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Preventing Caries in Preschoolers: Testing a Unique Service Delivery Model in American Indian Head Start Programs

Preventing Caries in Preschoolers: Testing a Unique Service Delivery Model in American Indian Head Start Programs

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01116739
Enrollment
2060
Registered
2010-05-05
Start date
2011-04-30
Completion date
2018-12-31
Last updated
2021-06-10

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Fluoride Varnish and Oral Health Promotion, Usual Care

Brief summary

An intensive intervention of specially trained paraprofessionals, called community oral health specialists (COHS), administering on a quarterly basis for 2 years fluoride varnish and oral health promotion education, compared to usual care, will reduce decayed, missing, and filled tooth surface measures at 2 years for children in American Indian Head Start Programs.

Detailed description

The study design will be a clustered randomized design. Fifty-two head start classes in a Southwest American Indian Reservation will be randomized, 26 to the intervention program and 26 to usual care. The intervention will be comprised of specially trained paraprofessionals, called community oral health specialists (COHS), administering fluoride varnish and oral health promotion education quarterly for 2 years. Baseline and annual measures of decayed, missing, and filled tooth surfaces (dmfs) of the children, and surveys of their caregivers' dental knowledge, attitudes, and behaviors will be completed. The study will be a 5-year study, with 2 years for intake/accrual, and 3 years of follow-up.

Interventions

DEVICEFluoride varnish

Fluoride varnish will be administered by the COHS quarterly for 2 years.

Oral health education will be provided quarterly for 2 years. It will include information about how to mitigate the known risk factors for early childhood dental caries.

OTHERDental services delivered by the Indian Health Service.

Sponsors

National Institute of Dental and Craniofacial Research (NIDCR)
CollaboratorNIH
University of Colorado, Denver
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
PREVENTION
Masking
SINGLE (Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
3 Years to 5 Years
Healthy volunteers
Yes

Inclusion criteria

* Children ages 3-5 enrolled in Head Start Centers on a Southwest Indian Reservation and having a primary caregiver (preferably mother, or the child's legal guardian as documented by the HSC) * American Indian, as defined by the tribe, or * Children of other racial/ethnic groups who are in the Head Start classes on the Reservation * Parent/caregiver able to read, understand, and sign the study consent form, and * Willing and able to follow the study procedures and instructions

Exclusion criteria

* Allergy to any of the components of the fluoride varnish * Ulcerative gingivitis * Stomatitis * Other conditions resulting in disrupted or irritated oral mucosa * Any other conditions or findings that, in the opinion of the investigators, would interfere with or preclude participation in the study.

Design outcomes

Primary

MeasureTime frameDescription
Evaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 33 YearsThe number of decayed, missing, and filled tooth surfaces (dmfs) for each child. The dental examiners will be trained and calibrated, and standardized criteria and instruments will be used for the detection of the dental caries.
Evaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at BaselineBaselineThe number of decayed, missing, and filled tooth surfaces (dmfs) for each child. The dental examiners will be trained and calibrated, and standardized criteria and instruments will be used for the detection of the dental caries.
Evaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 11 YearThe number of decayed, missing, and filled tooth surfaces (dmfs) for each child. The dental examiners will be trained and calibrated, and standardized criteria and instruments will be used for the detection of the dental caries.
Evaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 22 YearsThe number of decayed, missing, and filled tooth surfaces (dmfs) for each child. The dental examiners will be trained and calibrated, and standardized criteria and instruments will be used for the detection of the dental caries.

Secondary

MeasureTime frameDescription
Acquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenOver 3 yearsAn automated computer assisted survey interview (ACASI)will be done of the caregivers of the children. The questions have been standardized across 6 studies from the Collaborating Research Centers to Reduce Oral Health Disparities. The survey assessing attitudes and behaviors is comprised of 12 items. Scores are calculated as a percentage of appropriate responses. Therefore, possible scores range from 0-100.
Evaluation of Caries PatternsOver 3 yearsCaries patterns will be studied in terms of the specific teeth and tooth surfaces that are affected. Caries prevalence is defined as the presence of more than 0 dmfs (decayed, missing, or filled surfaces) in the child participant. The percentage of child participants with caries prevalence is reported.
Comparison of Utilization and Costs of Dental CareUp to 3 years after randomizationUtilization and costs of dental care received by the children in the study will be compared, as well as the costs of the intervention program.
Acquisition of Dental Knowledge of the Caregivers of the ChildrenOver 3 yearsAn automated computer assisted survey interview (ACASI)will be done of the caregivers of the children. The questions have been standardized across 6 studies from the Collaborating Research Centers to Reduce Oral Health Disparities. The survey assessing knowledge is comprised of 14 items. Scores are calculated as a percentage of correct answers. Therefore, possible scores range from 0-100.

Countries

United States

Participant flow

Participants by arm

ArmCount
COHS Administered Fluoride Varnish and Oral Health Education
Paraprofessionals, called community oral health specialists (COHS), will be trained to administer fluoride varnish and oral health education to head start children quarterly for 2 years. Fluoride varnish: Fluoride varnish will be administered by the COHS quarterly for 2 years. Oral health education: Oral health education will be provided quarterly for 2 years. It will include information about how to mitigate the known risk factors for early childhood dental caries.
926
Usual Care
Usual care will include regular dental services provided by the Indian Health Service. Dental services delivered by the Indian Health Service.
868
Total1,794

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyChild had 2 years of HS110128
Overall Studychild not enrolled in head start102
Overall Studychild too young26
Overall Studyenrolled caregiver not legal guardian20
Overall StudyWithdrawal by Subject60

Baseline characteristics

CharacteristicCOHS Administered Fluoride Varnish and Oral Health EducationUsual CareTotal
Age, Categorical
<=18 years
463 Participants434 Participants897 Participants
Age, Categorical
>=65 years
0 Participants0 Participants0 Participants
Age, Categorical
Between 18 and 65 years
463 Participants434 Participants897 Participants
Child Enrolled in a Head Start program in one of 53 centers on the Navajo Nation926 Participants868 Participants1794 Participants
Race (NIH/OMB)
American Indian or Alaska Native
926 Participants868 Participants1794 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
0 Participants0 Participants0 Participants
Region of Enrollment
United States
926 participants868 participants1794 participants
Sex: Female, Male
Female
621 Participants582 Participants1203 Participants
Sex: Female, Male
Male
305 Participants286 Participants591 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 9260 / 868
other
Total, other adverse events
0 / 9260 / 868
serious
Total, serious adverse events
0 / 9260 / 868

Outcome results

Primary

Evaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Baseline

The number of decayed, missing, and filled tooth surfaces (dmfs) for each child. The dental examiners will be trained and calibrated, and standardized criteria and instruments will be used for the detection of the dental caries.

Time frame: Baseline

Population: Only children, not parents, were analyzed for this outcome measure.

ArmMeasureValue (MEAN)Dispersion
COHS Administered Fluoride Varnish and Oral Health EducationEvaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Baseline19.9 dmfsStandard Deviation 20.1
Usual CareEvaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Baseline22.8 dmfsStandard Deviation 20.1
Primary

Evaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 1

The number of decayed, missing, and filled tooth surfaces (dmfs) for each child. The dental examiners will be trained and calibrated, and standardized criteria and instruments will be used for the detection of the dental caries.

Time frame: 1 Year

Population: Only children, not parents, were analyzed for this outcome measure. Some participants were unavailable for analysis at this timepoint.

ArmMeasureValue (MEAN)Dispersion
COHS Administered Fluoride Varnish and Oral Health EducationEvaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 123.3 dmfsStandard Deviation 20.4
Usual CareEvaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 127.1 dmfsStandard Deviation 21.5
Primary

Evaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 2

The number of decayed, missing, and filled tooth surfaces (dmfs) for each child. The dental examiners will be trained and calibrated, and standardized criteria and instruments will be used for the detection of the dental caries.

Time frame: 2 Years

Population: Only children, not parents, were analyzed for this outcome measure. Some participants were unavailable for analysis at this timepoint.

ArmMeasureValue (MEAN)Dispersion
COHS Administered Fluoride Varnish and Oral Health EducationEvaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 228.5 dmfsStandard Deviation 21.1
Usual CareEvaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 231.2 dmfsStandard Deviation 21.3
Primary

Evaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 3

The number of decayed, missing, and filled tooth surfaces (dmfs) for each child. The dental examiners will be trained and calibrated, and standardized criteria and instruments will be used for the detection of the dental caries.

Time frame: 3 Years

Population: Only children, not parents, were analyzed for this outcome measure. Some participants were unavailable for analysis at this timepoint.

ArmMeasureValue (MEAN)Dispersion
COHS Administered Fluoride Varnish and Oral Health EducationEvaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 332.8 dmfsStandard Deviation 22.3
Usual CareEvaluation of Decayed, Missing, and Filled Tooth Surfaces (Dmfs) at Year 333.6 dmfsStandard Deviation 18.6
Secondary

Acquisition of Dental Attitudes and Behaviors of the Caregivers of the Children

An automated computer assisted survey interview (ACASI)will be done of the caregivers of the children. The questions have been standardized across 6 studies from the Collaborating Research Centers to Reduce Oral Health Disparities. The survey assessing attitudes and behaviors is comprised of 12 items. Scores are calculated as a percentage of appropriate responses. Therefore, possible scores range from 0-100.

Time frame: Over 3 years

Population: Only the caregivers, not the children, were analyzed for this outcome measure. Not all participants were available for analysis at every time point.

ArmMeasureGroupValue (MEAN)Dispersion
COHS Administered Fluoride Varnish and Oral Health EducationAcquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenBaseline54.4 score on a scaleStandard Deviation 19.3
COHS Administered Fluoride Varnish and Oral Health EducationAcquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenYear 263.4 score on a scaleStandard Deviation 18.7
COHS Administered Fluoride Varnish and Oral Health EducationAcquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenYear 162.7 score on a scaleStandard Deviation 18.8
COHS Administered Fluoride Varnish and Oral Health EducationAcquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenYear 365.6 score on a scaleStandard Deviation 18.9
Usual CareAcquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenYear 158.2 score on a scaleStandard Deviation 19.6
Usual CareAcquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenBaseline56.1 score on a scaleStandard Deviation 18.3
Usual CareAcquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenYear 366.4 score on a scaleStandard Deviation 17.6
Usual CareAcquisition of Dental Attitudes and Behaviors of the Caregivers of the ChildrenYear 261.1 score on a scaleStandard Deviation 18.3
Secondary

Acquisition of Dental Knowledge of the Caregivers of the Children

An automated computer assisted survey interview (ACASI)will be done of the caregivers of the children. The questions have been standardized across 6 studies from the Collaborating Research Centers to Reduce Oral Health Disparities. The survey assessing knowledge is comprised of 14 items. Scores are calculated as a percentage of correct answers. Therefore, possible scores range from 0-100.

Time frame: Over 3 years

Population: Only the caregivers, not the children, were analyzed for this outcome measure. Not all participants were available for analysis at every time point.

ArmMeasureGroupValue (MEAN)Dispersion
COHS Administered Fluoride Varnish and Oral Health EducationAcquisition of Dental Knowledge of the Caregivers of the ChildrenBaseline75.1 score on a scaleStandard Deviation 30.7
COHS Administered Fluoride Varnish and Oral Health EducationAcquisition of Dental Knowledge of the Caregivers of the ChildrenYear 180.4 score on a scaleStandard Deviation 13.1
COHS Administered Fluoride Varnish and Oral Health EducationAcquisition of Dental Knowledge of the Caregivers of the ChildrenYear 281.4 score on a scaleStandard Deviation 14.8
COHS Administered Fluoride Varnish and Oral Health EducationAcquisition of Dental Knowledge of the Caregivers of the ChildrenYear 381.2 score on a scaleStandard Deviation 13.4
Usual CareAcquisition of Dental Knowledge of the Caregivers of the ChildrenYear 379.5 score on a scaleStandard Deviation 12.8
Usual CareAcquisition of Dental Knowledge of the Caregivers of the ChildrenBaseline73.6 score on a scaleStandard Deviation 13.1
Usual CareAcquisition of Dental Knowledge of the Caregivers of the ChildrenYear 278.0 score on a scaleStandard Deviation 13.2
Usual CareAcquisition of Dental Knowledge of the Caregivers of the ChildrenYear 176.8 score on a scaleStandard Deviation 13.5
Secondary

Comparison of Utilization and Costs of Dental Care

Utilization and costs of dental care received by the children in the study will be compared, as well as the costs of the intervention program.

Time frame: Up to 3 years after randomization

Population: Cost and utilization outcome measure data was not collected.

Secondary

Evaluation of Caries Patterns

Caries patterns will be studied in terms of the specific teeth and tooth surfaces that are affected. Caries prevalence is defined as the presence of more than 0 dmfs (decayed, missing, or filled surfaces) in the child participant. The percentage of child participants with caries prevalence is reported.

Time frame: Over 3 years

Population: Only children, not parents, were analyzed for this outcome measure. Some participants were unavailable for analysis at each timepoint.

ArmMeasureGroupValue (NUMBER)
COHS Administered Fluoride Varnish and Oral Health EducationEvaluation of Caries PatternsBaseline86.5 percentage of participants
COHS Administered Fluoride Varnish and Oral Health EducationEvaluation of Caries PatternsYear 189.9 percentage of participants
COHS Administered Fluoride Varnish and Oral Health EducationEvaluation of Caries PatternsYear 295.4 percentage of participants
COHS Administered Fluoride Varnish and Oral Health EducationEvaluation of Caries PatternsYear 396.6 percentage of participants
Usual CareEvaluation of Caries PatternsYear 398.2 percentage of participants
Usual CareEvaluation of Caries PatternsBaseline90.1 percentage of participants
Usual CareEvaluation of Caries PatternsYear 296.1 percentage of participants
Usual CareEvaluation of Caries PatternsYear 190.9 percentage of participants

Source: ClinicalTrials.gov · Data processed: Mar 10, 2026