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Effect of Colostrum on Mucosal Immunity in Very Low Birth Weight (VLBWs) Premature Infants

Effect of Colostrum on Innate Mucosal Immunity in Very Premature Infants

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01776268
Enrollment
99
Registered
2013-01-28
Start date
2013-02-28
Completion date
2016-09-30
Last updated
2017-07-07

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Prematurity

Keywords

antimicrobial proteins

Brief summary

Background: Infection in preterm infants is a common, costly, and devastating problem frequently causing death or sequelae for survivors. An immature immune system underlies the frequency and severity of infections in this vulnerable population. The mouth is the site where microbes first meet the mucosal immune system. Antimicrobial proteins and peptides (APPs) in saliva kill microbes and improve immune cell function. Low APP levels increase the risk of developing infection. Colostrum and human milk reduce the risk of infection. This protective effect of human milk may come from supplying or stimulating infant production of APPs. No prior investigation has determined the concentration of APPs in saliva or the effect of human milk/formula on the APP concentrations in saliva. Objective(s) and Hypothesis(es): The investigators objectives are to identify and serially determine the concentrations of key APPs in colostrum, human milk, and preterm infant saliva using highly-sensitive and specific mass spectroscopy methods. The investigators study is designed to test the hypotheses that (a) all saliva APPs increase over time, (b) APP concentrations are higher in colostrum as compared to human milk, and (c) APPs are increased in saliva of infants that receive colostrum orally compared to those that do not. Potential Impact: If increased saliva APP levels are associated with oral colostrum priming, this discovery would advance understanding of the immune properties of human milk and identify oral APPs as important immune elements and potential therapeutic targets in this vulnerable population. This knowledge has the potential to alter feeding practices and provide a safe, low cost means to improve immune function and significantly improve outcomes for preterm infants.

Detailed description

Background: Between 20 and 60% of very low birth weight (VLBW) infants are diagnosed with infection during their initial hospitalization2-9. Infection in preterm infants is a costly and devastating problem associated with high mortality and debilitating survivor morbidity. High infection rates are attributed to suboptimal preterm neonatal immune function. In depth investigation of the unique properties of the preterm neonatal immune function is necessary to identify novel interventions that can translate into improved neonatal outcomes. Mucosal surfaces are critical immune barriers that shield against host microbial invasion by surface-colonizing commensal or potentially pathogenic organisms. Antimicrobial proteins and peptides (APPs) on mucosal surfaces reduce microbial burden individually and synergistically by direct killing of microbes and by improving immune surveillance through activation of local sentinel cells. Deficiencies in these innate immune proteins predispose the host to infection or dysregulated inflammation. Two major classes of APPs (defensins and cathelicidin) are present on mucosal surfaces in adults. Colostrum and human milk (HM) contain some APPs that may play an adjuvant role on mucosal sites including the mouth. HM ingestion is associated with a decreased risk of developing sepsis and necrotizing enterocolitis in preterm infants. One potential mechanism behind the reduction in infection risk associated with HM feeding may be enhanced immunocompetence through provision of APPs and induction of neonatal APP production. Investigators are not aware of any investigation that has determined the neonatal salivary concentration of any APP or the effect of oral priming (OP) with colostrum on the concentration of salivary APPs. It is also unknown whether OP with formula modifies salivary APPs. Objectives and Hypotheses: Our objectives are to determine: 1) the concentration of salivary APPs from preterm infants at baseline and 7 days later, 2) the effect of oral priming (OP) with either human milk or formula on salivary APP concentrations, and 3) the concentration of APPs in colostrum as compared to milk. Our hypotheses are: 1) All salivary APPs increase over time in preterm infants (with or without OP) 2) Compared with formula OP or no OP, colostrum OP is associated with a significantly greater increase in salivary LL-37 and hBD2 concentrations and 3) Colostrum contains a greater concentration of LL-37 compared to human milk. Design: Following the mother's decision to provide human milk or formula to her preterm newborn, VLBW infants will be randomized to receive OP or not. Investigators will compare the concentration of salivary APPs from VLBW infants that receive OP to VLBW infants that do not. Saliva will be sampled prior to and after 5 days of OP. Time-matched saliva samples will be obtained from the infants that do not receive OP. APP concentrations will be compared between the biological mother's colostrum (both whey and fat fractions) and her transitional milk (produced \>7 days after birth). To account for the heterogeneous VLBW population, investigators will study 200 infants (50 infants/group, 4 groups) to test our hypotheses. Both inborn and outborn VLBW infants are eligible. Exclusion criteria include infants with a medical contraindication for oral or enteral feeds, congenital anomalies or chromosomal disorders. Saliva and milk-based proteomes including APPs will be determined using Matrix Assisted Laser Desorption/Ionization Time-of-Flight (MALDI-TOF). Potential Impact: This is the first study of APPs in saliva of human neonates. If increased saliva APP levels are associated with colostrum OP, this discovery would add to our understanding of the immune properties of human milk. Identification of APPs as important elements that improve immune function is likely to alter the approach to infant nutrition and improve outcomes for premature infants. Ultimately, our goal is to determine whether there is an association between APP levels in neonatal saliva and the incidence of neonatal infection (including NEC) in an appropriately powered clinical study based on the data generated in this proposal.

Interventions

OTHEROral priming

Mother's own colostrum is administered (0.1 mL to each cheek every 6 hours for 5 days) as soon as it is available from the mother regardless of when enteral feedings are initiated.

Sponsors

Thrasher Research Fund
CollaboratorOTHER
Vanderbilt University Medical Center
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
DIAGNOSTIC
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
No minimum to 1 Years
Healthy volunteers
No

Inclusion criteria

* Very low birth weight (\<1500 g) * Gestational age \<30 weeks * Admission to NICU (born at Vanderbilt or transferred in for care) * English or Spanish-speaking parents

Exclusion criteria

* Does not meet inclusion criteria * Parent does not give study consent * Has congenital anomalies, chromosomal disorder or medical contraindication to oral/enteral feedings

Design outcomes

Primary

MeasureTime frameDescription
Concentration of APPs Before Oral Primingdays 1-2 of lifeSaliva will be sampled on day 1-2 of life prior to oral priming. Investigators are assessing saliva for a change in the concentration of antimicrobial proteins.
Concentration of APPs After Oral Primingdays 7-9 of lifeSaliva will be sampled 24-48 hours after the 5-days of oral priming is completed. Investigators are assessing saliva for a change in the concentration of antimicrobial proteins.

Countries

United States

Participant flow

Participants by arm

ArmCount
Oral Priming
Intervention:Mother's own colostrum is administered (0.1 mL to each cheek every 6 hours for 5 days) as soon as it is available from the mother regardless of when enteral feedings are initiated.
48
no Oral Priming
No oral priming: no intervention
51
Total99

Baseline characteristics

CharacteristicOral Primingno Oral PrimingTotal
Age, Continuous30 weeks29 weeks29 weeks
APGAR7 units on a scale7 units on a scale7 units on a scale
Birth Weight1272 grams1170 grams1219 grams
Ethnicity (NIH/OMB)
Hispanic or Latino
8 Participants7 Participants15 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
40 Participants44 Participants84 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
19 Participants13 Participants32 Participants
Race (NIH/OMB)
More than one race
1 Participants2 Participants3 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants1 Participants1 Participants
Race (NIH/OMB)
White
28 Participants35 Participants63 Participants
Region of Enrollment
United States
48 participants51 participants99 participants
Sex: Female, Male
Female
24 Participants30 Participants54 Participants
Sex: Female, Male
Male
24 Participants21 Participants45 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
1 / 480 / 51
other
Total, other adverse events
0 / 480 / 51
serious
Total, serious adverse events
1 / 480 / 51

Outcome results

Primary

Concentration of APPs After Oral Priming

Saliva will be sampled 24-48 hours after the 5-days of oral priming is completed. Investigators are assessing saliva for a change in the concentration of antimicrobial proteins.

Time frame: days 7-9 of life

ArmMeasureGroupValue (MEAN)
Oral PrimingConcentration of APPs After Oral Primingα-Defensin 1-S11 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingS100a9-S11777 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral Primingα-Defensin 51 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingS100a8-S2511 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingLactoferrin-S157 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingS100a7-S218 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingLactoferrin-S249 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingS100a9-S2241 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingImmunoglobulin A102 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingS100a7-S115 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingLysozyme C-S11680 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingSurfactant protein A0 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingLysozyme C-S215 femtomole (fmol)
Oral PrimingConcentration of APPs After Oral PrimingS100a8-S1144 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingLysozyme C-S28 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingS100a7-S120 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingS100a7-S238 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingS100a8-S1206 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingS100a9-S11886 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingS100a9-S2319 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingSurfactant protein A5 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral Primingα-Defensin 1-S11 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral Primingα-Defensin 51 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingLactoferrin-S129 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingLactoferrin-S221 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingImmunoglobulin A42 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingLysozyme C-S11972 femtomole (fmol)
No Oral PrimingConcentration of APPs After Oral PrimingS100a8-S2562 femtomole (fmol)
Primary

Concentration of APPs Before Oral Priming

Saliva will be sampled on day 1-2 of life prior to oral priming. Investigators are assessing saliva for a change in the concentration of antimicrobial proteins.

Time frame: days 1-2 of life

ArmMeasureGroupValue (MEAN)
Oral PrimingConcentration of APPs Before Oral Primingα-Defensin 1-S11 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingS100a8-S1101 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral Primingα-Defensin 51 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingS100a9-S11669 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingLactoferrin-S111 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingS100a7-S235 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingLactoferrin-S210 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingS100a9-S2198 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingImmunoglobulin A10 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingS100a7-S117 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingLysozyme C-S11257 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingSurfactant protein A5 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingLysozyme C-S20 femtomole (fmol)
Oral PrimingConcentration of APPs Before Oral PrimingS100a8-S2495 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingLysozyme C-S20 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingS100a7-S122 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingS100a8-S1102 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingS100a8-S2683 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingS100a9-S12392 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingS100a9-S2364 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingSurfactant protein A0 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral Primingα-Defensin 1-S11 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral Primingα-Defensin 51 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingLactoferrin-S115 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingLactoferrin-S214 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingImmunoglobulin A10 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingLysozyme C-S11122 femtomole (fmol)
No Oral PrimingConcentration of APPs Before Oral PrimingS100a7-S242 femtomole (fmol)

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026