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Allergy Immunotherapy for the Reduction of Asthma

Efficacy of Allergy Immunotherapy in Preventing Asthma Morbidity in Atopic, Wheezing Children (Age 18 Months - 3 Years)

Status
Completed
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01028560
Acronym
AIR
Enrollment
58
Registered
2009-12-09
Start date
2008-10-31
Completion date
2015-04-30
Last updated
2019-05-28

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Allergy, Asthma, Wheezing

Keywords

Wheezing, Asthma, Allergy, Immunotherapy

Brief summary

In this clinical study we aim to determine the effect of allergy immunotherapy in decreasing asthma and allergy related disease in children who had multiple episodes of wheezing and who are at high risk for developing persisting asthma. These risks include a history of asthma in the parents, allergies to environmental allergens (such as dust mite, cockroach or mouse) and other allergic diseases such as eczema or food allergies. Allergy Immunotherapy is not new and has been practiced for many years to treat asthma and environmental allergies in older children and adults, but has not yet been systematically studied in young children.

Interventions

BIOLOGICALAllergen extracts (subcutaneous injections)

Allergy immunotherapy consists of regular subcutaneous injections of an individualized mixture of allergen extracts according to the allergy sensitization profile of each child. Increasing doses of allergen extract are given in 1-2 injections until a predetermined maintenance dose is reached. This maintenance dose varies by extract and accords to the general practice guidelines of immunotherapy. To increase safety, the cumulative monthly maintenance doses are divided into biweekly visits during the maintenance phase (year 2-3)

OTHERStandard of care

standard of care asthma and allergy treatment

Sponsors

Jacobi Medical Center
CollaboratorOTHER
Albert Einstein College of Medicine
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
PREVENTION
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Months to 3 Years
Healthy volunteers
No

Inclusion criteria

* Children between 18 months through 3 years who had at least 2 episodes of wheezing prior to enrolment. * Positive skin tests or specific Immunoglobulin E (IgE) antibody titers to at least one of common airborne allergens: Dust Mite, cat, cockroach, mouse, dog, pollen (all allergy testing can be done at the screening visit at the study site). * The child must also fulfill the criteria for high risk of developing persistent asthma by meeting at least one of the following major conditions OR 2 of the following minor conditions: * Major criteria: History of atopic dermatitis and/or parental history of asthma. * Minor criteria: MD-diagnosed allergic rhinitis, wheezing unrelated to colds, blood eosinophils above 4%.

Exclusion criteria

* The child has a severe systemic condition (other than allergy or asthma) including (but not limited to) seizures, major congenital anomalies, physical and intellectual delay, cerebral palsy, chest surgery, tuberculosis, primary or secondary immunodeficiency or cardiac disorder (except a hemodynamically insignificant atrial or ventricular septum defect or heart murmur). * The child was born following 35 or less weeks of gestation. * Parental report that the child received oxygen for more than 5 days in the neonatal period, or required mechanical ventilation at any time since birth. * The child fails to thrive, defined as crossing of two major growth percentile lines during the last year. * The child has chronic lung disease of prematurity (CLDP), cystic fibrosis or any other chronic lung disease. * The child ever received immunotherapy. * The child ever received i.v. gammaglobulins or immunosuppressants (other than corticosteroids for asthma). * History of a life-threatening asthma exacerbation which required intubation and mechanical ventilation.

Design outcomes

Primary

MeasureTime frameDescription
Asthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)baseline and every two weeks up to end of study (up to 36 months)The Asthma Severity Score is a customized score created for this study due to the lack of standardized instruments for this age group. It takes into account asthma symptom severity and frequency, as well as asthma medication dosing and potency. Data was collected at baseline and every 2 weeks through interviews conducted over the phone. If the caregiver could not be reached by the phone, the interview was conducted at the next face-to face opportunity (study or injection visit). The minimum score on this scale is 0 (no asthma symptoms and no asthma medicines used during the 14 day interview period). The maximum score is 224 (uncontrolled severe asthma with severe cough, shortness of breath and wheezing on 14 of 14 days, using Albuterol 2 puffs 4x/day, budesonide/formoterol 160ug/4.5ug 2 puffs twice daily and Montelukast 4mg daily on 14 of 14 days). Scores calculated from the collected data were averaged to produce one reported value at baseline and year 1, 2 and 3.

Secondary

MeasureTime frameDescription
Number of Newly Gained Allergic Sensitizations as Assessed by Serum Specific Immunoglobulin E (IgE) TestingBaseline and end of treatment (36 months)Young children with allergies tend to develop additional environmental allergies over time. This study investigated if allergy immunotherapy could be used to prevent the development of new allergic sensitizations. Participants were tested for sensitivity to a panel of 8 common environmental allergens. Testing was conducted via serum specific immunoglobulin E (IgE) testing. A test was considered negative (non-allergic) if the specific IgE level was \<0.35 kIU/L (Kilo International Units/Liter) and positive (allergic) if the levels was \>0.35 kIU/L. A test pair is the result of a serum IgE test, for a specific allergen, done at two different times. Test pairs can be negative-negative, negative-positive (newly gained allergic sensitization), positive-negative (lost sensitization) or positive-positive. Reported values indicate the total number of newly gained allergic sensitization (negative-positive) for the group.
Peripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) CellsBaseline and every 12 months until end of treatment (36 months)T regulatory cells are thought to play a role in mediating the effects of immunotherapy in increasing allergen tolerance and dampen the clinical expression of allergy. However, existing studies have not found clear relationship between numbers of T regulatory cells in blood and effect of immunotherapy. The aim of this analysis was to observe potential changes in T regulatory cell numbers in response to immunotherapy in this age group. Peripheral blood cells were acquired and analyzed for T regulatory (Treg) cell markers. In molecular biology, CD4+ (cluster of differentiation 4), a particular cell marker, is a glycoprotein found on the surface of immune cells such as T helper cells and certain groups of T regulatory cells. Testing was done at baseline and then every 12 months. Reported values represents the percentage of CD4+ that are Treg cells.
Incidence Rate of Systemic Corticosteroid Bursts (CSB) Per ChildFrom baseline through end of study (maximum 36 months)Any reported use of consequent systemic corticosteroid use due to asthma exacerbation counted as one corticosteroid burst (CSB). For example, if a child used 5 days of prednisolone due to asthma exacerbation, this counted as one corticosteroid burst (CSB). An interval of at least 7 days was determined to be necessary to count 2 courses of systemic corticosteroids as separated bursts. The presented data reflect the intention-to-treat analysis. The time between baseline and each participant's study end time was counted towards the years in study. The incidence rate describes the number of CSB per child per year in study.

Countries

United States

Participant flow

Recruitment details

58 children were recruited from one tertiary treatment center, Jacobi Medical Center, which is the largest city hospital in the Bronx, New York. The referral population consists of primarily low-income, Medicaid beneficiaries residing in the Bronx.

Pre-assignment details

There was no run-in phase. After consents were signed (by the parents), the 58 participants were immediately randomized into treatment or control group. 8 of the 58 participants were withdrawn from the study immediately after randomization, so only 50 participants began protocol treatment.

Participants by arm

ArmCount
No Immunotherapy, Receive Standard of Care Asthma Treatment
This group only receives standard of care asthma and allergy treatment. This does not receive allergy immunotherapy. Both the experimental group and the control group receive otherwise standard of care asthma and allergy treatment.
23
Allergen Immunotherapy
This group receives initially weekly, later biweekly subcutaneous injections of a mixture of allergen extracts, tailored to the individual child's allergy sensitization profile. The maximum number of injections at each visit is 1-3 injections per child. In addition to allergy immunotherapy. this group receives standard of care asthma and allergy treatment Allergen extracts (subcutaneous injections): Allergy immunotherapy consists of regular subcutaneous injections of an individualized mixture of allergen extracts according to the allergy sensitization profile of each child. Increasing doses of allergen extract are given in 1-3 injections until a predetermined maintenance dose is reached. For safety, the cumulative monthly maintenance doses are divided into biweekly visits during the maintenance phase. Both the experimental group and the control group receive otherwise standard of care asthma and allergy treatment.
27
Total50

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyLack of Efficacy36
Overall StudyWithdrawal by Subject712

Baseline characteristics

CharacteristicNo Immunotherapy, Receive Standard of Care Asthma TreatmentAllergen ImmunotherapyTotal
Age, Continuous3.1 years
STANDARD_DEVIATION 0.8
3.0 years
STANDARD_DEVIATION 0.8
3.1 years
STANDARD_DEVIATION 0.8
Number of children with asthma related Emergency Department visits prior to enrollment21 Participants25 Participants46 Participants
Race/Ethnicity, Customized
Ethnicity
Black/African American
5 Participants7 Participants12 Participants
Race/Ethnicity, Customized
Ethnicity
Hispanic/Latino
15 Participants20 Participants35 Participants
Race/Ethnicity, Customized
Ethnicity
Unknown/not reported
3 Participants0 Participants3 Participants
Sex: Female, Male
Female
5 Participants3 Participants8 Participants
Sex: Female, Male
Male
18 Participants24 Participants42 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 230 / 27
other
Total, other adverse events
0 / 2322 / 27
serious
Total, serious adverse events
7 / 236 / 27

Outcome results

Primary

Asthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)

The Asthma Severity Score is a customized score created for this study due to the lack of standardized instruments for this age group. It takes into account asthma symptom severity and frequency, as well as asthma medication dosing and potency. Data was collected at baseline and every 2 weeks through interviews conducted over the phone. If the caregiver could not be reached by the phone, the interview was conducted at the next face-to face opportunity (study or injection visit). The minimum score on this scale is 0 (no asthma symptoms and no asthma medicines used during the 14 day interview period). The maximum score is 224 (uncontrolled severe asthma with severe cough, shortness of breath and wheezing on 14 of 14 days, using Albuterol 2 puffs 4x/day, budesonide/formoterol 160ug/4.5ug 2 puffs twice daily and Montelukast 4mg daily on 14 of 14 days). Scores calculated from the collected data were averaged to produce one reported value at baseline and year 1, 2 and 3.

Time frame: baseline and every two weeks up to end of study (up to 36 months)

Population: All participants were included in this analysis that started immunotherapy, regardless if they completed it or not (intention to treat analysis)

ArmMeasureGroupValue (LEAST_SQUARES_MEAN)Dispersion
No Immunotherapy, Receive Standard of Care Asthma TreatmentAsthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)Score at baseline21.95 score on a scaleStandard Error 3.74
No Immunotherapy, Receive Standard of Care Asthma TreatmentAsthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)Score at Year 127.72 score on a scaleStandard Error 3.52
No Immunotherapy, Receive Standard of Care Asthma TreatmentAsthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)Score at Year 231.40 score on a scaleStandard Error 4.16
No Immunotherapy, Receive Standard of Care Asthma TreatmentAsthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)Score at Year 333.00 score on a scaleStandard Error 5.23
Allergen ImmunotherapyAsthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)Score at Year 331.15 score on a scaleStandard Error 5.11
Allergen ImmunotherapyAsthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)Score at baseline25.68 score on a scaleStandard Error 3.53
Allergen ImmunotherapyAsthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)Score at Year 229.68 score on a scaleStandard Error 4.03
Allergen ImmunotherapyAsthma Severity as Measured by the Asthma Severity Score (Averaged up to 36 Months)Score at Year 127.85 score on a scaleStandard Error 3.34
Comparison: Linear mixed effects model (LME) with random coefficients model was fitted with Restricted Maximum Likelihood estimation. The functional form of the model was quadratic and the model adjusted for gender, race, ethnicity and number of asthma hospitalizations since birth. Unequal data collection were smoothed over two month period with a median score values.p-value: 0.3895% CI: [-0.24, 0.63]Mixed Models Analysis
Comparison: Linear mixed effects model (LME) with random coefficients model was fitted with Restricted Maximum Likelihood estimation. The functional form of the model was quadratic and the model adjusted for gender, race, ethnicity and number of asthma hospitalizations since birth. Unequal data collection were smoothed over two month period with median score values.p-value: 0.01395% CI: [0.11, 0.99]Mixed Models Analysis
Comparison: Linear mixed effects model (LME) with random coefficients model was fitted with Restricted Maximum Likelihood estimation. The functional form of the model was quadratic and the model adjusted for gender, race, ethnicity and number of asthma hospitalizations since birth. Unequal data collection between immunotherapy and control groups were smoothed over two month period with a median score values.p-value: 0.97895% CI: [-11.76, 12.03]contrast testing post mixed model
Comparison: Linear mixed effects model (LME) with random coefficients model was fitted with Restricted Maximum Likelihood estimation. The functional form of the model was quadratic and the model adjusted for gender, race, ethnicity and number of asthma hospitalizations since birth. Unequal data collection between immunotherapy and control groups were smoothed over two month period with a median score values.p-value: 0.7795% CI: [-15.83, 12.38]contrast testing post mixed model]
Comparison: Linear mixed effects model (LME) with random coefficients model was fitted with Restricted Maximum Likelihood estimation. The functional form of the model was quadratic and the model adjusted for gender, race, ethnicity and number of asthma hospitalizations since birth. Unequal data collection between immunotherapy and control groups were smoothed over two month period with a median score values.p-value: 0.895% CI: [-19.54, 15.84]contrast testing post mixed model
Secondary

Incidence Rate of Systemic Corticosteroid Bursts (CSB) Per Child

Any reported use of consequent systemic corticosteroid use due to asthma exacerbation counted as one corticosteroid burst (CSB). For example, if a child used 5 days of prednisolone due to asthma exacerbation, this counted as one corticosteroid burst (CSB). An interval of at least 7 days was determined to be necessary to count 2 courses of systemic corticosteroids as separated bursts. The presented data reflect the intention-to-treat analysis. The time between baseline and each participant's study end time was counted towards the years in study. The incidence rate describes the number of CSB per child per year in study.

Time frame: From baseline through end of study (maximum 36 months)

Population: Participants with available data (intention to treat population)

ArmMeasureValue (MEAN)
No Immunotherapy, Receive Standard of Care Asthma TreatmentIncidence Rate of Systemic Corticosteroid Bursts (CSB) Per Child1.28 Number of CSB per child per year
Allergen ImmunotherapyIncidence Rate of Systemic Corticosteroid Bursts (CSB) Per Child1.55 Number of CSB per child per year
Comparison: Null hypothesis = Incidence rate of CSB in each group are same. Poisson regression adjusting for gender, race and history of hospitalization was used to analyze the corticosteroid burst.p-value: 0.28995% CI: [0.82, 1.96]Poisson regression
Secondary

Number of Newly Gained Allergic Sensitizations as Assessed by Serum Specific Immunoglobulin E (IgE) Testing

Young children with allergies tend to develop additional environmental allergies over time. This study investigated if allergy immunotherapy could be used to prevent the development of new allergic sensitizations. Participants were tested for sensitivity to a panel of 8 common environmental allergens. Testing was conducted via serum specific immunoglobulin E (IgE) testing. A test was considered negative (non-allergic) if the specific IgE level was \<0.35 kIU/L (Kilo International Units/Liter) and positive (allergic) if the levels was \>0.35 kIU/L. A test pair is the result of a serum IgE test, for a specific allergen, done at two different times. Test pairs can be negative-negative, negative-positive (newly gained allergic sensitization), positive-negative (lost sensitization) or positive-positive. Reported values indicate the total number of newly gained allergic sensitization (negative-positive) for the group.

Time frame: Baseline and end of treatment (36 months)

Population: In the intention to treat analysis, only 30 children (15 in each group) had serum tests available at baseline and after 36 months of the study.

ArmMeasureValue (NUMBER)
No Immunotherapy, Receive Standard of Care Asthma TreatmentNumber of Newly Gained Allergic Sensitizations as Assessed by Serum Specific Immunoglobulin E (IgE) Testing12 Newly gained allergic sensitizations
Allergen ImmunotherapyNumber of Newly Gained Allergic Sensitizations as Assessed by Serum Specific Immunoglobulin E (IgE) Testing16 Newly gained allergic sensitizations
p-value: 0.677Chi-squared
Secondary

Peripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) Cells

T regulatory cells are thought to play a role in mediating the effects of immunotherapy in increasing allergen tolerance and dampen the clinical expression of allergy. However, existing studies have not found clear relationship between numbers of T regulatory cells in blood and effect of immunotherapy. The aim of this analysis was to observe potential changes in T regulatory cell numbers in response to immunotherapy in this age group. Peripheral blood cells were acquired and analyzed for T regulatory (Treg) cell markers. In molecular biology, CD4+ (cluster of differentiation 4), a particular cell marker, is a glycoprotein found on the surface of immune cells such as T helper cells and certain groups of T regulatory cells. Testing was done at baseline and then every 12 months. Reported values represents the percentage of CD4+ that are Treg cells.

Time frame: Baseline and every 12 months until end of treatment (36 months)

Population: Only 27 participants had yearly data for Treg cells from baseline through 36 months (+/- 6 months). Data for 23 participants were not included in the analysis because either parents declined to have blood drawn or because results were not returned from the outside laboratory (despite many efforts to retrieve these data).

ArmMeasureGroupValue (LEAST_SQUARES_MEAN)Dispersion
No Immunotherapy, Receive Standard of Care Asthma TreatmentPeripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) CellsBaseline average Treg %4.87 % of CD4+ cells are Treg cellsStandard Error 0.65
No Immunotherapy, Receive Standard of Care Asthma TreatmentPeripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) Cells1st Year Treg percentage5.09 % of CD4+ cells are Treg cellsStandard Error 0.66
No Immunotherapy, Receive Standard of Care Asthma TreatmentPeripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) Cells2nd Year Treg percentage5.26 % of CD4+ cells are Treg cellsStandard Error 0.72
No Immunotherapy, Receive Standard of Care Asthma TreatmentPeripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) Cells3rd Year Treg percentage5.499 % of CD4+ cells are Treg cellsStandard Error 0.92
Allergen ImmunotherapyPeripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) Cells3rd Year Treg percentage7.08 % of CD4+ cells are Treg cellsStandard Error 0.77
Allergen ImmunotherapyPeripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) CellsBaseline average Treg %5.90 % of CD4+ cells are Treg cellsStandard Error 0.62
Allergen ImmunotherapyPeripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) Cells2nd Year Treg percentage5.76 % of CD4+ cells are Treg cellsStandard Error 0.74
Allergen ImmunotherapyPeripheral Blood T Regulatory Cells as a Percentage of CD4+ (Cluster of Differentiation 4) Cells1st Year Treg percentage5.30 % of CD4+ cells are Treg cellsStandard Error 0.73
Comparison: Covariance Pattern Model with autoregressive covariance structure with REML (Restricted Estimation of Maximum Likelihood) with time and role as categorical variable was modeled.p-value: 0.54695% CI: [-2.18, 3.29]covariance pattern (rep. measure) model

Source: ClinicalTrials.gov · Data processed: Mar 24, 2026