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Efficacy and Safety Study of Botulinum Toxin Type A Against Placebo to Treat Spasticity in the Leg After a Stroke

Prospective, Double-blind, Placebo-controlled, Randomized, Multi-center Study With an Open-label Extension Period to Investigate the Efficacy and Safety of NT 201 in the Treatment of Post-stroke Spasticity of the Lower Limb

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01464307
Acronym
PLUS
Enrollment
290
Registered
2011-11-03
Start date
2011-12-31
Completion date
2015-05-31
Last updated
2016-11-07

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Post-stroke Spasticity of the Lower Limb

Brief summary

The purpose of this study is to determine whether injections of Botulinum toxin type A into muscles of the leg are effective in treating patients with increased muscle tension/uncontrollable muscle stiffness (spasticity) after a stroke.

Interventions

Main period: One injection session of solution, prepared by reconstitution of powder with 0.9% Sodium Chloride (NaCl), 400 units, total volume 8.0 mL; Mode of administration: intramuscular injection.

DRUGPlacebo Comparator

Main period: one injection session of solution, prepared by reconstitution of powder with 0.9% NaCl, corresponding total placebo volume 8.0 mL; Mode of administration: intramuscular injection

Sponsors

Merz Pharmaceuticals GmbH
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

* Age from 18-80 yrs * Lower limb spasticity * Time since stroke greater than 3 months * Need for 400 U Botulinum toxin type A

Exclusion criteria

* Body weight below 50kg * Fixed contractures of the lower limb * Generalized disorders of muscle activity like Myasthenia gravis that preclude use of Botulinum toxin type A * Infection at the injection site

Design outcomes

Primary

MeasureTime frameDescription
Change From Baseline in Ashworth Scale (AS) for Plantar Flexors at Week 4Baseline and Week 4The AS is a well known and commonly used scale in clinical trials with spasticity. It was considered to be the best clinical tool for measuring resistance to movement. It was used to categorize the severity of spasticity by judging resistance to passive movement. It is a 5-point scale that ranges from 0 (=no increase in tone) to 4 (=limb rigid in flexion or extension).
Co-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Baseline to Week 12A 4-point Likert scale will be used with the ratings 1 = very good, 2 = good, 3 = moderate, and 4 = poor. Investigator's Global Assessment of Efficacy at Week 12 will be a co-primary outcome measure to fulfill post marketing commitments for U.S. regulatory authorities only. Elsewhere, it will be a secondary outcome measure.

Secondary

MeasureTime frameDescription
Response Rate for Plantar Flexors at All Post-Baseline Visits for Subjects With an Improvement (Reduction) of at Least 1 Point From Baseline in the Ashworth Scale (AS)Week 4, 8, and 12Response is defined as an improvement (reduction) of the plantar flexor Ashworth Score by at least one score point. The AS is a well known and commonly used scale in clinical trials with spasticity. It was considered to be the best clinical tool for measuring resistance to movement. It was used to categorize the severity of spasticity by judging resistance to passive movement. It is a 5-point scale that ranges from 0 (=no increase in tone) to 4 (=limb rigid in flexion or extension).
Ashworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsBaseline, Week 4, 8, and 12The AS is a well known and commonly used scale in clinical trials with spasticity. It was considered to be the best clinical tool for measuring resistance to movement. It was used to categorize the severity of spasticity by judging resistance to passive movement. It is a 5-point scale that ranges from 0 (=no increase in tone) to 4 (=limb rigid in flexion or extension). Here, 'n' specifies those subjects who were evaluated for this outcome measure at given time point.

Countries

Canada, Czechia, France, Germany, Italy, Poland, Russia, Spain, United States

Participant flow

Recruitment details

A total of 331 individuals suffering from post-stroke lower-limb spasticity were screened and 290 were included in study at 51 sites. One ineligible subject was randomized to placebo but withdrawn from study prior to first treatment with study medication. For purpose of study analysis overall number of subjects enrolled is therefore considered 289.

Pre-assignment details

A total of 290 subjects were enrolled in study. One ineligible subject was randomized to placebo but withdrawn from study prior to first treatment with study medication. A total of 289 subjects were enrolled in main period. All of the 269 subjects who completed the main period of the study entered the open-label extension period.

Participants by arm

ArmCount
Main Period: IncobotulinumtoxinA (Xeomin) 400 Units
IncobotulinumtoxinA (Xeomin, also known as NT 201 or Botulinum toxin type A (150 kiloDalton), free from complexing proteins) (active ingredient: Clostridium Botulinum neurotoxin Type A free from complexing proteins) powder for solution for injection. IncobotulinumtoxinA (400 Units): Main period: One injection session of solution, prepared by reconstitution of powder with 0.9% Sodium Chloride (NaCl), 400 units, total volume 8.0 mL; Mode of administration: intramuscular injection.
144
Main Period: Placebo
Placebo to incobotulinumtoxinA (Xeomin) powder for solution for injection. Placebo Comparator: Main period: one injection session of solution, prepared by reconstitution of powder with 0.9% NaCl, corresponding total placebo volume 8.0 mL; Mode of administration: intramuscular injection
145
Total289

Withdrawals & dropouts

PeriodReasonFG000FG001
Main PeriodAdverse Event61
Main PeriodDeath01
Main PeriodLack of Efficacy20
Main PeriodPredefined discontinuation criteria21
Main PeriodWithdrawal by Subject52
Open-Label Extension PeriodAdverse Event150
Open-Label Extension PeriodDeath10
Open-Label Extension PeriodLack of Efficacy50
Open-Label Extension PeriodLost to Follow-up10
Open-Label Extension PeriodNon-compliance90
Open-Label Extension PeriodPredefined discontinuation criteria60
Open-Label Extension PeriodWithdrawal by Subject140

Baseline characteristics

CharacteristicMain Period: IncobotulinumtoxinA (Xeomin) 400 UnitsMain Period: PlaceboTotal
Age, Continuous57.3 years
STANDARD_DEVIATION 11.2
57.0 years
STANDARD_DEVIATION 13
57.2 years
STANDARD_DEVIATION 12.1
Gender
Female
40 Participants55 Participants95 Participants
Gender
Male
104 Participants90 Participants194 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
— / —— / —— / —
other
Total, other adverse events
13 / 14413 / 14531 / 269
serious
Total, serious adverse events
6 / 1445 / 14522 / 269

Outcome results

Primary

Change From Baseline in Ashworth Scale (AS) for Plantar Flexors at Week 4

The AS is a well known and commonly used scale in clinical trials with spasticity. It was considered to be the best clinical tool for measuring resistance to movement. It was used to categorize the severity of spasticity by judging resistance to passive movement. It is a 5-point scale that ranges from 0 (=no increase in tone) to 4 (=limb rigid in flexion or extension).

Time frame: Baseline and Week 4

Population: The Full Analysis Set (FAS) included subjects in the Safety Evaluation Set (SES) of the main period for whom the primary efficacy variable was available, whereby SES is the subset of all subjects who were exposed to IP in the main period at least once.

ArmMeasureGroupValue (MEAN)Dispersion
IncobotulinumtoxinA (Xeomin) 400 UnitsChange From Baseline in Ashworth Scale (AS) for Plantar Flexors at Week 4Baseline2.8 Units on a scaleStandard Deviation 0.7
IncobotulinumtoxinA (Xeomin) 400 UnitsChange From Baseline in Ashworth Scale (AS) for Plantar Flexors at Week 4Change at Week 4-0.4 Units on a scaleStandard Deviation 0.7
PlaceboChange From Baseline in Ashworth Scale (AS) for Plantar Flexors at Week 4Baseline2.8 Units on a scaleStandard Deviation 0.7
PlaceboChange From Baseline in Ashworth Scale (AS) for Plantar Flexors at Week 4Change at Week 4-0.4 Units on a scaleStandard Deviation 0.7
Comparison: The number of subjects included in the MMRM analysis was only 286 because a covariate was missing for 3 subjects.p-value: 0.77795% CI: [-0.1, 0.2]Mixed-Model Repeated Measures
Primary

Co-primary Variable: Investigator's Global Assessment of Efficacy at Week 12

A 4-point Likert scale will be used with the ratings 1 = very good, 2 = good, 3 = moderate, and 4 = poor. Investigator's Global Assessment of Efficacy at Week 12 will be a co-primary outcome measure to fulfill post marketing commitments for U.S. regulatory authorities only. Elsewhere, it will be a secondary outcome measure.

Time frame: Baseline to Week 12

Population: The Full Analysis Set (FAS) included subjects in the Safety Evaluation Set (SES) of the main period for whom the primary efficacy variable was available, whereby SES is the subset of all subjects who were exposed to IP in the main period at least once.

ArmMeasureGroupValue (NUMBER)
IncobotulinumtoxinA (Xeomin) 400 UnitsCo-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Moderate22.2 Percentage of Participants
IncobotulinumtoxinA (Xeomin) 400 UnitsCo-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Very good3.5 Percentage of Participants
IncobotulinumtoxinA (Xeomin) 400 UnitsCo-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Poor45.8 Percentage of Participants
IncobotulinumtoxinA (Xeomin) 400 UnitsCo-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Good28.5 Percentage of Participants
PlaceboCo-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Poor45.5 Percentage of Participants
PlaceboCo-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Very good4.8 Percentage of Participants
PlaceboCo-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Moderate26.9 Percentage of Participants
PlaceboCo-primary Variable: Investigator's Global Assessment of Efficacy at Week 12Good22.8 Percentage of Participants
Comparison: The statistical analysis provided was for all categories of this outcome measure.p-value: 0.804Wilcoxon's Rank-Sum Test
Secondary

Ashworth Scale (AS) for Plantar Flexors at All Post-Baseline Visits

The AS is a well known and commonly used scale in clinical trials with spasticity. It was considered to be the best clinical tool for measuring resistance to movement. It was used to categorize the severity of spasticity by judging resistance to passive movement. It is a 5-point scale that ranges from 0 (=no increase in tone) to 4 (=limb rigid in flexion or extension). Here, 'n' specifies those subjects who were evaluated for this outcome measure at given time point.

Time frame: Baseline, Week 4, 8, and 12

Population: The Full Analysis Set (FAS) included subjects in the Safety Evaluation Set (SES) of the main period for whom the primary efficacy variable was available, whereby SES is the subset of all subjects who were exposed to IP in the main period at least once.

ArmMeasureGroupValue (MEAN)Dispersion
IncobotulinumtoxinA (Xeomin) 400 UnitsAshworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsBaseline (n=144, 145)2.8 Units on a scaleStandard Deviation 0.7
IncobotulinumtoxinA (Xeomin) 400 UnitsAshworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsWeek 4 (n= 142, 144)2.4 Units on a scaleStandard Deviation 0.9
IncobotulinumtoxinA (Xeomin) 400 UnitsAshworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsWeek 8 (n=140, 142)2.4 Units on a scaleStandard Deviation 0.9
IncobotulinumtoxinA (Xeomin) 400 UnitsAshworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsWeek 12 (n= 135, 141)2.7 Units on a scaleStandard Deviation 0.8
PlaceboAshworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsWeek 12 (n= 135, 141)2.7 Units on a scaleStandard Deviation 0.7
PlaceboAshworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsBaseline (n=144, 145)2.8 Units on a scaleStandard Deviation 0.7
PlaceboAshworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsWeek 8 (n=140, 142)2.5 Units on a scaleStandard Deviation 0.7
PlaceboAshworth Scale (AS) for Plantar Flexors at All Post-Baseline VisitsWeek 4 (n= 142, 144)2.4 Units on a scaleStandard Deviation 0.8
Secondary

Response Rate for Plantar Flexors at All Post-Baseline Visits for Subjects With an Improvement (Reduction) of at Least 1 Point From Baseline in the Ashworth Scale (AS)

Response is defined as an improvement (reduction) of the plantar flexor Ashworth Score by at least one score point. The AS is a well known and commonly used scale in clinical trials with spasticity. It was considered to be the best clinical tool for measuring resistance to movement. It was used to categorize the severity of spasticity by judging resistance to passive movement. It is a 5-point scale that ranges from 0 (=no increase in tone) to 4 (=limb rigid in flexion or extension).

Time frame: Week 4, 8, and 12

Population: The FAS included subjects in SES of main period for whom primary efficacy variable was available, whereby SES is subset of all subjects who were exposed to IP in main period at least once. Here, N(Number of Participants Analyzed) and n signifies those participants who were evaluable for this outcome measure and at given time point respectively.

ArmMeasureGroupValue (NUMBER)
IncobotulinumtoxinA (Xeomin) 400 UnitsResponse Rate for Plantar Flexors at All Post-Baseline Visits for Subjects With an Improvement (Reduction) of at Least 1 Point From Baseline in the Ashworth Scale (AS)Week 4 (n=142, 144)37.3 Percentage of Participants
IncobotulinumtoxinA (Xeomin) 400 UnitsResponse Rate for Plantar Flexors at All Post-Baseline Visits for Subjects With an Improvement (Reduction) of at Least 1 Point From Baseline in the Ashworth Scale (AS)Week 8 (n=140, 142)39.3 Percentage of Participants
IncobotulinumtoxinA (Xeomin) 400 UnitsResponse Rate for Plantar Flexors at All Post-Baseline Visits for Subjects With an Improvement (Reduction) of at Least 1 Point From Baseline in the Ashworth Scale (AS)Week 12 (n=135, 141)20 Percentage of Participants
PlaceboResponse Rate for Plantar Flexors at All Post-Baseline Visits for Subjects With an Improvement (Reduction) of at Least 1 Point From Baseline in the Ashworth Scale (AS)Week 4 (n=142, 144)35.4 Percentage of Participants
PlaceboResponse Rate for Plantar Flexors at All Post-Baseline Visits for Subjects With an Improvement (Reduction) of at Least 1 Point From Baseline in the Ashworth Scale (AS)Week 8 (n=140, 142)33.8 Percentage of Participants
PlaceboResponse Rate for Plantar Flexors at All Post-Baseline Visits for Subjects With an Improvement (Reduction) of at Least 1 Point From Baseline in the Ashworth Scale (AS)Week 12 (n=135, 141)17 Percentage of Participants
Comparison: Week 4. Number of subjects included in analysis was three less than the observed cases because of a missing covariate for the logistic regression analysis, that is, n=283 for week 4.p-value: 0.84595% CI: [0.63, 1.74]Regression, Logistic
Comparison: Week 8. Number of subjects included in analysis was three less than the observed cases because of a missing covariate for the logistic regression analysis, that is, n=279 for week 8.p-value: 0.43795% CI: [0.73, 2.04]Regression, Logistic
Comparison: Week 12. Number of subjects included in analysis was three less than the observed cases because of a missing covariate for the logistic regression analysis, that is, n=273 for week 12.p-value: 0.69895% CI: [0.59, 2.21]Regression, Logistic

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026