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Behavioral Contract Adherence Intervention

Behavioral Contract Intervention to Improve Adherence Among Renal Transplant Recipients

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01739803
Enrollment
150
Registered
2012-12-03
Start date
2010-01-31
Completion date
2013-06-30
Last updated
2014-02-07

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Renal Transplantation

Keywords

Immunosuppressant therapy adherence, Quality of life, Economic outcomes

Brief summary

There is a critical gap in the knowledge on how to implement effective interventions for renal transplant recipients (RTRs) to improve immunosuppressant therapy (IST) adherence and clinical outcomes. The objectives of this project were to address this gap through: (1) designing, implementing, and evaluating a patient-specific behavioral contract intervention to improve RTRs' IST adherence rates (contracts are written, signed agreements between the RTR and healthcare provider in which the RTR agrees to be adherent to IST according to mutually agreed upon criteria); and (2) measuring the effects of IST adherence on RTRs' health-related quality of life (HQoL) and healthcare utilizations and costs. The primary hypothesis was that at one year post trial enrollment, RTRs who establish behavioral contracts with healthcare professionals will be more adherent than those who do not establish behavioral contracts and subsequently will have greater HQoL and lower healthcare utilizations and costs. Once it is better understood how to implement effective IST adherence intervention programs, clinicians will have a valuable tool to promote therapeutic success, improve HQoL, and reduce healthcare utilizations and costs. Therefore, we pursued the following Specific Aims: (1) determine the effectiveness of an IST adherence contract-based intervention on IST adherence; (2) determine the relationship between IST adherence, the intervention, and RTRs' HQoL; and (3) determine the influence of IST adherence and the intervention on RTRs' healthcare utilizations/costs. To achieve the Specific Aims, a randomized controlled trial of the patient-specific behavioral contract-based intervention was conducted, and data regarding adherence, HQoL, and healthcare utilizations/costs were collected over a 12-month period for each RTR study participant and analyzed. This project will promote healthy lives, increase well-being, and reduce burden of illness and disparity among adult RTRs by providing data regarding an adherence intervention and the impact of IST adherence and the behavioral contract intervention on RTRs' health and economic outcomes and HQoL. Collectively, this new knowledge will provide critical steps toward optimizing RTRs' graft maintenance, productivity, and HQoL, while decreasing graft rejection, return to dialysis, morbidity, mortality, and healthcare costs.

Interventions

BEHAVIORALBehavioral Contract

Intervention activities were performed by a study clinical pharmacist. Behavioral contract goal was achieving and maintaining IST adherence. Other components of the contract addressed: (a) motivation(s) or positive reinforcement for achieving IST adherence; (b) problems or barriers that may interfere with achieving IST adherence and possible solutions to overcome problems/barriers; (c) social support available to the RTR such as a significant other who may assist the RTR in following the IST dosing schedule; (d) tools/strategies the RTR may use to remind himself/herself to follow the IST dosing schedule; and (e) possible consequences of IST nonadherence (e.g., graft loss).

Sponsors

National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK)
CollaboratorNIH
University of Tennessee
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
SUPPORTIVE_CARE
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
21 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* renal transplant recipient * at least 21 years of age * receive an immunosuppressant regimen that contains oral cyclosporine or tacrolimus * be at least one year post-transplant * obtain immunosuppressant therapy from Avella Specialty Pharmacy for at least one year prior to study enrollment and during the study period

Exclusion criteria

* pregnant * prisoner * institutionalized * unable to give informed consent

Design outcomes

Primary

MeasureTime frameDescription
Comparison of Average Immunosuppressant Therapy Adherence for 12-month Study Period12 monthsImmunosuppressant therapy adherence as measured by pharmacy refill records. Adherence was calculated quarterly for one year by using the number of days between prescription (IST) refills. If the total number of days between refills was less than or equal to the total days' supply of IST, the participant's adherence rate was 1.0, or 100%. If the number of days between refills was greater than the days' supply, the adherence rate was calculated as follows: 1 - \[(Days Between Refills - Total Days Supply)/Days Between Refills\] = Adherence Rate for Quarterly Time Period At the end of the 12-month study period, the quarterly adherence rates were averaged to produce an overall adherence rate for the study period.

Secondary

MeasureTime frameDescription
Health-related Quality of Life (HQoL)12 monthsThe EQ-5D is a multi-attribute, preference-based HQoL instrument. Considered a global HQoL measure, the EQ-5D is a descriptive system that classifies respondents into one of 243 distinct health states based on five dimensions (i.e., mobility, self-care, usual activities, pain/discomfort, and anxiety/depression). Each dimension has three levels, reflecting no problems, some problems, and extreme problems. A scoring function assigns a value (EQ-5DIndex score) to self-reported health states from a set of preference weights that have been empirically derived. The EQ-5D's total scale (preference value) range is from 0 to 1.0. On this scale, the preference value of 1.0 represents perfect health and 0.0 represents death. Preference values less than 0 are possible, but not reflected on the scale, and reflect health states that the U.S. population consider worse than death.
Days in Hospital12 monthsWe used a standardized patient reporting approach to collect direct healthcare utilizations data, including days in hospital. A brief healthcare screening questionnaire was administered to both the intervention and control groups on a monthly basis during the one-year study period. Monthly recall periods were chosen to minimize bias and forgetfulness. The questionnaire collected the number of times each month a participant utilized a direct medical service, specifically, days in hospital, emergency department (ED) visit, outpatient visit (clinic, physician office), and home healthcare visit. Analysis compared proportion of each group who had at least one day in hospital during the 12-month study period.

Countries

United States

Participant flow

Recruitment details

RTRs were enrolled between January 2010 and September 2011 and followed for one year (the study or intervention period). All active participants completed the study by September 2012; however, refill records were collected for three months following the end of the study period to calculate a follow-up (post-intervention) adherence rate.

Pre-assignment details

Inclusion criteria: (a) at least 21 years of age; (b) at least one year post-transplant to allow for stabilization of the prescribed IST regimen; (c) receive an immunosuppressant regimen that contains oral tacrolimus or cyclosporine; and (d) obtain their IST from Avella for at least one year prior to study enrollment and during the study period.

Participants by arm

ArmCount
Intervention Group
Behavioral contract intervention
76
Control Group
No intervention
74
Total150

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyLost to Follow-up96

Baseline characteristics

CharacteristicControl GroupIntervention GroupTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
12 Participants17 Participants29 Participants
Age, Categorical
Between 18 and 65 years
62 Participants59 Participants121 Participants
Age, Continuous51.32 years
STANDARD_DEVIATION 13.69
52.78 years
STANDARD_DEVIATION 13.55
52.06 years
STANDARD_DEVIATION 13.59
Region of Enrollment
United States
74 participants76 participants150 participants
Sex: Female, Male
Female
33 Participants33 Participants66 Participants
Sex: Female, Male
Male
41 Participants43 Participants84 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
0 / 760 / 74
serious
Total, serious adverse events
0 / 760 / 74

Outcome results

Primary

Comparison of Average Immunosuppressant Therapy Adherence for 12-month Study Period

Immunosuppressant therapy adherence as measured by pharmacy refill records. Adherence was calculated quarterly for one year by using the number of days between prescription (IST) refills. If the total number of days between refills was less than or equal to the total days' supply of IST, the participant's adherence rate was 1.0, or 100%. If the number of days between refills was greater than the days' supply, the adherence rate was calculated as follows: 1 - \[(Days Between Refills - Total Days Supply)/Days Between Refills\] = Adherence Rate for Quarterly Time Period At the end of the 12-month study period, the quarterly adherence rates were averaged to produce an overall adherence rate for the study period.

Time frame: 12 months

Population: Intention to treat, as per protocol

ArmMeasureValue (MEAN)Dispersion
Intervention GroupComparison of Average Immunosuppressant Therapy Adherence for 12-month Study Period0.88 medication possession ratio (proportion)Standard Deviation 0.17
Control GroupComparison of Average Immunosuppressant Therapy Adherence for 12-month Study Period0.81 medication possession ratio (proportion)Standard Deviation 0.18
Comparison: We projected mean composite adherence rate for all participants to be approximately 80% ± 15. We anticipated at least 10% increase in intervention group adherence at end of intervention. To have 80% power to detect expected difference of 10% at the 2-tailed 5% significance level, sample size needed to be at least 36 RTRs per group. We took a conservative approach, in combination with anticipated attrition over the course of study, and increased enrollment.p-value: <0.05Mixed Models Analysis
Secondary

Days in Hospital

We used a standardized patient reporting approach to collect direct healthcare utilizations data, including days in hospital. A brief healthcare screening questionnaire was administered to both the intervention and control groups on a monthly basis during the one-year study period. Monthly recall periods were chosen to minimize bias and forgetfulness. The questionnaire collected the number of times each month a participant utilized a direct medical service, specifically, days in hospital, emergency department (ED) visit, outpatient visit (clinic, physician office), and home healthcare visit. Analysis compared proportion of each group who had at least one day in hospital during the 12-month study period.

Time frame: 12 months

ArmMeasureValue (NUMBER)Dispersion
Intervention GroupDays in Hospital51 percentage of participants 0.22
Control GroupDays in Hospital29 percentage of participants 0.99
p-value: 0.05Chi-squared
Secondary

Health-related Quality of Life (HQoL)

The EQ-5D is a multi-attribute, preference-based HQoL instrument. Considered a global HQoL measure, the EQ-5D is a descriptive system that classifies respondents into one of 243 distinct health states based on five dimensions (i.e., mobility, self-care, usual activities, pain/discomfort, and anxiety/depression). Each dimension has three levels, reflecting no problems, some problems, and extreme problems. A scoring function assigns a value (EQ-5DIndex score) to self-reported health states from a set of preference weights that have been empirically derived. The EQ-5D's total scale (preference value) range is from 0 to 1.0. On this scale, the preference value of 1.0 represents perfect health and 0.0 represents death. Preference values less than 0 are possible, but not reflected on the scale, and reflect health states that the U.S. population consider worse than death.

Time frame: 12 months

ArmMeasureValue (MEAN)Dispersion
Intervention GroupHealth-related Quality of Life (HQoL)0.84 units on a scaleStandard Deviation 0.17
Control GroupHealth-related Quality of Life (HQoL)0.85 units on a scaleStandard Deviation 0.18
p-value: 0.05ANOVA

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026