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Rapamycin Therapy in Head and Neck Squamous Cell Carcinoma

A Pilot Trial Targeting mTOR as a Novel Mechanism-Based Neoadjuvant Therapy for Head and Neck Cancer

Status
Completed
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01195922
Enrollment
37
Registered
2010-09-06
Start date
2010-08-31
Completion date
2015-12-31
Last updated
2017-12-06

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Carcinoma, Squamous Cell, Head and Neck Neoplasms, Mouth Neoplasms, Tongue Neoplasms

Keywords

Head and Neck Squamous Cell Carcinoma, Oral Cancer, mTOR Inhibitors, Targeted Therapies, Signal Transduction Inhibitors, Head and Neck Cancer, Squamous Cell Carcinoma, Tongue Cancer

Brief summary

Background: \- Advanced-stage head and neck cancer (head and neck squamous cell carcinoma \[HNSCC\]) has moderately successful treatment outcomes, usually involving surgery as part of the standard treatment. Researchers are investigating the use of the drug rapamycin to prevent tumor growth in HNSCC, and are interested in using it to treat individuals with HNSCC that has not been treated previously with other drugs, radiation, or surgery. Objectives: \- To evaluate the usefulness of rapamycin in decreasing tumor size prior to surgery for head and neck squamous cell carcinoma. Eligibility: \- Individuals at least 18 years of age who have been diagnosed with advanced head and neck squamous cell carcinoma that has not yet been treated. Design: * Participants will be screened with a physical examination, medical history, blood tests, and imaging studies. * Approximately 1 month before scheduled surgery, participants will begin to receive rapamycin. Participants will take rapamycin once daily for 21 days, followed by a 7-day period without the drug. * During the 21-day rapamycin treatment, participants will have weekly study visits to provide blood and urine samples and have possible tumor biopsies and imaging studies such as x-rays or tumor photographs. Participants will have additional study visits for tests 1 day and 1 week after the end of rapamycin treatment, followed by HNSCC surgery. * Participants will have a final visit to provide blood samples 30 days after surgery. * Participants medical records will be reviewed 1 year after surgery; however, participants will not need to have further study visits at this time.

Detailed description

BACKGROUND: * The five-year survival rate for head and neck squamous cell carcinoma (HNSCC) has remained at approximately 50% for more than three decades. * In HNSCC, the AKT-mTOR-pS6 pathway is aberrantly activated and promotes tumorigenesis and metastasis. * Rapamycin is the most extensively studied mTOR inhibitor for which therapeutic daily oral dose and schedule, pharmacologic levels in blood, and safety have been established. * Inhibition of mTOR by rapamycin causes the rapid apoptotic death of HNSCC tumor xenografts and decreases the tumor burden and prolongs the survival of mice harboring early and advanced oral and skin SCC lesions in a variety of experimental cancer models. * Preliminary evidence suggests that mTOR inhibitors cause tumor shrinkage and improved tumor margins in HNSCC patients. OBJECTIVES: * The primary objectives are to evaluate the following for patients with HNSCC given rapamycin as neoadjuvant treatment prior to surgery or chemoradiation: * Whether therapeutic activities of rapamycin lead to inhibition of mTOR complexes, mTORC1 and mTORC2, as assessed by the change in levels of pS6 and pAkt473 measured by immunohistochemistry (IHC) in tumor samples and by Western blotting in peripheral blood mononuclear cells (PBMCs) and reduce tumor cell proliferation, as judged by IHC for Ki-67 in tumor samples. * Antitumor activity in terms of objective response. * Secondary objectives include safety evaluation of rapamycin therapy, exploratory studies of possible effects of rapamycin on tumor size, dynamic CT perfusion, and FDG-PET; and evaluation of tumor proliferation, apoptosis, microvessel density, and molecular changes associated with these effects. Survival status, recurrence of disease, metastases, and adverse events/serious adverse events, including complications of wound healing, which are related to rapamycin therapy will also be assessed for 360 days after surgery or chemoradiation through medical record review. ELIGIBILITY: * Males and females age 18 years and older * Previously untreated HNSCC of the oral cavity or oropharynx * Clinical stage II, III, or IVA disease without distant metastasis * Definitive therapy to include surgical resection or chemoradiation for curative purposes * Life expectancy greater than six months STUDY DESIGN: * Pilot, single arm, open-label, interventional neoadjuvant clinical trial. * Twenty one evaluable subjects will take rapamycin (sirolimus) orally once per day for 21 days. * Before and after dosing, the tumor will be photographed and biopsied, peripheral blood mononuclear cells (PBMCs) will be collected, and computed tomography and positron emission tomography scans will be performed. * Surgical or chemoradiation treatment, which is being provided outside of this protocol, will be conducted after Day 28 and when rapamycin levels are less than or equal to 3 nanograms per milliter. * Subjects will be followed by medical record review for 360 days after surgery or chemoradiation to assess 1) survival, 2) recurrence of disease, 3) metastases, and 4) adverse events/serious adverse events that are related to rapamycin therapy, including complications of wound healing and infections due to immune compromise. * Levels of pS6 and pAkt473 in tumor tissue and PBMCs and Ki-67 in tumor tissue before and after rapamycin therapy will be determined by immunohistochemistry and by Western blotting. Computed tomography (CT) and positron emission tomography (PET) scans of the head, neck, and chest region with and without contrast will be performed within 7 days prior to the first rapamycin administration. One day after the last administration of rapamycin the CT and PET scans (head and neck region only) with contrast will be repeated. * A single stage design will be used based on response defined as \> 25% tumor shrinkage. A Wilcoxon signed rank test will be used to compare levels of pS6, pAkt473, and Ki-67 before and after rapamycin therapy. As part of secondary analysis, the number of subjects achieving a best response of complete response (CR), partial response (PR), stable disease (SD), or progressive disease (PD) according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1 will also be summarized.

Interventions

DRUGSirolimus

21 evaluable subjects will take rapamycin (sirolimus) orally once per day for 21 days. Before and after dosing tumor assessments to include: photographs, CT & amp; PET scans will be done for tumor measurement.

Sponsors

National Institute of Dental and Craniofacial Research (NIDCR)
Lead SponsorNIH

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

* ELIGIBILITY CRITERIA: Males and females and members of any race or ethnic group who meet the eligibility criteria may participate in this trial. INCLUSION CRITERIA: Participants must meet all of the following inclusion criteria: 1. Age 18 years and older 2. Histologically confirmed previously untreated squamous cell carcinoma o f the oral cavity or oropharynx accessible for biopsy 3. Clinical stage II, III, or IVA disease without distant metastasis, as defined by the American Joint Committee on Cancer Staging System, Seventh edition. 4. Definitive therapy to include surgical resection or chemoradiation for curative purposes 5. Life expectancy o f greater than 6 months 6. Eastern Cooperative Oncology Group ( ECOG) performance status of 0 or 1 7. Willing and able to provide written informed consent

Exclusion criteria

Participants who meet any of the following criteria are not eligible for enrollment: 1. Surgical resection or chemoradiation of the HNSCC is contraindicated 2. Prior head or neck squamous cell carcinoma within 5 years, except for previously treated skin cancer 3. Received chemotherapy targeted monoclonal antibody therapy or investigational therapy within 30 days prior to enrollment 4. Previous radiation therapy to the head or neck 5. No measurable tumor remaining after prior biopsy or negative margins from prior biopsy 6. Inadequate hematologic, renal or liver function within l4 days prior to the first rapamycin dosing visit, as defined by: 1. Absolute neutrophil count less than 1.5 times 10 (9)/L 2. CD4 count \< 400 (to account for natural fluctuations in CD4 levels, participants with at least one CD4 count (Bullet) 400 within 14 days prior to dosing will not be excluded) 3. Platelet count less than 100 times 10(9)/L 4. Hemoglobin less than l0 g/dL (eligibility level for hemoglobin may be reached by transfusion) 5. AST, ALT or bilirubin greater than 1.5 times the upper limit of local lab normal values 6. Total cholesterol level greater than 350 mg/dL 7. Triglyceride level greater than 400 mg/dL 8. International Normalized Ratio (INR) greater than 1.5 9. Serum creatinine greater than 1.5mg/dL 7. Active hepatitis or HBV or HCV infection 8. Women who are pregnant or lactating (female of child-bearing age must be abstinent or use a barrier type birth control method throughout the study) 9. Presence of any contraindications to rapamycin therapy, including HlV-protease inhibitors and drugs or agents that are modulators of cytochrome P-450 3A4 (CYP3A4) and p-glycoprotein(P-gp) 10. Hypersensitivity to rapamycin 11 .Has received live vaccine (such as influenza nasal vaccine measles mumps, rubella, oral polio, B CG, yellow fever, varicella, or TY2la typhoid) in the past 30 days or has plans to take a live vaccine in the next 3 months 12\. Any cognitive impairment that limits the subject s or the subject s legally authorized representative s ability to understand the protocol, provide informed consent or assent, or to comply with the protocol procedures 13.Unable or unwilling to comply with the requirements of the protocol

Design outcomes

Primary

MeasureTime frame
Percent (%) Change in Levels of pS6, pAKt473, and Ki-6721 days post treatment with rapamycin
Percent (%) Changes in Tumor Size, Blood Flow, and Standardized Uptake Value21 days post treatment with rapamycin
Percent (%) Change in Clinical and Laboratory Evaluations for SafetyPercent (%) change from Pre to Post treatement (~21 days)

Countries

United States

Participant flow

Recruitment details

Subjects were recruited from the National Institute of Health (NIH) as well as the Medical University of South Carolina (MUSC). Recruitment began 5/16/2011 with a total of 37 subjects consented; 34 at MUSC and 3 and NIH. Of the 37 consented, 16 subjects received study intervention and completed the study.

Pre-assignment details

37 participants signed consent, 16 participants received study drug.

Participants by arm

ArmCount
Sirolimus
Rapamycin (sirolimus), which will be dispensed as either tablets or an oral solution for patients with dysphagia (see Section 0), will be administered orally as a single loading dose of 15 mg on the first day and 5 mg once a day for the next 20 days. Serum rapamycin levels will be obtained on Days 8, 15, 22, and 28 (if rapamycin is \> 3 ng/ml at Day 28, the subject will return daily, or as is convenient, for testing until rapamycin is ≤ 3 ng/ml). Dose reduction to 3 mg by mouth once per day will occur if trough levels of rapamycin \> 20 ng/ml occur on Days 8 or 15 (see Appendix A, Study Calendar for visit windows). If a dose is decreased at Day 8, it will not be increased at Day 15 regardless of serum rapamycin levels. If subjects receiving 3 mg have levels \> 20 ng/ml at Day 15, rapamycin will be reduced to 2 mg once per day. Rapamycin will cease on Day 21 regardless of level.
16
Total16

Baseline characteristics

CharacteristicSirolimus
Age, Continuous63 years
STANDARD_DEVIATION 11.48
Region of Enrollment
United States
16 participants
Sex: Female, Male
Female
0 Participants
Sex: Female, Male
Male
16 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
— / —
other
Total, other adverse events
15 / 16
serious
Total, serious adverse events
3 / 16

Outcome results

Primary

Percent (%) Change in Clinical and Laboratory Evaluations for Safety

Time frame: Percent (%) change from Pre to Post treatement (~21 days)

Population: Same sample loss during processing for phosphor and magnesium

ArmMeasureGroupValue (MEAN)Dispersion
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyRBC-2.87 percentage change from baselineStandard Deviation 6.92
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyANC-45.51 percentage change from baselineStandard Deviation 13.456
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyHCT-5.71 percentage change from baselineStandard Deviation 6.141
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyHGB-5.32 percentage change from baselineStandard Deviation 6.747
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyMCH-2.53 percentage change from baselineStandard Deviation 1.328
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyMCHC0.38 percentage change from baselineStandard Deviation 2.09
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyMCV-2.88 percentage change from baselineStandard Deviation 1.399
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyMPV-0.85 percentage change from baselineStandard Deviation 5.149
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyPLAT-25.10 percentage change from baselineStandard Deviation 18.045
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyRDW-5.19 percentage change from baselineStandard Deviation 2.909
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyWBC-32.31 percentage change from baselineStandard Deviation 11.911
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyBUN-0.00 percentage change from baselineStandard Deviation 32.782
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyCa-4.80 percentage change from baselineStandard Deviation 2.329
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyCl-0.25 percentage change from baselineStandard Deviation 2.925
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyCO2-1.26 percentage change from baselineStandard Deviation 8.261
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyCREATININE-3.31 percentage change from baselineStandard Deviation 10.397
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyGLUCOSE16.28 percentage change from baselineStandard Deviation 37.433
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyK-3.55 percentage change from baselineStandard Deviation 9.259
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyMg-4.22 percentage change from baselineStandard Deviation 7.691
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyNa-0.60 percentage change from baselineStandard Deviation 1.933
SirolimusPercent (%) Change in Clinical and Laboratory Evaluations for SafetyPHOSPHOR-6.58 percentage change from baselineStandard Deviation 16.324
Primary

Percent (%) Change in Levels of pS6, pAKt473, and Ki-67

Time frame: 21 days post treatment with rapamycin

Population: paraffin embedded formalin fixed tissues including head and neck cancer lesion were not available for 2 participants

ArmMeasureGroupValue (MEAN)Dispersion
SirolimusPercent (%) Change in Levels of pS6, pAKt473, and Ki-67pS6-60.60 percentage of change from baselineStandard Deviation 18.71
SirolimusPercent (%) Change in Levels of pS6, pAKt473, and Ki-67pAKt473-67.24 percentage of change from baselineStandard Deviation 34.28
SirolimusPercent (%) Change in Levels of pS6, pAKt473, and Ki-67Ki-67-31.48 percentage of change from baselineStandard Deviation 35.47
SirolimusPercent (%) Change in Levels of pS6, pAKt473, and Ki-67pERK100.00 percentage of change from baselineStandard Deviation 104.95
Primary

Percent (%) Changes in Tumor Size, Blood Flow, and Standardized Uptake Value

Time frame: 21 days post treatment with rapamycin

Population: It was not possible to obtain appropriate CT scans or SUV measurement from all participants

ArmMeasureGroupValue (MEAN)Dispersion
SirolimusPercent (%) Changes in Tumor Size, Blood Flow, and Standardized Uptake ValueTumor size by CT-15.75 percentage change from baselineStandard Deviation 26.46
SirolimusPercent (%) Changes in Tumor Size, Blood Flow, and Standardized Uptake ValueSUV non-nodal target lesions-31.84 percentage change from baselineStandard Deviation 27.9
SirolimusPercent (%) Changes in Tumor Size, Blood Flow, and Standardized Uptake ValueSUV lymph nodes-48.01 percentage change from baselineStandard Deviation 23.67

Source: ClinicalTrials.gov · Data processed: Mar 4, 2026