Skip to content

LUX-Head&Neck 2: A Phase III Trial of Afatinib (BIBW 2992) Versus Placebo for the Treatment of Head and Neck Squamous Cell Cancer After Treatment With Chemo-radiotherapy

A Randomised, Double-blind, Placebo-controlled, Phase III Study to Evaluate the Efficacy and Safety of Afatinib (BIBW 2992) as Adjuvant Therapy After Chemo-radiotherapy in Primary Unresected Patients With Stage III, IVa, or IVb Loco-regionally Advanced Head and Neck Squamous Cell Carcinoma

Status
Terminated
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01345669
Enrollment
617
Registered
2011-05-02
Start date
2011-10-17
Completion date
2016-09-12
Last updated
2017-12-07

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Head and Neck Neoplasms

Brief summary

This randomised, double-blind phase III trial will be performed in patients with head and neck squamous cell carcinoma (HNSCC). The objectives of the trial are to compare the efficacy and safety of afatinib (BIBW 2992) with placebo as adjuvant therapy to patients who have received definitive chemo-radiotherapy.

Interventions

DRUGPlacebo

Once daily

DRUGAfatinib

Once daily

Sponsors

Boehringer Ingelheim
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
DOUBLE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Histologically or cytologically confirmed loco-regionally advanced head and neck squamous cell carcinoma (HNSCC), stage III to IVb 2. Unresected tumour prior to chemo-radiotherapy (CRT) 3. Concomitant CRT completed prior to randomisation 4. After concomitant platinum-based CRT, no evidence of disease (NED) on clinical and radiographic examinations 5. Eastern cooperative oncology group (ECOG) performance status 0 or 1

Exclusion criteria

1. Prior treatment with epidermal growth factor receptor (EGFR)-targeted small molecules, EGFR-targeted antibodies, and/or any investigational agents for HNSCC 2. Patients with smoking history of less than or equal to 10 pack years and with primary tumour site of base of tongue and/or tonsil 3. Any other malignancy (except for simultaneous HNSCC primaries, appropriately treated superficial basal cell skin cancer and surgically cured cervical cancer in situ) unless free of disease for at least five years 4. Known pre-existing Interstitial Lung Disease (ILD) 5. Pregnancy or breast feeding

Design outcomes

Primary

MeasureTime frameDescription
Disease Free Survival (DFS)Up to 5 yearsDisease Free Survival defined as the time from randomisation until documented tumour recurrence/ second primary tumour (SPT) or death from any cause, whichever occurred first.

Secondary

MeasureTime frameDescription
Disease Free Survival (DFS) Rate at 2 YearsUp to 2 yearsDisease Free Survival (DFS) rate at 2 years. Probability of being disease free at 2 years in percentage is provided based on Kaplan-Meier method.
Percentage of Patient Deaths (Overall Survival (OS))Up to 5 yearsOverall survival (OS), defined as the time from randomisation until death (regardless of cause). Due to the small event rate in both treatment arms caused by the early termination of the trial, the hazard estimate is not interpretable. Hence presented the total randomized and the percentage of patients died.
Patients With Improved Health Related Quality of Life (HRQOL)Up to 5 yearsHRQoL questionnaires focused on 3 scales: Pain scale from H&N35, Swallowing scale from H&N35 and Global health status/QoL scale from C30. Improvement was defined as a score that improved from baseline by at least 10 points (on the 0-100 point scale) at any time during the study. If a patient had not improved, worsening was defined as a 10-point worsening at any time during the study. Patients who had neither improved nor worsened were considered as stable. Percentages of patients with improvement in HRQoL are presented.
Time to Deterioration in Health Related Quality of Life (HRQOL)Up to 5 yearsHRQoL questionnaires focused on 3 scales: Pain scale from H&N35, Swallowing scale from H&N35 and Global health status/QoL scale from C30. Time to deterioration was defined as the time from randomisation to the first 10-point worsening on the 0-100 point scale. Patients with no deterioration (including those with disease recurrence/SPT) were censored at the last available HRQoL assessment date. Patients with no post-baseline assessments were censored on the day of randomisation.
Health Related Quality of Life (HRQOL) Scores Over TimeBaseline and 5 yearsHRQoL questionnaires focused on 3 scales: Pain scale from H&N35, Swallowing scale from H&N35 and Global health status/QoL scale from C30. Scoring of the symptom scales/items followed the European Organisation for Research and Treatment of Cancer (EORTC) scoring manual and a linear transformation of the scores to a 0-100 point scale. Higher values are better.

Countries

Argentina, Australia, Austria, Belgium, Brazil, Canada, Chile, Czechia, Denmark, Egypt, Finland, France, Germany, Greece, Hungary, India, Israel, Italy, Japan, Mexico, Netherlands, Portugal, Russia, Spain, Sweden, Switzerland, Ukraine, United Kingdom, United States

Participant flow

Pre-assignment details

This was a randomised, placebo-controlled, double-blind, parallel arms, multinational phase III trial in which patients were randomised 2:1 to Afatinib or Placebo.

Participants by arm

ArmCount
Afatinib (BIBW 2992)
Patient received Afatinib film-coated tablets with starting dose 40 mg (milligram)/day and escalation to 50 mg/day and/or reduction to 40, 30 or 20 mg/day according to absence or presence of drug-related adverse events (AEs), orally, once daily for up to 80 weeks or until recurrence / occurrence of second primary tumour, unacceptable side effects, or other reason necessitating withdrawal.
411
Placebo
Patient received placebo matching Afatinib film-coated tablets with matching Afatinib dosage regimen, orally, once daily for up to 80 weeks or until recurrence / occurrence of second primary tumour, unacceptable side effects, or other reason necessitating withdrawal.
206
Total617

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyAdverse Event639
Overall StudyLost to Follow-up11
Overall StudyOther Reasons11160
Overall StudyPrimary tumour recurrence5332
Overall StudyProtocol Violation31
Overall StudySecond primary tumour43
Overall StudyWithdrawal by Subject5213

Baseline characteristics

CharacteristicAfatinib (BIBW 2992)PlaceboTotal
Age, Continuous58.3 Years
STANDARD_DEVIATION 8.23
57.3 Years
STANDARD_DEVIATION 8.64
58.0 Years
STANDARD_DEVIATION 8.38
Sex: Female, Male
Female
61 Participants28 Participants89 Participants
Sex: Female, Male
Male
350 Participants178 Participants528 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
407 / 411169 / 206
serious
Total, serious adverse events
80 / 41151 / 206

Outcome results

Primary

Disease Free Survival (DFS)

Disease Free Survival defined as the time from randomisation until documented tumour recurrence/ second primary tumour (SPT) or death from any cause, whichever occurred first.

Time frame: Up to 5 years

Population: Randomised Set (RS): Included all patients who were randomised, regardless of taking investigational treatment (as randomised)

ArmMeasureValue (MEDIAN)
Afatinib (BIBW 2992)Disease Free Survival (DFS)43.40 Months
PlaceboDisease Free Survival (DFS)NA Months
Comparison: DFS was analysed using a stratified log-rank test with nodal status (N0- N2a vs. N2b-N3) and Eastern Cooperative Oncology Group (ECOG) performance status (0 vs. 1) being the stratification factors.p-value: 0.480695% CI: [0.809, 1.569]Log Rank
Secondary

Disease Free Survival (DFS) Rate at 2 Years

Disease Free Survival (DFS) rate at 2 years. Probability of being disease free at 2 years in percentage is provided based on Kaplan-Meier method.

Time frame: Up to 2 years

Population: Randomised Set, the number of patients from the randomized set those are disease free (or DFS) at 2 years.

ArmMeasureValue (NUMBER)
Afatinib (BIBW 2992)Disease Free Survival (DFS) Rate at 2 Years67.2 Probability (%)
PlaceboDisease Free Survival (DFS) Rate at 2 Years73.5 Probability (%)
Comparison: Kaplan-Meier (KM) curves were calculated for each treatment group, separately, and the estimates of DFS probabilities from the curves and 95% Confidence interval (CI) (using the Greenwood standard error estimate) were tabulatedp-value: 0.16195% CI: [-15.04, 2.5]Log Rank
Secondary

Health Related Quality of Life (HRQOL) Scores Over Time

HRQoL questionnaires focused on 3 scales: Pain scale from H&N35, Swallowing scale from H&N35 and Global health status/QoL scale from C30. Scoring of the symptom scales/items followed the European Organisation for Research and Treatment of Cancer (EORTC) scoring manual and a linear transformation of the scores to a 0-100 point scale. Higher values are better.

Time frame: Baseline and 5 years

Population: Randomised Set (RS): Included all patients who were randomised, regardless of taking investigational treatment (as randomised)

ArmMeasureGroupValue (LEAST_SQUARES_MEAN)Dispersion
Afatinib (BIBW 2992)Health Related Quality of Life (HRQOL) Scores Over TimeSwallowing10.1 Unit on ScaleStandard Error 1
Afatinib (BIBW 2992)Health Related Quality of Life (HRQOL) Scores Over TimePain HN3513.1 Unit on ScaleStandard Error 0.98
Afatinib (BIBW 2992)Health Related Quality of Life (HRQOL) Scores Over TimeGlobal health status/QoL29.6 Unit on ScaleStandard Error 2.23
PlaceboHealth Related Quality of Life (HRQOL) Scores Over TimeSwallowing8.8 Unit on ScaleStandard Error 1.12
PlaceboHealth Related Quality of Life (HRQOL) Scores Over TimePain HN359.9 Unit on ScaleStandard Error 1.1
PlaceboHealth Related Quality of Life (HRQOL) Scores Over TimeGlobal health status/QoL33.0 Unit on ScaleStandard Error 2.28
Comparison: Scores (swallowing scale) over time were assessed using longitudinal mixed-effects growth curve models with the average profile over time for each endpoint described by a piecewise linear model adjusted for the fixed effects baseline ECOG performance score and nodal status.p-value: 0.223295% CI: [-0.81, 3.45]Mixed Models Analysis
Comparison: Scores (pain scale) over time were assessed using longitudinal mixed-effects growth curve models with the average profile over time for each endpoint described by a piecewise linear model adjusted for the fixed effects baseline ECOG performance score and nodal status.p-value: 0.002895% CI: [1.12, 5.36]Mixed Models Analysis
Comparison: Scores (global health/QoL) over time were assessed using longitudinal mixed-effects growth curve models with the average profile over time for each endpoint described by a piecewise linear model adjusted for the fixed effects baseline ECOG performance score and nodal status.p-value: 0.000595% CI: [-5.33, -1.49]Mixed Models Analysis
Secondary

Patients With Improved Health Related Quality of Life (HRQOL)

HRQoL questionnaires focused on 3 scales: Pain scale from H&N35, Swallowing scale from H&N35 and Global health status/QoL scale from C30. Improvement was defined as a score that improved from baseline by at least 10 points (on the 0-100 point scale) at any time during the study. If a patient had not improved, worsening was defined as a 10-point worsening at any time during the study. Patients who had neither improved nor worsened were considered as stable. Percentages of patients with improvement in HRQoL are presented.

Time frame: Up to 5 years

Population: Randomised Set (RS): Included all patients who were randomised, regardless of taking investigational treatment (as randomised)

ArmMeasureGroupValue (NUMBER)
Afatinib (BIBW 2992)Patients With Improved Health Related Quality of Life (HRQOL)Swallowing (Q5-Q8 from QLQ-HN35)34.8 Percentage of Patients
Afatinib (BIBW 2992)Patients With Improved Health Related Quality of Life (HRQOL)Pain HN35 (Q1-Q4 from QLQ-HN35)33.8 Percentage of Patients
Afatinib (BIBW 2992)Patients With Improved Health Related Quality of Life (HRQOL)Global health status/QoL(Q29-Q30 from QLQ-C30)33.6 Percentage of Patients
PlaceboPatients With Improved Health Related Quality of Life (HRQOL)Swallowing (Q5-Q8 from QLQ-HN35)27.2 Percentage of Patients
PlaceboPatients With Improved Health Related Quality of Life (HRQOL)Pain HN35 (Q1-Q4 from QLQ-HN35)26.2 Percentage of Patients
PlaceboPatients With Improved Health Related Quality of Life (HRQOL)Global health status/QoL(Q29-Q30 from QLQ-C30)38.3 Percentage of Patients
Comparison: Odds ratio and p-value from logistic regression analysis of 'improved vs. not improved' stratified by baseline ECOG (0 or 1) and nodal status (N0-N2a or N2b-N3) for Swallowing (Q5-Q8 from QLQ-HN35).p-value: 0.056195% CI: [0.991, 2.068]Regression, Logistic
Comparison: Odds ratio and p-value from logistic regression analysis of 'improved vs. not improved' stratified by baseline ECOG (0 or 1) and nodal status (N0-N2a or N2b-N3) for Pain HN35 (Q1-Q4 from QLQ-HN35).p-value: 0.052395% CI: [0.996, 2.098]Regression, Logistic
Comparison: Odds ratio and p-value from logistic regression analysis of 'improved vs. not improved' stratified by baseline ECOG (0 or 1) and nodal status (N0-N2a or N2b-N3) for Global health status/QoL(Q29-Q30 from QLQ-C30).p-value: 0.25795% CI: [0.577, 1.158]Regression, Logistic
Secondary

Percentage of Patient Deaths (Overall Survival (OS))

Overall survival (OS), defined as the time from randomisation until death (regardless of cause). Due to the small event rate in both treatment arms caused by the early termination of the trial, the hazard estimate is not interpretable. Hence presented the total randomized and the percentage of patients died.

Time frame: Up to 5 years

Population: Randomised Set (RS): Included all patients who were randomised, regardless of taking investigational treatment (as randomised)

ArmMeasureValue (NUMBER)
Afatinib (BIBW 2992)Percentage of Patient Deaths (Overall Survival (OS))15.1 Percentage of patients
PlaceboPercentage of Patient Deaths (Overall Survival (OS))11.2 Percentage of patients
Comparison: Hazard ratio from Cox proportional hazards model stratified by baseline ECOG (0 or 1) and nodal status (N0-N2a or N2b-N3).p-value: 0.130195% CI: [0.895, 2.332]Log Rank
Secondary

Time to Deterioration in Health Related Quality of Life (HRQOL)

HRQoL questionnaires focused on 3 scales: Pain scale from H&N35, Swallowing scale from H&N35 and Global health status/QoL scale from C30. Time to deterioration was defined as the time from randomisation to the first 10-point worsening on the 0-100 point scale. Patients with no deterioration (including those with disease recurrence/SPT) were censored at the last available HRQoL assessment date. Patients with no post-baseline assessments were censored on the day of randomisation.

Time frame: Up to 5 years

Population: Randomised Set (RS): Included all patients who were randomised, regardless of taking investigational treatment (as randomised)

ArmMeasureGroupValue (MEDIAN)
Afatinib (BIBW 2992)Time to Deterioration in Health Related Quality of Life (HRQOL)Swallowing18.43 Months
Afatinib (BIBW 2992)Time to Deterioration in Health Related Quality of Life (HRQOL)Pain HN3512.06 Months
Afatinib (BIBW 2992)Time to Deterioration in Health Related Quality of Life (HRQOL)Global health status/QoL7.59 Months
PlaceboTime to Deterioration in Health Related Quality of Life (HRQOL)Swallowing31.44 Months
PlaceboTime to Deterioration in Health Related Quality of Life (HRQOL)Pain HN3531.08 Months
PlaceboTime to Deterioration in Health Related Quality of Life (HRQOL)Global health status/QoL25.79 Months
Comparison: For swallowing scale; Hazard ratio from Cox proportional hazard model stratified by baseline ECOG (0 or 1) and nodal status (N0-N2a or N2b-N3).p-value: 0.059195% CI: [0.986, 1.7]Log Rank
Comparison: For pain HN35 scale; Hazard ratio from Cox proportional hazard model stratified by baseline ECOG (0 or 1) and nodal status (N0-N2a or N2b-N3).p-value: 0.004995% CI: [1.113, 1.905]Log Rank
Comparison: For global health status/QoL scale; Hazard ratio from Cox proportional hazard model stratified by baseline ECOG (0 or 1) and nodal status (N0-N2a or N2b-N3).p-value: 0.000295% CI: [1.238, 2.079]Log Rank

Source: ClinicalTrials.gov · Data processed: Mar 19, 2026