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Extension Study of Lapatinib Plus Herceptin With or Without Endocrine Therapy

TBCRC 023: A Randomized Multicenter Phase II Neoadjuvant Trial of Lapatinib Pus Trastuzumab, With or Without Endocrine Therapy for 12 Weeks vs. 24 Weeks in Patients With HER2 Overexpressing Breast Cancer

Status
Active, not recruiting
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00999804
Acronym
HELEX
Enrollment
128
Registered
2009-10-22
Start date
2011-10-31
Completion date
2026-01-31
Last updated
2025-03-12

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Breast Cancer

Keywords

Locally Advanced Breast Cancer Neoadjuvant Endocrine

Brief summary

Breast cancer is the most common malignancy in the U.S. Targeted therapies such as tamoxifen have been revolutionary in reducing tumor recurrences and mortality in early breast cancer. Using this successful paradigm, there has been a continued search for other targeted biologic therapies directed at receptors with known potential for promoting tumor growth. The estrogen receptor (ER) and/or the HER signaling pathways are the dominant drivers of cell proliferation and survival in the majority of human breast cancers. Molecular targets of these pathways provide the most effective therapies in appropriately selected patients. However, de novo and acquired resistance remain major obstacles to successful treatment, and understanding the molecular pathways responsible for this resistance would enable the discovery of new strategies to overcome it. The superiority of multi-drug HER2-targeted therapy over single agent therapy has been demonstrated in the preclinical setting using mouse xenografts. Trastuzumab, pertuzumab, lapatinib, and gefitinib, represent a group of therapeutic agents that target the HER family by different molecular mechanisms. Used as single agents in the MCF7/HER2-18 xenograft model, these drugs restored or enhanced sensitivity to tamoxifen. However, tumor growth inhibition lasted only 2-3 months before resistance to treatments occurred. However, when gefitinib, a HER1 inhibitor, was added to the two-antibody (T+P) regimen to block signals from HER1 dimers, a complete disappearance of nearly all xenograft tumors was observed; moreover, there was evidence of complete tumor eradication in 50% of the mice. The combination of lapatinib + trastuzumab was also highly effective in eradication of tumor burden, with no evidence of re-growth after 200 days. These xenograft models demonstrate that multi-drug HER2-targeted therapy more effectively induces apoptosis and inhibits proliferation, thereby resulting in tumor regression. Furthermore, HER2 combination therapy appears to more effectively reduce levels of phosphorylated pAKT and MAPK, thus resulting in sustained tumor inhibition.

Detailed description

Breast cancer cells have certain characteristics or traits--these traits are called biomarkers. There are three biomarkers that help doctors decide which treatment to give any given patient. These biomarkers are the estrogen receptor (ER), progesterone receptor (PgR), and HER2 protein. Breast cancer cells that have a large number of estrogen or progesterone receptors are called ER and/or PgR positive. Cancers that are ER and/or PgR positive use the hormones estrogen and progesterone to help them grow. Not all breast cancers are ER or PgR positive. Patients are being asked to take part in this study that have a special type of breast cancer called HER2 positive breast cancer. HER2-positive breast cancer is a breast cancer that tests positive for a protein called human epidermal growth factor receptor-2 (HER2). HER2 is located on the outer surface of a cancer cell. The HER2 protein sends a signal to the inside of the cancer cells telling it to grow and divide. Two medications that directly target this HER2 protein. One is called trastuzumab(Herceptin), and the other is called lapatinib (Tykerb). Both medications are FDA-approved for the treatment of women with HER2+ breast cancer. Each medication attaches to the protein so that it can no longer function. Once the protein stops working, the cancer cells can no longer make copies of themselves. This makes cancer shrink. Both drugs target HER2; however each drug works a little bit differently. Some patients respond better to Herceptin, and some patients respond better to Tykerb. Right now, we are not sure why some patients respond to one drug but do not respond to the other drug. One possibility is that in some patients, the HER2 protein finds another way to send its message to the inside of the cell (similar to a road detour). For example, when one path is closed because the drug is blocking it, the HER2 protein finds a different way to send its signal. We think that we can completely block the HER2 protein by giving patients both Tykerb and Herceptin. Some patients with HER positive breast cancer are also ER and/or PgR positive. Even after HER2 is completely blocked, these types of cancer cells can still grow by using the estrogen or progesterone receptor. If a patient is told they are ER and/or PgR positive, they will also take an anti-estrogen pill along with Tykerb and Herceptin. We think that we can stop cancer growth more completely by blocking both the HER2 protein and the ER/PR receptors.

Interventions

DRUGLapatinib

1000 mg of Lapatinib by mouth daily

DRUGLetrozole

Letrozole, 2.5 mg by mouth daily (for hormone receptor positive participants only)

DRUGTrastuzumab

6 mg/kg intravenously, every 3 weeks

Sponsors

Translational Breast Cancer Research Consortium
CollaboratorOTHER
GlaxoSmithKline
CollaboratorINDUSTRY
Baylor Breast Care Center
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
FEMALE
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. All patients must be female and at least 18 years of age. 2. Signed informed consent. 3. Locally advanced breast cancers are eligible. Locally advanced cancers must be of clinical and/or radiologic size \>3 cm, or \>2 cm with clinical evidence of axillary nodal involvement\*. (If tumors are less than 3 cm, we will use the radiologically measured tumor size to determine if the tumor meets the minimal size requirements.) 4. Patients must have histologically confirmed invasive mammary carcinoma that is HER2 overexpressing, defined as 3+ by immunohistochemistry, or a FISH/CEP ratio greater than 2. 5. Negative serum pregnancy test (HCG) within 7 days of starting study drug, if of child-bearing potential. 6. Kidney and liver function tests - all within 1.5 times the institutional upper limit of normal. 7. Performance status (WHO/ECOG scale) 0-1 and life expectancy \>6 months. 8. No evidence of brain or leptomeningeal disease, or any other Stage IV disease. 9. No previous or current malignancies at other sites within the last 5 years, with exception of adequately treated cone-biopsied in situ carcinoma of the cervix uteri and basal or squamous cell carcinoma of the skin.

Exclusion criteria

1. Patients with bilateral breast cancer. 2. Pregnancy or unwillingness to use a reliable contraceptive method in women of child-bearing potential. 3. Severe underlying chronic illness or disease. 4. Cardiomyopathy or baseline LVEF less than 50%. 5. Other investigational drugs while on study. 6. Severe or uncontrolled hypertension, history of congestive heart failure or severe coronary arterial disease. 7. Malabsorption syndrome, disease significantly affecting gastrointestinal function, or resection of the stomach or small bowel. Subjects with ulcerative colitis are also excluded 8. Taking any lapatinib prohibited medication(s) 9. Inability or unwillingness to comply with, or follow study procedures. 10. Patients who have received any form of treatment for breast cancer within the past five years, including surgical resection, chemotherapy, endocrine therapy, or biologic therapy. 11. Patients with a prior history of ipsilateral invasive breast cancer or carcinoma in situ who present with a new primary. 12. Patients with known active, infectious Hepatitis B, Hepatitis C, or HIV.

Design outcomes

Primary

MeasureTime frameDescription
Pathologic Complete Response12 or 24 week depending the arm assignmentPathologic complete response was defined as no residual invasive cancer in the breast, after 12 or 24 weeks of lapatinib/trastuzumab with or without endocrine therapy. This outcome is based on patient's pathological report. We are not measuring the clinical response. Participants who have received at least one cycle of therapy (defined as one dose of trastuzumab and 21 days of lapatinib), and have had their response classified were evaluable.

Secondary

MeasureTime frameDescription
Number of Participants With Adverse Events12 week or 24 weeks depending on arm assignmentthe safety and tolerability of an extended regimen of lapatinib + trastuzumab, with or without endocrine therapy
Total Pathologic Complete Response12 weeks or 24 weeks depending on arm assignmentpathologic complete response was defined as no residual invasive cancer in the breast and the axillary lymph nodes.
Clinical Response12 weeks or 24 weeks depending on arm assignment

Countries

United States

Participant flow

Recruitment details

Participants were recruited between October 2011 and July 2014 at 10 study sites: Baylor College of Medicine, UAB, University of Chicago, Johns Hopkins, Duke, Indiana University, Vanderbilt, MDACC, DFCI, and Mayo Clinic.

Pre-assignment details

Participants screened up to 28-day period.

Participants by arm

ArmCount
24-week Arm
Participants will receive 24-weeks of lapatinib plus trastuzumab. Participants who are estrogen receptor (ER) and/or progesterone receptor (PR) positive will also receive endocrine therapy. Lapatinib: 1000 mg by mouth daily Letrozole: 2.5 mg by mouth daily (for hormone receptor positive participants only) Trastuzumab: 6 mg/kg intravenously, every 3 weeks
85
12-week Arm
Participants will receive 12-weeks of lapatinib plus trastuzumab. Participants who are estrogen receptor (ER) and/or progesterone receptor (PR) positive will also receive endocrine therapy. Lapatinib: 1000 mg by mouth daily Letrozole: 2.5 mg by mouth daily (for hormone receptor positive participants only) Trastuzumab: 6 mg/kg intravenously, every 3 weeks
43
Total128

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyAdverse Event43
Overall StudyDeath10
Overall StudyIneligible30
Overall StudyLack of Efficacy92
Overall StudyWithdrawal by Subject40

Baseline characteristics

Characteristic12-week ArmTotal24-week Arm
Age, Continuous57 years52 years50 years
Ethnicity (NIH/OMB)
Hispanic or Latino
9 Participants24 Participants15 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
33 Participants102 Participants69 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
1 Participants2 Participants1 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
2 Participants5 Participants3 Participants
Race (NIH/OMB)
Black or African American
10 Participants21 Participants11 Participants
Race (NIH/OMB)
More than one race
0 Participants1 Participants1 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants1 Participants1 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants1 Participants1 Participants
Race (NIH/OMB)
White
31 Participants99 Participants68 Participants
Sex: Female, Male
Female
43 Participants128 Participants85 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
61 / 8526 / 43
serious
Total, serious adverse events
3 / 851 / 43

Outcome results

Primary

Pathologic Complete Response

Pathologic complete response was defined as no residual invasive cancer in the breast, after 12 or 24 weeks of lapatinib/trastuzumab with or without endocrine therapy. This outcome is based on patient's pathological report. We are not measuring the clinical response. Participants who have received at least one cycle of therapy (defined as one dose of trastuzumab and 21 days of lapatinib), and have had their response classified were evaluable.

Time frame: 12 or 24 week depending the arm assignment

Population: Participants who have received at least one cycle of therapy (defined as one dose of trastuzumab and 21 days of lapatinib), and have had their response classified were evaluable. 4 participant were not evaluable: 3 participant were found ineligible for the study and one participant died before surgery.

ArmMeasureGroupValue (NUMBER)
24-week ArmPathologic Complete Responsepathologic complete response20 participants
24-week ArmPathologic Complete Responsenon-complete pathologic response61 participants
12-week ArmPathologic Complete Responsepathologic complete response5 participants
12-week ArmPathologic Complete Responsenon-complete pathologic response38 participants
Comparison: The study was planned to enroll 136 patients if the original cohort (n=90) was deemed successful. The 24 weeks arm ran as a single arm, using an admissible Simon-like two-stage design. The 12 weeks arm accrued as long as the 24 weeks arm is open.~The analysis of the first cohort indicated that 15 pCR were observed , which did not meet the required 20 or more responses. The accrual was closed early and the study has a total of 128 participants.
Secondary

Clinical Response

Time frame: 12 weeks or 24 weeks depending on arm assignment

Population: Participants who have received at least one cycle of therapy (defined as one dose of trastuzumab and 21 days of lapatinib), and have had their response classified were evaluable. 4 participants were not evaluable for efficacy.

ArmMeasureGroupValue (NUMBER)
24-week ArmClinical ResponseComplete response46 participants
24-week ArmClinical ResponseStable disease2 participants
24-week ArmClinical ResponseProgressive disease13 participants
24-week ArmClinical ResponseUnknown10 participants
24-week ArmClinical ResponsePartial response10 participants
12-week ArmClinical ResponseProgressive disease4 participants
12-week ArmClinical ResponsePartial response13 participants
12-week ArmClinical ResponseComplete response21 participants
12-week ArmClinical ResponseStable disease3 participants
12-week ArmClinical ResponseUnknown2 participants
Comparison: No comparison between the 2 arm is required for this study.
Secondary

Number of Participants With Adverse Events

the safety and tolerability of an extended regimen of lapatinib + trastuzumab, with or without endocrine therapy

Time frame: 12 week or 24 weeks depending on arm assignment

Population: Participants who started the study treatment will be evaluable for safety analysis

ArmMeasureValue (NUMBER)
24-week ArmNumber of Participants With Adverse Events61 participants
12-week ArmNumber of Participants With Adverse Events26 participants
Comparison: This outcome is to establish the safety and tolerability of an extended regimen of lapatinib + trastuzumab, with or without endocrine therapy. No comparison between the 2 arms is required.
Secondary

Total Pathologic Complete Response

pathologic complete response was defined as no residual invasive cancer in the breast and the axillary lymph nodes.

Time frame: 12 weeks or 24 weeks depending on arm assignment

Population: Participants who have received at least one cycle of therapy (defined as one dose of trastuzumab and 21 days of lapatinib), and have had their response classified were evaluable. 4 participant were not evaluable: 3 participant were found ineligible for the study and one participant died before surgery.

ArmMeasureGroupValue (NUMBER)
24-week ArmTotal Pathologic Complete Responsetotal complete pathologic response8 participants
24-week ArmTotal Pathologic Complete Responsenot total complete pathologic response72 participants
12-week ArmTotal Pathologic Complete Responsetotal complete pathologic response2 participants
12-week ArmTotal Pathologic Complete Responsenot total complete pathologic response41 participants
Comparison: No comparison between the two arms is required.

Source: ClinicalTrials.gov · Data processed: Mar 4, 2026