Skip to content

Radiation Therapy, Paclitaxel, and Carboplatin With or Without Trastuzumab in Treating Patients With Esophageal Cancer

A Phase III Trial Evaluating the Addition of Trastuzumab to Trimodality Treatment of HER2-Overexpressing Esophageal Adenocarcinoma

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01196390
Enrollment
203
Registered
2010-09-08
Start date
2011-02-14
Completion date
2023-08-15
Last updated
2026-06-02

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Esophageal Adenocarcinoma, Gastroesophageal Junction Adenocarcinoma, Stage IB Esophageal Cancer AJCC v7, Stage IIA Esophageal Cancer AJCC v7, Stage IIB Esophageal Cancer AJCC v7, Stage IIIA Esophageal Cancer AJCC v7, Stage IIIB Esophageal Cancer AJCC v7

Brief summary

This randomized phase III trial studies how well radiation therapy, paclitaxel, and carboplatin with or without trastuzumab work in treating patients with esophageal cancer. Radiation therapy uses high-energy x-rays to kill tumor cells. Drugs used in chemotherapy, such as paclitaxel and carboplatin, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from spreading. Monoclonal antibodies, such as trastuzumab, may interfere with the ability of tumor cells to grow and spread. It is not yet known whether giving radiation therapy and combination chemotherapy together with or without trastuzumab is more effective in treating esophageal cancer.

Detailed description

PRIMARY OBJECTIVES: l. To determine if trastuzumab increases disease-free survival when combined with trimodality treatment (radiation plus chemotherapy followed by surgery) for patients with human epidermal growth factor receptor 2 (HER2)-overexpressing esophageal adenocarcinoma. SECONDARY OBJECTIVES: I. To evaluate if the addition of trastuzumab to trimodality treatment increases the pathologic complete response rate and overall survival for patients with HER2-overexpressing esophageal adenocarcinoma. II. To develop a tissue bank of tumor tissue from patients with non-metastatic esophageal adenocarcinoma. III. To determine molecular correlates of complete pathologic response, disease-free survival, and overall survival for patients with HER2-overexpressing esophageal adenocarcinoma treated with neoadjuvant and maintenance trastuzumab. IV. To evaluate predictors of cardiotoxicity in patients with esophageal cancer treated with trastuzumab and chemoradiation. V. To evaluate adverse events associated with the addition of trastuzumab to trimodality treatment for patients with non-metastatic esophageal adenocarcinoma. PATIENT-REPORTED QUALITY OF LIFE OBJECTIVES: I. To determine if the addition of trastuzumab to trimodality treatment improves the patient-reported Functional Assessment of Cancer Therapy for Esophageal Cancer (FACT-E) Esophageal Cancer Subscale (ECS) score. II. To determine if an improvement in the FACT-E ECS score at 6-8 weeks post completion of neoadjuvant chemoradiation correlates with pathologic complete response. III. To determine if pathologic complete response correlates with the FACT-E ECS score at 1 year and/or 2 years from the start of chemoradiation. IV. To determine if the addition of trastuzumab to trimodality treatment improves the Swallow Index and Eating Index Subscale scores of the FACT-E. V. To determine if the addition of trastuzumab to paclitaxel, carboplatin, and radiation impacts quality-adjusted survival. OUTLINE: Patients are randomized to 1 of 2 treatment arms. ARM I: Patients undergo radiotherapy once daily 5 days a week for 5.5 weeks. Patients also receive trastuzumab intravenously (IV) over 30-90 minutes on days 1, 8, 15, 22, 29, 36, and 57 and paclitaxel IV over 60 minutes and carboplatin IV over 30-60 minutes on days 1, 8, 15, 22, 29, and 36. Beginning 21-56 days after surgery, patients receive trastuzumab IV over 30-90 minutes. Treatment repeats every 21 days for 13 courses in the absence of disease progression or unacceptable toxicity. ARM II: Patients undergo radiotherapy once daily 5 days a week for 5.5 weeks. Patients also receive paclitaxel IV over 60 minutes and carboplatin IV over 30-60 minutes on days 1, 8, 15, 22, 29, and 36. Within 5-8 weeks after completion of radiotherapy, all patients undergo surgery. After completion of study therapy, patients are followed up every 4 months for 2 years and then yearly thereafter.

Interventions

DRUGCarboplatin

Given IV

OTHERLaboratory Biomarker Analysis

Correlative studies

DRUGPaclitaxel

Given IV

OTHERQuality-of-Life Assessment

Ancillary studies

RADIATIONRadiation Therapy

Undergo radiation therapy

PROCEDURETherapeutic Conventional Surgery

Undergo surgery

BIOLOGICALTrastuzumab

Given IV

Sponsors

National Cancer Institute (NCI)
Lead SponsorNIH
NRG Oncology
CollaboratorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Pathologically confirmed primary adenocarcinoma of the esophagus that involves the mid (up to 25 cm), distal, or esophagogastric junction; the cancer may involve the stomach up to 5 cm * Endoscopy with biopsy * PRIOR TO STEP 1 REGISTRATION BUT WITHIN 56 DAYS PRIOR TO STEP 2 REGISTRATION * Intent to submit tissue for central HER2 testing * Stage T1N1-2, T2-3N0-2, according to the American Joint Committee on Cancer (AJCC) 7th edition staging, based on the following minimum diagnostic work-up: * Chest/abdominal/pelvic computed tomography (CT) or whole-body positron emission tomography (PET)/CT (NOTE: if CT is performed at this time point, whole-body PET/CT will be required prior to step 2 registration; PET/CT of skull base to mid-thigh is acceptable) (NOTE: if adenopathy is noted on CT or whole-body PET/CT scan, an endoscopic ultrasound is not required prior to STEP 2 registration as long as adequate tissue has been obtained for central HER2 testing) * Patients may have regional adenopathy including para-esophageal, gastric, gastrohepatic and celiac nodes; if celiac adenopathy is present, it must be =\< 2 cm * Patients with tumors at the level of the carina or above must undergo bronchoscopy to exclude fistula * Zubrod performance status 0-2 * Absolute neutrophil count (ANC) \>= 1,500 cells/mm\^3 * Platelets \>= 100,000 cells/mm\^3 * Hemoglobin \>= 8.0 g/dL (note: the use of transfusion or other intervention to achieve hemoglobin \[Hgb\] \>= 8.0 g/dL is acceptable) * Creatinine =\< 2 times upper limit of normal * Bilirubin =\< 1.5 times upper limit of normal * Aspartate aminotransferase (AST) =\< 3.0 times upper limit of normal * For women of childbearing potential, a negative serum or urine pregnancy test * Patients must sign a study-specific informed consent prior to study entry * CONDITIONS FOR PATIENT ELIGIBILITY PRIOR TO STEP 2 REGISTRATION (HER2-POSITIVE PATIENTS ONLY) * HER2 expressing adenocarcinoma of the esophagus centrally * Surgical consultation to confirm that patient will be able to undergo curative resection after completion of chemoradiation within 56 days prior to step 2 registration * Radiation oncology consultation to confirm that disease can be encompassed in a radiotherapy field within 56 days prior to step 2 registration * Consultation with a medical oncologist within 56 days prior to step 2 registration * Stage T1N1-2, T2-3N0-2, according to the AJCC 7th edition staging, based upon the following minimum diagnostic work-up: * History/physical examination, with documentation of the patient's weight, within 14 days prior to step 2 registration * Whole-body PET/CT scan within 56 days prior to step 2 registration (if only CT performed prior to step 1 registration) * Endoscopic ultrasound within 56 days prior to step 2 registration, unless the patient is found to have adenopathy per CT or whole-body PET/CT scan * Electrocardiogram (EKG) within 56 days prior to step 2 registration * Serum creatinine =\< 2 x the upper limit or normal within 14 days prior to step 2 registration * Zubrod performance status 0-2 within 14 days prior to step 2 registration * For women of childbearing potential, a negative serum pregnancy test within 14 days prior to step 2 registration * Left ventricular ejection fraction (LVEF) \>= institutional lower limit of normal by cardiac echocardiogram (echo) or multi gated acquisition (MUGA) scan within 56 days prior to step 2 registration * Women of childbearing potential and sexually active male participants must agree to practice adequate contraception while on study and for at least 60 days following the last dose of chemotherapy or trastuzumab

Exclusion criteria

* Patients with cervical esophageal carcinoma * Patients with T1N0 disease, T4 disease, and proximal esophageal cancers (15-24 cm) * Prior systemic chemotherapy for esophageal cancer; note that prior chemotherapy for a different cancer is allowable * Prior radiation therapy for esophageal cancer or prior chest radiotherapy * Prior anthracycline or taxane * Evidence of tracheoesophageal fistula or invasion into the trachea or major bronchi * Prior invasive malignancy (except non-melanomatous skin cancer), unless disease free for a minimum of 2 years (e.g., carcinoma in situ of the breast, oral cavity, or cervix are permissible) * Medical contraindications to esophagectomy * Prior therapy with any agent targeting the HER2 pathway or human epidermal growth factor receptor 1 (HER1) (epidermal growth factor receptor \[EGFR\]) pathway * Prior therapy with trastuzumab * Prior allergic reaction to the study drugs involved in this protocol or to a monoclonal antibody * Previous history of congestive heart failure * Severe, active comorbidity, defined as follows: * Unstable angina in the last 6 months * Transmural myocardial infarction within the last 6 months * Acute bacterial or fungal infection requiring intravenous antibiotics at the time of registration * Acquired immune deficiency syndrome (AIDS) based upon current Centers for Disease Control and Prevention (CDC) definition; note, however that human immunodeficiency virus (HIV) testing is not required for entry into this protocol; protocol-specific requirements may also exclude immunocompromised patients * Pregnant or nursing women or women of childbearing potential and men who are sexually active and not willing/able to use medically acceptable forms of contraception

Design outcomes

Primary

MeasureTime frameDescription
Disease-free Survival (DFS)From randomization to last follow-up. Maximum follow-up at time of analysis was 8.0 years.A disease event is defined as local/regional persistence or recurrence of the cancer under study, distant metastases, a new second primary cancer, or death due to any cause. Participants undergoing surgery who had an R2 resection and participants not undergoing surgery who had a positive endoscopic biopsy or no biopsy at all were considered to have local persistence of disease. Disease-free survival time is defined as time from randomization to the date of first disease event or last known follow-up (censored). Rates are estimated by the Kaplan-Meier method. Analysis was to occur after 162 events were reported.

Secondary

MeasureTime frameDescription
Percentage of Participants With Pathologic Complete Response at SurgeryAt the time of surgery, 5-8 weeks after completion of radiation therapy.Pathologic Complete Response (pCR) is evaluated after surgery and is based on the pathology review of the submitted surgical specimen. Pathologic Complete Response occurs if the pathologist determines that the resected esophageal specimen, accompanying lymph nodes, and surgical margins are all free of tumor.
Overall SurvivalFrom randomization to last follow-up. Maximum follow-up at time of analysis was 8 years.Overall survival time is defined as time from randomization to the date of death from any cause or last known follow-up (censored). Rates are estimated by the Kaplan-Meier method. Analysis occurred after 109 deaths were reported.
Frequency of Highest Grade Adverse Event Per ParticipantFrom randomization to last follow-up. Maximum follow-up at time of analysis was 8 years.Common Terminology Criteria for Adverse Events (version 4.0 before 4-1-2018; then version 5.0) grades adverse event severity from 1=mild to 5=death. Summary data provided is in this outcome measure; see Adverse Events Module for specific adverse event data.
Percentage of Patients With Improvement in the Functional Assessment of Cancer Therapy - Esophagus (FACT-E) Esophageal Cancer Subscale (ECS) Subscale After TreatmentBaseline, 6-8 weeks after end of radiation therapy (approximately 11.5-13.5 weeks from treatment start), 1 and 2 years from treatment startThe ECS is a 17-item self-report instrument designed to measure multidimensional quality of life in patients with esophagus cancer with a total score ranging from 0-68. It is to be administered with the Functional Assessment of Cancer Therapy - General (FACT-G). A higher score indicates better QOL. Improvement is defined as an increase from the baseline score of at least 5 points.
Quality-adjusted SurvivalFrom randomization to last follow-up. Maximum follow-up at time of primary outcome measure analysis was 8 years.
Molecular Correlates of EfficacyFrom randomization to last follow-up. Maximum follow-up at time of primary outcome measure analysis was 8 years.
Number of Participants With Any Cardiac Adverse Events Regardless of AttributionFrom randomization to last follow-up. Maximum follow-up at time of analysis was 8 years.Common Terminology Criteria for Adverse Events (version 4.0) grades adverse event (AE) severity from 1=mild to 5=death. Logistic regression was used to evaluate treatment arm, clinical tumor stage (T stage), Zubrod Performance Status, gender, presence of adenopathy, and age as possible predictors of cardiac adverse events. Results of the final model are reported in the statistical analysis section. Summary adverse event data is provided in this outcome measure; see Adverse Events Module for specific adverse event data.

Countries

United States

Contacts

PRINCIPAL_INVESTIGATORHoward P Safran

NRG Oncology

Participant flow

Pre-assignment details

After registration, sites were required to submit participant tumor tissue for central human epidermal growth factor receptor 2 (HER2) testing. Only HER2-positive participants continued to randomization. In total, 571 participants were registered and 203 were randomized.

Participants by arm

ArmCount
Chemoradiation and Trastuzumab
Radiation therapy with concurrent trastuzumab, paclitaxel, and carboplatin followed by surgery followed by maintenance trastuzumab
98
Chemoradiation
Radiation therapy with concurrent paclitaxel and carboplatin followed by surgery
96
Total194

Baseline characteristics

CharacteristicChemoradiation and TrastuzumabChemoradiationTotal
Age, Customized
≤ 39 years
0 Participants5 Participants5 Participants
Age, Customized
40-49 years
6 Participants7 Participants13 Participants
Age, Customized
50-59 years
30 Participants21 Participants51 Participants
Age, Customized
60-69 years
40 Participants31 Participants71 Participants
Age, Customized
70-79 years
20 Participants29 Participants49 Participants
Age, Customized
≥ 80 years
2 Participants3 Participants5 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
1 Participants5 Participants6 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
96 Participants89 Participants185 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
1 Participants2 Participants3 Participants
N stage, clinical
N0
27 Participants29 Participants56 Participants
N stage, clinical
N1
55 Participants48 Participants103 Participants
N stage, clinical
N2
16 Participants19 Participants35 Participants
Presence of Adenopathy
No
38 Participants38 Participants76 Participants
Presence of Adenopathy
Yes adenopathy and celiac present ≤ 2 cm
12 Participants10 Participants22 Participants
Presence of Adenopathy
Yes adenopathy, but celiac absent
48 Participants48 Participants96 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants2 Participants2 Participants
Race (NIH/OMB)
Asian
3 Participants0 Participants3 Participants
Race (NIH/OMB)
Black or African American
1 Participants0 Participants1 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants2 Participants2 Participants
Race (NIH/OMB)
White
94 Participants92 Participants186 Participants
Sex: Female, Male
Female
13 Participants17 Participants30 Participants
Sex: Female, Male
Male
85 Participants79 Participants164 Participants
T stage, clinical
T1
1 Participants4 Participants5 Participants
T stage, clinical
T2
18 Participants17 Participants35 Participants
T stage, clinical
T3
79 Participants75 Participants154 Participants
Zubrod Performance Status
0
62 Participants62 Participants124 Participants
Zubrod Performance Status
1
34 Participants31 Participants65 Participants
Zubrod Performance Status
2
2 Participants3 Participants5 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
53 / 9555 / 96
other
Total, other adverse events
95 / 9596 / 96
serious
Total, serious adverse events
51 / 9534 / 96

Outcome results

Primary

Disease-free Survival (DFS)

A disease event is defined as local/regional persistence or recurrence of the cancer under study, distant metastases, a new second primary cancer, or death due to any cause. Participants undergoing surgery who had an R2 resection and participants not undergoing surgery who had a positive endoscopic biopsy or no biopsy at all were considered to have local persistence of disease. Disease-free survival time is defined as time from randomization to the date of first disease event or last known follow-up (censored). Rates are estimated by the Kaplan-Meier method. Analysis was to occur after 162 events were reported.

Time frame: From randomization to last follow-up. Maximum follow-up at time of analysis was 8.0 years.

Population: Eligible randomized participants

ArmMeasureValue (MEDIAN)
Chemoradiation and Trastuzumab (Arm 1)Disease-free Survival (DFS)19.6 months
Chemoradiation (Arm 2)Disease-free Survival (DFS)14.2 months
Comparison: Assuming a median DFS time of 15 months (Arm 2), hypothesized increase in DFS corresponding to median DFS time of 25 months (Arm 1). Assuming an exponential distribution and constant hazards, 183 HER2-positive participants accrued over 5 years and followed for 3 years would result in 162 disease-free survival events and provide 90% statistical power to detect this difference with a 2-sided α of 0.05 and 2 interim analyses. See Limitations and Caveats section.p-value: 0.8595% CI: [0.69, 1.36]Log Rank
Secondary

Frequency of Highest Grade Adverse Event Per Participant

Common Terminology Criteria for Adverse Events (version 4.0 before 4-1-2018; then version 5.0) grades adverse event severity from 1=mild to 5=death. Summary data provided is in this outcome measure; see Adverse Events Module for specific adverse event data.

Time frame: From randomization to last follow-up. Maximum follow-up at time of analysis was 8 years.

Population: Eligible participants who started study treatment

ArmMeasureGroupCategoryValue (COUNT_OF_PARTICIPANTS)
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 349 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 12 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 214 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 227 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 427 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 10 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 420 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 55 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 55 Participants
Chemoradiation and Trastuzumab (Arm 1)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 341 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 53 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 10 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 212 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 356 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 425 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantAll Adverse EventsGrade 53 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 10 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 220 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 352 Participants
Chemoradiation (Arm 2)Frequency of Highest Grade Adverse Event Per ParticipantReported as Definitely, Probably, or Possibly Related to Protocol TreatmentGrade 421 Participants
Secondary

Molecular Correlates of Efficacy

Time frame: From randomization to last follow-up. Maximum follow-up at time of primary outcome measure analysis was 8 years.

Population: The protocol did not provide sufficient detail to meet current National Cancer Institute requirements for release of specimens from the NRG tissue bank for the protocol-specified analysis, therefore no assays were performed, and no data were collected for this outcome measure. Specimen use will require federal approval and funding separate from this trial.

Secondary

Number of Participants With Any Cardiac Adverse Events Regardless of Attribution

Common Terminology Criteria for Adverse Events (version 4.0) grades adverse event (AE) severity from 1=mild to 5=death. Logistic regression was used to evaluate treatment arm, clinical tumor stage (T stage), Zubrod Performance Status, gender, presence of adenopathy, and age as possible predictors of cardiac adverse events. Results of the final model are reported in the statistical analysis section. Summary adverse event data is provided in this outcome measure; see Adverse Events Module for specific adverse event data.

Time frame: From randomization to last follow-up. Maximum follow-up at time of analysis was 8 years.

Population: Eligible participants who started study treatment

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Chemoradiation and Trastuzumab (Arm 1)Number of Participants With Any Cardiac Adverse Events Regardless of Attribution30 Participants
Chemoradiation (Arm 2)Number of Participants With Any Cardiac Adverse Events Regardless of Attribution24 Participants
Comparison: Logistic regression was used to model the association of treatment arm (Arm 1 vs. 2 \[reference level(RL)\]), T stage (T3 vs.T1,T2 \[RL\]), Zubrod (1,2 vs. 0 \[RL\]), gender (male vs. female \[RL\]), presence of adenopathy (yes vs. no \[RL\]), and age (≥ 60 vs. \<60 \[RL\]) with the occurrence of any cardiac AE, using backwards step-wise model selection requiring p≤0.05 for a covariate to remain in the model. Final model covariates are reported. Age is reported here. No other covariates reported.p-value: 0.02195% CI: [1.13, 4.86]Regression, Logistic
Secondary

Overall Survival

Overall survival time is defined as time from randomization to the date of death from any cause or last known follow-up (censored). Rates are estimated by the Kaplan-Meier method. Analysis occurred after 109 deaths were reported.

Time frame: From randomization to last follow-up. Maximum follow-up at time of analysis was 8 years.

Population: Eligible randomized participants

ArmMeasureValue (MEDIAN)
Chemoradiation and Trastuzumab (Arm 1)Overall Survival38.5 months
Chemoradiation (Arm 2)Overall Survival38.9 months
p-value: 0.9595% CI: [0.69, 1.47]Log Rank
Secondary

Percentage of Participants With Pathologic Complete Response at Surgery

Pathologic Complete Response (pCR) is evaluated after surgery and is based on the pathology review of the submitted surgical specimen. Pathologic Complete Response occurs if the pathologist determines that the resected esophageal specimen, accompanying lymph nodes, and surgical margins are all free of tumor.

Time frame: At the time of surgery, 5-8 weeks after completion of radiation therapy.

Population: Eligible participants who had surgery

ArmMeasureValue (NUMBER)
Chemoradiation and Trastuzumab (Arm 1)Percentage of Participants With Pathologic Complete Response at Surgery27 percentage of participants
Chemoradiation (Arm 2)Percentage of Participants With Pathologic Complete Response at Surgery29 percentage of participants
p-value: 0.71Chi-squared
Secondary

Percentage of Patients With Improvement in the Functional Assessment of Cancer Therapy - Esophagus (FACT-E) Esophageal Cancer Subscale (ECS) Subscale After Treatment

The ECS is a 17-item self-report instrument designed to measure multidimensional quality of life in patients with esophagus cancer with a total score ranging from 0-68. It is to be administered with the Functional Assessment of Cancer Therapy - General (FACT-G). A higher score indicates better QOL. Improvement is defined as an increase from the baseline score of at least 5 points.

Time frame: Baseline, 6-8 weeks after end of radiation therapy (approximately 11.5-13.5 weeks from treatment start), 1 and 2 years from treatment start

Population: Eligible participants who consented to quality of life evaluation and who had baseline and time point data.

ArmMeasureGroupValue (NUMBER)
Chemoradiation and Trastuzumab (Arm 1)Percentage of Patients With Improvement in the Functional Assessment of Cancer Therapy - Esophagus (FACT-E) Esophageal Cancer Subscale (ECS) Subscale After Treatment6-8 weeks from end of treatment46 percentage of participants
Chemoradiation and Trastuzumab (Arm 1)Percentage of Patients With Improvement in the Functional Assessment of Cancer Therapy - Esophagus (FACT-E) Esophageal Cancer Subscale (ECS) Subscale After Treatment1 year from start of treatment39 percentage of participants
Chemoradiation and Trastuzumab (Arm 1)Percentage of Patients With Improvement in the Functional Assessment of Cancer Therapy - Esophagus (FACT-E) Esophageal Cancer Subscale (ECS) Subscale After Treatment2 years from start of treatment41 percentage of participants
Chemoradiation (Arm 2)Percentage of Patients With Improvement in the Functional Assessment of Cancer Therapy - Esophagus (FACT-E) Esophageal Cancer Subscale (ECS) Subscale After Treatment6-8 weeks from end of treatment38 percentage of participants
Chemoradiation (Arm 2)Percentage of Patients With Improvement in the Functional Assessment of Cancer Therapy - Esophagus (FACT-E) Esophageal Cancer Subscale (ECS) Subscale After Treatment1 year from start of treatment42 percentage of participants
Chemoradiation (Arm 2)Percentage of Patients With Improvement in the Functional Assessment of Cancer Therapy - Esophagus (FACT-E) Esophageal Cancer Subscale (ECS) Subscale After Treatment2 years from start of treatment27 percentage of participants
Comparison: 6-8 weeksp-value: 0.39Chi-squared
Comparison: 1 yearp-value: 0.78Chi-squared
Comparison: 2 yearsp-value: 0.28Chi-squared
Secondary

Quality-adjusted Survival

Time frame: From randomization to last follow-up. Maximum follow-up at time of primary outcome measure analysis was 8 years.

Population: The protocol states that this outcome measure will be analyzed only if primary outcome results are positive, i.e. support the primary hypothesis of this study. Therefore no participants were analyzed for this outcome measure.

Source: ClinicalTrials.gov · Data processed: Jun 3, 2026