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PROSPECT: Chemotherapy Alone or Chemotherapy Plus Radiation Therapy in Treating Patients With Locally Advanced Rectal Cancer Undergoing Surgery

A Phase II/III Trial of Neoadjuvant FOLFOX With Selective Use of Combined Modality Chemoradiation Versus Preoperative Combined Modality Chemoradiation for Locally Advanced Rectal Cancer Patients Undergoing Low Anterior Resection With Total Mesorectal Excision (PROSPECT)

Status
Active, not recruiting
Phases
Phase 2Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01515787
Enrollment
1194
Registered
2012-01-24
Start date
2012-06-12
Completion date
2024-06-30
Last updated
2024-02-02

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Colorectal Cancer

Keywords

stage IIA rectal cancer, stage IIIA rectal cancer, stage IIIB rectal cancer

Brief summary

The standard treatment for locally advanced rectal cancer involves chemotherapy and radiation, known as 5FUCMT, (the chemotherapy drugs 5-fluorouracil/capecitabine and radiation therapy) prior to surgery. Although radiation therapy to the pelvis has been a standard and important part of treatment for rectal cancer and has been shown to decrease the risk of the cancer coming back in the same area in the pelvis, some patients experience undesirable side effects from the radiation and there have been important advances in chemotherapy, surgery, and radiation which may be of benefit. The purpose of this study is to compare the effects, both good and bad, of the standard treatment of chemotherapy and radiation to chemotherapy using a combination regimen known as FOLFOX, (the drugs 5-fluorouracil (5-FU), oxaliplatin and leucovorin) and selective use of the standard treatment, depending on response to the FOLFOX. The drugs in the FOLFOX regimen are all FDA (Food and Drug Administration) approved and have been used routinely to treat patients with advanced colorectal cancer.

Detailed description

OUTLINE: This is a multicenter, phase II/III study. Patients are stratified according to ECOG performance status (0 or 1 vs 2) and randomized to 1 of 2 treatment regimens. Patients will receive full supportive care while on this study. OBJECTIVES: Primary 1. Phase II component: To assure that neoadjuvant FOLFOX followed by selective use of 5FUCMT group (Group 1) maintains the current high rate of pelvic R0 resection and is consistent with non-inferiority for time to local recurrence (TLR). 2. Phase III component: To compare neoadjuvant FOLFOX followed by selective use of 5FUCMT (Group 1) to standard 5FUCMT (Group 2) with respect to the primary endpoint of the Disease-Free Survival (DFS). Secondary 1. To determine if the neoadjuvant FOLFOX followed by selective use of 5FUCMT (Group 1) is non-inferior to the standard group 5FUCMT (Group 2) with respect to the proportion of patients who achieve a pathologic complete response (pCR) at the time of surgical resection. 2. To determine if the neoadjuvant FOLFOX followed by selective use of 5FUCMT (Group 1) is non-inferior to the standard 5FUCMT (Group 2) with respect to overall survival. 3. To evaluate and compare the adverse event profile and surgery complications between two groups. 4. To estimate the proportion of patients in the selective group (Group 1) who receive: 1) pre-operative 5FUCMT; 2) post-operative 5FUCMT; 3) either pre- or post-operative 5FUCMT. 5. To determine if the neoadjuvant FOLFOX followed by selective use of 5FUCMT (Group 1) is non-inferior to the standard 5FUCMT (Group 2) with respect to Local Recurrence (TLR) 6. To determine if the neoadjuvant FOLFOX followed by selective use of 5FUCMT (Group 1) is non-inferior to the standard 5FUCMT (Group 2) with respect to Neoadjuvant Response Score (NAR) Event monitoring of patients will continue up to 8 years post randomization.

Interventions

DRUGFOLFOX (chemotherapy)

Oxaliplatin 85 mg/m\^2 IV over 2 hours on day 1, leucovorin 400 mg/m\^2 bolus IV over 2 hours on day 1 and 5-fluorouracil 400 mg/m\^2 bolus over 5-15 minutes then 2400 mg/m\^2 continual over 46-48 hours total dose IV on days 1-2. The treatment schedule repeats based on the group. Dose modifications are allowed based on adverse events.

OTHER5 FUCMT (chemoradiation)

5-fluorouracil 225 mg/m\^2 per day continuous IV infusion administered concurrently with radiation therapy for 5 or 7 days per week OR capecitabine 825 mg/m\^2 twice daily administered orally and concurrently with radiation therapy for 5 days per week. Dose modifications are allowed based on adverse events.

PROCEDUREsurgery

low anterior resection with total mesorectal excision

PROCEDUREmagnetic resonance imaging or endorectal ultrasound

Sponsors

National Cancer Institute (NCI)
CollaboratorNIH
Canadian Cancer Trials Group
CollaboratorNETWORK
Alliance for Clinical Trials in Oncology
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

Registration Inclusion Criteria: 1. Age ≥ 18 years at diagnosis 2. Diagnosis of rectal adenocarcinoma 3. Radiologically measurable or clinically evaluable disease as defined in the protocol 4. ECOG Performance Status (PS): 0, 1 or 2 5. For this patient, the standard treatment recommendation in the absence of a clinical trial would be combined modality neoadjuvant chemoradiation followed by curative intent surgical resection 6. Candidate for sphincter-sparing surgical resection prior to neoadjuvant therapy according to the primary surgeon 7. Primary surgeon is credentialed or is willing to be credentialed in Total Mesorectal Excision (TME), which entails submission of photos of a single TME specimen either before enrolling the first patient or by using the surgeon's 1st accrued case. 8. Clinical Stage: T2N1, T3N0, T3N1. * N2 disease is to be estimated as four or more lymph nodes that are ≥ 10 mm. * Clinical staging should be estimated based on the combination of the following assessments: physical exam by the primary surgeon, CT or PET/CT scan of the chest/abdomen/pelvis and either a pelvic MRI or an ultrasound (ERUS). If a pelvic MRI is peformed, it is acceptable to perform CT of the chest/abdomen, ommitting CT imaging of the pelvis. 9. The following laboratory values obtained ≤ 28 days prior to registration: * Absolute neutrophil count (ANC) ≥ 1500/mm\^3 * Platelet count ≥ 100,000/mm\^3 * Hemoglobin \> 8.0 g/dL * Total bilirubin ≤ 1.5 x upper limit of normal (ULN) * SGOT (AST) ≤ 3 x ULN * SGPT (ALT) ≤ 3 x ULN * Creatinine ≤1.5 x ULN 10. Negative pregnancy test done ≤ 7 days prior to registration, for women of childbearing potential only 11. Patient of child-bearing potential is willing to employ adequate contraception 12. Provide informed written consent 13. Willing to return to enrolling medical site for all study assessments Registration

Exclusion criteria

1. Clinical T4 tumors 2. Primary surgeon indicates need for abdominoperineal (APR) at baseline 3. Evidence that the tumor is adherent to or invading the mesorectal fascia on imaging studies such that the surgeon would not be able to perform an R0 resection (one with negative margins) 4. Tumor is causing symptomatic bowel obstruction (patients who have had a temporary diverting ostomy are eligible). 5. Chemotherapy within 5 years prior to registration. Hormonal therapy is allowable if the disease free interval is ≥ 5 years. 6. Any prior pelvic radiation 7. Other invasive malignancy ≤ 5 years prior to registration. Exceptions are colonic polyps, non-melanoma skin cancer, ductal carcinoma in situ, bladder carcinoma in situ, or carcinoma-in-situ of the cervix. 8. Any of the following because this study involves an agent that has known genotoxic, mutagenic and teratogenic effects. * Pregnant women * Nursing women * Men or women of childbearing potential who are unwilling to employ adequate contraception 9. Co-morbid illnesses or other concurrent disease which, in the judgment of the clinician obtaining informed consent, would make the patient inappropriate for entry into this study or interfere significantly with the proper assessment of safety and toxicity of the prescribed regimens.

Design outcomes

Primary

MeasureTime frameDescription
Pelvic R0 Resection RateUp to 5 yearsNumber of Participants with Pelvic R0 Resection
DFSUp to 5 yearsDisease-free Survival (DFS): The distribution of DFS by group will be estimated using the method of Kaplan-Meier. 5 year disease free rates by treatment group with confidence intervals based on Kaplan-Meier curves will be reported. Log-rank test will be used to compare DFS between two treatment groups. Hazard ratio with confidence interval will be estimated based on Cox proportional hazard model. The Cox proportional hazard model will be used for multivariate analysis.

Secondary

MeasureTime frameDescription
Rates of Receiving Pre- or Post-operative 5FUCMTUp to 5 yearsRates of Receiving 5FUCMT: For selective group patients, the proportion of patients who received 1) pre-operative 5FUCMT, 2) post-operative 5FUCMT, 3) either pre or post-operative 5FUCMT, and confidence intervals (according to approach of Duffy and Santner) will be reported.
Pathologic Complete ResponseUp to 8 yearsPathologic Complete Response (pCR): The pCR rate is defined as number of patients who achieve pCR divided by total number of patients included in the analysis population (see definition in Section 16.3.3.1) in each group. Patients who didn't undergo surgery will be classified as non-pCR. Point estimate and confidence interval (according to approach of Duffy and Santner) will be calculated by treatment groups. Chi-square test will be used to compare the pCR rates between groups.
Neoadjuvant Rectal ScoreUp to 5 yearsneoadjuvant rectal (NAR) score =\[5 \* pN - 3(cT - pT) + 12\]\^2/9.61. cT is an element of the set {1, 2, 3, 4}, pT is in {0, 1, 2, 3, 4}, and pN is in {0, 1, 2}. cT clinical tumor stage, pT pathologic tumor stage, pN pathologic nodal stage. Low (NAR \<8), intermediate (NAR = 8-16), and high (NAR \>16). Low is better and high is worse.
Local Recurrence (TLR):Up to 5 yearsTime to Local Recurrence (TLR): The distribution of TLR by group will be estimated using the method of Kaplan-Meier. 5 year local recurrence free rates by treatment group with confidence intervals based on Kaplan-Meier curves will be reported. The comparison of the cumulative incidence of local recurrence between groups, treating distant recurrence and death as competing risks using the test of Gray (Annals of Statistics, 1988) will be conducted.
Overall SurvivalUp to 5 yearsOverall Survival (OS): OS is defined as time from randomization to the date of death due to all causes. The distribution of OS by group will be estimated using the method of Kaplan-Meier. Five year survival rates by treatment group with confidence intervals based on Kaplan-Meier curves will be reported. Logrank test will be used to compare OS between two treatment groups. Hazard ratio with confidence interval will be estimated based on Cox proportional hazard model. The Cox proportional hazard model will be used for multivariate analysis.

Countries

Canada, Israel, Switzerland, United States

Participant flow

Participants by arm

ArmCount
Group 1
Patients will receive FOLFOX chemotherapy once every two weeks for 6 cycles total over a period of 12 weeks. After completing FOLFOX chemotherapy, the patient will have an MRI scan or endorectal ultrasound (ERUS) to examine the tumor. If the tumor has not decreased in size by at least 20%, the patient will receive 5FUCMT (radiation with chemotherapy). If the tumor has decreased in size by 20%, then the patient will proceed directly to surgery. \> \> If all borders of the tumor are normal post surgery, then the patient receives six additional cycles of FOLFOX chemotherapy. If all borders of the tumor are not normal then the patient receives chemoradiation therapy for 5.5 weeks after surgery. After chemoradiation, additional cycles of FOLFOX or similar chemotherapy will be recommended for 4 cycles or 8 weeks. \> \> FOLFOX (chemotherapy): Oxaliplatin 85 mg/m\^2 IV over 2 hours on day 1, leucovorin 400 mg/m\^2 bolus IV over 2 hours on day 1 and 5-fluorouracil 400 mg/m\^2 bolus over 5-15 minutes then 2400 mg/m\^2 continual over 46-48 hours total dose IV on days 1-2. The treatment schedule repeats based on the group. \> \> 5 FUCMT (chemoradiation): 5-fluorouracil 225 mg/m\^2 per day continuous IV infusion administered concurrently with radiation therapy for 5 or 7 days per week OR capecitabine 825 mg/m\^2 twice daily administered orally and concurrently with radiation therapy for 5 days per week.
585
Group 2
Patients receive 5FUCMT including chemotherapy and radiation therapy for 5.5 weeks. Patients will be given either 5-fluorouracil or capecitabine and radiation therapy. After the chemoradiation therapy is completed, patients will proceed directly to surgery. Post-surgery, patients will receive FOLFOX chemotherapy once every two weeks for 8 cycles total over a period of 16 weeks. \> \> FOLFOX (chemotherapy): Oxaliplatin 85 mg/m\^2 IV over 2 hours on day 1, leucovorin 400 mg/m\^2 bolus IV over 2 hours on day 1 and 5-fluorouracil 400 mg/m\^2 bolus over 5-15 minutes then 2400 mg/m\^2 continual over 46-48 hours total dose IV on days 1-2. The treatment schedule repeats based on the group. Dose modifications are allowed based on adverse events.\> \> 5 FUCMT (chemoradiation): 5-fluorouracil 225 mg/m\^2 per day continuous IV infusion administered concurrently with radiation therapy for 5 or 7 days per week OR capecitabine 825 mg/m\^2 twice daily administered orally and concurrently with radiation therapy for 5 days per week. Dose modifications are allowed based on adverse events.\> \> surgery: low anterior resection with total mesorectal excision
543
Total1,128

Baseline characteristics

CharacteristicGroup 2TotalGroup 1
Age, Continuous57 years57 years57 years
Body-mass index28.1 kg/m^228.3 kg/m^228.4 kg/m^2
Clinical stage
T2 node positive
38 Participants101 Participants63 Participants
Clinical stage
T3 node negative
198 Participants430 Participants232 Participants
Clinical stage
T3 node positive
307 Participants596 Participants289 Participants
Country of residence
Canada
45 Participants96 Participants51 Participants
Country of residence
Switzerland
9 Participants19 Participants10 Participants
Country of residence
United States
489 Participants1013 Participants524 Participants
ECOG performance-status score
0 or 1
540 Participants1122 Participants582 Participants
ECOG performance-status score
2
3 Participants6 Participants3 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
48 Participants96 Participants48 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
475 Participants991 Participants516 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
20 Participants41 Participants21 Participants
Highest education level
College degree or higher
199 Participants405 Participants206 Participants
Highest education level
High school diploma or GED certificate
201 Participants415 Participants214 Participants
Highest education level
Less than high school
29 Participants58 Participants29 Participants
Highest education level
Some college
102 Participants221 Participants119 Participants
History of cardiovascular disease
No
445 Participants924 Participants479 Participants
History of cardiovascular disease
Yes
98 Participants204 Participants106 Participants
History of diabetes
No
460 Participants964 Participants504 Participants
History of diabetes
Yes
83 Participants164 Participants81 Participants
Primary rectal tumor on digital examination
Rectal tumor not palpable
259 Participants549 Participants290 Participants
Primary rectal tumor on digital examination
Rectal tumor palpable
277 Participants567 Participants290 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
19 Participants50 Participants31 Participants
Race (NIH/OMB)
Black or African American
17 Participants49 Participants32 Participants
Race (NIH/OMB)
More than one race
40 Participants70 Participants30 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
467 Participants959 Participants492 Participants
Rectal tumor location
>10 cm from anal verge
109 Participants236 Participants127 Participants
Rectal tumor location
≤5 cm from anal verge
89 Participants172 Participants83 Participants
Rectal tumor location
>5 to ≤10 cm from anal verge
344 Participants719 Participants375 Participants
Rectal tumor location8 cm8 cm8 cm
Sex: Female, Male
Female
173 Participants389 Participants216 Participants
Sex: Female, Male
Male
370 Participants739 Participants369 Participants
Staging performed with MRI
No
85 Participants176 Participants91 Participants
Staging performed with MRI
Yes
458 Participants952 Participants494 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
74 / 58567 / 543
other
Total, other adverse events
582 / 585534 / 543
serious
Total, serious adverse events
10 / 5857 / 543

Outcome results

Primary

DFS

Disease-free Survival (DFS): The distribution of DFS by group will be estimated using the method of Kaplan-Meier. 5 year disease free rates by treatment group with confidence intervals based on Kaplan-Meier curves will be reported. Log-rank test will be used to compare DFS between two treatment groups. Hazard ratio with confidence interval will be estimated based on Cox proportional hazard model. The Cox proportional hazard model will be used for multivariate analysis.

Time frame: Up to 5 years

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1DFS114 Participants
Group 2DFS113 Participants
p-value: 0.00590.2% CI: [0.74, 1.14]kaplan meier
Primary

Pelvic R0 Resection Rate

Number of Participants with Pelvic R0 Resection

Time frame: Up to 5 years

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1Pelvic R0 Resection Rate529 Participants
Group 2Pelvic R0 Resection Rate495 Participants
Secondary

Local Recurrence (TLR):

Time to Local Recurrence (TLR): The distribution of TLR by group will be estimated using the method of Kaplan-Meier. 5 year local recurrence free rates by treatment group with confidence intervals based on Kaplan-Meier curves will be reported. The comparison of the cumulative incidence of local recurrence between groups, treating distant recurrence and death as competing risks using the test of Gray (Annals of Statistics, 1988) will be conducted.

Time frame: Up to 5 years

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1Local Recurrence (TLR):9 Participants
Group 2Local Recurrence (TLR):7 Participants
95% CI: [0.44, 3.16]
Secondary

Neoadjuvant Rectal Score

neoadjuvant rectal (NAR) score =\[5 \* pN - 3(cT - pT) + 12\]\^2/9.61. cT is an element of the set {1, 2, 3, 4}, pT is in {0, 1, 2, 3, 4}, and pN is in {0, 1, 2}. cT clinical tumor stage, pT pathologic tumor stage, pN pathologic nodal stage. Low (NAR \<8), intermediate (NAR = 8-16), and high (NAR \>16). Low is better and high is worse.

Time frame: Up to 5 years

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Group 1Neoadjuvant Rectal ScoreLow (< 8)157 Participants
Group 1Neoadjuvant Rectal ScoreIntermediate (8-16)247 Participants
Group 1Neoadjuvant Rectal ScoreHigh (> 16)130 Participants
Group 2Neoadjuvant Rectal ScoreLow (< 8)161 Participants
Group 2Neoadjuvant Rectal ScoreIntermediate (8-16)230 Participants
Group 2Neoadjuvant Rectal ScoreHigh (> 16)114 Participants
Secondary

Overall Survival

Overall Survival (OS): OS is defined as time from randomization to the date of death due to all causes. The distribution of OS by group will be estimated using the method of Kaplan-Meier. Five year survival rates by treatment group with confidence intervals based on Kaplan-Meier curves will be reported. Logrank test will be used to compare OS between two treatment groups. Hazard ratio with confidence interval will be estimated based on Cox proportional hazard model. The Cox proportional hazard model will be used for multivariate analysis.

Time frame: Up to 5 years

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1Overall Survival74 Participants
Group 2Overall Survival67 Participants
95% CI: [0.74, 1.44]
Secondary

Pathologic Complete Response

Pathologic Complete Response (pCR): The pCR rate is defined as number of patients who achieve pCR divided by total number of patients included in the analysis population (see definition in Section 16.3.3.1) in each group. Patients who didn't undergo surgery will be classified as non-pCR. Point estimate and confidence interval (according to approach of Duffy and Santner) will be calculated by treatment groups. Chi-square test will be used to compare the pCR rates between groups.

Time frame: Up to 8 years

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1Pathologic Complete Response117 Participants
Group 2Pathologic Complete Response124 Participants
Secondary

Rates of Receiving Pre- or Post-operative 5FUCMT

Rates of Receiving 5FUCMT: For selective group patients, the proportion of patients who received 1) pre-operative 5FUCMT, 2) post-operative 5FUCMT, 3) either pre or post-operative 5FUCMT, and confidence intervals (according to approach of Duffy and Santner) will be reported.

Time frame: Up to 5 years

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Group 1Rates of Receiving Pre- or Post-operative 5FUCMT61 Participants
Group 2Rates of Receiving Pre- or Post-operative 5FUCMT543 Participants

Source: ClinicalTrials.gov · Data processed: Mar 6, 2026