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A Phase I/II Study Afatinib/Carboplatin/Paclitaxel Induction Chemotherapy In HPV-Negative HNSCC.

A Phase I/II Study Afatinib/Carboplatin/Paclitaxel Induction Chemotherapy Followed By Standard Chemoradiation In HPV-Negative or High-risk HPV-Positive Locally Advanced Stage III/IVa/IVb HNSCC

Status
Terminated
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01732640
Enrollment
9
Registered
2012-11-26
Start date
2012-12-31
Completion date
2017-01-31
Last updated
2018-07-26

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Squamous Cell Carcinoma of the Head and Neck

Keywords

Squamous cell carcinoma of the head and neck

Brief summary

Trial Objectives: The objective is to investigate the efficacy and safety of afatinib with induction chemotherapy in primary unresected patients with locally advanced, HPV-negative, stage III or IVa/b HNSCC including oral cavity, oropharynx, hypopharynx, or larynx. Primary Objective Phase I The primary objective of the phase I portion of the trial is to determine the maximum tolerated dose (MTD) or the recommended phase II dose of daily oral afatinib that is safe in combination with carboplatin AUC 6 and paclitaxel 175mg/m2 q 21 days as an induction regimen. Primary Objective Phase 2 The primary objective of the phase 2 portion of the trial is to estimate the objective tumor response rate and toxicity with induction therapy in patients treated on the afatinib dose determined in Phase I. Secondary Objectives The secondary objective of phase II is to estimate: 1) the overall response to entire treatment after completion of CRT, 2) progression-free survival (PFS) rate at 2 years, and 3) overall survival (OS) at 2 years.

Detailed description

This is a phase I/phase II prospective multicenter trial to investigate the efficacy and safety of afatinib with induction chemotherapy in primary unresected patients with HPV-negative locally advanced SCC stage III or IVa/b of oral cavity, oropharynx, hypopharynx, or larynx. The primary endpoint is overall response rate after the completion of induction chemotherapy. Eligible patients will begin with a 14 day lead-in period with afatinib alone. This will be followed immediately by 2 cycles of induction chemotherapy with carboplatin AUC 6 IV, paclitaxel 175mg/m2 day 1, and afatinib as a continuous daily dosing. Each cycle is repeated every 21 days. All patients will receive concurrent chemoradiotherapy beginning 2-3 weeks after the completion of the second cycle of induction chemotherapy (Refer to Study Schema in page 8 of the protocol). During the period of induction chemotherapy, a complete history and physical (including weight) and tumor assessment by physical examination on Day 1 of each cycle will be performed and documented. Complete blood count with differential and a comprehensive metabolic profile will be performed weekly. After completion of induction chemotherapy, reassessment with blood work, physical exam, CT/MRI of neck and nasopharyngolaryngoscopy will be performed. After the completion of CRT, the patient will have a MRI, CT, or FDG PET approximately 12 weeks after CRT. Follow-up will be standard of care from this point onwards. Physical exam, blood work and AE assessments will also be frequently performed during entire treatment.

Interventions

DRUGAfatinib

Afatinib will be supplied as film-coated tablets. Available dosage strengths will be 20, 30, or 40 mg. Tablets will be supplied in HDPE, child-resistant, tamper-evident bottles.

DRUGPaclitaxel

Induction chemotherapy: 175 mg/m2 day 1 every 21 days for 2 cycles (IV infusion as per institutional standard).

DRUGCarboplatin

Carboplatin is available as a sterile lyophilized powder in single-dose vials containing 50 mg, 150 mg, or 450 mg of carboplatin. Each vial contains equal parts by weight of carboplatin and mannitol. Commercial supplies of carboplatin will be used in this trial.

DRUGCisplatin

Concurrent chemotherapy: 40 mg/m2 once weekly for 7 cycles (IV infusion as per institutional standard).

RADIATIONIntensity Modulated Radiation Therapy

Standard Fractionation 70 Gy /35 fractions at 2 Gy/day for 5 days per week.

Sponsors

Vanderbilt-Ingram Cancer Center
CollaboratorOTHER
National Comprehensive Cancer Network
CollaboratorNETWORK
Sidney Kimmel Comprehensive Cancer Center at Johns Hopkins
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Patients must have a histologically confirmed diagnosis of squamous cell carcinoma, operable or inoperable tumors, stage III (T3N0-1) and IVA-B (T1-4 N2-3M0 or T4N0-1M0) of oral cavity, oropharynx, hypopharynx and larynx. For patients with oropharynx primary, either HPV negative or HPV positive with a \> 10 pack year tobacco history or current smokers are eligible. HPV status should be determined before the enrollment in only non-smokers with oropharynx primary by HPV in-situ hybridization and/or p16 immunostain. 2. Patients must have measurable disease of primary, nodes or both by clinical and radiographic methods per RECIST v1.1.. 3. No prior therapy, including surgery with curative intent, chemotherapy, radiation therapy, immunotherapy, EGFR targeted therapies, or any other investigational agents. 4. Age \>= 18 years. 5. ECOG performance status 0-1. 6. Patients must have normal hepatic, renal and bone marrow function. * Absolute neutrophil count \>=1,000/ mm3 Count * Platelets \>= 100,000/mm3 Count * Total serum bilirubin =\< 1.5mg/dL Level: * AST and ALT =\< 2.5 X ULN * Alkaline Phosphatase =\< 2.5 X ULN * Total calculated creatinine clearance \>= 60 mL/min 7. Patients with a history of a curatively treated malignancy must be disease-free for at least two years except for carcinoma in situ of cervix and/or non-melanomatous skin cancer. 8. Patients with the following within the last 6 months prior to pre-registration must be evaluated by a cardiologist and/or neurologist prior to entry into the study. * Congestive heart failure \> NYHA Class II * CVA/TIA * Unstable angina * Myocardial infarction (with or without ST elevation) 9. Ability to understand and the willingness to sign a written informed consent document.

Exclusion criteria

1. Any prior radiation above the clavicles. 2. Any prior invasive malignancy (unless non-melanomatous resectable skin or the DFS is 2 years or more). 3. History of allergic reactions attributed to compounds of similar chemical or biological composition to afatinib, or other agents used in study. 4. Cardiac left ventricular dysfunction with resting ejection fraction of less than institutional lower limit of normal ( if no lower limit of normal is defined in the institution, the lower limit is 50%) 5. Gastrointestinal tract disease resulting in an inability to take or absorb oral or enteral medication. 6. Baseline significant gastrointestinal symptoms with diarrhoea as a major symptom or a CTCAE Grade \>1 diarrhoea of any etiology. 7. Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements. 8. Women of childbearing potential and sexually active males are strongly advised to use an accepted and effective method of contraception. 9. Known pre-existing interstitial lung disease (ILD) 10. Pregnant women are excluded.

Design outcomes

Primary

MeasureTime frameDescription
Maximum Tolerated Dose (MTD) of Afatinib1 Year (Average)The maximally tolerated dose (MTD) was defined as the dose of afatinib in which \<2 of 6 patients experience a DLT with the next higher dose having at least 2 of up to 6 patients experiencing a DLT. No dose escalations or de-escalations are permitted within each subject's treatment.
Objective Tumor ResponseAfter completion of 2 cycles of induction chemotherapy (at least 8 weeks)Patients were accessed for response by CT/MRI and clinical exam. Partial response was defined as a greater than 30 % reduction in tumor size.
Number of Participants With Dose Limiting Toxicities1 year (average)Grade 3 or 4 neutropenia (ie. absolute neutrophil count \<1000 cells/mm\^3) that was associated with a fever\>38.5 degrees C or lasting longer than 5 days, grade 3 thrombocytopenia with bleeding or grade 4 thrombocytopenia, and any grade 3 or 4 non-hematologic toxicity per CTCAE criteria which were probably or definitely related to study therapy. During the chemoradiation, an event of stomatitis, pharyngitis, mucositis, or dermatitis was not considered to be a dose limiting toxicity unless it was a grade 4 that did resolve to \<grade 2 with a radiation treatment break (not to exceed 10 days) or with withholding chemotherapy (not to exceed 2 weekly doses).

Secondary

MeasureTime frameDescription
Biological Marker Activity of Afatinib5 YearsTo estimate the biological marker activity of afatinib by serial sampling of tumor and blood samples from patients, and correlate with clinical and pathological response and outcomes. On- and off-target effects of afatinib will be assessed for the biological marker activity.
Overall Response After Chemoradiation5 YearsTo estimate the overall response rate after completion of chemoradiation.
Correlate Standard Imaging Pre and Post Treatment5 YearsTo correlate the response with standard imaging CT/MRI and FDG PET pre and post treatment.
Activity of Afatinib Based on Serial FLT-PET/CT and DW-MRI5 YearsTo estimate the activity of afatinib by obtaining serial FLT-PET/CT and DW-MRI, And compare to standard of care CT images (which will be acquired at baseline and at the completion of treatment, and categorized per RECIST criteria) and correlated with response.
2 Year Progression Free Survival (PFS)2 YearsTo estimate the 2 year progression free survival.
Median Overall Survival at 2 Years2 YearsTo estimate the median overall survival.

Countries

United States

Participant flow

Participants by arm

ArmCount
All Study Participants
Eligible patients will begin with a 14-day lead-in period with afatinib alone. This will be followed immediately by 2 cycles of induction chemotherapy (IC) with carboplatin AUC 6 IV Day 1, paclitaxel 175mg/m2 IV Day 1, and oral afatinib as a continuous daily dosing. Each cycle is repeated every 21 days. After completion of 2 cycles of IC, patients will be assessed for response by CT/MRI and clinical exam. After the induction, all patients will receive Intensity Modulated Radiation Therapy (IMRT) with weekly cisplatin 40mg/m2 IV. Chemoradiotherapy (CRT) will begin 2-3 weeks after the completion of the second cycle of IC. The patients will be evaluated with a MRI or CT, and FDG PET approximately 12 weeks after completion of CRT.
9
Total9

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyAdverse Event01
Overall StudyDeath01

Baseline characteristics

CharacteristicAll Study Participants
Age, Categorical
<=18 years
0 Participants
Age, Categorical
>=65 years
4 Participants
Age, Categorical
Between 18 and 65 years
5 Participants
Disease Site
Larynx
2 Participants
Disease Site
Oral Cavity
1 Participants
Disease Site
Oropharynx
6 Participants
ECOG Status
0
6 Participants
ECOG Status
1
3 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
9 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
0 Participants
Race (NIH/OMB)
Black or African American
3 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
6 Participants
Region of Enrollment
United States
9 participants
Sex: Female, Male
Female
1 Participants
Sex: Female, Male
Male
8 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 61 / 3
other
Total, other adverse events
0 / 00 / 0
serious
Total, serious adverse events
2 / 63 / 3

Outcome results

Primary

Maximum Tolerated Dose (MTD) of Afatinib

The maximally tolerated dose (MTD) was defined as the dose of afatinib in which \<2 of 6 patients experience a DLT with the next higher dose having at least 2 of up to 6 patients experiencing a DLT. No dose escalations or de-escalations are permitted within each subject's treatment.

Time frame: 1 Year (Average)

ArmMeasureValue (NUMBER)
All Study ParticipantsMaximum Tolerated Dose (MTD) of Afatinib20 mg
Primary

Number of Participants With Dose Limiting Toxicities

Grade 3 or 4 neutropenia (ie. absolute neutrophil count \<1000 cells/mm\^3) that was associated with a fever\>38.5 degrees C or lasting longer than 5 days, grade 3 thrombocytopenia with bleeding or grade 4 thrombocytopenia, and any grade 3 or 4 non-hematologic toxicity per CTCAE criteria which were probably or definitely related to study therapy. During the chemoradiation, an event of stomatitis, pharyngitis, mucositis, or dermatitis was not considered to be a dose limiting toxicity unless it was a grade 4 that did resolve to \<grade 2 with a radiation treatment break (not to exceed 10 days) or with withholding chemotherapy (not to exceed 2 weekly doses).

Time frame: 1 year (average)

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
All Study ParticipantsNumber of Participants With Dose Limiting Toxicities2 Participants
30 mg AfatinibNumber of Participants With Dose Limiting Toxicities3 Participants
Primary

Objective Tumor Response

Patients were accessed for response by CT/MRI and clinical exam. Partial response was defined as a greater than 30 % reduction in tumor size.

Time frame: After completion of 2 cycles of induction chemotherapy (at least 8 weeks)

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
All Study ParticipantsObjective Tumor ResponseStable Disease2 Participants
All Study ParticipantsObjective Tumor ResponsePartial Response5 Participants
Secondary

2 Year Progression Free Survival (PFS)

To estimate the 2 year progression free survival.

Time frame: 2 Years

Population: Patients were taken off study before the full 2 years could be completed, therefore data was not collected for this outcome measure.

Secondary

Activity of Afatinib Based on Serial FLT-PET/CT and DW-MRI

To estimate the activity of afatinib by obtaining serial FLT-PET/CT and DW-MRI, And compare to standard of care CT images (which will be acquired at baseline and at the completion of treatment, and categorized per RECIST criteria) and correlated with response.

Time frame: 5 Years

Population: Patients were taken off study before the full 5 years could be completed, therefore data was not collected for this outcome measure.

Secondary

Biological Marker Activity of Afatinib

To estimate the biological marker activity of afatinib by serial sampling of tumor and blood samples from patients, and correlate with clinical and pathological response and outcomes. On- and off-target effects of afatinib will be assessed for the biological marker activity.

Time frame: 5 Years

Population: Patients were taken off study before the full 5 years could be completed, therefore data was not collected for this outcome measure.

Secondary

Correlate Standard Imaging Pre and Post Treatment

To correlate the response with standard imaging CT/MRI and FDG PET pre and post treatment.

Time frame: 5 Years

Population: Patients were taken off study before the full 5 years could be completed, therefore data was not collected for this outcome measure.

Secondary

Median Overall Survival at 2 Years

To estimate the median overall survival.

Time frame: 2 Years

Population: Patients were taken off study before the full 2 years could be completed, therefore data was not collected for this outcome measure.

Secondary

Overall Response After Chemoradiation

To estimate the overall response rate after completion of chemoradiation.

Time frame: 5 Years

Population: Patients were taken off study before the full 5 years could be completed, therefore data was not collected for this outcome measure.

Secondary

Overall Response After Chemoradiation

To estimate the overall response rate after completion of chemoradiation

Time frame: 5 years

Population: Patients were taken off study before the full 5 years could be completed, therefore data was not collected for this outcome measure.

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026