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The Sleep, Liver Evaluation and Effective Pressure Study

The Sleep, Liver Evaluation and Effective Pressure Study (SLEEP)

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01482065
Acronym
SLEEP
Enrollment
40
Registered
2011-11-30
Start date
2011-11-30
Completion date
2015-10-31
Last updated
2017-01-04

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Non Alcoholic Fatty Liver Disease, Obstructive Sleep Apnea

Keywords

Non Alcoholic Fatty Liver Disease, NAFLD, Continuous Positive Airway Pressure, CPAP, CPAP Therapy, Apnea Hypopnea Index, Non alcoholic steatohepatitis, NASH, OSA, Obstructive Sleep Apnea, AHI

Brief summary

This research is being done to examine: 1) how common obstructive sleep apnea (OSA) is in patients with non-alcoholic fatty liver disease (NAFLD), 2) whether the severity of OSA is related to the severity of NAFLD, and 3) whether treatment of OSA with continuous positive airway pressure (CPAP) improved NAFLD progression. OSA is a condition caused by repetitive collapse of throat tissue during sleep that leads to falls in oxygen level and sleep disruption. OSA can be caused by obesity, and especially by fat found in the neck and belly. NAFLD is a common disease linked to obesity. NAFLD is part of a disease spectrum, which can progress from steatosis (fatty liver) to nonalcoholic steatohepatitis (NASH), a progressive fibrotic disease, in which cirrhosis and liver-related death can occur. Recent evidence in patients with obstructive sleep apnea (OSA) indicates that OSA is associated with NASH. How common OSA is in patients with biopsy-confirmed NAFLD and the effect of OSA treatment with CPAP on NASH is unknown.

Detailed description

Nonalcoholic fatty liver disease (NAFLD) is a common disease with a well-established link to obesity and is increasingly prevalent with the concurrent rise in obesity. NAFLD constitutes a disease spectrum from steatosis to cirrhosis and is associated with significant morbidity and mortality. The pathogenesis of NAFLD, especially disease progression, is not well understood. Obesity and insulin resistance play a role as 'a first hit' leading to liver steatosis, but the mechanisms for a 'second hit' triggering progression to steatohepatitis are not known. Based on our Preliminary Data, we propose a novel hypothesis that chronic intermittent hypoxia (CIH) in patients with obstructive sleep apnea (OSA) constitutes a 'second hit' causing progression of NAFLD from steatosis to nonalcoholic steatohepatitis (NASH), a progressive fibrotic disease, in which cirrhosis and liver-related death occur in up to 20% and 12% patients, respectively. Obstructive sleep apnea (OSA) is characterized by recurrent collapse of the upper airway during sleep, leading to CIH. OSA is a common disease, present in 2% of women and 4% of men in the general US population, but with an increased prevalence of 30-60% in obese populations. Furthermore, CIH has been associated with multiple metabolic complications of OSA independent of obesity, including insulin resistance, dyslipidemia, and atherosclerosis. Previous work in rodent models has demonstrated that intermittent hypoxia (IH) increases: (1) insulin resistance; (2) hepatic steatosis; (3) hepatic levels of Sterol regulatory element-binding protein-1 (SREBP-1) and Stearoyl-CoA desaturase (SCD-1); and (4) hepatic oxidative stress and inflammation Thus, CIH in OSA may contribute to hepatic steatosis, and convert hepatic steatosis to steatohepatitis. To address this hypothesis, we will establish the impact of OSA on NASH in a susceptible cohort of obese human subjects in whom definitive intraoperative liver biopsy will be available to diagnose and stage NAFLD. Recent evidence in patients with obstructive sleep apnea (OSA) indicates that OSA is associated with NASH. Nevertheless, the prevalence of OSA in patients with biopsy-confirmed NAFLD is unknown and the effect of OSA treatment with CPAP on NASH has never been studied. Our main hypothesis is that the severity of nocturnal intermittent hypoxemia of obstructive sleep apnea (OSA) will be associated with the severity of NAFLD. We will examine NAFLD severity in patients with and without obstructive sleep apnea and examine the effect of CPAP on NAFLD progression in patients with obstructive sleep apnea. The overall goal is to determine whether OSA is associated with NAFLD and whether CPAP mitigates NAFLD progression. Our primary hypothesis is that the severity of nocturnal intermittent hypoxemia of obstructive sleep apnea (OSA) will be associated with the severity of NAFLD. * In Specific Aim #1, we will examine NAFLD severity in patients with and without obstructive sleep apnea. We hypothesize that the severity of NAFLD and the presence of NASH will be associated with the presence and severity of OSA. * In Specific Aim #2, we will examine the effect of CPAP on NAFLD progression in patients with obstructive sleep apnea. We hypothesize that CPAP will decrease markers of hepatic inflammation (serum aminotransferases) in patients with NAFLD, who have moderate or severe OSA. To address this hypothesis, we will enroll patients from the Johns Hopkins Medical Institution (JHMI) Hepatology clinic with the diagnosis of NAFLD, who have elevated serum aminotransferases, NAFLD on liver biopsy, and moderate to severe OSA. The effect of CPAP on markers of liver inflammation and serum aminotransferases will be determined, and related to CPAP adherence.

Interventions

DEVICECPAP (ResMed S9 autoset CPAP)

A ResMed S9 autoset CPAP device will be utilized throughout the study. Throughout the study intervention period, subjects (for AHI\> 15) will be instructed to utilize their CPAP and adherence will be monitored using an automatic meter that is built into the CPAP device.

Sponsors

ResMed Foundation
CollaboratorOTHER
Johns Hopkins University
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
21 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Age ≥ 21 * Diagnosis of NAFLD and BMI ≥ 30 or obesity with BMI \> 35 and \< 400lbs * No other cause of liver disease other than NAFLD (as assessed by patient and physician surveys detailed below, blood work and magnetic resonance imaging(MRI))

Exclusion criteria

Both patients and doctors will be asked to identify potential exclusionary conditions including: 1. Patients with sickle cell anemia, hemoglobinopathies and other hemolytic anemias 2. Known clinical hypersensitivity or a history of asthma or allergic respiratory disorders 3. Advanced renal failure (currently requiring dialysis or with a Glomerular Filtration rate \< 30cc/min) 4. Pregnancy 5. History of CPAP treatment for OSA 6. Recent weight loss (6 months) ≥ 10% 7. Current alcohol use \> 20 g/day in women and \> 30 g/day in men, or prior use for ≥ 3 consecutive months during the previous 5 years as assessed with the Lifetime Drinking History Questionnaire Viral hepatitis A, B and C 8. Autoimmune hepatitis 9. Hemochromatosis 10. Wilson's disease 11. Alpha-1-antitrypsin deficiency 12. Primary sclerosing cholangitis 13. Cirrhosis of any etiology 14. History of HIV infection and/or HAART therapy 15. Evidence of drug-induced liver injury 16. Use of systemic steroids for \> 10 days during prior 6 months 17. Unstable cardiovascular disease (decompensated chronic heart failure (CHF), myocardial infarction or revascularization procedures, unstable arrhythmias) 18. Uncontrolled hypertension with BP \> 190/110 19. Daytime hypoxemia with oxygen saturation (SaO2)\<90% 20. Supplemental oxygen use 21. Presence of any contraindication to MR examinations (see MRI Safety Screening Sheet) 22. History of Metal in the Skull/Eyes 23. Unable to have an MRI Scan 24. Severe daytime hypersomnolence as defined by an Epworth Sleepiness Score of greater than 10. 25. Severe sleep apnea as characterized by an apnea-hypopnea index of greater than 80 episodes/hour or an average low SaO2 during sleep disordered breathing episodes below 80%. 26. Work in transportation industry as a driver or pilot. 27. Patients with a diagnosis of sleep apnea on active treatment. Exclusions based on etiology of hepatitis will be assessed by querying both the hepatology list and patient about the above mentioned disorders (#7-15) and through testing for viral hepatitis A, B, C, ferritin, antinuclear antibody (ANA), antineutrophil cytoplasmic antibody (ANCA), anti-mitochondrial antibody, anti-smooth muscle antibody and ceruloplasmin.

Design outcomes

Primary

MeasureTime frameDescription
Cross Sectional Analysis of NAFLD Versus Sleep Apnea Severity Indices (AHI)6 monthsCross-sectional analysis will be performed in NAFLD study participants from the Johns Hopkins (JH) Hepatology Clinic to examine the relationship between findings on liver biopsy and sleep apnea severity indices. The main predictor variable will be presence/severity of OSA and nocturnal oxyhemoglobin desaturation (assessed by T90%, time w/ oxyhemoglobin desaturation \< 90%; Delta SaO2 between baseline and minimal oxyhemoglobin saturation, and standard deviation of nocturnal SaO2). Our primary outcome will be NAFLD activity score on biopsy.

Secondary

MeasureTime frameDescription
Liver Values6 MonthsSerum Alanine Aminotransferase (ALT) and Aspartate Aminotransferase (AST) activity.
Analysis of Variance (ANOVA) in CPAP Versus No-CPAP Therapy on NAFLD6 monthswe will test our hypothesis that CPAP therapy improves NAFLD. The main independent variables will be CPAP vs. deferred-CPAP therapy. In a subanalysis, responses in the CPAP treatment group will be compared based on compliance. Compliance with CPAP is defined as using it on \> 70% of the days, at least 4 h per night. Our primary outcome will be serum activity of ALT and AST. We will use ANOVA to examine changes in ALT and AST depending on CPAP therapy group and compliance. Secondary outcomes will include the degree of hepatic steatosis and fibrosis, as assessed by MRI.
MRI Indices6 Months

Countries

United States

Participant flow

Pre-assignment details

212 subjects screened; 166 subjects were excluded. 40 were included. 39 started in the protocol. 8 patients dropped out. Liver MRI completed in 27 subjects. 12 patients were excluded after liver MRI; 14 subjects had sleep studies. 5 patients did not proceed to the CPAP trial. 9 patients were randomized.

Participants by arm

ArmCount
Deferred CPAP
Patients with moderate to severe apnea will be randomized to CPAP or deferred CPAP. Those in the deferred CPAP group will sign a consent to agree to defer CPAP use for 4 months to complete the study. Criteria for OSA severity are specifically designed to target patients with nocturnal hypoxemia, which is hypothesized to contribute to NAFLD progression. According to the guidelines of the American Academy of Sleep Medicine, apnea will be defined as cessation of airflow for ≥ 10 sec. and hypopnea will be defined as decreased airflow for ≥ 10 sec. leading to oxyhemoglobin desaturation ≥ 4%. Mild, moderate and severe OSA will be diagnosed by an AHI of 5-14.9, 15-29.9, and ≥ 30 events/hr, respectively. CPAP (ResMed S9 autoset CPAP): A ResMed S9 autoset CPAP device will be utilized throughout the study.
4
CPAP
Patients with moderate to severe apnea will be randomized to CPAP or deferred CPAP. Those in the CPAP group will be sent home with an autoset CPAP device, which they will be instructed to utilize for 4 months. The CPAP device will be set in the auto mode so that it will automatically adjust the pressure at night to eliminate upper airway obstruction during sleep. Criteria for OSA severity are specifically designed to target patients with nocturnal hypoxemia, which is hypothesized to contribute to NAFLD progression. According to the guidelines of the American Academy of Sleep Medicine, apnea will be defined as cessation of airflow for ≥ 10 sec. and hypopnea will be defined as decreased airflow for ≥ 10 sec. leading to oxyhemoglobin desaturation ≥ 4%. Mild, moderate and severe OSA will be diagnosed by an AHI of 5-14.9, 15-29.9, and ≥ 30 events/hr, respectively.
5
Total9

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyWithdrawal by Subject01

Baseline characteristics

CharacteristicDeferred CPAPCPAPTotal
Age, Continuous58 years
STANDARD_DEVIATION 3.74
42.8 years
STANDARD_DEVIATION 16.63
49.56 years
STANDARD_DEVIATION 14.73
Gender
Female
2 Participants2 Participants4 Participants
Gender
Male
2 Participants3 Participants5 Participants
Region of Enrollment
United States
4 participants5 participants9 participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
0 / 40 / 5
serious
Total, serious adverse events
0 / 40 / 5

Outcome results

Primary

Cross Sectional Analysis of NAFLD Versus Sleep Apnea Severity Indices (AHI)

Cross-sectional analysis will be performed in NAFLD study participants from the Johns Hopkins (JH) Hepatology Clinic to examine the relationship between findings on liver biopsy and sleep apnea severity indices. The main predictor variable will be presence/severity of OSA and nocturnal oxyhemoglobin desaturation (assessed by T90%, time w/ oxyhemoglobin desaturation \< 90%; Delta SaO2 between baseline and minimal oxyhemoglobin saturation, and standard deviation of nocturnal SaO2). Our primary outcome will be NAFLD activity score on biopsy.

Time frame: 6 months

Population: We were unable to obtain liver biopsy on most of our participants due to limited clinical indications.

Secondary

Analysis of Variance (ANOVA) in CPAP Versus No-CPAP Therapy on NAFLD

we will test our hypothesis that CPAP therapy improves NAFLD. The main independent variables will be CPAP vs. deferred-CPAP therapy. In a subanalysis, responses in the CPAP treatment group will be compared based on compliance. Compliance with CPAP is defined as using it on \> 70% of the days, at least 4 h per night. Our primary outcome will be serum activity of ALT and AST. We will use ANOVA to examine changes in ALT and AST depending on CPAP therapy group and compliance. Secondary outcomes will include the degree of hepatic steatosis and fibrosis, as assessed by MRI.

Time frame: 6 months

Population: We were unable to achieve enrollment goals due to limited clinical indications. Thereby not obtaining enough participant data to do an Analysis of Variance (ANOVA).

Secondary

Liver Values

Serum Alanine Aminotransferase (ALT) and Aspartate Aminotransferase (AST) activity.

Time frame: 6 Months

Population: Withdrawal by subject in CPAP group.

ArmMeasureGroupValue (MEAN)Dispersion
Deferred CPAPLiver ValuesALT Baseline37.25 U/LStandard Deviation 20.66
Deferred CPAPLiver ValuesALT 6 Months29 U/LStandard Deviation 7.84
Deferred CPAPLiver ValuesAST Baseline26.75 U/LStandard Deviation 9.44
Deferred CPAPLiver ValuesAST 6 Months23.5 U/LStandard Deviation 7.83
CPAPLiver ValuesAST 6 Months29.75 U/LStandard Deviation 21.29
CPAPLiver ValuesALT Baseline53.8 U/LStandard Deviation 27.26
CPAPLiver ValuesAST Baseline32.6 U/LStandard Deviation 19.77
CPAPLiver ValuesALT 6 Months40.5 U/LStandard Deviation 10.36
Secondary

MRI Indices

Time frame: 6 Months

Population: We were not able to obtain MRI data from 2 people within the CPAP group at 6 months. One withdrew from study and the other a clear scan could not be obtained.

ArmMeasureGroupValue (MEAN)Dispersion
Deferred CPAPMRI IndicesMRI Baseline10.57 percentage of fat in liverStandard Deviation 6.33
Deferred CPAPMRI IndicesMRI 6 Months8.69 percentage of fat in liverStandard Deviation 4.82
CPAPMRI IndicesMRI Baseline15.406 percentage of fat in liverStandard Deviation 3.77
CPAPMRI IndicesMRI 6 Months18.76 percentage of fat in liverStandard Deviation 11.72

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026