Skip to content

Docetaxel, Oxaliplatin, Capecitabine, Fluorouracil, and Radiation Therapy in Treating Patients With Locally Advanced Cancer of the Esophagus or Gastroesophageal Junction

Randomized Phase II Trial of Extended Neoadjuvant Therapy for Locally Advanced Adenocarcinoma of the Esophagus, Gastroesophageal Junction, and Gastric Cardia

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00938470
Enrollment
73
Registered
2009-07-13
Start date
2010-01-31
Completion date
2018-03-31
Last updated
2018-03-29

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Adenocarcinoma of the Gastroesophageal Junction, Esophageal Cancer, Gastric Cancer

Keywords

adenocarcinoma of the esophagus, adenocarcinoma of the gastroesophageal junction, stage IIIA gastric cancer, stage IIIB gastric cancer, stage IIIC gastric cancer, stage IIIA esophageal cancer, stage IIIB esophageal cancer, stage IIIC esophageal cancer

Brief summary

This randomized phase II trial studies how well docetaxel, oxaliplatin, capecitabine, fluorouracil, and radiation therapy works compared with fluorouracil when given together with oxaliplatin and radiation therapy in treating patients with cancer of the esophagus or gastroesophageal junction that has spread from where it started to nearby tissue or lymph nodes. Drugs used in chemotherapy, such as docetaxel, oxaliplatin, capecitabine, and fluorouracil, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from dividing. Radiation therapy uses high-energy x-rays to kill tumor cells. Giving more than one drug (combination chemotherapy) together with radiation therapy before surgery may make the tumor smaller and reduce the amount of normal tissue that needs to be removed.

Detailed description

PRIMARY OBJECTIVES: I. To assess and compare the pathologic complete response (PCR) rate of patients in Arm A receiving the sequence docetaxel, oxaliplatin, and capecitabine (DOC) followed by 5-fluorouracil (5-FU), oxaliplatin, and radiation therapy (RT) with patients in Arm B receiving only 5-FU, oxaliplatin and RT in patients with potentially resectable adenocarcinoma (ACA) of the esophagus, gastroesophageal junction (GEJ), or gastric cardia. SECONDARY OBJECTIVES: I. To assess the adverse event (AE) profile and safety of the proposed treatment in this population. II. To assess and compare the overall survival (OS) between treatment arms. III. To assess and compare the disease-free survival between treatment arms. IV. To assess and compare the clinical tumor response rate of the proposed regiments when administered before surgery between treatment arms. OUTLINE: Patients are randomized to 1 of 2 treatment arms. ARM I: Patients receive docetaxel intravenously (IV) over 1 hour and oxaliplatin IV over 2 hours on day 1. Patients also receive capecitabine orally (PO) twice daily (BID) on days 1-14. Treatment repeats every 21 days for 2 courses in the absence of disease progression or unacceptable toxicity. After completion of the second course, patients receive fluorouracil\* IV continuously on days 1-5 and oxaliplatin IV over 2 hours on days 1, 15, and 29. Patients also undergo radiotherapy\*\* 5 days a week for 5.5 weeks in the absence of disease progression or unacceptable toxicity. Approximately 4-12 weeks after completion of radiotherapy, patients undergo surgery. ARM II: Patients receive fluorouracil IV continuously on days 1-5 and oxaliplatin IV over 2 hours on days 1, 15, and 29. Patients also undergo radiotherapy and then surgery as in Arm I. * NOTE: \* Fluorouracil continuous IV infusion begins within 24 hours of radiotherapy and ends within 24 hours of radiotherapy completion. * NOTE: \*\* Radiotherapy should begin within 2-6 weeks after completion of 2 courses of docetaxel, oxaliplatin, and capecitabine. After completion of study treatment, patients are followed up every 3 months for 2 years.

Interventions

DRUGcapecitabine

Given PO

DRUGdocetaxel

Given IV

DRUGfluorouracil

Given IV

DRUGoxaliplatin

Given IV

RADIATIONradiation therapy

Undergo radiation therapy

PROCEDUREtherapeutic conventional surgery

Undergo surgery

Sponsors

National Cancer Institute (NCI)
CollaboratorNIH
Alliance for Clinical Trials in Oncology
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Histological confirmation of adenocarcinoma of the esophagus, gastroesophageal (GE) junction, or gastric cardia * Tumor must be considered surgically resectable; Note: patients with T4N0M0 tumors that are potentially resectable are also eligible * Nodal involvement: patients with involvement of celiac nodes, (stations 15-20) are eligible if the primary lesion is mid-thoracic, distal esophagus or GE junction; patients with supraclavicular node involvement are eligible with upper thoracic esophagus primary lesions * Capable of swallowing pills * Eastern Cooperative Oncology Group (ECOG) performance status (PS) 0, 1, or 2 * Absolute neutrophil count (ANC) \>= 1500 * Peripheral platelet count \>= 100,000 * Hemoglobin \>= 9.0 g/dL * Total bilirubin =\< 1.5 x upper normal limit (UNL) * Serum glutamic oxaloacetic transaminase (SGOT) (alanine aminotransferase \[AST\]) =\< 3 x UNL * Creatinine =\< 1.5 x UNL * Negative pregnancy test done =\< 7 days prior to registration, for women of childbearing potential only * Provide informed written consent * Willingness to return to NCCTG enrolling institution for follow-up * Patient willing to provide mandatory tissue and blood samples for research purposes * Patient willing to allow use of FDG PET/CT scans for mandatory research purposes

Exclusion criteria

* Evidence of distant metastases * Palpable supraclavicular nodes, biopsy-proven involvement of supraclavicular nodes, or radiographically involved supraclavicular nodes (\> 1.5 cm in greatest dimension) for lesions in mid-thoracic, distal thoracic or GE junction * T1N0M0 or T2N0M0 tumor stage * Any of the following * Pregnant women * Nursing women * Men or women of childbearing potential who are unwilling to employ adequate contraception * Co-morbid systemic illnesses or other severe concurrent disease which, in the judgment of the investigator, would make the patient inappropriate for entry into this study or interfere significantly with the proper assessment of safety and toxicity of the prescribed regimens * Immunocompromised patients (other than that related to the use of corticosteroids) including patients known to be human immunodeficiency virus (HIV) positive * Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements * Uncontrolled diabetes (i.e., will interfere with the performance of the FDG PET/CT scans) * Receiving current treatment or prior treatment for this malignancy * Other active malignancy 5 years prior to registration, except non-melanotic skin cancer or carcinoma-in-situ of the cervix; if there is a history of prior malignancy, patient must not be receiving other specific treatment (other than hormonal therapy) for cancer * Prior radiation to \> 30% of the marrow cavity

Design outcomes

Primary

MeasureTime frameDescription
Percentage of Participants With Pathologic Complete Response (PCR)Up to 2 yearsPathologic complete response was defined as no gross or microscopic tumor identified with the surgical specimen. All lymph nodes should be free of tumor to document a PCR. If no gross tumor is visible, section around the area of inflammation (nodularity) should be made every 2-3 cm and specimens examined.

Secondary

MeasureTime frameDescription
Overall SurvivalUp to 2 yearsOverall survival was defined as the time from randomization to the time of death from any cause. Overall survival was censored at the date of last follow-up visit for patients who are still alive or loss of follow-up.
Disease-free SurvivalUp to 2 yearsDisease-free survival was defined as the time from randomization to the date of recurrent or death, whichever comes first.
Number of Participants Who Experienced a Maximum Grade of 3 or Above Adverse EventUp to 2 yearsAdverse events were assessed using National Cancer Institute Common Terminology Criteria for Adverse Events (CTCAE) version 4.0.
Percentage of Participants With Overall Clinical Tumor Response (CR or PR)Up to 2 yearsOverall clinical tumor response rate was defined as the percentage of evaluable participants who achieved either complete response (CR) or partial response (PR) noted on the objective status from pre-surgical staging (for arm II) or either from pre-RT or pre-surgical staging (for arm I).\> CR was defined as disappearance of all non-target lesion (TL) and normalization of tumor biomarker level, all lymph nodes (LN) must be non-pathological in size (\<1 cm short axis); or disappearance of all TL and normalization of tumor biomarkers, any pathological LN (whether target or non-target) must have reduction in short axis to \<1 cm; or \>=30% decrease in the sum of the diameters of TL taking as reference the baseline sum of the diameters.

Countries

United States

Participant flow

Recruitment details

Seventy-three participants were enrolled between January 2010 and July 2012.

Pre-assignment details

Seven participants from arm I were enrolled in the early toxicity evaluation portion. Additional sixty-six participants were randomized to arm I or II on the phase II portion of the study. There were 11 cancellations (5 arm I, 6 arm II) and these participants were excluded in all analyses.

Participants by arm

ArmCount
Arm I (DOC, 5FU/O/RT, Surgery)
Patients receive 60mg/m\^2 docetaxel (D) IV over 1 hour and 85mg/m\^2 oxaliplatin (O) IV over 2 hours on day 1. Patients also receive 625 mg/m\^2/dose twice a day of capecitabine (C) PO BID on days 1-14. Treatment repeats every 21 days for 2 courses in the absence of disease progression or unacceptable toxicity. After completion of the second course, patients receive 180 mg/m\^2 per day of fluorouracil (5FU) IV continuously on days 1-5 and 85 mg/m\^2 oxaliplatin (O) IV over 2 hours on days 1, 15, and 29. Patients also undergo radiation therapy (RT) 5 days a week for 5.5 weeks in the absence of disease progression or unacceptable toxicity. Approximately 4-12 weeks after completion of radiation therapy, patients undergo surgery.
28
Arm II (5FU/O/RT, Surgery)
Patients receive 180 mg/m\^2 per day of fluorouracil (5FU) IV continuously on days 1-5 and 85 mg/m\^2 of oxaliplatin (O) IV over 2 hours on days 1, 15, and 29. Patients also undergo radiation therapy (RT) and then surgery.
27
Total55

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyAlternate Treatment10
Overall StudyDeath32
Overall StudyDisease Progression30
Overall StudyOther Reason01

Baseline characteristics

CharacteristicArm II (5FU/O/RT, Surgery)TotalArm I (DOC, 5FU/O/RT, Surgery)
Age, Continuous65 years63 years62.5 years
ECOG Performance Status 0-127 Participants55 Participants28 Participants
Measurable Disease
No
16 Participants33 Participants17 Participants
Measurable Disease
Yes
11 Participants22 Participants11 Participants
Race/Ethnicity, Customized
White
27 Participants55 Participants28 Participants
Sex: Female, Male
Female
4 Participants9 Participants5 Participants
Sex: Female, Male
Male
23 Participants46 Participants23 Participants
Site of Tumor
Esophagus
11 Participants27 Participants16 Participants
Site of Tumor
Gastric Cardia
2 Participants2 Participants0 Participants
Site of Tumor
Gastroesophageal Junction
14 Participants26 Participants12 Participants
Tumor Stage
II
9 Participants15 Participants6 Participants
Tumor Stage
III
18 Participants40 Participants22 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
34 / 3428 / 28
serious
Total, serious adverse events
7 / 347 / 28

Outcome results

Primary

Percentage of Participants With Pathologic Complete Response (PCR)

Pathologic complete response was defined as no gross or microscopic tumor identified with the surgical specimen. All lymph nodes should be free of tumor to document a PCR. If no gross tumor is visible, section around the area of inflammation (nodularity) should be made every 2-3 cm and specimens examined.

Time frame: Up to 2 years

Population: Eligible randomized participants who initiated first cycle of protocol treatment.

ArmMeasureValue (NUMBER)
Arm I (DOC, 5FU/O/RT, Surgery)Percentage of Participants With Pathologic Complete Response (PCR)28.6 percentage of participants
Arm II (5FU/O/RT, Surgery)Percentage of Participants With Pathologic Complete Response (PCR)40.7 percentage of participants
Secondary

Disease-free Survival

Disease-free survival was defined as the time from randomization to the date of recurrent or death, whichever comes first.

Time frame: Up to 2 years

Population: Eligible randomized participants who initiated first cycle of protocol treatment.

ArmMeasureValue (MEDIAN)
Arm I (DOC, 5FU/O/RT, Surgery)Disease-free Survival31.2 months
Arm II (5FU/O/RT, Surgery)Disease-free Survival17.0 months
Secondary

Number of Participants Who Experienced a Maximum Grade of 3 or Above Adverse Event

Adverse events were assessed using National Cancer Institute Common Terminology Criteria for Adverse Events (CTCAE) version 4.0.

Time frame: Up to 2 years

Population: Eligible randomized participants who initiated first cycle of protocol treatment.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Arm I (DOC, 5FU/O/RT, Surgery)Number of Participants Who Experienced a Maximum Grade of 3 or Above Adverse EventGrade 3=Severe10 Participants
Arm I (DOC, 5FU/O/RT, Surgery)Number of Participants Who Experienced a Maximum Grade of 3 or Above Adverse EventGrade 5=Death4 Participants
Arm I (DOC, 5FU/O/RT, Surgery)Number of Participants Who Experienced a Maximum Grade of 3 or Above Adverse EventGrade 4=Life threatening10 Participants
Arm II (5FU/O/RT, Surgery)Number of Participants Who Experienced a Maximum Grade of 3 or Above Adverse EventGrade 3=Severe12 Participants
Arm II (5FU/O/RT, Surgery)Number of Participants Who Experienced a Maximum Grade of 3 or Above Adverse EventGrade 4=Life threatening7 Participants
Arm II (5FU/O/RT, Surgery)Number of Participants Who Experienced a Maximum Grade of 3 or Above Adverse EventGrade 5=Death4 Participants
Secondary

Overall Survival

Overall survival was defined as the time from randomization to the time of death from any cause. Overall survival was censored at the date of last follow-up visit for patients who are still alive or loss of follow-up.

Time frame: Up to 2 years

Population: Eligible randomized participants who initiated first cycle of protocol treatment.

ArmMeasureValue (MEDIAN)
Arm I (DOC, 5FU/O/RT, Surgery)Overall SurvivalNA months
Arm II (5FU/O/RT, Surgery)Overall Survival18.8 months
Secondary

Percentage of Participants With Overall Clinical Tumor Response (CR or PR)

Overall clinical tumor response rate was defined as the percentage of evaluable participants who achieved either complete response (CR) or partial response (PR) noted on the objective status from pre-surgical staging (for arm II) or either from pre-RT or pre-surgical staging (for arm I).\> CR was defined as disappearance of all non-target lesion (TL) and normalization of tumor biomarker level, all lymph nodes (LN) must be non-pathological in size (\<1 cm short axis); or disappearance of all TL and normalization of tumor biomarkers, any pathological LN (whether target or non-target) must have reduction in short axis to \<1 cm; or \>=30% decrease in the sum of the diameters of TL taking as reference the baseline sum of the diameters.

Time frame: Up to 2 years

Population: Eligible randomized participants who initiated first cycle of protocol treatment.

ArmMeasureValue (NUMBER)
Arm I (DOC, 5FU/O/RT, Surgery)Percentage of Participants With Overall Clinical Tumor Response (CR or PR)32.1 percentage of participants
Arm II (5FU/O/RT, Surgery)Percentage of Participants With Overall Clinical Tumor Response (CR or PR)33.3 percentage of participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026