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ADvance DBS-f in Patients With Mild Probable Alzheimer's Disease

A Twelve Month Double-blind Randomized Controlled Feasibility Study to Evaluate the Safety, Efficacy and Tolerability of Deep Brain Stimulation of the Fornix (DBS-f) in Patients With Mild Probable Alzheimer's Disease

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01608061
Acronym
ADvance
Enrollment
42
Registered
2012-05-30
Start date
2012-05-31
Completion date
2018-09-30
Last updated
2020-08-31

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Alzheimer Disease

Keywords

Mild probable Alzheimer's Disease

Brief summary

The primary objective of this feasibility study is to evaluate the safety of DBS-f in patients with mild Alzheimer's disease by assessing all device and/or therapy related adverse events. The secondary objective is to preliminarily estimate the treatment effect size on the outcomes of interest at 12 months post-randomization. The objectives do not involve formal tests of hypotheses.

Interventions

DEVICEDBS-f on

deep brain stimulation of the fornix

DEVICEDBS-f off

deep brain stimulation of the fornix turned off

Sponsors

Functional Neuromodulation Ltd
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
45 Years to 85 Years
Healthy volunteers
No

Inclusion criteria

1. 45-85 years of age (inclusive) 2. Probable Alzheimer's disease according to the National Institute of Aging Alzheimer's disease Association criteria. 3. Must meet certain criteria on cognitive and behavioral rating scales 4. If female, subjects who are post-menopausal or surgically sterile or willing to use birth control methods for the duration of the study. 5. An available caregiver willing to participate. 6. Subject is living at home and likely to remain at home for the study duration. 7. The subject is currently taking a stable dose of cholinesterase inhibitor (AChEI) medication for at least 60 days

Exclusion criteria

1. Must meet certain criteria on cognitive and behavioral rating scales 2. Current major psychiatric disorder such as schizophrenia, bipolar disorder or major depressive disorder based on psychiatric consult at screening visit 3. History of head trauma in the 2 years prior to signing the consent to participate in the study 4. History of brain tumor, subdural hematoma, or other clinically significant (in the judgment of the investigator) space-occupying lesion on CT or MRI 5. Active psychiatric disorder 6. Mental retardation 7. Current alcohol or substance abuse as defined by Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition, Text Revision (DSM-IV-TR) 8. Contraindications for PET scanning (e.g., insulin dependent diabetes) 9. Contraindications for MRI scanning, including implanted metallic devices (e.g. non-MRI-safe cardiac pacemaker or neurostimulator; some artificial joints metal pins; surgical clips; or other implanted metal parts), or claustrophobia or discomfort in confined spaces. 10. Abnormal lab results that, in the opinion of the investigator and/or enrollment review committee, would preclude participation in the study. 11. Abnormal cardiovascular or neurovascular disorder that, in the opinion of the investigator and/or enrollment review committee, would preclude participation in the study. 12. Unstable doses of any medication prescribed for the treatment of memory loss or Alzheimer's disease. 13. Currently prescribed any non-AD medications that, in the opinion of the investigator and/or enrollment review committee, would preclude participation in the study. 14. Is unable or unwilling to comply with protocol follow-up requirements. 15. Has a life expectancy of \< 1 year. 16. Is actively enrolled in another concurrent clinical trial.

Design outcomes

Primary

MeasureTime frameDescription
Acute Safety30 days post implantAcute safety will be assessed by estimating the rate of serious device (pulse generator or lead) or procedure related adverse events from the date of implant through the date of randomization, plus serious procedure related events through 30 days post-implant. All subjects undergoing an implant procedure will be included in these rate estimates. The rate and 95% confidence interval will be presented. Analysis is of a timepoint prior to randomization and thus all subjects are analyzed together.
Long Term Safety. Not Based on Formal Hypotheses.12 monthLong-term safety will be assessed by the rate of serious device or therapy related adverse events from the date of randomization through the date of the Month 12 visit. The rate and 95% confidence interval will be presented by randomization group. All subjects randomized will be included.

Secondary

MeasureTime frameDescription
ADAS-Cog 13Baseline and 12 monthsThe mean change from baseline (pre-implant) to 12 months will be calculated in each treatment group. The differences between randomized groups in mean change will be calculated, along with corresponding 2-sided, 95% confidence intervals. Instrument is Alzheimer's Disease Assessment Scale - Cognitive subscale. Scores range from 0 to 85 with higher scores meaning worse outcome.
CDR-SBBaseline and 12 monthsThe mean change from baseline (pre-implant) to 12 months will be calculated in each treatment group. The differences between randomized groups in mean change will be calculated, along with corresponding 2-sided, 95% confidence intervals. The scale used is the Clinical Dementia Rating Scale and the score used is the sum of boxes. The scores for this measure range from 0 to 18 with a higher score indicating a worse outcome.

Countries

Canada, United States

Participant flow

Participants by arm

ArmCount
DBS-f on
DBS-f on DBS-f on: deep brain stimulation of the fornix
21
DBS-f Off
DBS-f off DBS-f off: deep brain stimulation of the fornix turned off
21
Total42

Baseline characteristics

CharacteristicTotalDBS-f OffDBS-f on
ADAS-Cog 1117 units on a scale17 units on a scale17 units on a scale
Age, Continuous69.9 years71.3 years68.1 years
CDR
0.5
28 Participants15 Participants13 Participants
CDR
1.0
14 Participants6 Participants8 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants2 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
40 Participants19 Participants21 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants1 Participants0 Participants
Race (NIH/OMB)
White
41 Participants20 Participants21 Participants
Sex: Female, Male
Female
19 Participants9 Participants10 Participants
Sex: Female, Male
Male
23 Participants12 Participants11 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
1 / 210 / 21
other
Total, other adverse events
19 / 2117 / 21
serious
Total, serious adverse events
8 / 218 / 21

Outcome results

Primary

Acute Safety

Acute safety will be assessed by estimating the rate of serious device (pulse generator or lead) or procedure related adverse events from the date of implant through the date of randomization, plus serious procedure related events through 30 days post-implant. All subjects undergoing an implant procedure will be included in these rate estimates. The rate and 95% confidence interval will be presented. Analysis is of a timepoint prior to randomization and thus all subjects are analyzed together.

Time frame: 30 days post implant

Population: All implanted subjects are used in this analysis. This analysis is of the entire population prior to randomization and thus cannot be analyzed per arm.

ArmMeasureValue (NUMBER)
All Implanted SubjectAcute Safety2 participants
Primary

Long Term Safety. Not Based on Formal Hypotheses.

Long-term safety will be assessed by the rate of serious device or therapy related adverse events from the date of randomization through the date of the Month 12 visit. The rate and 95% confidence interval will be presented by randomization group. All subjects randomized will be included.

Time frame: 12 month

Population: All randomized subjects are included.

ArmMeasureValue (NUMBER)
All Implanted SubjectLong Term Safety. Not Based on Formal Hypotheses.0 participants
DBS-f OffLong Term Safety. Not Based on Formal Hypotheses.1 participants
Secondary

ADAS-Cog 13

The mean change from baseline (pre-implant) to 12 months will be calculated in each treatment group. The differences between randomized groups in mean change will be calculated, along with corresponding 2-sided, 95% confidence intervals. Instrument is Alzheimer's Disease Assessment Scale - Cognitive subscale. Scores range from 0 to 85 with higher scores meaning worse outcome.

Time frame: Baseline and 12 months

Population: All randomized subjects

ArmMeasureValue (MEAN)Dispersion
All Implanted SubjectADAS-Cog 138.0 score on a scaleStandard Error 2.2
DBS-f OffADAS-Cog 138.0 score on a scaleStandard Error 1.9
Secondary

CDR-SB

The mean change from baseline (pre-implant) to 12 months will be calculated in each treatment group. The differences between randomized groups in mean change will be calculated, along with corresponding 2-sided, 95% confidence intervals. The scale used is the Clinical Dementia Rating Scale and the score used is the sum of boxes. The scores for this measure range from 0 to 18 with a higher score indicating a worse outcome.

Time frame: Baseline and 12 months

Population: All randomized subjects with available data. Two subjects in the ON group had missing CDR at 12 months.

ArmMeasureValue (MEAN)Dispersion
All Implanted SubjectCDR-SB2.5 score on a scaleStandard Error 0.4
DBS-f OffCDR-SB2.6 score on a scaleStandard Error 0.7

Source: ClinicalTrials.gov · Data processed: Mar 12, 2026