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Evaluating the Safety and Effectiveness of an Umbilical Cord Blood Stem Cell Transplant (BMT CTN 0604)

A Multi-Center, Phase II Trial of Non-Myeloablative Conditioning (NST) and Transplantation of Umbilical Cord Blood (UCB) From Unrelated Donors in Patients With Hematologic Malignancies (BMT CTN #0604)

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00864227
Enrollment
54
Registered
2009-03-18
Start date
2008-12-31
Completion date
2013-11-30
Last updated
2022-12-14

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Precursor B-Cell Lymphoblastic Leukemia-Lymphoma, Leukemia, Myeloid, Acute, Burkitt Lymphoma, Lymphoma, B-Cell, Lymphoma, Follicular, Lymphoma, Large B-Cell, Diffuse

Keywords

Acute Lymphoblastic Leukemia/Lymphoma, Acute Myelogenous Leukemia, Mantel-Cell Lymphoma, Hematopoietic Transplant, Umbilical Cord Blood (UCB), Non-Myeloablative Transplant

Brief summary

A bone marrow transplant, which is a type of stem cell transplant, is a treatment option for people with leukemia or lymphoma. Recently, stem cell transplants using umbilical cord blood have become a treatment option for people with these types of cancers. This study will evaluate the effectiveness of a stem cell transplant using umbilical cord blood, along with lower doses of chemotherapy, to treat people with leukemia or lymphoma.

Detailed description

Leukemia and lymphoma are types of blood cancers. Chemotherapy is a common treatment option for people with these types of cancers, but if the cancer does not respond well to chemotherapy, or if the cancer returns, people may need to consider other options. A bone marrow transplant, which is a type of stem cell transplant in which healthy bone marrow is donated to a patient by a related or unrelated donor, is commonly used to treat leukemia and lymphoma. Recently, stem cell transplants using umbilical cord blood have become a viable option to treat these types of cancers. Traditionally, umbilical cord blood, which is the blood left over in the placenta after a baby is born, has been disposed of with the placenta. However, over the past few years, doctors have begun to collect and freeze the umbilical cord blood cells so that they may be used in stem cell transplant procedures at a later time. Typically, people who are undergoing a stem cell transplant receive high doses of chemotherapy before the transplant to prepare their bodies to accept the donor stem cells. In this study, participants will undergo a new type of stem cell transplant called a nonmyeloablative transplant, which is a reduced intensity method of transplantation that does not require high doses of chemotherapy. The purpose of the study is to examine the safety and effectiveness of a nonmyeloablative stem cell transplant that uses umbilical cord blood as a treatment option for people with leukemia or lymphoma. This study will enroll people with leukemia or lymphoma. Participants will be admitted to the hospital and will first receive a type of chemotherapy called cyclophosphamide, which will be given intravenously on the sixth day before the transplant. In addition, another type of chemotherapy, fludarabine, will be given intravenously each day for 5 days before the transplant. Three days before the transplant, participants will receive cyclosporine and mycophenolate mofetil (MMF), to help prevent the body from rejecting the stem cells and to help decrease the risk of developing a complication called graft-versus-host-disease (GVHD), which is an attack by the donor cells on the body's normal tissues. Some participants may receive tacrolimus instead of cyclosporine. After 6 days, participants will receive a small dose of radiation. The next day, participants will undergo the umbilical cord blood stem cell transplant. Participants will remain in the hospital for approximately 2 to 3 months total, but possibly longer if there are complications. Beginning on the first day after the transplant, participants will receive daily injections of a growth factor called granulocyte-colony stimulating factor (G-CSF), which is a natural protein that increases the white blood cell count; G-CSF will be continued until a participant's white blood cell count is normal again. Participants will continue to receive MMF for 30 days and cyclosporine or tacrolimus for 180 days after the transplant. While participants are in the hospital, blood samples will be collected regularly to evaluate the response and possible side effects to treatment, including GVHD. If necessary, participants will receive platelet and red blood cell transfusions. At follow-up study visits 6 months and 1 year after the transplant, blood samples will be obtained. Study researchers will keep track of participants' medical condition through phone calls or mailings to participants and their doctors once a year for the rest of the participants' lives.

Interventions

BIOLOGICALHematopoietic Umbilical Cord Blood Stem Cell Transplantation

The transplant preparative regimen is listed below. The - sign is the number of days before the transplant. * Fludarabine: 40 mg/m\^2 intravenously (IV) on Days -6, -5, -4, -3, and -2 * Cyclophosphamide: 50 mg/kg IV on Day -6 * Total body irradiation: 200 centigray (cGy) on Day -1

GVHD prophylaxis regimen will consist of: * Cyclosporine: beginning on Day -3 with the dose adjusted to maintain a level of 200-400 mg/mL * MMF: 1 gram IV three times a day (TID) if greater than 50 kg, or 15 mg/kg IV TID if less than 50 kg beginning on Day -3; continued until Day 30 or 7 days after engraftment, whichever day is later Day 0 is the day of the infusion of the umbilical cord blood graft units, which will be obtained from partially HLA-matched unrelated donors. Beginning on Day 1, participants will receive G-CSF 5 mcg/kg/day until absolute neutrophil count (ANC) is greater than or equal to 2,000/mm\^3 for three consecutive measurements, each on different days.

Sponsors

National Heart, Lung, and Blood Institute (NHLBI)
CollaboratorNIH
Blood and Marrow Transplant Clinical Trials Network
CollaboratorNETWORK
National Cancer Institute (NCI)
CollaboratorNIH
National Marrow Donor Program
CollaboratorOTHER
Medical College of Wisconsin
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
1 Years to 70 Years
Healthy volunteers
No

Inclusion criteria

* Participants must be 21 to 70 years old; participants 1 to 21 years old are also eligible if they are ineligible for BMT CTN #0501 (NCT00412360) * Each unit must supply a minimum of 1.5 x 10\^7/kg pre-cryopreserved nucleated cell dose * Participants must have two partially human leucocyte antigen (HLA)-matched umbilical cord blood units. Each unit must match at a minimum of 4 of 6 at HLA-A, -B, -DRB1 loci with the recipient. This may include 0 to 2 antigen mismatches at each A or B (at the antigen level) or DRB1 (at the allele level) loci. Each unit must be a 4 to 6 HLA-A, B, and DRB1 antigen matched to each other, not necessarily at the same loci as with the recipient. All typing will be done using molecular typing. Though molecular level typing will be available, a match is defined at intermediate resolution for HLA-A and -B and at high resolution for -DRB1 for this study. An adult unrelated donor search is not required for a person to be eligible for this study if the clinical situation dictates an urgent transplant. Clinical urgency is defined as 6 to 8 weeks from referral to transplant center or low likelihood of finding a matched, unrelated donor. * Must have received cytotoxic chemotherapy within 3 months of the consent date (measured from the start date of chemotherapy) * Acute leukemias (includes T lymphoblastic lymphoma) in the second or subsequent complete remission (CR) * Burkitt's lymphoma in the second or subsequent CR * Lymphoma * Patients with adequate physical function, as measured by the following: * Heart: left ventricular ejection fraction at rest greater than 35%, or shortening fraction greater than 25% * Liver: bilirubin less than or equal to 2.5 mg/dL and alanine aminotransferase (ALT), aspartate aminotransferase (AST), and alkaline phosphatase less than or equal to five times the upper limit of normal * Kidney: serum creatinine within normal range for age, or if serum creatinine is outside the normal range for age, then kidney function (creatinine clearance or glomerular filtration rate (GFR) greater than 40 mL/min/1.73m\^2 * Lungs: forced expiratory volume in one second (FEV1), forced vital capacity (FVC), and carbon monoxide diffusing capacity (DLCO) greater than 50% predicted (corrected for hemoglobin). If unable to perform pulmonary function tests, then oxygen (O2) saturation must be greater than 92% on room air.

Exclusion criteria

* Have an HLA-matched, related, or 7 or 8/8 HLA allele matched (HLA-A, -B, -Cw, -DRB1) related donor able to donate * Had an autologous hematopoietic stem cell transplant in the 3 months before study entry * Pregnant or breastfeeding * Evidence of HIV infection or known HIV positive serology * Current uncontrolled bacterial, viral, or fungal infection (i.e., currently taking medication with evidence of progression of clinical symptoms or radiologic findings) * Prior allogeneic hematopoietic stem cell transplant * History of primary idiopathic myelofibrosis

Design outcomes

Primary

MeasureTime frame
Overall Survival at 180 Days From the Time of TransplantMeasured at Month 6 and Year 1

Secondary

MeasureTime frameDescription
Primary Graft FailureMeasured at Day 100Primary graft failure is defined as \< 5% donor chimerism on all measurements prior to and day-100.
Secondary Graft FailureMeasured at Day 100Secondary graft failure is defined initial recovery followed by neutropenia with \< 5% donor chimerism.
Platelet Recovery to 20KMeasured at Days 56, 90, and 100Platelet recovery is defined as the first day of a minimum of three consecutive measurements on different days such that the patient has achieved a platelet count \>20,000/mm3 with no platelet transfusions in the preceding seven days.
Donor Cell EngraftmentMeasured at Day 56Marrow or Blood Sample. Donor cell engraftment is defined as donor chimerism ≥ 5% on Day ≥ 56 after transplantation. Chimerism should be evaluated on Days \ 28, \ 56, \ 180, and \ 365 after transplantation. Chimerism may be evaluated in whole blood or mononuclear fraction.
Acute Graft-versus-host Disease (GVHD)Measured at Day 100
Neutrophil RecoveryMeasured at Days 28, 56, 90, and 100Neutrophil recovery is defined as achieving an absolute neutrophil count ≥ 500/mm3 for three consecutive measurements on different days.
Progression-free SurvivalMeasured at Year 1Progression-free survival is defined as the minimum time interval to relapse/ recurrence/progression, to death or to last follow-up.
Treatment-related Mortality (TRM)Measured at 6 months and 1 year
Incidence of InfectionsMeasured at Year 1Number of participants that experienced at least one infection.
Platelet Recovery to 50KMeasured at Days 56, 90, and 100Platelet recovery is defined as the first day of a minimum of three consecutive measurements on different days such that the patient has achieved a platelet count \>50,000/mm3 with no platelet transfusions in the preceding seven days.
Chronic GVHDMeasured at Year 1

Countries

United States

Participant flow

Participants by arm

ArmCount
dUCB Transplant
Hematopoietic Umbilical Cord Blood Stem Cell Transplantation using a non-myeloablative preparative regimen.
50
Total50

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyDisease Relapse/Progression3
Overall StudyWithdrawal by Subject1

Baseline characteristics

CharacteristicdUCB Transplant
Age, Continuous53.4 years
STANDARD_DEVIATION 13.6
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
46 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
2 Participants
HLA Typing Match Score - 1st Cord
4/6
24 participants
HLA Typing Match Score - 1st Cord
5/6
21 participants
HLA Typing Match Score - 1st Cord
6/6
5 participants
HLA Typing Match Score - 1st Cord to 2nd Cord
4/6
35 participants
HLA Typing Match Score - 1st Cord to 2nd Cord
5/6
11 participants
HLA Typing Match Score - 1st Cord to 2nd Cord
6/6
4 participants
HLA Typing Match Score - 2nd Cord
4/6
30 participants
HLA Typing Match Score - 2nd Cord
5/6
17 participants
HLA Typing Match Score - 2nd Cord
6/6
3 participants
Karnofsky Performance-status Score
100%
10 participants
Karnofsky Performance-status Score
60%
1 participants
Karnofsky Performance-status Score
70%
2 participants
Karnofsky Performance-status Score
80%
7 participants
Karnofsky Performance-status Score
90%
30 participants
Primary Disease
Acute Lymphoblastic Leukemia
6 participants
Primary Disease
Acute Myelogeneous Leukemia
29 participants
Primary Disease
Biphenotypic/Undifferentiated Leukemia
1 participants
Primary Disease
Burkitt's Lymphoma
1 participants
Primary Disease
Follicular Non-Hodgkins Lymphoma
4 participants
Primary Disease
Hodgkins Lymphoma
5 participants
Primary Disease
Large Cell Lymphoma
3 participants
Primary Disease
Marginal Zone B-cell Lymphoma
1 participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
4 Participants
Race (NIH/OMB)
Black or African American
1 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
45 Participants
Sex: Female, Male
Female
24 Participants
Sex: Female, Male
Male
26 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
— / —
other
Total, other adverse events
1 / 50
serious
Total, serious adverse events
9 / 50

Outcome results

Primary

Overall Survival at 180 Days From the Time of Transplant

Time frame: Measured at Month 6 and Year 1

ArmMeasureGroupValue (NUMBER)
dUCB TransplantOverall Survival at 180 Days From the Time of Transplant6 months73.5 percentage of participants
dUCB TransplantOverall Survival at 180 Days From the Time of Transplant1 year54.0 percentage of participants
Secondary

Acute Graft-versus-host Disease (GVHD)

Time frame: Measured at Day 100

ArmMeasureGroupValue (NUMBER)
dUCB TransplantAcute Graft-versus-host Disease (GVHD)Grade II-IV Acute GVHD40.0 percentage of participants
dUCB TransplantAcute Graft-versus-host Disease (GVHD)Grade III-IV Acute GVHD21.4 percentage of participants
Secondary

Chronic GVHD

Time frame: Measured at Year 1

ArmMeasureValue (NUMBER)
dUCB TransplantChronic GVHD25.3 percentage of participants
Secondary

Donor Cell Engraftment

Marrow or Blood Sample. Donor cell engraftment is defined as donor chimerism ≥ 5% on Day ≥ 56 after transplantation. Chimerism should be evaluated on Days \ 28, \ 56, \ 180, and \ 365 after transplantation. Chimerism may be evaluated in whole blood or mononuclear fraction.

Time frame: Measured at Day 56

ArmMeasureGroupValue (NUMBER)
dUCB TransplantDonor Cell EngraftmentChimerism Performed36 participants
dUCB TransplantDonor Cell EngraftmentDonor Percentage >=95%30 participants
dUCB TransplantDonor Cell EngraftmentDonor Percentage 5%-95%6 participants
dUCB TransplantDonor Cell EngraftmentDonor Percentage <5%0 participants
Secondary

Incidence of Infections

Number of participants that experienced at least one infection.

Time frame: Measured at Year 1

ArmMeasureGroupValue (NUMBER)
dUCB TransplantIncidence of Infections6-10 Infections8 Infections
dUCB TransplantIncidence of Infections1 Infection11 Infections
dUCB TransplantIncidence of Infections2 Infections11 Infections
dUCB TransplantIncidence of Infections3 Infections3 Infections
dUCB TransplantIncidence of Infections4 Infections4 Infections
dUCB TransplantIncidence of Infections5 Infections3 Infections
dUCB TransplantIncidence of Infections>10 Infections1 Infections
Secondary

Neutrophil Recovery

Neutrophil recovery is defined as achieving an absolute neutrophil count ≥ 500/mm3 for three consecutive measurements on different days.

Time frame: Measured at Days 28, 56, 90, and 100

ArmMeasureGroupValue (NUMBER)
dUCB TransplantNeutrophil RecoveryDay 2886.0 percentage of participants
dUCB TransplantNeutrophil RecoveryDay 5694.0 percentage of participants
dUCB TransplantNeutrophil RecoveryDay 9094.0 percentage of participants
dUCB TransplantNeutrophil RecoveryDay 10094.0 percentage of participants
Secondary

Platelet Recovery to 20K

Platelet recovery is defined as the first day of a minimum of three consecutive measurements on different days such that the patient has achieved a platelet count \>20,000/mm3 with no platelet transfusions in the preceding seven days.

Time frame: Measured at Days 56, 90, and 100

ArmMeasureGroupValue (NUMBER)
dUCB TransplantPlatelet Recovery to 20KDay 5670.0 percentage of participants
dUCB TransplantPlatelet Recovery to 20KDay 9082.0 percentage of participants
dUCB TransplantPlatelet Recovery to 20KDay 10082.0 percentage of participants
Secondary

Platelet Recovery to 50K

Platelet recovery is defined as the first day of a minimum of three consecutive measurements on different days such that the patient has achieved a platelet count \>50,000/mm3 with no platelet transfusions in the preceding seven days.

Time frame: Measured at Days 56, 90, and 100

ArmMeasureGroupValue (NUMBER)
dUCB TransplantPlatelet Recovery to 50KDay 5646.0 percentage of participants
dUCB TransplantPlatelet Recovery to 50KDay 9058.5 percentage of participants
dUCB TransplantPlatelet Recovery to 50KDay 10058.5 percentage of participants
Secondary

Primary Graft Failure

Primary graft failure is defined as \< 5% donor chimerism on all measurements prior to and day-100.

Time frame: Measured at Day 100

ArmMeasureValue (NUMBER)
dUCB TransplantPrimary Graft Failure5 participants
Secondary

Progression-free Survival

Progression-free survival is defined as the minimum time interval to relapse/ recurrence/progression, to death or to last follow-up.

Time frame: Measured at Year 1

ArmMeasureValue (NUMBER)
dUCB TransplantProgression-free Survival45.7 percentage of participants
Secondary

Secondary Graft Failure

Secondary graft failure is defined initial recovery followed by neutropenia with \< 5% donor chimerism.

Time frame: Measured at Day 100

ArmMeasureValue (NUMBER)
dUCB TransplantSecondary Graft Failure1 participants
Secondary

Treatment-related Mortality (TRM)

Time frame: Measured at 6 months and 1 year

ArmMeasureGroupValue (NUMBER)
dUCB TransplantTreatment-related Mortality (TRM)6 months16.3 percentage of participants
dUCB TransplantTreatment-related Mortality (TRM)1 year23.8 percentage of participants

Source: ClinicalTrials.gov · Data processed: Mar 29, 2026