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Oxygen Versus PAP for Sleep Apnea in Heart Failure

Oxygen Versus PAP for Treatment of Sleep Apnea in Chronic Heart Failure

Status
Completed
Phases
Phase 4
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01807897
Acronym
OPTIMAL-HF
Enrollment
74
Registered
2013-03-08
Start date
2014-06-23
Completion date
2020-06-30
Last updated
2023-01-25

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Heart Failure, Sleep Apnea Syndromes

Keywords

Heart Failure, Sleep Apnea, Ventricular Ejection Fraction, Exercise Test

Brief summary

The purpose of this study is to compare three treatment modalities for central, or mixed obstructive and central, sleep apnea in patients with chronic heart failure and reduced ejection fraction. The modalities to be tested are nocturnal supplemental oxygen (NSO) and continuous positive airway pressure (CPAP). The main outcome measures will be left ventricular ejection fraction on echocardiogram and peak oxygen consumption on cardiopulmonary exercise testing.

Detailed description

Chronic heart failure (HF) is a highly prevalent disease, with a lifetime risk of approximately 20%. Sleep apnea is a common co-morbid condition, occurring in approximately half of patients with chronic HF, and often has predominantly central or mixed obstructive and central characteristics. Although it is associated with increased mortality in patients with HF, sleep apnea is usually asymptomatic and patients are therefore often unwilling to accept standard therapy with positive airway pressure. At the outset of this study, there were three treatment modalities currently recommended by the American Academy of Sleep Medicine for the treatment of predominantly central sleep apnea in HF patients: nocturnal supplemental oxygen (NSO), continuous positive airway pressure (CPAP) and adaptive servo-ventilation (ASV). Recently, ASV was found to increase mortality in patients with heart failure with reduced ejection fraction and central sleep apnea. There are only limited data on the comparative efficacy and tolerability of these three modalities. The present study is designed to compare these modalities with respect to effects on ventricular function, exercise capacity, and other measures of cardiovascular risk.

Interventions

DEVICEContinuous positive airway pressure

Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index

DEVICENocturnal supplemental oxygen

Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia

BEHAVIORALHealthy Lifestyle and Sleep Education

A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle

Sponsors

VA Office of Research and Development
Lead SponsorFED

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
SINGLE (Outcomes Assessor)

Intervention model description

Continuous positive airway pressure (CPAP) and supplemental oxygen

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Veteran receiving care within the Veterans Health Administration healthcare system * Age 18 years * Physician diagnosis of chronic heart failure, American Heart Association Stage C-D * LVEF \<45% * No change in active cardiac medications for 4 weeks prior to randomization * Ability to provide informed consent * Moderate to severe central or mixed central and obstructive sleep apnea, defined as an apnea-hypopnea index (AHI) 15 events per hour, with a central AHI \>5 events/hour

Exclusion criteria

* Hospitalization for acute decompensated HF within previous 30 days * Hospitalization for myocardial infarction or cardiac surgery within previous 90 days * Presence of a left ventricular assist device * History of heart transplantation * Poorly controlled hypertension (\>170/\>110) * Poorly controlled diabetes (HbA1c \> 9.0) * Severe renal failure with estimated glomerular filtration rate \<30 ml/min * Prior stroke with functional impairment or other severe, uncontrolled medical problems that may impair ability to participate in the study exams, based on medical history and review of medical records * Severe chronic insomnia, with reported usual sleep duration \<4 hours * Severe daytime sleepiness, defined as Epworth Sleepiness Scale score 18 or higher or a report of falling asleep driving during the previous year, and deemed a safety risk by study physician * Awake resting oxyhemoglobin saturation \<89% * Pregnancy * Smoking by subject or other person in the subject's bedroom, or other open flame in bedroom * Current use of a positive airway pressure device (including continuous or bi-level positive airway pressure or adaptive servo-ventilation) or supplemental oxygen therapy

Design outcomes

Primary

MeasureTime frameDescription
Left Ventricular Ejection Fraction3 monthsStandard transthoracic 2-dimensional and Doppler echocardiography will be performed. M-mode measurements of LV dimensions will be performed and analyzed according to the American Society of Echocardiography recommendations and LVEF measured using the modified Simpson's method. Measurement is change from baseline in LVEF.

Secondary

MeasureTime frameDescription
Peak Oxygen Consumption (VO2 Peak)3 monthsTreadmill exercise testing will be performed using a motor-driven treadmill and a modified Naughton protocol, with a lightweight disposable pneumotach device positioned in the participant's mouth interfaced with a metabolic cart. Change in VO2 peak between baseline and final visit will be the co-primary outcome of the study. Secondary outcome measures from cardiopulmonary exercise testing include VO2 at anaerobic threshold and VE/VCO2 slope.
24-hour Ambulatory Blood Pressure3 months24-hour blood pressure will be measured using a blood pressure cuff that is connected by rubber tubing to a small pressure monitoring device, programmed to measure BP at 20 minute intervals during the day and 30 minute intervals at night (11 PM to 7 AM) for a period of 24 hours. The investigators will assess 24-hour mean arterial pressure as the primary blood pressure outcome, with additional assessment of nocturnal versus diurnal blood pressure effects.

Countries

United States

Participant flow

Participants by arm

ArmCount
CPAP
Nocturnal continuous positive airway pressure Continuous positive airway pressure: Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
31
Oxygen
Nocturnal supplemental oxygen Nocturnal supplemental oxygen: Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
29
HLSE
Healthy lifestyle and sleep education control Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
14
Total74

Baseline characteristics

CharacteristicCPAPOxygenHLSETotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
26 Participants24 Participants10 Participants60 Participants
Age, Categorical
Between 18 and 65 years
5 Participants5 Participants4 Participants14 Participants
Age, Continuous72.7 years
STANDARD_DEVIATION 10.2
71.7 years
STANDARD_DEVIATION 8.3
70.5 years
STANDARD_DEVIATION 8.1
71.9 years
STANDARD_DEVIATION 9.1
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants2 Participants0 Participants4 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
27 Participants25 Participants13 Participants65 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
2 Participants2 Participants1 Participants5 Participants
Race (NIH/OMB)
American Indian or Alaska Native
1 Participants0 Participants0 Participants1 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
2 Participants4 Participants2 Participants8 Participants
Race (NIH/OMB)
More than one race
2 Participants0 Participants0 Participants2 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
3 Participants3 Participants0 Participants6 Participants
Race (NIH/OMB)
White
23 Participants22 Participants12 Participants57 Participants
Sex: Female, Male
Female
0 Participants1 Participants0 Participants1 Participants
Sex: Female, Male
Male
31 Participants28 Participants14 Participants73 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
0 / 310 / 290 / 14
other
Total, other adverse events
10 / 3113 / 294 / 14
serious
Total, serious adverse events
4 / 314 / 292 / 14

Outcome results

Primary

Left Ventricular Ejection Fraction

Standard transthoracic 2-dimensional and Doppler echocardiography will be performed. M-mode measurements of LV dimensions will be performed and analyzed according to the American Society of Echocardiography recommendations and LVEF measured using the modified Simpson's method. Measurement is change from baseline in LVEF.

Time frame: 3 months

Population: All participants with both baseline and follow-up echocardiograms. There were 5 dropouts from the CPAP group, 2 from the NSO group and 1 from the HLSE group.

ArmMeasureValue (MEAN)Dispersion
CPAPLeft Ventricular Ejection Fraction1.63 percent of LV diastolic volumeStandard Deviation 4.88
OxygenLeft Ventricular Ejection Fraction1.69 percent of LV diastolic volumeStandard Deviation 8.33
HLSELeft Ventricular Ejection Fraction4.42 percent of LV diastolic volumeStandard Deviation 4.85
Secondary

24-hour Ambulatory Blood Pressure

24-hour blood pressure will be measured using a blood pressure cuff that is connected by rubber tubing to a small pressure monitoring device, programmed to measure BP at 20 minute intervals during the day and 30 minute intervals at night (11 PM to 7 AM) for a period of 24 hours. The investigators will assess 24-hour mean arterial pressure as the primary blood pressure outcome, with additional assessment of nocturnal versus diurnal blood pressure effects.

Time frame: 3 months

Population: Participants completing 24-hour ambulatory BP monitoring at final visit

ArmMeasureValue (MEAN)Dispersion
CPAP24-hour Ambulatory Blood Pressure87.5 torrStandard Deviation 8.5
Oxygen24-hour Ambulatory Blood Pressure88.0 torrStandard Deviation 9.1
HLSE24-hour Ambulatory Blood Pressure77.4 torrStandard Deviation 9.9
Secondary

Peak Oxygen Consumption (VO2 Peak)

Treadmill exercise testing will be performed using a motor-driven treadmill and a modified Naughton protocol, with a lightweight disposable pneumotach device positioned in the participant's mouth interfaced with a metabolic cart. Change in VO2 peak between baseline and final visit will be the co-primary outcome of the study. Secondary outcome measures from cardiopulmonary exercise testing include VO2 at anaerobic threshold and VE/VCO2 slope.

Time frame: 3 months

Population: All randomized participants completing baseline and follow-up cardiopulmonary exercise testing

ArmMeasureValue (MEAN)Dispersion
CPAPPeak Oxygen Consumption (VO2 Peak)-0.40 ml/kg/minStandard Deviation 2.59
OxygenPeak Oxygen Consumption (VO2 Peak)0.11 ml/kg/minStandard Deviation 4.75
HLSEPeak Oxygen Consumption (VO2 Peak)-1.54 ml/kg/minStandard Deviation 2.39

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026