Skip to content

MRI and Neurodevelopment in Preterm Infants Following Administration of High-Dose Caffeine

Magnetic Resonance Imaging and Neurodevelopmental Outcomes in Preterm Infants Following Administration of High-Dose Caffeine - A Pilot Study

Status
Completed
Phases
Phase 4
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00809055
Enrollment
74
Registered
2008-12-16
Start date
2008-11-30
Completion date
2015-12-31
Last updated
2016-02-24

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Apnea of Prematurity, Brain Injury, Intraventricular Hemorrhage

Brief summary

Over the last 30 years the survival rates for babies born prematurely have improved greatly with research. As these babies grow up, we have found that many of the premature babies have learning and movement problems. The purpose of this research is to learn why premature infants are at risk for learning disabilities and movement problems later in childhood and whether this is changed by caffeine therapy. Caffeine is often used in premature babies to help them to breathe on their own. Nearly all babies born before 30 weeks gestation receive caffeine while they are in the neonatal intensive care unit (NICU). Scientists have shown that caffeine therapy given to premature babies reduces their disabilities. We will use brain monitoring, including electro-encephalogram (EEG) and magnetic resonance imaging (MRI) to understand how the brain of a premature baby develops and whether caffeine in high doses enhances protection of the developing brain. Just as we monitor the heart and lungs to improve our care of premature babies, we wish to monitor the brain so that we can understand how to improve our care for the brain.

Detailed description

Apnea is defined as a cessation of breathing for twenty seconds or greater, or as a brief episode if associated with bradycardia, cyanosis, or pallor. Recurrent apnea of prematurity occurs in up to 85% of infants born under 1000g. Standard treatment of care for apnea of prematurity is the administration of methylxanthines, specifically caffeine citrate, as a respiratory stimulant. This class of pharmacotherapy is a nonselective inhibitor of adenosine receptors. Adenosine inhibits respiratory neural output both directly and through interactions with another inhibitor of respiratory control, GABA. Adenosine A1 receptors are also thought to play a role in hypoxia-induced brain injury, and features of perinatal white matter injury have been observed in rodents treated with A1AR agonists during early postnatal life. By inhibiting adenosine effects, caffeine may play a role in preventing white matter injury. Recently, caffeine therapy for apnea of prematurity has been shown to improve the rate of survival without neurodevelopmental disability at 18 to 21 months, reduce the incidence of cerebral palsy, and reduce the incidence of cognitive delay in infants with very low birth weight. In the last five years, multiple trials have studied the effects of using higher doses of caffeine citrate in the treatment of apnea of prematurity. Steer compared the efficacy of three dosing regimens of caffeine citrate (3, 15, and 30 mg/kg) and found that higher doses of caffeine correlated with less documented apnea and less time with oxygen saturations \<85%. The effectiveness of higher caffeine doses was confirmed when Scanlon showed that a loading dose of 50 mg/kg of caffeine citrate is more effective in reducing apneic episodes within eight hours than a caffeine citrate loading dose of 25 mg/kg. Studies evaluating the long-term neurologic effects of higher doses of methylxanthines, however, have resulted in conflicting conclusions. For patients at 12 months of corrected gestational age, Steer found a higher incidence of major disabilities in the low dose caffeine group compared with the high-dose group (18% to 7.5%). Conversely, Davis reported a higher incidence of cerebral palsy in 14 year old children with birth weight below 1501g who were treated with theophylline in the newborn period than prematurely born infants without methylxanthine treatment (13% to 1.6%). Recent advances in magnetic resonance imaging (MRI) have allowed for new techniques in visualizing brain injury and development in preterm infants by non-invasive means. Diffusion tensor imaging (DTI) is a modality of MRI that measures the translational motion of water within tissue, or apparent diffusion. If the direction of diffusion is hindered more in one direction than another, the water motion is considered anisotropic. Water apparent diffusion in mature white matter is highly anisotropic; the directionally averaged water apparent diffusion coefficient (ADC) has been referenced at 1.0-2.0 x 10\^-3 mm2/s for the infant brain, 0.8 x 10\^-3 mm2/s for the adult brain. Normative values obtained by DTI have been shown to be a sensitive indicator for white and gray matter development and complexity. Both Dyet and Woodward have been able to correlate abnormal white matter signals on brain MRI in preterm infants with subsequent impairment in cognitive, motor, and neurosensory outcomes. As caffeine use in the CAPT study has been demonstrated in low doses commenced around 3 days of life to have a positive impact on neurodevelopmental outcomes at 18 to 21 months, it would be beneficial to understand the effects of a higher dose of caffeine on both short- and long-term outcomes with an emphasis on the prevention of brain injury (intraventricular hemorrhage and white matter injury) and the improvement of neurodevelopmental development. Thus, we propose a randomized controlled trial of high-dose versus standard low-dose caffeine therapy postulating that high doses of caffeine citrate will have beneficial effects on both short- and long-term neurologic outcomes.

Interventions

DRUGCaffeine citrate

Caffeine to be administered as outlined to compare efficacy of different dosages.

Sponsors

Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD)
CollaboratorNIH
Washington University School of Medicine
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
PREVENTION
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
24 Weeks to 30 Weeks
Healthy volunteers
No

Inclusion criteria

* Preterm infants from 24 to 30 weeks completed PMA admitted to the neonatal intensive care unit (NICU) at St. Louis Children's Hospital. The estimated post menstrual age will be provided by the obstetrical records and compared with a Dubowitz exam at admission. The provided PMA will be used unless the Dubowitz exam has a discrepancy of greater or equal to 2 weeks, where then the Dubowitz age will be used. * Infants must be recruited within the first 24 hours of life.

Exclusion criteria

* Infants over 30 weeks gestation. * Infants who are moribund with severe sepsis, in respiratory failure, or have severe brain injury present in the first 24 hours of life. This would be defined as physiologic instability requiring \>80% FiO2 for 6 hours and/or more than 2 inotropic drugs (excluding hydrocortisone), or in the attending or recruiting physicians' opinion the infant is likely to die within 24 hours or would not tolerate any handling for the protocol. * Infants must not have received any doses of caffeine citrate prior to enrollment.

Design outcomes

Primary

MeasureTime frameDescription
White Matter Microstructural MaturationParticipants were followed for the duration of hospital stay, an average of 12 weeksApparent diffusion coefficient is a measure of microstructural maturation obtained from brain MRI.

Secondary

MeasureTime frameDescription
Mortality RatesParticipants were followed for the duration of hospital stay, an average of 12 weeks
Cerebellar HemorrhageParticipants were followed for the duration of hospital stay, an average of 12 weeks
Rates of Chronic Lung DiseaseParticipants were followed for the duration of hospital stay, an average of 12 weeksDefined as oxygen requirement at 36 weeks PMA
Rates of Necrotizing EnterocolitisParticipants were followed for the duration of hospital stay, an average of 12 weeks
Length of Time Requiring Invasive Respiratory SupportParticipants were followed for the duration of hospital stay, an average of 12 weeks
Evaluation of EEG Seizure BurdenFirst 72 hours of lifeFor the first 72 hours of life, infants were monitored for seizures using continuous limited channel aEEG. Seizures were defined as a series of sharp waves, at least ten seconds in duration, which evolve in frequency, amplitude, and morphology over time and are clearly distinguishable from the background or artifact.
Infant Neurobehavioral Scoring by Dubowitz Scale Prior to DischargeParticipants were followed for the duration of hospital stay, an average of 12 weeksThe Dubowitz Neurologic Examination is a standardized neurologic examination for infants at term age. It includes 6 compound optimality scores summed to obtain the total optimality score. Compound optimality scores include tone (range 0-10), tone pattern (range 0-5), reflexes (range 0-6), movements (range 0-3), abnormal signs (range 0-3), and behavior (range 0-7). The range for the compound optimality score is 0 - 34, with scores between 30.5 and 34 considered optimal and scores below 30.5 considered suboptimal.
Bayley Scales of Infant Development Cognitive Score at 2 Years of Age2 yearsThe cognitive portion of the Bayley Scales of Infant Development assesses development in infants and toddlers between the ages of 0 and 3 years. Raw scores are converted to scale scores. A scale score of 100 is designed to represent the population mean. Scores below 100 represent developmental delay relative to the mean and scores above 100 represent advanced development relative to the mean.
Rates of Retinopathy of PrematurityParticipants were followed for the duration of hospital stay, an average of 12 weeks

Countries

United States

Participant flow

Participants by arm

ArmCount
High Dose Caffeine
Loading dose 40mg/kg IV caffeine citrate, followed 12 hours later by 20mg/kg IV caffeine citrate, followed 12 hours later by 10mg/kg IV caffeine citrate, followed 12 hours later by 10mg/kg IV caffeine citrate. Caffeine citrate: Caffeine to be administered as outlined to compare efficacy of different dosages.
37
Standard Dose Caffeine
Loading dose 20mg/kg IV caffeine citrate, followed 12 hours later with D5W placebo, followed 12 hours later with 10mg/kg IV caffeine citrate, followed 12 hours later with D5W placebo. Caffeine citrate: Caffeine to be administered as outlined to compare efficacy of different dosages.
37
Total74

Baseline characteristics

CharacteristicHigh Dose CaffeineTotalStandard Dose Caffeine
Age, Continuous26.3 weeks
STANDARD_DEVIATION 1.9
26.7 weeks
STANDARD_DEVIATION 1.8
26.8 weeks
STANDARD_DEVIATION 1.8
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
2 Participants4 Participants2 Participants
Race (NIH/OMB)
Black or African American
18 Participants41 Participants23 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
17 Participants29 Participants12 Participants
Region of Enrollment
United States
37 participants74 participants37 participants
Sex: Female, Male
Female
18 Participants31 Participants13 Participants
Sex: Female, Male
Male
19 Participants43 Participants24 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
0 / 370 / 37
serious
Total, serious adverse events
0 / 370 / 37

Outcome results

Primary

White Matter Microstructural Maturation

Apparent diffusion coefficient is a measure of microstructural maturation obtained from brain MRI.

Time frame: Participants were followed for the duration of hospital stay, an average of 12 weeks

Population: 12 patients excluded from high-dose group (7 died, 2 withdrew, 3 insufficient image quality). 10 patients excluded from standard-dose group (5 died, 1 transferred, 1 parent refused MRI, 3 insufficient image quality).

ArmMeasureValue (MEAN)Dispersion
High Dose CaffeineWhite Matter Microstructural Maturation1.43 apparent diffusion coefficientStandard Deviation 0.07
Standard Dose CaffeineWhite Matter Microstructural Maturation1.42 apparent diffusion coefficientStandard Deviation 0.09
Secondary

Bayley Scales of Infant Development Cognitive Score at 2 Years of Age

The cognitive portion of the Bayley Scales of Infant Development assesses development in infants and toddlers between the ages of 0 and 3 years. Raw scores are converted to scale scores. A scale score of 100 is designed to represent the population mean. Scores below 100 represent developmental delay relative to the mean and scores above 100 represent advanced development relative to the mean.

Time frame: 2 years

Population: 13 patients excluded from high-dose group (7 died, 2 withdrew, 2 we were unable to contact, 2 did not comply with scheduled appointments). 15 patients excluded from standard-dose group (5 died, 2 withdrew, 5 we were unable to contact, 3 did not comply with scheduled appointments).

ArmMeasureValue (MEAN)Dispersion
High Dose CaffeineBayley Scales of Infant Development Cognitive Score at 2 Years of Age85.6 scoreStandard Deviation 11.6
Standard Dose CaffeineBayley Scales of Infant Development Cognitive Score at 2 Years of Age88.0 scoreStandard Deviation 8.4
Secondary

Cerebellar Hemorrhage

Time frame: Participants were followed for the duration of hospital stay, an average of 12 weeks

ArmMeasureValue (NUMBER)
High Dose CaffeineCerebellar Hemorrhage10 participants
Standard Dose CaffeineCerebellar Hemorrhage3 participants
Secondary

Evaluation of EEG Seizure Burden

For the first 72 hours of life, infants were monitored for seizures using continuous limited channel aEEG. Seizures were defined as a series of sharp waves, at least ten seconds in duration, which evolve in frequency, amplitude, and morphology over time and are clearly distinguishable from the background or artifact.

Time frame: First 72 hours of life

Population: 7 patients excluded from high-dose group and 8 from standard-dose group due to recordings \< 6 hours or corrupt data files.

ArmMeasureValue (MEAN)Dispersion
High Dose CaffeineEvaluation of EEG Seizure Burden48.9 secondsStandard Deviation 97.1
Standard Dose CaffeineEvaluation of EEG Seizure Burden170.9 secondsStandard Deviation 413.1
Secondary

Infant Neurobehavioral Scoring by Dubowitz Scale Prior to Discharge

The Dubowitz Neurologic Examination is a standardized neurologic examination for infants at term age. It includes 6 compound optimality scores summed to obtain the total optimality score. Compound optimality scores include tone (range 0-10), tone pattern (range 0-5), reflexes (range 0-6), movements (range 0-3), abnormal signs (range 0-3), and behavior (range 0-7). The range for the compound optimality score is 0 - 34, with scores between 30.5 and 34 considered optimal and scores below 30.5 considered suboptimal.

Time frame: Participants were followed for the duration of hospital stay, an average of 12 weeks

Population: 9 patients excluded from high-dose group (7 died, 2 withdrew). 6 patients excluded from standard-dose group (5 died, 1 transferred).

ArmMeasureValue (MEAN)Dispersion
High Dose CaffeineInfant Neurobehavioral Scoring by Dubowitz Scale Prior to Discharge17.4 scores on a scaleStandard Deviation 5.1
Standard Dose CaffeineInfant Neurobehavioral Scoring by Dubowitz Scale Prior to Discharge18.7 scores on a scaleStandard Deviation 4.3
Secondary

Length of Time Requiring Invasive Respiratory Support

Time frame: Participants were followed for the duration of hospital stay, an average of 12 weeks

ArmMeasureValue (MEDIAN)
High Dose CaffeineLength of Time Requiring Invasive Respiratory Support4 days
Standard Dose CaffeineLength of Time Requiring Invasive Respiratory Support3 days
Secondary

Mortality Rates

Time frame: Participants were followed for the duration of hospital stay, an average of 12 weeks

ArmMeasureValue (NUMBER)
High Dose CaffeineMortality Rates7 participants
Standard Dose CaffeineMortality Rates5 participants
Secondary

Rates of Chronic Lung Disease

Defined as oxygen requirement at 36 weeks PMA

Time frame: Participants were followed for the duration of hospital stay, an average of 12 weeks

ArmMeasureValue (NUMBER)
High Dose CaffeineRates of Chronic Lung Disease19 participants
Standard Dose CaffeineRates of Chronic Lung Disease18 participants
Secondary

Rates of Necrotizing Enterocolitis

Time frame: Participants were followed for the duration of hospital stay, an average of 12 weeks

ArmMeasureValue (NUMBER)
High Dose CaffeineRates of Necrotizing Enterocolitis6 participants
Standard Dose CaffeineRates of Necrotizing Enterocolitis5 participants
Secondary

Rates of Retinopathy of Prematurity

Time frame: Participants were followed for the duration of hospital stay, an average of 12 weeks

ArmMeasureValue (NUMBER)
High Dose CaffeineRates of Retinopathy of Prematurity2 participants
Standard Dose CaffeineRates of Retinopathy of Prematurity4 participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026