complete the assessment, a value of 0 was imputed.

ArmMeasureValue (MEAN)Dispersion
HeartWare® VASChange in Functional Status Measured by 6-minute Walk106.6 MetersStandard Deviation 184.05
Secondary

Change in Functional Status Measured by New York Heart Association (NYHA) Class

Change in Functional status, as measured by New York Heart Association (NYHA) class. There are 4 levels of NYHA: I (Mild): No limitation of physical activity. Ordinary physical activity does not cause undue fatigue, palpitation, or dyspnea. II (Mild): Slight limitation of physical activity. Comfortable at rest, but ordinary physical activity results in fatigue, palpitation, or dyspnea. III (Moderate): Marked limitation of physical activity. Comfortable at rest, but less than ordinary activity causes fatigue, palpitation, or dyspnea. IV (Severe): Unable to carry out any physical activity without discomfort. Symptoms of cardiac insufficiency at rest. If any physical activity is undertaken, discomfort is increased. Improvement is defined as moving from a higher numerical NYHA level to a lower numerical NYHA level (e.g., IV to III).

Time frame: Change from baseline to 5 years

Population: Participants who enrolled into the trial on device were included. Participants also had to reach the Month 60 visit and complete the assessment to be analyzed.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
HeartWare® VASChange in Functional Status Measured by New York Heart Association (NYHA) ClassNo Change in NYHA Class2 Participants
HeartWare® VASChange in Functional Status Measured by New York Heart Association (NYHA) ClassImproved 1 NYHA Class5 Participants
HeartWare® VASChange in Functional Status Measured by New York Heart Association (NYHA) ClassImproved 2 NYHA Classes7 Participants
HeartWare® VASChange in Functional Status Measured by New York Heart Association (NYHA) ClassImproved 3 NYHA Classes8 Participants
Secondary

Final Patient Status

The number and percentage of participants with a given outcome (e.g., alive on device, transplant, death, etc.) as of their last follow up or end of study, whichever occurred first.

Time frame: Implant to 5 years

Population: All enrolled subjects are included.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
HeartWare® VASFinal Patient StatusAlive on Original Device21 Participants
HeartWare® VASFinal Patient StatusAlive Post Exchange5 Participants
HeartWare® VASFinal Patient StatusAlive Post Explant for Transplant41 Participants
HeartWare® VASFinal Patient StatusAlive Post Explant for Recovery0 Participants
HeartWare® VASFinal Patient StatusDead on Original Device22 Participants
HeartWare® VASFinal Patient StatusDead Post Exchange6 Participants
HeartWare® VASFinal Patient StatusDead Post Explant for Transplant6 Participants
HeartWare® VASFinal Patient StatusDead Post Explant for Recovery0 Participants
Secondary

Health Status Change Measured by EuroQol EQ-5D (Version 5L)

The EuroQol-5D (version 5L) is a brief self-administered, validated instrument consisting of 2 parts. The second part consists of the EQ-5D general health status as measured by a visual analog scale (EQ-5D VAS). EQ-5D VAS measures the participant's self-rated health status on a scale from 0 (worse imaginable health state) to 100 (best imaginable health state).

Time frame: Enrollment to 5 years

Population: Participants who enrolled into the trial on device are included. Participants also had to reach the Month 60 visit complete the assessment to be analyzed.

ArmMeasureValue (MEAN)Dispersion
HeartWare® VASHealth Status Change Measured by EuroQol EQ-5D (Version 5L)66.84 score on a scaleStandard Deviation 22.124
Secondary

Health Status Change Measured by Kansas City Cardiomyopathy Questionnaire (KCCQ)

Health Status change as measured by Kansas City Cardiomyopathy Questionnaire (KCCQ) Overall Summary Score. The KCCQ is a disease-specific patient-reported outcomes measure for patients with heart failure. It consists of 23 items, is comprised of 7 clinically relevant scales (Symptom Frequency, Symptom Burden, Symptom Stability, Physical Limitation, Social Limitation, Quality of Life, and Self-Efficacy), and yields 3 summary scores (Clinical Summary, Total Symptom, and Overall Summary Scores). Scale and summary scores range between 0 and 100, with higher scores indicating better health status (e.g., better functioning, fewer symptoms, better quality of life). The Overall Summary Score is calculated as the mean of the Physical Limitation, Total Symptom, Quality of Life and Social Limitation scores. A positive change in score from baseline indicates an improvement.

Time frame: Change from baseline to 5 years

Population: Participants who enrolled into the trial on device are included. Participants also had to reach the Month 60 visit and complete both the baseline and Month 60 assessments to be analyzed.

ArmMeasureValue (MEAN)Dispersion
HeartWare® VASHealth Status Change Measured by Kansas City Cardiomyopathy Questionnaire (KCCQ)20.1 score on a scaleStandard Deviation 21.32
Secondary

Number of Participants Experiencing Any Adverse Event Per Intermacs Definition

Number of participants with an Intermacs adverse event, per the Intermacs definitions. An adverse event is any untoward medical occurrence, unintended disease or injury or any untoward clinical signs (including an abnormal laboratory finding) in participants, users or other persons whether or not related to the medical device.

Time frame: Enrollment into HW-PAS-03 to 5 years

Population: Participants who enrolled into the trial on device are included.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
HeartWare® VASNumber of Participants Experiencing Any Adverse Event Per Intermacs Definition66 Participants
Secondary

Re-hospitalizations

A summary of the number of re-hospitalizations per participant from enrollment into HW-PAS-03 throughout their participation in the study.

Time frame: Enrollment into HW-PAS-03 to 5 years

Population: Participants who enrolled into the trial on device are included.

ArmMeasureValue (MEAN)Dispersion
HeartWare® VASRe-hospitalizations3.9 Re-hospitalizationsStandard Deviation 3.8

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026