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Comparative Study of Sham Versus Mild® Procedure in Patients Diagnosed With Symptomatic Lumbar Central Canal Stenosis

Comparative Study of Sham Versus Mild® (Minimally Invasive Lumbar Decompression) Procedure in Patients Diagnosed With Symptomatic Moderate to Severe Lumbar Central Canal Stenosis

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01129921
Enrollment
40
Registered
2010-05-25
Start date
2010-04-30
Completion date
2011-10-31
Last updated
2013-07-16

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Lumbar Spine Stenosis Central Canal

Keywords

Lumbar Spine Stenosis, Decompression

Brief summary

This is a single-center, randomized, prospective, double-blind, clinical study to assess the clinical application and outcomes with mild® devices versus sham in patients with symptomatic moderate to severe central canal spinal stenosis. Sham patients were eligible to choose to cross-over and have the actual decompression procedure after week 6 exam.

Interventions

Fluoroscopic percutaneous lumbar decompression of the central spinal canal

DEVICESham lumbar decompression

Sham fluoroscopic percutaneous lumbar decompression with no bone or tissue removal.

Sponsors

Vertos Medical, Inc.
CollaboratorINDUSTRY
Napa Pain Institute
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
TRIPLE (Subject, Caregiver, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Symptomatic and lumbar spine stenosis (LSS) primarily caused by dorsal element hypertrophy. * Prior failure of conservative therapy and Oswestry Disability Index (ODI) Score of \>20%. * Radiologic evidence of LSS, ligamentum flavum hypertrophy (typically \> 2.5mm)confirmed by pre op MRI and/or CT. * Central canal cross sectional area clearly reduced per MRI/CT report. * If present, anterior listhesis ≤ 5.0mm (preferred) and stable. * Able to walk at least 10 feet unaided before being limited by pain. * Available to complete 26 weeks of follow-up. * A signed Informed consent Form is obtained from the subject. * Adults at least 18 years of age.

Exclusion criteria

* Prior surgery at intended treatment level. * History of recent spinal fractures with concurrent pain symptoms as determined by the Investigator. * Disabling back or leg pain from causes other than LSS (e.g. acute compression fracture, metabolic neuropathy, or vascular claudication symptoms, etc.). * Disk protrusion or osteophyte formation severe enough to confound study outcome. * Facet hypertrophy severe enough to confound study outcome. * Bleeding disorders and/or current use of anti-coagulants. * Use of acetylsalicylic acid (ASA) and/or non-steroidal anti-inflammatory (NSAID) within five days of treatment. * Epidural steroid administration within prior 3 weeks(of procedure or sham) * Inability of the subject to lie prone for any reason with anesthesia support (e.g. chronic obstructive pulmonary disease (COPD), obesity, etc.). * Metabolic wound healing pathologies deemed by Investigator to compromise study outcome. * Dementia and/or inability to give informed consent. * Pregnancy and/or breastfeeding. * On Workman's Compensation or considering litigation associated with back pain.

Design outcomes

Primary

MeasureTime frameDescription
Visual Analog Scale (VAS) <=4Week 6 to 12 prior to cross-overUsing VAS, pain is measured on a 0 to 10 point scale where 0 represents no pain and 10 indicates severe pain. A post-treatment score of 4 points is the accepted threshold between a mild pain score of 1-3 points and a moderate to severe pain score of 5 to 10 points which represents debilitating pain that would qualify the patient for a different or additional treatment option. All patients in each arm who reported a pain score of 4 or less at six to twelve weeks post-treatment are reported below.
Visual Analog Scale (VAS) Mean ImprovementBaseline and Year 1VAS ten point scale where 0 = no pain and 10 represents worst pain imaginable. Mean improvement of two or more points is considered clinically relevant. The mean improvement from Baseline to Year-1 is presented below for the two treatment groups.

Countries

United States

Participant flow

Recruitment details

Recruitment occurred 4-19-10 to 7-28-10

Pre-assignment details

Randomization occurred in blocks of four. After Week 6 post-treatment and prior to Week 12, Sham arm participants were allowed to have the mild decompression procedure with bone and tissue removal if they chose to have it.

Participants by arm

ArmCount
Mild Procedure
Group 1: mild percutaneous decompression with removal of bone and tissue
20
Sham Procedure
Group 2: sham decompression with trocar placement and no bone or tissue removal
20
Total40

Withdrawals & dropouts

PeriodReasonFG000FG001
After Sham Cross-over to Mild, One YearLack of Efficacy01
After Sham Cross-over to Mild, One YearLost to Follow-up21
After Sham Cross-over to Mild, One Yearpancreatic cancer progressed01
After Sham Cross-over to Mild, One YearWithdrawal by Subject04

Baseline characteristics

CharacteristicSham ProcedureMild ProcedureTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
12 Participants13 Participants25 Participants
Age, Categorical
Between 18 and 65 years
8 Participants7 Participants15 Participants
Age Continuous67 years
STANDARD_DEVIATION 12.5
66.3 years
STANDARD_DEVIATION 10.8
66.6 years
STANDARD_DEVIATION 11.5
Region of Enrollment
United States
20 participants20 participants40 participants
Sex: Female, Male
Female
7 Participants10 Participants17 Participants
Sex: Female, Male
Male
13 Participants10 Participants23 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
0 / 200 / 20
serious
Total, serious adverse events
0 / 200 / 20

Outcome results

Primary

Visual Analog Scale (VAS) <=4

Using VAS, pain is measured on a 0 to 10 point scale where 0 represents no pain and 10 indicates severe pain. A post-treatment score of 4 points is the accepted threshold between a mild pain score of 1-3 points and a moderate to severe pain score of 5 to 10 points which represents debilitating pain that would qualify the patient for a different or additional treatment option. All patients in each arm who reported a pain score of 4 or less at six to twelve weeks post-treatment are reported below.

Time frame: Week 6 to 12 prior to cross-over

Population: All 40 participants (20 in each arm) reported VAS at six weeks to twelve weeks post-treatment. All measurements for the sham group occurred prior to cross-over to the mild procedure. Patients with scores of 4 or less in each study group are reported below. This is Intent to Treat (ITT)analysis.

ArmMeasureValue (NUMBER)Dispersion
Mild Procedure Group 1Visual Analog Scale (VAS) <=411 participants 2.1
Sham Procedure Group 2 Prior to Cross-overVisual Analog Scale (VAS) <=42 participants 1.8
Primary

Visual Analog Scale (VAS) <=4

VAS as measured on a 10-point scale. A score of 4 or less after treatment is considered favorable, as it indicates pain is less than the moderate to severe categories represented by scores of 5 to 10. All patients in each arm who reported a pain score of 4 or less at Week 6-12 and Year 1 are reported below.

Time frame: Week 6 to 12 & Year One After Sham to mild x-over

Population: Patients who reported Year 1 outcomes are reported at Week 6-12 and at Year 1. All findings reported below for the Sham group are after cross-over to mild.

ArmMeasureGroupValue (NUMBER)
Mild Procedure Group 1Visual Analog Scale (VAS) <=4Week 6-129 participants
Mild Procedure Group 1Visual Analog Scale (VAS) <=4Year 112 participants
Sham Procedure Group 2 Prior to Cross-overVisual Analog Scale (VAS) <=4Week 6-125 participants
Sham Procedure Group 2 Prior to Cross-overVisual Analog Scale (VAS) <=4Year 15 participants
Primary

Visual Analog Scale (VAS) Mean Improvement

VAS ten point scale where 0 = no pain and 10 represents worst pain imaginable. Mean improvement of two or more points is considered clinically relevant. The mean improvement from Baseline to Year-1 is presented below for the two treatment groups.

Time frame: Baseline and Year 1

Population: All patients who reported Year-1 outcomes (Year-1 Cohort) were analyzed. The Sham Year-1 cohort represent those original Sham patients who crossed over from Sham to the mild procedure and were then followed for one year.

ArmMeasureValue (MEAN)Dispersion
Mild Procedure Group 1Visual Analog Scale (VAS) Mean Improvement2.3 units on a scaleStandard Deviation 2.1
Sham Procedure Group 2 Prior to Cross-overVisual Analog Scale (VAS) Mean Improvement2.2 units on a scaleStandard Deviation 2.9

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026