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A Study of the Specificity and Sensitivity of 5- Aminolevulinic Acid (ALA) Fluorescence in Malignant Brain Tumors

A Phase 1 and 2 Study of 5-aminolevulinic Acid (5-ALA) to Enhance Visualisation and Resection of Malignant Glial Tumors of the Brain

Status
Completed
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01128218
Enrollment
33
Registered
2010-05-21
Start date
2011-03-31
Completion date
2021-02-28
Last updated
2023-11-30

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Brain Neoplasms

Keywords

Brain Neoplasms, 5-ALA, Aminolevulinic acid, Fluorescence, Gliomas, Glioblastoma, Surgery

Brief summary

Extent of resection is a very important prognostic factor affecting survival in individuals diagnosed with a malignant glioma. However, the infiltrative nature of the malignant glioma tumor cells produces indistinct borders between normal and malignant tissues, and the lack of easily identifiable tumor margins confounds attempts at total resection. The investigators propose to identify the borders of malignant gliomas intraoperatively using oral 5-aminolevulinic Acid (5-ALA) which results in fluorescence of the malignant cells and thereby provide an opportunity for more complete tumor resection. When exogenous 5-ALA is provided at increased concentration the tumor cells will become fluorescent under ultraviolet light. This feature identifies the tumor cells intraoperatively and facilitates complete resection. Data collection will include measurement of dose-limiting toxicity, tumor fluorescence, and tumor density. Data analysis will evaluate toxicity, sensitivity, and specificity of 5-ALA. Following completion of the phase 1 portion of this trial, an additional 14 subjects will be entered at the recommended phase 2 dose level in order to further define the above parameters at the recommended phase 2 dose level.

Detailed description

Specific Aims: This study is intended to investigate the utility, safety and efficacy of 5-aminolevulinic acid (5-ALA) induced brain tumor fluorescence during malignant brain tumor resection. Specifically this study is intended to: Establish a safe dose for oral 5-ALA administration. Determine the sensitivity and specificity of 5-ALA mediated fluorescence for malignant glioma tissue in the brain. Background and Significance: There is a considerable body of literature that suggests that completeness of resection is a positive factor for longer term survival in individuals with malignant glioma. Unfortunately, it is often difficult to completely remove a malignant brain tumor because during surgery it is sometimes very difficult to distinguish tumor from normal brain. It would be very helpful if there would be some way to help the surgeon make this distinction. Malignant glioma tumor cells (more so than normal cells) contain the biosynthetic pathways to produce protoporphyrin from a naturally occurring amino acid, 5-aminolevulinic acid (5-ALA). Protoporphyrin is the immediate precursor to hemoglobin (it is hemoglobin without the iron atom) and is fluorescent under blue light. When exogenous 5-ALA is provided at increased concentration, protoporphyrin concentration in the malignant cell increases at a rate far greater than normal brain cells and renders the malignant cell fluorescent red under blue light. This feature distinguishes the tumor cells from normal cells intraoperatively and facilitates complete resection. Recent studies in Germany have confirmed the utility of pre-operative oral 5-ALA and intraoperative brain tumor fluorescence in aiding the resection of brain tumors in individuals with malignant brain tumors. These studies have led to oral 5-ALA to be approved for this indication by the European Medicines Agency, but oral 5-ALA has not been approved for this indication by the United States FDA. This proposal is a phase 1 and phase 2 trial that will hopefully lead to FDA approval of oral 5-ALA for intra-operative visualization of malignant brain tumors. Experimental Plan and Methods: In the phase 1 part of this proposed study, a minimum of 3 to a maximum of 19 patients will be administered oral 5-ALA 4 hours prior to surgery in cohorts of 3 at five escalating doses of 5-ALA (10, 20, 30, 40, or 50 mg/kg). The following data will be collected: * Dose-limiting toxicity data; i.e., nausea, vomiting, liver function, photo-sensitivity * Tumor fluorescence assessed by neurosurgeon * Tumor density from biopsies obtained by the neurosurgeon in will be assessed by neuropathology (Solid tumor, Tumor mixed infiltrating normal brain, No tumor) This trial will evaluate: * single dose toxicity of oral 5-ALA given pre-operatively; * sensitivity and specificity of 5-ALA - Protoporphyrin IX (Pp IX) as an intraoperative fluorescent detection agent and aid for resection of tumor tissue remaining in the walls of the resection cavity of primary and recurrent malignant brain tumors; Following completion of the phase 1 portion of this trial, an additional 14 subjects will be entered at the recommended phase 2 dose level in order to further define the above parameters at the recommended phase 2 dose level.

Interventions

DRUGTumor fluorescence

Oral doses in phase 1 study of 10mg/kg, 20 mg/kg, 30 mg/kg, 40 mg/kg and 50 mg/kg. Recommended oral dose of phase 1 will be used in phase 2

Sponsors

DUSA Pharmaceuticals, Inc.
CollaboratorINDUSTRY
Southern Illinois University
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
SEQUENTIAL
Primary purpose
TREATMENT
Masking
NONE

Intervention model description

Dose escalation study

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Patients must have clinically documented primary brain tumor for which resection is clinically indicated. * Age ≥ 18 years. Because no dosing or adverse event data are currently available on the use of 5-ALA in patients \<18 years of age, children are excluded from this study but will be eligible for future pediatric phase 1 single-agent trials * ECOG (Eastern Cooperative Oncology Group) performance status \<2 (Karnofsky \>60%) * Normal organ and marrow function as defined below: * Leukocytes \> 3,000/mcL (microliter) * Absolute neutrophil count \> 1,500/mcL * Platelets \> 100,000/mcL * Total bilirubin within normal institutional limits AST (aspartate aminotransferase) (SGOT)/ALT (alanine transaminase) (SGPT) \< 2.5 X institutional upper limit of normal * Creatinine within normal institutional limits OR Creatinine clearance \> 60 mL/min/1.73 m2 for patients with creatinine levels above institutional normal * Agreement by women of child-bearing potential and men to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry and for the duration of study participation * Ability to understand and the willingness to sign a written informed consent document

Exclusion criteria

* Patients may not be receiving any other investigational agents at the time of entry into the study * History of allergic reactions attributed to compounds of similar chemical or biologic composition to 5-ALA * Personal or family history of porphyrias * Uncontrolled intercurrent illness including, but not limited to ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements * Pregnant women are excluded from this study because 5-ALA is of unknown teratogenic or abortifacient effects. Because there is an unknown but potential risk for adverse events in nursing infants secondary to treatment of the mother with 5-ALA, breastfeeding should be discontinued if the mother is treated with 5-ALA

Design outcomes

Primary

MeasureTime frameDescription
Establish a Safe Dose for Oral 5-ALA Administration6 monthsDose escalation from 10mg/kg to 50mg/kg to determine optimal 5-ALA dose
Determine the Sensitivity, Specificity, and Positive Predictive Value of 5-ALA Mediated Fluorescence for Malignant Glioma Tissue in the Brain.BaselineThe neurosurgeon will take two small biopsies per patient from areas identified as obvious tumor and areas in the wall of the resection cavity that were judged to be normal, non-eloquent brain. A neuropathologist will review all biopsy specimens, including those taken from the solid tumor. Pathologic confirmation of tumor type will be made by the study reference neuropathologist. We assessed 5-ALA's resulting fluorescence for distinguishing tumor within the brain, where True Positive: Fluorescence showing Tumor and Biopsy result Tumor False Positive: Fluorescence showing Tumor and Biopsy result No Tumor True Negative: No Fluorescence and Biopsy result No Tumor False Negative: No Fluorescence and Biopsy result Tumor These values represent the characteristics of 5-ALA aka its ability to distinguish tumor from non-tumor. From these parameters we determined sensitivity, specificity and the positive and negative predictive values.

Other

MeasureTime frameDescription
Assess 5-ALA's Resulting Fluorescence for Distinguishing Tumor Within the BrainBaselineUnder blue light, the neurosurgeon will take two small biopsies per patient from areas identified as obvious tumor (fluorescent) and areas in the wall of the resection cavity that were judged to be normal (but possibly edematous), non-eloquent brain (non-fluorescent). A neuropathologist will review all biopsy specimens, including those taken from the solid tumor. Pathologic confirmation of tumor type will be made by the study reference neuropathologist. We assessed 5-ALA's resulting fluorescence for distinguishing tumor within the brain, where True Positive: Fluorescence showing Tumor and Biopsy result Tumor False Positive: Fluorescence showing Tumor and Biopsy result No Tumor True Negative: No Fluorescence and Biopsy result No Tumor False Negative: No Fluorescence and Biopsy result Tumor These values represent the characteristics of 5-ALA aka its ability to distinguish tumor from non-tumor.

Countries

United States

Participant flow

Participants by arm

ArmCount
Phase 1 Dose Level 1 (10mg/kg)
Phase 1 Dose Level 1: Participants were given a one-time, single-dose administration of oral 10mg/kg Aminolevulinic Acid (5-ALA)
3
Phase 1 Dose Level 2 (2omg/kg)
Phase 1 Dose Level 2: Participants were given a one-time, single-dose administration of oral 20mg/kg Aminolevulinic Acid (5-ALA)
3
Phase 1 Dose Level 3 (30mg/kg)
Phase 1 Dose Level 3: Participants were given a one-time, single-dose administration of oral 30mg/kg Aminolevulinic Acid (5-ALA)
3
Phase 1 Dose Level 4 (40mg/kg)
Phase 1 Dose Level 4: Participants were given a one-time, single-dose administration of oral 40mg/kg Aminolevulinic Acid (5-ALA)
4
Phase 1 Dose Level 5 (50mg/kg)
Phase 1 Dose Level 1: Participants were given a one-time, single-dose administration of oral 50mg/kg Aminolevulinic Acid (5-ALA)
6
Phase 2 (40mg/kg)
Phase 2: Participants were given a one-time, single-dose administration of oral 40mg/kg Aminolevulinic Acid (5-ALA)
14
Total33

Baseline characteristics

CharacteristicPhase 1 Dose Level 2 (2omg/kg)Phase 1 Dose Level 3 (30mg/kg)Phase 1 Dose Level 4 (40mg/kg)Phase 1 Dose Level 5 (50mg/kg)Phase 2 (40mg/kg)Phase 1 Dose Level 1 (10mg/kg)Total
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
1 Participants0 Participants3 Participants0 Participants8 Participants2 Participants14 Participants
Age, Categorical
Between 18 and 65 years
2 Participants3 Participants1 Participants6 Participants6 Participants1 Participants19 Participants
Age, Continuous61 years63 years71 years52.5 years56.36 years64 years58.63 years
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants1 Participants0 Participants0 Participants0 Participants1 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
3 Participants3 Participants3 Participants6 Participants14 Participants3 Participants32 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
1 Participants0 Participants0 Participants0 Participants0 Participants0 Participants1 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
2 Participants3 Participants4 Participants6 Participants14 Participants3 Participants32 Participants
Region of Enrollment
United States
3 participants3 participants4 participants6 participants14 participants3 participants33 participants
Sex: Female, Male
Female
1 Participants0 Participants1 Participants3 Participants8 Participants3 Participants16 Participants
Sex: Female, Male
Male
2 Participants3 Participants3 Participants3 Participants6 Participants0 Participants17 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
EG004
affected / at risk
EG005
affected / at risk
deaths
Total, all-cause mortality
1 / 30 / 30 / 30 / 40 / 60 / 14
other
Total, other adverse events
0 / 30 / 30 / 30 / 40 / 60 / 14
serious
Total, serious adverse events
2 / 30 / 30 / 30 / 40 / 62 / 14

Outcome results

Primary

Determine the Sensitivity, Specificity, and Positive Predictive Value of 5-ALA Mediated Fluorescence for Malignant Glioma Tissue in the Brain.

The neurosurgeon will take two small biopsies per patient from areas identified as obvious tumor and areas in the wall of the resection cavity that were judged to be normal, non-eloquent brain. A neuropathologist will review all biopsy specimens, including those taken from the solid tumor. Pathologic confirmation of tumor type will be made by the study reference neuropathologist. We assessed 5-ALA's resulting fluorescence for distinguishing tumor within the brain, where True Positive: Fluorescence showing Tumor and Biopsy result Tumor False Positive: Fluorescence showing Tumor and Biopsy result No Tumor True Negative: No Fluorescence and Biopsy result No Tumor False Negative: No Fluorescence and Biopsy result Tumor These values represent the characteristics of 5-ALA aka its ability to distinguish tumor from non-tumor. From these parameters we determined sensitivity, specificity and the positive and negative predictive values.

Time frame: Baseline

Population: Assessing sensitivity, specificity, positive predictive value, and negative predictive value in Phase 2 Study Population of N=14 Patients at 40 mg/kg Dose

ArmMeasureGroupValue (NUMBER)
Phase 1 Dose Level 1 (10mg/kg)Determine the Sensitivity, Specificity, and Positive Predictive Value of 5-ALA Mediated Fluorescence for Malignant Glioma Tissue in the Brain.Sensitivity63.64 Percentage
Phase 1 Dose Level 1 (10mg/kg)Determine the Sensitivity, Specificity, and Positive Predictive Value of 5-ALA Mediated Fluorescence for Malignant Glioma Tissue in the Brain.Specificity100 Percentage
Phase 1 Dose Level 1 (10mg/kg)Determine the Sensitivity, Specificity, and Positive Predictive Value of 5-ALA Mediated Fluorescence for Malignant Glioma Tissue in the Brain.Positive Predictive Value100 Percentage
Phase 1 Dose Level 1 (10mg/kg)Determine the Sensitivity, Specificity, and Positive Predictive Value of 5-ALA Mediated Fluorescence for Malignant Glioma Tissue in the Brain.Negative Predictive Value42.86 Percentage
Primary

Establish a Safe Dose for Oral 5-ALA Administration

Dose escalation from 10mg/kg to 50mg/kg to determine optimal 5-ALA dose

Time frame: 6 months

Population: There were no dose limiting toxicities observed at any dose level arm. Therefore, the 40mg/kg dose was arbitrarily chosen for the phase 2 portion of the study.

ArmMeasureValue (NUMBER)
Phase 1 Dose Level 1 (10mg/kg)Establish a Safe Dose for Oral 5-ALA Administration0 Dose Limiting Toxicity
Phase 1 Dose Level 2 (20mg/kg)Establish a Safe Dose for Oral 5-ALA Administration0 Dose Limiting Toxicity
Phase 1 Dose Level 3 (30mg/kg)Establish a Safe Dose for Oral 5-ALA Administration0 Dose Limiting Toxicity
Phase 1 Dose Level 4 (40mg/kg)Establish a Safe Dose for Oral 5-ALA Administration0 Dose Limiting Toxicity
Phase 1 Dose Level 5 (50mg/kg)Establish a Safe Dose for Oral 5-ALA Administration0 Dose Limiting Toxicity
Other Pre-specified

Assess 5-ALA's Resulting Fluorescence for Distinguishing Tumor Within the Brain

Under blue light, the neurosurgeon will take two small biopsies per patient from areas identified as obvious tumor (fluorescent) and areas in the wall of the resection cavity that were judged to be normal (but possibly edematous), non-eloquent brain (non-fluorescent). A neuropathologist will review all biopsy specimens, including those taken from the solid tumor. Pathologic confirmation of tumor type will be made by the study reference neuropathologist. We assessed 5-ALA's resulting fluorescence for distinguishing tumor within the brain, where True Positive: Fluorescence showing Tumor and Biopsy result Tumor False Positive: Fluorescence showing Tumor and Biopsy result No Tumor True Negative: No Fluorescence and Biopsy result No Tumor False Negative: No Fluorescence and Biopsy result Tumor These values represent the characteristics of 5-ALA aka its ability to distinguish tumor from non-tumor.

Time frame: Baseline

Population: Phase 2 Study Population of N=14 Patients at 40 mg/kg Dose

ArmMeasureGroupValue (NUMBER)
Phase 1 Dose Level 1 (10mg/kg)Assess 5-ALA's Resulting Fluorescence for Distinguishing Tumor Within the BrainTrue Positives14 Biopsies
Phase 1 Dose Level 1 (10mg/kg)Assess 5-ALA's Resulting Fluorescence for Distinguishing Tumor Within the BrainTrue Negatives6 Biopsies
Phase 1 Dose Level 1 (10mg/kg)Assess 5-ALA's Resulting Fluorescence for Distinguishing Tumor Within the BrainFalse Positives0 Biopsies
Phase 1 Dose Level 1 (10mg/kg)Assess 5-ALA's Resulting Fluorescence for Distinguishing Tumor Within the BrainFalse Negatives8 Biopsies

Source: ClinicalTrials.gov · Data processed: Feb 25, 2026