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Preterm Erythropoietin Neuroprotection Trial (PENUT Trial)

Preterm Erythropoietin Neuroprotection Trial (PENUT Trial)

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01378273
Acronym
PENUT
Enrollment
941
Registered
2011-06-22
Start date
2013-12-31
Completion date
2020-02-28
Last updated
2020-08-26

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Extreme Prematurity

Keywords

neuroprotection, erythropoietin, Epo, ELGANs, preterm, neonate

Brief summary

Recombinant human erythropoietin (Epo) is a promising novel neuroprotective agent. Epo decreases neuronal programmed cell death resulting from brain injury; it has anti-inflammatory effects, increases neurogenesis, and protects oligodendrocytes from injury. We hypothesize that neonatal Epo treatment of ELGANs will decrease the combined outcome of death or severe NDI from 40% to 30% (primary outcome), or the combined outcome of death plus moderate or severe NDI from 60% to 40% (secondary outcome) measured at 24-26 months corrected age. 1. To determine whether Epo decreases the combined outcome of death or NDI at 24-26 months corrected age. NDI is defined as the presence of any one of the following: CP, Bayley Scales of Infant and Toddler Development, 3rd Edition (Bayley-III) Cognitive Scale \< 70 (severe, 2 SD below mean) or 85 (moderate, 1 SD below mean). CP will be diagnosed and classified by standardized neurologic exam, with severity classified by Gross Motor Function Classification System (GMFCS). 2. To determine whether there are risks to Epo administration in ELGANs by examining, in a blinded manner, Epo-related safety measures comparing infants receiving Epo with those given placebo. 3. To test whether Epo treatment decreases serial measures of circulating inflammatory mediators, and biomarkers of brain injury. 4. To compare brain structure (as measured by MRI) in Epo treatment and control groups at 36 weeks PMA. MRI assessments will include documentation of intraventricular hemorrhage (IVH), white matter injury (WMI) and hydrocephalus (HC), volume of total and deep gray matter, white matter and cerebellum, brain gyrification, and tract-based spatial statistics (TBSS based on diffusion tensor imaging). As an exploratory aim, we will determine which of the above MRI measurements best predict neurodevelopment (CP, cognitive and motor scales) at 24-26 months corrected age. Anticipated outcomes: Early Epo treatment of ELGANs will decrease biochemical and MRI markers of brain injury, will be safe, and will confer improved neurodevelopmental outcome at 24-26 months corrected age compared to placebo, and will provide a much-needed therapy for this group of vulnerable infants.

Detailed description

This is a randomized, placebo-controlled, study of Epo treatment of preterm infants 24-0/7 to 27-6/7 weeks of gestation, beginning in the first 24 hours after birth. Randomization will be stratified by site and gestational age at birth (\<26 week or 26-27-6/7). Study size sample is 940 patients. We expect to evaluate 752 subjects at 24-26 months corrected age, our primary endpoint. There is no enrollment restriction based on gender, ethnicity or race. Enrollment is expected to take 24-26 months, with each subject participating through 24-26 months corrected age when neurodevelopmental outcomes are assessed. The combined outcome of death or severe NDI will be compared between Epo-treated and control subjects. All outcomes will be collected in a blinded manner. Subjects will be randomized by the data-coordinating center (DCC) to Epo treatment or placebo, and Epo treatment will continue until 32-6/7 weeks post menstrual age. Serial measurements of circulating inflammatory mediators and biomarkers of brain injury will be made. A brain MRI will be done at 36 weeks post menstrual age in the same subset of infants. Phone contact will occur at 4, 8, 12, and 18 months. Face to face follow up will occur at 24-26 months corrected age. The primary outcome is death or severe NDI at 24-26 months corrected age, with a secondary outcome of death or moderate NDI. Our primary sample size calculation is based on the conservative assumptions that Epo treatment will result in a 40% reduction in the severe NDI rate (the range in animal studies is 49-70%) and minimal impact on death. This would yield a control group rate for the primary outcome of 40.4% and an expected treated rate of 31.5% thus yielding an 8.9% lower rate of Death + NDI. Clinical information including co-morbidities of extreme prematurity, information about transfusions, and specific laboratory values were collected in the PENUT database.

Interventions

DRUGEpo

Enrollment will occur within 24 hours of birth. Study drug will be administered intravenously for the first 6 doses. Subjects in the Epo arm will then receive 400 U/kg/dose three times a week until they reach 32-6/7 weeks postmenstrual age. Control infants will receive sham injections.

OTHERControl

Subjects will receive 6 doses of vehicle intravenously during the first 2 weeks of life. Doses will be administered at 48 hour intervals from the time of enrollment. Following high dose administration, sham subcutaneous injections will be given three times a week through to 32-6/7 weeks postmenstrual age.

Sponsors

National Institute of Neurological Disorders and Stroke (NINDS)
CollaboratorNIH
University of Washington
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
24 Weeks to 27 Weeks
Healthy volunteers
No

Inclusion criteria

1. NICU inpatients between 24-0/7 and 27-6/7 weeks of gestation 2. Less than twenty four hours of age 3. Parental informed consent

Exclusion criteria

1. Major life-threatening anomalies (brain, cardiac, chromosomal anomalies) 2. Hematologic crises such as DIC, or hemolysis due to blood group incompatibilities 3. Polycythemia (hematocrit \> 65) 4. Congenital infection

Design outcomes

Primary

MeasureTime frameDescription
Number of Participants With Death or Severe Neurodevelopmental Impairment (NDI) at 22-26 Months Corrected Age22-26 months corrected ageSevere NDI was defined as Bayley Scales of infant Development, 3rd edition composite motor score or composite cognitive score \<70. This instrument is normed at 100 with standard deviation of 15. Cerebral palsy was classified as hemiplegia, diplegia, or quadriplegia, and severity was determined according to the Gross Motor Function Classification System (GMFCS) (levels range from 0 \[no impairment\] to 5 \[most severe impairment\]). Severe cerebral palsy was defined as a GMFCS level higher than 2.

Secondary

MeasureTime frameDescription
Number of Participants With a Serious Adverse Events (SAE)From birth to hospital discharge (average 12-16 weeks depending on gestational age at birth)Serious adverse events were prespecified. These included any symptomatic thrombosis involving a major vessel, unrelated to an infusion catheter requiring anticoagulation therapy, hematocrit level \>65% or an increase of ≥15% in hematocrit in the absence of a preceding blood transfusion, hypertension (defined by receipt of antihypertensive therapy for more than 1 month, discharge with medication, or both), severe pulmonary hemorrhage, severe necrotizing enterocolitis (defined as Bell's stage 2b or 3), severe retinopathy of prematurity resulting in laser surgery or bevacizumab therapy, severe sepsis (defined as culture-proven bacterial or fungal sepsis resulting in blood-pressure support or substantive new respiratory support), grade 3 or 4 intracranial hemorrhage, cardiac arrest that did not result in death, and death.
Imaging36 weeks postmenstrual ageBrain MRI at 36 weeks PMA. Injury scoring was done using a modified scoring system of Kidokoro, with higher scores indicating greater brain injury. Scoring Range: 0-39
BiomarkersBaseline (first 24 hours after birth), days 7, 9 and 14 after birthPlasma Epo concentrations were measured in both groups within the first 24 h after birth before study drug administration (baseline), 30 minutes after study drug administration on day 7 (peak Epo concentration) and 30 minutes before study drug on day 9 (trough Epo) and a random level on day 14 after transition to subcutaneous dosing.

Countries

United States

Participant flow

Participants by arm

ArmCount
Control
Enrollment will occur within 24 hours of birth. Subjects will receive 6 doses of vehicle intravenously during the first 2 weeks of life. Doses will be administered at 48 hour intervals from the time of enrollment. Following high dose administration, sham subcutaneous injections will be given three times a week through to 32-6/7 weeks postmenstrual age. Subjects are then followed until 22-26 months for neurodevelopmental testing.
460
Epo 1000 U/kg Followed by 400 U/kg
Enrollment will occur within 24 hours of birth. Epo 1000 U/kg/dose will be administered intravenously for the first 6 doses. Subjects in the Epo arm will then receive 400 U/kg/dose three times a week until they reach 32-6/7 weeks postmenstrual age. Subjects are then followed until 22-26 months for neurodevelopmental testing.
476
Total936

Baseline characteristics

CharacteristicControlEpo 1000 U/kg Followed by 400 U/kgTotal
Age, Customized
24 weeks of gestation
119 Participants113 Participants232 Participants
Age, Customized
25 weeks of gestation
124 Participants121 Participants245 Participants
Age, Customized
26 weeks of gestation
118 Participants103 Participants221 Participants
Age, Customized
27 weeks of gestation
99 Participants139 Participants238 Participants
Consented and received first study drug dose460 Participants476 Participants936 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
85 Participants115 Participants200 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
370 Participants354 Participants724 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
5 Participants7 Participants12 Participants
Race (NIH/OMB)
American Indian or Alaska Native
7 Participants9 Participants16 Participants
Race (NIH/OMB)
Asian
18 Participants10 Participants28 Participants
Race (NIH/OMB)
Black or African American
120 Participants120 Participants240 Participants
Race (NIH/OMB)
More than one race
2 Participants2 Participants4 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
6 Participants2 Participants8 Participants
Race (NIH/OMB)
Unknown or Not Reported
14 Participants16 Participants30 Participants
Race (NIH/OMB)
White
293 Participants317 Participants610 Participants
Region of Enrollment
United States
460 participants476 participants936 participants
Sex: Female, Male
Female
218 Participants232 Participants450 Participants
Sex: Female, Male
Male
242 Participants244 Participants486 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
45 / 46053 / 476
other
Total, other adverse events
460 / 460476 / 476
serious
Total, serious adverse events
284 / 460282 / 476

Outcome results

Primary

Number of Participants With Death or Severe Neurodevelopmental Impairment (NDI) at 22-26 Months Corrected Age

Severe NDI was defined as Bayley Scales of infant Development, 3rd edition composite motor score or composite cognitive score \<70. This instrument is normed at 100 with standard deviation of 15. Cerebral palsy was classified as hemiplegia, diplegia, or quadriplegia, and severity was determined according to the Gross Motor Function Classification System (GMFCS) (levels range from 0 \[no impairment\] to 5 \[most severe impairment\]). Severe cerebral palsy was defined as a GMFCS level higher than 2.

Time frame: 22-26 months corrected age

Population: 936 subjects 24-0/7 to 27-6/7 weeks' gestation were randomized and received Epo (n=476) or placebo (n=460) in a double-blinded manner. Survivors who were fully evaluated at 2 years of age are included in the analysis.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
ControlNumber of Participants With Death or Severe Neurodevelopmental Impairment (NDI) at 22-26 Months Corrected Age94 Participants
Epo 1000 U/kg Followed by 400 U/kgNumber of Participants With Death or Severe Neurodevelopmental Impairment (NDI) at 22-26 Months Corrected Age97 Participants
Comparison: We evaluated the primary outcome of death or neurodevelopmental impairment using generalized estimating equations to account for potential correlation within siblings from the same pregnancy, with adjustment for gestational age at birth and recruitment site as a fixed effect. The primary analysis included infants with complete data and excluded data from infants known to be alive but in whom neurodevelopmental outcomes were not assessed.p-value: 0.050.05% CI: [0.81, 1.32]GEE Wald test based on logistic regressi
Secondary

Biomarkers

Plasma Epo concentrations were measured in both groups within the first 24 h after birth before study drug administration (baseline), 30 minutes after study drug administration on day 7 (peak Epo concentration) and 30 minutes before study drug on day 9 (trough Epo) and a random level on day 14 after transition to subcutaneous dosing.

Time frame: Baseline (first 24 hours after birth), days 7, 9 and 14 after birth

Population: Patients who had a baseline Epo level drawn

ArmMeasureGroupValue (MEDIAN)
ControlBiomarkersPeak Epo2.2 mU/mL
ControlBiomarkersTrough Epo5.1 mU/mL
ControlBiomarkersRandom (day 14)4.6 mU/mL
ControlBiomarkersBaseline7.6 mU/mL
Epo 1000 U/kg Followed by 400 U/kgBiomarkersRandom (day 14)25 mU/mL
Epo 1000 U/kg Followed by 400 U/kgBiomarkersBaseline7 mU/mL
Epo 1000 U/kg Followed by 400 U/kgBiomarkersTrough Epo15.3 mU/mL
Epo 1000 U/kg Followed by 400 U/kgBiomarkersPeak Epo2,907 mU/mL
Comparison: For statistical inference, we utilized generalized estimating equations (GEE) with robust standard errors to appropriately account for potential correlation of biomarkers for same-birth siblings. Each respective GEE model adjusted for gestational age at birth and treatment assignment as fixed factors associated with the original study design. Biomarker levels at each follow-up time point were analysed using separate GEE models. Epo levels were log-transformed in all statistical analyses.p-value: <0.001Generalized estimating equation
Secondary

Imaging

Brain MRI at 36 weeks PMA. Injury scoring was done using a modified scoring system of Kidokoro, with higher scores indicating greater brain injury. Scoring Range: 0-39

Time frame: 36 weeks postmenstrual age

Population: Patients who survived to 36 weeks postmenstrual age at 9 preselected sites

ArmMeasureValue (MEAN)Dispersion
ControlImaging4.1 score on a scaleStandard Deviation 2.6
Epo 1000 U/kg Followed by 400 U/kgImaging3.8 score on a scaleStandard Deviation 2.1
Comparison: For all statistical comparisons between groups, Generalized Estimating Equations (GEE) with robust standard errors and a working independence correlation structure for infants included from a multiple gestation were used. A GEE-based Wald test was used to examine differences in the global brain injury severity score between treatment groups, with adjustment for gestational age (GA) at birth used to stratify treatment randomization (24+0 to 25+6 vs. 26+0 to 27+6 in weeks+days of GA).p-value: 0.36Generalized estimating equation
Secondary

Number of Participants With a Serious Adverse Events (SAE)

Serious adverse events were prespecified. These included any symptomatic thrombosis involving a major vessel, unrelated to an infusion catheter requiring anticoagulation therapy, hematocrit level \>65% or an increase of ≥15% in hematocrit in the absence of a preceding blood transfusion, hypertension (defined by receipt of antihypertensive therapy for more than 1 month, discharge with medication, or both), severe pulmonary hemorrhage, severe necrotizing enterocolitis (defined as Bell's stage 2b or 3), severe retinopathy of prematurity resulting in laser surgery or bevacizumab therapy, severe sepsis (defined as culture-proven bacterial or fungal sepsis resulting in blood-pressure support or substantive new respiratory support), grade 3 or 4 intracranial hemorrhage, cardiac arrest that did not result in death, and death.

Time frame: From birth to hospital discharge (average 12-16 weeks depending on gestational age at birth)

Population: All subjects who received at least one dose of study drug.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
ControlNumber of Participants With a Serious Adverse Events (SAE)284 Participants
Epo 1000 U/kg Followed by 400 U/kgNumber of Participants With a Serious Adverse Events (SAE)282 Participants
Comparison: We hypothesized that Epo would be safe, with no excess of SAEs compared to control infants. Sample size was based on the primary outcome, severe neurodevelopmental impairment or death.p-value: 0.0595% CI: [0.83, 1.22]Poisson regression

Source: ClinicalTrials.gov · Data processed: Mar 9, 2026